EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of September 14, 2005, by and among China BAK Battery, Inc., a Nevada corporation (the "Company"), and the investors signatory...Registration Rights Agreement • March 28th, 2006 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledMarch 28th, 2006 Company Industry Jurisdiction
EXHIBIT 10.4 SUBSCRIPTION AGREEMENT BAK International, Ltd. BAK Industrial Zone Atou Village Kui Chong Town Lunggang District Shenzhen, China 518119 Attention: Li Xiang Qian, President Ladies and Gentlemen: The undersigned subscriber ("Subscriber")...Subscription Agreement • March 29th, 2006 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • Texas
Contract Type FiledMarch 29th, 2006 Company Industry Jurisdiction
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this "Agreement") is dated as of September 14, 2005, among China BAK Battery, Inc., a Nevada corporation (the "Company"), and the investors identified on the signature...Securities Purchase Agreement • September 15th, 2005 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledSeptember 15th, 2005 Company Industry Jurisdiction
WARRANTChina Bak Battery Inc • December 30th, 2005 • Miscellaneous electrical machinery, equipment & supplies
Company FiledDecember 30th, 2005 Industry
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this "Agreement") is dated as of September 14, 2005, among China BAK Battery, Inc., a Nevada corporation (the "Company"), and the investors identified on the signature...Escrow Agreement • March 28th, 2006 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledMarch 28th, 2006 Company Industry Jurisdiction
Exhibit 10.32 CHINA BAK BATTERY, INC. NONQUALIFIED STOCK OPTION AGREEMENT This Nonqualified Stock Option Agreement (the "Agreement") is entered into between China BAK Battery, Inc., a Nevada corporation (the "Company"), and (the "Optionee") effective...Nonqualified Stock Option Agreement • August 19th, 2005 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • Nevada
Contract Type FiledAugust 19th, 2005 Company Industry Jurisdiction
EXHIBIT 4Subscription Agreement • August 24th, 2001 • Medina Coffee Inc • Retail-eating & drinking places
Contract Type FiledAugust 24th, 2001 Company Industry
EXHIBIT 10.3 LOCK-UP AGREEMENT This LOCK-UP AGREEMENT (this "Agreement"), dated as of January 20, 2005. is entered into by and between Medina Coffee, Inc., a Nevada corporation (the "Company"), and Xiangqian Li, in his individual capacity ("Li")....Escrow Agreement • November 29th, 2005 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • Texas
Contract Type FiledNovember 29th, 2005 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 9th, 2021 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledFebruary 9th, 2021 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of February 8, 2021, is by and among CBAK Energy Technology, Inc., a Nevada corporation with headquarters located at BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, Liaoning Province, People’s Republic of China, 116450 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
EXHIBIT 10.3 LOCK-UP AGREEMENT This LOCK-UP AGREEMENT (this "Agreement"), dated as of January 20, 2005. is entered into by and between Medina Coffee, Inc., a Nevada corporation (the "Company"), and Xiangqian Li, in his individual capacity ("Li")....Lock-Up Agreement • January 21st, 2005 • Medina Coffee Inc • Retail-eating & drinking places • Nevada
Contract Type FiledJanuary 21st, 2005 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 9th, 2021 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledFebruary 9th, 2021 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 8, 2021, is by and among CBAK Energy Technology, Inc., a Nevada corporation with offices located at BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, Liaoning Province, People’s Republic of China, 116450 (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”).
EXHIBIT 10.4 SUBSCRIPTION AGREEMENT BAK International, Ltd. BAK Industrial Zone Atou Village Kui Chong Town Lunggang District Shenzhen, China 518119 Attention: Li Xiang Qian, President Ladies and Gentlemen: The undersigned subscriber ("Subscriber")...Subscription Agreement • January 21st, 2005 • Medina Coffee Inc • Retail-eating & drinking places
Contract Type FiledJanuary 21st, 2005 Company Industry
INDEMNIFICATION AGREEMENTIndemnification Agreement • August 22nd, 2006 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 22nd, 2006 Company Industry JurisdictionThis Indemnification Agreement (the “Agreement”) is entered into as of [ ], 200[__] by and between China BAK Battery Inc., a Nevada company (the “Company”) and the undersigned, a director and/or officer of the Company (“Indemnitee”).
CBAK ENERGY TECHNOLOGY, INC. NOTES TO UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATIONCBAK Energy Technology, Inc. • March 17th, 2022 • Miscellaneous electrical machinery, equipment & supplies
Company FiledMarch 17th, 2022 IndustryOn July 20, 2021, Dalian CBAK Power Battery Co., Ltd. (“CBAK Power”), a wholly-owned Chinese subsidiary of CBAT, entered into a framework agreement relating to CBAK Power’s investment in Zhejiang Hitrans Lithium Battery Technology Co., Ltd (“Zhejiang Hitrans”), pursuant to which CBAK Power agreed to acquire 81.56% of the registered equity interests (representing 75.57% of paid-up capital) of Zhejiang Hitrans (the “Acquisition”). The Acquisition was completed on November 26, 2021.
FORM OF WARRANT]CBAK Energy Technology, Inc. • December 9th, 2020 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledDecember 9th, 2020 Industry JurisdictionCBAK Energy Technology, Inc., a Nevada corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [BUYERS], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, upon exercise of this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, the “Warrant”), at any time or times on or after the Issuance Date (the “Initial Exercisability Date”), but not after 11:59 p.m., New York time, on the Expiration Date (as defined below), (subject to adjustment as provided herein) ______________1 fully paid and non-assessable shares of Common Stock (as defined below) (the “Warrant Shares”, and such number of Warrant Shares, the “Warrant Number”). Except as otherwise defined herein,
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 6th, 2007 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledNovember 6th, 2007 Company Industry JurisdictionThis Registration Rights Agreement (this "Agreement"), dated as of November 5, 2007, by and among China BAK Battery Inc., a Nevada corporation, with headquarters located at Bak Industrial Park, No. 1 Bak Street Kuichong Town, Longgang District, Shenzhen People F4 518119, China (the "Company"), and the investors listed on the Schedule of Buyers attached hereto (each, a "Buyer" and collectively, the "Buyers").
EXHIBIT 10.1 SECURITIES EXCHANGE AGREEMENT dated effective as of January 20, 2005 by and among MEDINA COFFEE, INC. BAK INTERNATIONAL, LTD.Securities Exchange Agreement • January 21st, 2005 • Medina Coffee Inc • Retail-eating & drinking places • Nevada
Contract Type FiledJanuary 21st, 2005 Company Industry Jurisdiction
EXHIBIT 10.20 FINANCIAL ADVISORY AGREEMENT THIS FINANCIAL ADVISORY AGREEMENT ("Agreement") is made and entered into on this the _____ day of September, 2004, by and between HFG INTERNATIONAL, LIMITED, a Hong Kong corporation ("HFG"), and SHENZHEN BAK...Financial Advisory Agreement • June 22nd, 2005 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledJune 22nd, 2005 Company Industry
Securities Purchase AgreementSecurities Purchase Agreement • January 6th, 2020 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Utah
Contract Type FiledJanuary 6th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”), dated as of December 30, 2019, is entered into by and between CBAK Energy Technology, Inc., a Nevada corporation (“Company”), and Atlas Sciences, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • January 3rd, 2011 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • Nevada
Contract Type FiledJanuary 3rd, 2011 Company Industry JurisdictionThis Indemnification Agreement, dated as of __________, 20__, is made by and between China BAK Battery, Inc., a Nevada corporation (the “Corporation”) and _________ (the “Indemnitee”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 1st, 2017 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledJune 1st, 2017 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 31, 2017, by and among CBAK Energy Technology, Inc., a Nevada corporation (the “Company”) and the investors identified on the signature pages hereto (each, an “Investor” and collectively, the “Investors”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 9th, 2021 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Georgia
Contract Type FiledFebruary 9th, 2021 Company Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between CBAK Energy Technology, Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
FORM OF WARRANT]China Bak Battery Inc • October 22nd, 2009 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledOctober 22nd, 2009 Industry JurisdictionChina BAK Battery, Inc., a Nevada corporation (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [___________], the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, upon surrender of this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, the "Warrant"), at any time or times on or after the date hereof (the "Initial Exercise Eligibility Date"), but not after 11:59 p.m., New York time, on the Expiration Date (as defined below), ______________ ( ) fully paid, nonassessable shares of Common Stock (as defined below) (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant shall have the meanings set forth in Section 15. This Warrant
EXHIBIT 4Subscription Agreement • March 19th, 2001 • Medina Coffee Inc • Retail-eating & drinking places
Contract Type FiledMarch 19th, 2001 Company Industry
November 25, 2020Letter Agreement • December 9th, 2020 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Georgia
Contract Type FiledDecember 9th, 2020 Company Industry JurisdictionThis Agreement shall become effective fifteen days following the date it is signed by the Company, unless an earlier date is agreed upon in writing by the Company and the Placement Agent (the “Effective Date”). The terms of such Placement(s) and the Securities shall be mutually agreed upon by the Company and the investors (each, an “Investor” and collectively, the “Investors”) and nothing herein enables the Placement Agent to bind the Company or any Investor. This Agreement and the documents executed and delivered by the Company and the Investors in connection with the Placement(s) shall be collectively referred to herein as the “Transaction Documents.” The date of each of the closings of the Placement(s) shall be referred to herein as the “Closing Date.” The Company expressly acknowledges and agrees that the Placement Agent’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by the Placement Ag
CANCELLATION AGREEMENTCancellation Agreement • November 17th, 2020 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledNovember 17th, 2020 Company Industry JurisdictionTHIS CANCELLATION AGREEMENT (this “Agreement”), is entered into effective as of November 11, 2020, by and between CBAK Energy Technology, Inc., a Nevada corporation (the “Company”) and each of the persons listed on the Schedule of Creditors attached hereto as Exhibit A (individually, a “Creditor” and collectively, the “Creditors”).
Exhibit 10.33 Translation Personal Guaranty Contract of Maximum Amount No. Shen Shangyin (Shuibei) Shouxin Gebao Zi (2005) A110020500006 Creditor: Shuibei Division, Shenzhen Commercial Bank Address: 2028, Wenjin Bei Rd, Shenzhen Guarantor: Li...China Bak Battery Inc • November 29th, 2005 • Miscellaneous electrical machinery, equipment & supplies
Company FiledNovember 29th, 2005 Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 26th, 2008 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledAugust 26th, 2008 Company IndustryThis Securities Purchase Agreement (this “Agreement”) is dated as of August 22, 2008, between China BAK Battery, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, a “Purchaser” and collectively, the “Purchasers”).
EXCHANGE AGREEMENTExchange Agreement • August 4th, 2020 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Utah
Contract Type FiledAugust 4th, 2020 Company Industry JurisdictionThis Exchange Agreement (this “Agreement”) is entered into as of July 29, 2020 by and between Atlas Sciences, LLC, a Utah limited liability company (“Lender”), and CBAK Energy Technology, Inc., a Nevada corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Original Note (as defined below).
CHINA BAK BATTERY, INC. Units Consisting of One Share of Common Stock and a Warrant to Purchase 0.25 of a Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • October 22nd, 2009 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledOctober 22nd, 2009 Company Industry JurisdictionFor purposes of this Agreement, all references to the Registration Statement, the Rule 462 Registration Statement, the Base Prospectus, a Preliminary Prospectus, the Final Prospectus or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to its Next-Generation EDGAR system. All references in this Agreement to financial statements and schedules and other information which is “described,” “contained,” “included” or “stated” in the Registration Statement, the Rule 462 Registration Statement, the Base Prospectus, a Preliminary Prospectus or the Final Prospectus (or other references of like import) shall be deemed to mean and include all such financial statements, pro forma financial information and schedules and other information which is incorporated by reference in or otherwise deemed by the Rules and Regulations to be a part of or included in the Registration Statement, the Rule 462 Registration Statement, the Base P
Summary ------- Comprehensive Credit Facility Agreement of Maximum Amount Entered Between the Company and Agricultural Bank Summary of the main contents >> Contract number: (Shenzhen Longgang Nongyin Shouzi No.20050237000; >> Maximum amount for credit...China Bak Battery Inc • August 19th, 2005 • Miscellaneous electrical machinery, equipment & supplies
Company FiledAugust 19th, 2005 Industry>> Contract number: (Shenzhen Longgang Nongyin Shouzi No.20050237000; >> Maximum amount for credit facilities to be provided: RMB50 million; >> Term: from July 29th, 2005 to January 29, 2006; >> Interest rate of loan shall be subject to each loan agreement/contract to be signed; >> Purpose: Working capital; >> Adjustment of credit can be made by Agricultural Bank under the any of the following: |X| The Company suffers severe operational risk or its financial situation severely deteriorates; |X| Guarantor's payment ability is obviously weakened or value of pledged collaterals decreases obviously; |X| Occurrence of other instances which make Agricultural Bank think adjustment of credit facility is necessary. >> Breach of contract penalty: adjustment of credit, cancellation of unused credit, imposition of punitive interest, demand prepayment of loan and other measures; >> Special terms: This line of credit is added on the basis of the line of credit of 200 million yuan.
EMPLOYMENT AGREEMENTEmployment Agreement • January 8th, 2013 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledJanuary 8th, 2013 Company Industry JurisdictionThis EMPLOYMENT AGREEMENT (the “Agreement”), is dated as of January 7, 2013 by and between China BAK Battery, Inc., a corporation incorporated under the laws of the State of Nevada, U.S. (the “Company”) and Danny Pan (the “Employee”).
CBAK ENERGY Technology, INC.Share Option Agreement • March 15th, 2024 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Nevada
Contract Type FiledMarch 15th, 2024 Company Industry JurisdictionUnless otherwise defined herein, the capitalized terms used in this Share Option Agreement (the “Option Agreement”) shall have the meanings ascribed to them in the CBAK Energy Technology, Inc. 2023 Equity Incentive Plan (the “Plan”):
ContractLoan Agreement • August 9th, 2010 • China Bak Battery Inc • Miscellaneous electrical machinery, equipment & supplies
Contract Type FiledAugust 9th, 2010 Company IndustrySummary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (“the Creditor”) dated May 19, 2010
Pledge Contract of Maximum AmountChina Bak Battery Inc • August 22nd, 2006 • Miscellaneous electrical machinery, equipment & supplies
Company FiledAugust 22nd, 2006 IndustryIn order to secure the indebtedness of Shenzhen BAK Battery Co., Ltd. (hereinafter referred to as Obligor) under the Comprehensive Credit Facilities Agreement (reference no. Shenfa Longgang Shangzi 20060509001, hereinafter referred to as Master Agreement) entered into by Creditor and Obligor on 29 April 2006, the Pledger agrees to provide its assets to the Creditor as the pledge. Through friendly negotiation, both parties agree to enter into this Contract: