SUB-ADVISORY AGREEMENT AGREEMENT made as of the 15th day of December, 2006, between SSgA FUNDS MANAGEMENT, INC., a Massachusetts corporation (the "Adviser") and THE TUCKERMAN GROUP LLC, a Delaware limited liability company (the "Sub-Adviser")....Sub-Advisory Agreement • November 24th, 2009 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • Massachusetts
RECITALSCustodian Agreement • January 27th, 2006 • STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) • Massachusetts
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the 19th day of August, 2002, by and between Fresco'sm' Index Shares Funds, a Massachusetts business trust, having its principal office and place of business at 51 West 52nd Street, New York,...Transfer Agency and Service Agreement • September 10th, 2002 • Fresco Index Shares Funds • Massachusetts
Purchase Agreement Fresco'sm' Index Shares Funds 1. Share Purchase. UBS Global Asset Management (US) Inc. ("UBS Global AM") hereby purchases from Fresco'sm' Index Shares Funds (the "Trust"), a series-type investment company having two investment...Purchase Agreement • October 11th, 2002 • Fresco Index Shares Funds
INVESTMENT ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND STREETTRACKS INDEX SHARES FUNDSInvestment Advisory Agreement • July 1st, 2004 • Fresco Index Shares Funds • Massachusetts
EXECUTION COPY ADMINISTRATION AGREEMENT Agreement dated as of February 15, 2002, by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Fresco'sm' Index Shares Funds, a Massachusetts business trust...Administration Agreement • September 10th, 2002 • Fresco Index Shares Funds • Massachusetts
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of August 19, 2002 is made by and among FRESCO Index Shares Funds (the "Sublicensee"), STOXX Limited (the "Licensor"), and UBS AG (the "Licensee" or "Sublicensor")....Sublicense Agreement • October 2nd, 2002 • Fresco Index Shares Funds
SPDR(R) SERIES TRUST SPDR(R) INDEX SHARES FUNDS PARTICIPANT AGREEMENT This Participant Agreement (the "Agreement") is entered into by and among State Street Global Markets, LLC (the "Distributor"), State Street Bank and Trust Company, as transfer...Participant Agreement • November 24th, 2009 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • Massachusetts
SECURITIES LENDING AUTHORIZATION AGREEMENTSecurities Lending Authorization Agreement • December 21st, 2007 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds)
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 28th, 2016 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • Massachusetts
AGREEMENT, dated as of October 26, 2015, by and between SSgA Funds Management, Inc., a Massachusetts corporation (“Adviser”), and State Street Global Advisors Asia Limited, a limited liability company incorporated under the laws of Hong Kong S.A.R. (“Sub-Adviser”).
WITNESSETH:Custodian Agreement • September 10th, 2002 • Fresco Index Shares Funds • Massachusetts
AMENDMENT TO MASTER SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • January 28th, 2019 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • Massachusetts
This Amendment to the Master Sub-Administration Agreement is made as of June 29, 2018 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”) and SSGA Funds Management, Inc., a Massachusetts Corporation (the “Administrator”), and shall be effective as set forth in Section 2 below. Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
ADMINISTRATION AGREEMENTAdministration Agreement • December 14th, 2015 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of June 1, 2015, is by and between SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”), and each of SPDR Series Trust, SPDR Index Shares Funds, SSGA Active Trust and SSGA Master Trust, each a Massachusetts business trust (together, the “Trust”).1
DISTRIBUTION AGREEMENT Distribution Agreement made this 1st day of July, 2004, by and between streetTRACKS(R) Index Shares Funds, a Massachusetts business trust (the "Trust"), and State Street Global Markets, LLC (the "Distributor"). WHEREAS, the...Distribution Agreement • July 1st, 2004 • Fresco Index Shares Funds • Massachusetts
AMENDMENT NO. 2 TO MASTER SUB-ADMINISTRATION AGREEMENT (SSGA Funds Management, Inc.)Master Sub-Administration Agreement • January 26th, 2024 • SPDR Index Shares Funds
THIS AMENDMENT TO THE MASTER SUB-ADMINISTRATION AGREEMENT, effective as of August 14, 2019 (the “Amendment”), is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
ANTI-MONEY LAUNDERING SERVICES AMENDMENTSPDR Index Shares Funds • January 28th, 2021
streetTRACKS INDEX SHARES FUNDS (the “Fund”) and STATE STREET BANK & TRUST COMPANY (the “Transfer Agent”) are parties to an agreement dated as of August 19, 2002 (the “Agreement”) under which the Transfer Agent performs certain transfer agency and/or recordkeeping services for the Fund. In connection with the enactment of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (“USA PATRIOT Act”) and the regulations promulgated thereunder (collectively, the “Patriot Act”), the Fund has requested and the Transfer Agent has agreed to amend the Agreement as of the date hereof in the manner set forth below:
MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, SSGA ACTIVE TRUST, and SSGA MASTER TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT...Securities Lending Authorization Agreement • September 17th, 2018 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • Massachusetts
This Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of each Trust as listed on Schedule B to this Agreement (such Trust acting on behalf of each of its series, a “Fund” and collectively, the “Funds”) as it may be amended by the parties, and no series of shares of a Trust shall be responsible or liable for any of the obligations of any other series of such Trust or of any other Trust under this Agreement or otherwise, notwithstanding anything to the contrary contained herein.
RECITALSSub-Advisory Agreement • October 2nd, 2002 • Fresco Index Shares Funds • New York
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 28th, 2019 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds)
This Amendment to the Transfer Agency and Service Agreement (the “Amendment”) is made and entered into as of December 17, 2018 by and between SPDR Index Shares Funds (formerly known as streetTRACKS Index Shares Funds) (the “Fund”) and State Street Bank and Trust Company (the “Bank” and, with respect to its transfer agency services, the “Transfer Agent”).
Exhibit 99.(h)(v) SECURITIES LENDING AGENCY AGREEMENT THIS AGREEMENT is made as of the 15th day of October, 2002, by and between each investment company identified on Exhibit 1, acting for and on behalf of its respective series or portfolios as...Securities Loan Agreement • January 26th, 2004 • Fresco Index Shares Funds • New York
SCHEDULE B This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 28th day of November, 2007 between SPDR(R) INDEX SHARES FUNDS, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B,...SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • May 7th, 2008
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 28th day of November, 2007 between SPDR(R) INDEX SHARES FUNDS, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the "Funds") and STATE STREET BANK AND TRUST COMPANY ("State Street").
Annex I To the Distribution Agreement by and between SPDR Index Shares Funds and State Street Global Advisors Funds Distributors, LLCSPDR Index Shares Funds • January 26th, 2024
FIFTH AMENDMENT TO MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B OF THE AGREEMENT,...Securities Lending Authorization Agreement • January 26th, 2024 • SPDR Index Shares Funds
This Fifth Amendment (this “Amendment”) dated February 24, 2022, is among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST, each an open-end management investment company, organized as a Massachusetts business trust, on behalf of each of its respective series as listed on Schedule B of the Agreement (defined below), severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (the “Trust”) and STATE STREET BANK AND TRUST COMPANY (“State Street”). The Trust, acting on behalf of each of its series, a “Fund” and collectively, the “Funds”.
ANTI-MONEY LAUNDERING SERVICES AMENDMENT July 1, 2004 STREETTRACKS(R) INDEX SHARES FUNDS 225 FRANKLIN STREET BOSTON, MASSACHUSETTS 02110 Dear Sir or Madam: streetTRACKS Index Shares Funds TRUST (the "Fund") and STATE STREET BANK & TRUST COMPANY (the...Fresco Index Shares Funds • July 1st, 2004
THIRD AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 28th, 2021 • SPDR Index Shares Funds
The Transfer Agency and Service Agreement dated as of August 19, 2002 (the “Agreement”) by and between State Street Bank and Trust Company (the “Bank” and, with respect to its transfer agency services, the “Transfer Agent”), a Massachusetts trust company, and SPDR Index Shares Funds (formerly known as streetTRACKS Index Shares Funds) (the “Fund”), which may be amended from time to time, is hereby amended as of May 23, 2012 in the manner set forth below:
FRESCO'sm' INDEX SHARES FUNDS PARTICIPANT AGREEMENT This Participant Agreement (the "Agreement") is entered into by and among UBS Global Asset Management (US) Inc. (the "Principal Underwriter"), State Street Bank and Trust Company ("State Street" or...Fresco'sm' Index Shares Funds Participant Agreement • October 2nd, 2002 • Fresco Index Shares Funds • New York
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 28th day of November, 2007 between SPDR® INDEX SHARES FUNDS, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT...SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • May 29th, 2013
*Board approved and either SEC registered or in SEC registration, but not operational. Any fund series marked with a “*” shall not participate in securities lending unless and until the Funds have notified State Street in writing that the fund series is operational and authorized to participate in securities lending under this Agreement and such authorization is consented to by State Street in writing. Such authorization may be effected by the Funds and State Street executing a revised Schedule B with the applicable series no longer denoted as not operational.
RE: Fee Waiver and/or Expense Reimbursement Arrangement AgreementsSPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • January 26th, 2018
SSGA Funds Management, Inc. (“SSGA FM”), as the investment adviser to each series (each a “Fund” and collectively, the “Funds”) of the SPDR Index Shares Funds (the “Trust”), agrees:
FOURTH AMENDMENT TO MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B OF THE AGREEMENT,...Securities Lending Authorization Agreement • January 26th, 2024 • SPDR Index Shares Funds
This Fourth Amendment (this “Amendment”) dated November 15, 2021 and effective as of January 1, 2022, is among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST, each an open-end management investment company, organized as a Massachusetts business trust, on behalf of each of its respective series as listed on Schedule B of the Agreement (defined below), severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (the “Trust”) and STATE STREET BANK AND TRUST COMPANY (“State Street”). The Trust, acting on behalf of each of its series, a “Fund” and collectively, the “Funds”.
FRESCO'sm' INDEX SHARES FUNDS PRINCIPAL UNDERWRITING AGREEMENT Agreement made this 10th day of September, 2002, by and between Fresco'sm' Shares Index Funds, a Massachusetts business trust (the "Trust"), and UBS Global Asset Management (US) Inc., a...Principal Underwriting Agreement • September 10th, 2002 • Fresco Index Shares Funds • New York
January 31, 2024 Mr. Bruce Rosenberg Treasurer SPDR Index Shares Funds c/o SSGA Funds Management, Inc. One Iron Street Boston, Massachusetts 02210 RE: Fee Waiver and/or Expense Reimbursement Arrangement Agreements Dear Mr. Rosenberg: SSGA Funds...SPDR Index Shares Funds • January 26th, 2024
This fee waivers and/or expense reimbursements (“Fee Waiver”) set forth above: (i) supersedes any prior Fee Waiver for the applicable Fund, (ii) is subject to the terms and conditions of the Investment Advisory Agreement, (iii) does not provide for the recoupment by SSGA FM of any amounts waived or reimbursed, and (iv) may only be terminated during the relevant period with the approval of the Funds’ Board of Trustees.
Schedule B This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 28th day of November, 2007 between SPDR® INDEX SHARES FUNDS, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B,...SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • January 11th, 2012
* Board approved and either SEC registered or in SEC registration, but not operational. Any fund series marked with a “ * ” shall not participate in securities lending unless and until the Funds have notified State Street in writing that the fund series is operational and authorized to participate in securities lending under this Agreement and such authorization is consented to by State Street in writing. Such authorization may be effected by the Funds and State Street executing a revised Schedule B with the applicable series no longer denoted as not operational.
2nd AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • January 28th, 2021 • SPDR Index Shares Funds • Massachusetts
THIS AMENDMENT is made as of September 30, 2020, by and between STREETTRACKS INDEX SHARES FUNDS (currently known as SPDR Index Shares Funds), a Massachusetts business trust (the “Fund”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
MASTER SUB-ADMINISTRATION AGREEMENTMaster Sub-Administration Agreement • December 14th, 2015 • SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • Massachusetts
This Master Sub-Administration Agreement (“Agreement”) dated and effective as of June 1, 2015, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”).
SSgA FUNDS MANAGEMENT, INC. STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON, MA 02111-2900SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) • November 24th, 2009
Reference is made to the Sub-Advisory Agreement between us dated December 15, 2006, (the "Agreement"). Pursuant to the Agreement, this letter is to provide notice of the creation of an additional investment portfolio of SPDR(R) Index Shares Funds (formerly, streetTRACKS(R) Index Shares Funds) (the "Trust"):
