SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made this 29th day of February, 2008, by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (the "Adviser") and TRANSWESTERN SECURITIES MANAGEMENT, L.L.C. (the "Subadviser"),...Sub-Advisory Agreement • February 27th, 2008 • Henderson Global Funds • Illinois
IN WITNESS WHEREOF, the parties hereto have caused this Amended Appendix A to the Services Agreement between Henderson Global Investors (North America) Inc. and Foreside Fund Services, LLC and the Distribution Agreement between Henderson Global Funds...Distribution Agreement • December 14th, 2007 • Henderson Global Funds
IN WITNESS WHEREOF, the parties hereto have caused this Amended Appendix A to the Services Agreement between Henderson Global Investors (North America) Inc. and Foreside Fund Services, LLC and the Distribution Agreement between Henderson Global Funds and Foreside Fund Services, LLC to be executed in their names and on their behalf by and through their duly authorized officers, as of __________, __, 2008.
EXHIBIT 99(h)(i) EXECUTION COPY ADMINISTRATION AGREEMENT Agreement dated as of August 31, 2001 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Henderson Global Funds, a Delaware business...Administration Agreement • November 22nd, 2002 • Henderson Global Funds • Massachusetts
EXHIBIT 99(d)(i) INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT (the "Agreement") made as of 31st first day of August, 2001 by and between HENDERSON GLOBAL FUNDS, a Delaware business trust (the "Trust"), and HENDERSON GLOBAL INVESTORS...Investment Advisory Agreement • November 22nd, 2002 • Henderson Global Funds • Illinois
LETTER AGREEMENT ---------------- Henderson Global Funds 737 N. Michigan, Suite 1700 Chicago, Illinois 60611Letter Agreement • April 20th, 2009 • Henderson Global Funds
Exhibit 99(e) HENDERSON GLOBAL FUNDS FORM OF DISTRIBUTION AGREEMENT AGREEMENT made as of the ____________ day of ______________, 200__, by and between Henderson Global Funds, a Delaware business trust, with its principal office and place of business...Distribution Agreement • August 10th, 2001 • Henderson Global Funds • Textile mill products • Delaware
EXPENSE LIMITATION AGREEMENT This EXPENSE LIMITATION AGREEMENT (the "Agreement") is effective as of April 20, 2009 by and between Henderson Global Investors (North America) Inc., a Delaware corporation (the "Adviser") and Henderson Global Funds, a...Expense Limitation Agreement • April 20th, 2009 • Henderson Global Funds
EXHIBIT 99(g)(i) CUSTODIAN AGREEMENT This Agreement between HENDERSON GLOBAL FUNDS, a business trust organized and existing under the laws of Delaware (the "FUND"), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the...Custodian Agreement • November 22nd, 2002 • Henderson Global Funds • Massachusetts
BETWEENTransfer Agency and Service Agreement • November 22nd, 2002 • Henderson Global Funds • Massachusetts
EXHIBIT 99(d)(ii) SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made this 31st day of August, 2001, by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (the "Adviser") and HENDERSON INVESTMENT MANAGEMENT LTD. (the...Sub-Advisory Agreement • November 22nd, 2002 • Henderson Global Funds • Illinois
LETTER AGREEMENT ---------------- Henderson Global Funds 737 N. Michigan, Suite 1700 Chicago, Illinois 60611 This Agreement is made as of this 31st day of January 2008 between HENDERSON GLOBAL FUNDS, a Delaware statutory trust (the "Trust") and...Letter Agreement • January 31st, 2008 • Henderson Global Funds
HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, 100,000 Class I shares of beneficial interest of the...Subscription Agreement • January 31st, 2008 • Henderson Global Funds
WAIVER AGREEMENT WAIVER AGREEMENT (the "Agreement") dated as of the __th day of April, 2009, by and between Henderson Global Funds (the "Trust"), a Delaware statutory trust, on behalf of the Henderson Money Market Fund (the "Fund"), and Foreside Fund...Waiver Agreement • April 20th, 2009 • Henderson Global Funds
EXHIBIT (d)(v) FORM OF SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made this 30th day of April, 2004, by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (the "Adviser") and GARDNER LEWIS ASSET MANAGEMENT L.P. (the...Sub-Advisory Agreement • April 28th, 2004 • Henderson Global Funds • Illinois
HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, 40,000 Class A shares of beneficial interest and 5,000 Class...Subscription Agreement • August 29th, 2008 • Henderson Global Funds
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the "AGREEMENT"), effective as of June 9, 2005 by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA), INC., a Delaware corporation (the...Expense Limitation Agreement • August 1st, 2005 • Henderson Global Funds
BY-LAWS OFHenderson Global Funds • June 5th, 2001
WITNESSETH:Custodian Agreement • August 10th, 2001 • Henderson Global Funds • Textile mill products • Massachusetts
DRAFT 08/06/01 FORM OF ADMINISTRATION AGREEMENT Agreement dated as of August ___, 2001 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Henderson Global Funds, a Delaware business trust (the...Form of Administration Agreement • August 10th, 2001 • Henderson Global Funds • Textile mill products • Massachusetts
EXHIBIT 99(l) August 30, 2001 Board of Trustees Henderson Global Funds 737 N. Michigan Avenue Suite 1950 Chicago, Illinois 60611 Re: Subscription Agreement for Shares of Henderson Global Funds (the "Trust") ------------------------------------ Dear...Henderson Global Funds • November 22nd, 2002
Henderson Global Investors (North America) Inc. offers to purchase from the Trust 20,000 Class A shares of beneficial interest, 2,500 Class B shares of beneficial interest and 2,500 Class C shares of beneficial interest in each portfolio of the Trust: Henderson European Focus Fund, Henderson Global Technology Fund, Henderson International Developing Companies Fund, Henderson International Opportunities Fund and Henderson Worldwide Growth Fund; at $10.00 per share for an aggregate purchase price of $1,250,000 in cash, all such shares to be validly issued, fully paid and non-assessable upon issuance of such shares and receipt by the Fund of said payment.
EXHIBIT (l)(iii) HENDERSON GLOBAL FUNDS FORM OF SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, [100] Class A shares of beneficial...Henderson Global Funds • April 28th, 2004
HENDERSON GLOBAL FUNDS 737 NORTH MICHIGAN AVENUE, SUITE 1700 CHICAGO, ILLINOIS 60611 December 7, 2009 State Street Bank and Trust Company 4 Copley Place, 5th Floor Boston, MA 02116 Attn: Fund Administration Legal Department Ladies and Gentlemen:...Henderson Global Funds • March 1st, 2010
Reference is made to the Administration Agreement between us dated as of August 31, 2001 (the "Agreement"). Pursuant to Section 12 of the Agreement, this letter is to provide notice that effective October 8, 2009 and November 30, 2009, respectively, the Henderson Global Real Estate Equities Fund and Henderson Industries of the Future Fund, each a series of Henderson Global Funds, are hereby terminated.
FORUM FUND SERVICES, LLC MUTUAL FUND SALES AND SERVICE AGREEMENT COMPENSATION SCHEDULE (EFFECTIVE MARCH 31, 2004) APPENDIX AFunds Distribution Agreement • April 28th, 2004 • Henderson Global Funds
HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, 75,000 Class A shares of beneficial interest and 5,000 Class...Subscription Agreement • January 31st, 2006 • Henderson Global Funds
HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, 15,000 Class A shares of beneficial interest, 15,000 Class B...Subscription Agreement • April 20th, 2009 • Henderson Global Funds
Exhibit (h)(ix) EXPENSE LIMITATION AGREEMENT This EXPENSE LIMITATION AGREEMENT (the "Agreement") is effective as of ____________ __, 2003 by and between Henderson Global Investors (North America), Inc., a Delaware corporation (the "Adviser") and...Expense Limitation Agreement • September 29th, 2003 • Henderson Global Funds
HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENTGlobal Funds • December 19th, 2013 • Henderson Global Funds
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 17th, 2014 • Henderson Global Funds
This EXPENSE LIMITATION AGREEMENT (the “Agreement”), is effective December 17, 2014, by and between Henderson Global Investors (North America) Inc., a Delaware corporation (the “Adviser”) and Henderson Global Funds, a Delaware statutory trust (the “Trust”), on behalf of the Henderson US Growth Opportunities Fund, a series of the Trust (the “Fund”).
Exhibit 99(d)(1) FORM OF INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT (the "Agreement") made as of ____ first day of ________, 2001 by and between HENDERSON GLOBAL FUNDS, a Delaware business trust (the "Trust"), and HENDERSON GLOBAL...Investment Advisory Agreement • June 5th, 2001 • Henderson Global Funds • Illinois
HENDERSON GLOBAL FUNDS 737 NORTH MICHIGAN AVENUE, SUITE 1950 CHICAGO, ILLINOIS 60611 State Street Bank and Trust Company State Street Financial Center One Lincoln Street Boston, MA 02111 Ladies and Gentlemen: Reference is made to the Custodian...Henderson Global Funds • December 14th, 2007
Pursuant to Section 18 of the Agreement, this letter is to provide notice of the creation of two additional portfolios of Henderson Global Funds (the "Trust"), namely the Henderson International Equity Fund and the Henderson Global Real Estate Equities Fund (each, a "New Fund"). We request that you act as Custodian under the Agreement with respect to each New Fund.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 28th, 2012 • Henderson Global Funds
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective September 18, 2012 by and between Henderson Global Investors (North America) Inc., a Delaware corporation (the “Adviser”) and Henderson Global Funds, a Delaware statutory trust (the “Trust”), on behalf of the Henderson Global Technology Fund, a series of the Trust (the “Fund”), hereby amends and restates the Expense Limitation Agreement by and between the Adviser and the Trust, on behalf of the Fund, dated August 31, 2001, as amended and restated effective November 4, 2002, June 9, 2005 and June 9, 2006.
SECOND AMENDMENT HENDERSON GLOBAL FUNDS DISTRIBUTION AGREEMENT This Amendment (the "Amendment") to the Henderson Global Funds Distribution Agreement (the "Distribution Agreement") dated as of March 31, 2009, and as amended on April 20, 2009, by and...Global Funds Distribution Agreement • November 27th, 2009 • Henderson Global Funds • Delaware
August ___, 2001 Board of Trustees Henderson Global Funds 737 N. Michigan Avenue Suite 1950 Chicago, Illinois 60611 Re: Form of Subscription Agreement for Shares of Henderson Global Funds (the "Trust") ----------------------------------------- Dear...Henderson Global Funds • August 28th, 2001
Henderson Global Investors (North America) Inc. offers to purchase from the Trust 20,000 Class A shares of beneficial interest, 2,500 Class B shares of beneficial interest and 2,500 Class C shares of beneficial interest in each portfolio of the Trust: Henderson European Focus Fund, Henderson Global Technology Fund, Henderson International Developing Companies Fund, Henderson International Opportunities Fund and Henderson Worldwide Growth Fund; at $10.00 per share for an aggregate purchase price of $1,250,000 in cash, all such shares to be validly issued, fully paid and non-assessable upon issuance of such shares and receipt by the Fund of said payment.
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • December 30th, 2016 • Janus Investment Fund • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 201 , by and between Janus Investment Fund, a Massachusetts business trust (the “Janus Trust”), on behalf of , a series of the Janus Trust (the “Acquiring Fund”), and Henderson Global Funds, a Delaware statutory trust (the “Henderson Trust”), on behalf of , a series of the Henderson Trust (the “Target Fund”). Each of Janus Capital Management LLC (“JCM”) and Henderson Global Investors (North America) Inc. (“HGINA”) joins this Agreement solely for the purpose of agreeing to be bound by Paragraph 5.
AMENDMENT NO. 8 TO THE INVESTMENT ADVISORY AGREEMENT BETWEEN HENDERSON GLOBAL FUNDS AND HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.Investment Advisory Agreement • December 17th, 2014 • Henderson Global Funds • Delaware
AMENDMENT NO. 8 (this “Amendment”), dated as of December 17, 2014, to the Investment Advisory Agreement, dated August 31, 2001, as amended (the “Advisory Agreement”), between HENDERSON GLOBAL FUNDS, a Delaware statutory trust (hereinafter referred to as the “Trust”) and HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC., a Delaware corporation (hereinafter referred to as the “Adviser”) shall be effective as of the date first written above. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument. Capitalized terms used but not defined herein shall have the same meanings given them in the Advisory Agreement.
