AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND THE SELECT SECTOR SPDR(R) TRUSTInvestment Advisory Agreement • January 28th, 2004 • Sector SPDR Trust • Massachusetts
1 EXHIBIT 9(a) ADMINISTRATION AGREEMENT Agreement dated as of , 1998 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and The Select Sector SPDR Trust (the "Trust"). WHEREAS, the Trust is...Administration Agreement • November 17th, 1998 • Sector SPDR Trust • Massachusetts
RECITALSCustodian Agreement • January 27th, 2006 • Select Sector SPDR Trust • Massachusetts
1 EXHIBIT 9(b) TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the day of , 1998, by and between THE SELECT SECTOR SPDR TRUST, a Massachusetts business trust, having its principal office and place of business at 225 Franklin Street, Boston,...Transfer Agency and Service Agreement • November 17th, 1998 • Sector SPDR Trust • Massachusetts
WITNESSETH:Custodian Contract • November 17th, 1998 • Sector SPDR Trust • Massachusetts
INVESTMENT ADVISORY AGREEMENT BETWEEN STATE STREET BANK AND TRUST COMPANY AND THE SELECT SECTOR SPDR(R) TRUSTInvestment Advisory Agreement • November 17th, 1998 • Sector SPDR Trust • Massachusetts
1 EXHIBIT 6(c) ALPS Mutual Funds Services, Inc. 370 17th Street, Suite 3100 Denver, Colorado 80202 INVESTOR SERVICES AGREEMENT Gentlemen: As distributor and principal underwriter (the "Distributor") of The Select Sector SPDR Trust (the "Trust"), an...Sector SPDR Trust • November 17th, 1998 • Colorado
FORM OF AMENDMENT TO THE AMENDED AND RESTATED MARKETING AGREEMENTMarketing Agreement • January 28th, 2009 • Select Sector SPDR Trust
THE SELECT SECTOR SPDR(R) TRUST PARTICIPANT AGREEMENT This Participant Agreement (the "Agreement") is entered into by and among ALPS Distributors, Inc. (the "Distributor"), State Street Bank and Trust Company, as transfer agent (the "Transfer Agent")...Participant Agreement • November 24th, 2009 • Select Sector SPDR Trust • Massachusetts
2 3 hereto. The procedures relating to orders and the handling thereof will be subject to the terms of the then current prospectus and statement of additional information of the Trust, the Participant Agreement and instructions in writing received by...Soliciting Dealer Agreement • November 17th, 1998 • Sector SPDR Trust • New York
THE SELECT SECTOR SPDR® TRUST PARTICIPANT AGREEMENTParticipant Agreement • January 28th, 2014 • Select Sector SPDR Trust • Massachusetts
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”), State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by The Select Sector SPDR Trust (the “Trust”). The Trust is an open-end management investment company organized as a Massachusetts business trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”). The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
FORM OF PARTICIPANT AGREEMENT SELECT SECTOR SPDR(R) TRUST This Participant Agreement (the "Agreement") is entered into by and between ALPS Mutual Funds Services, Inc. (the "Distributor"), State Street Bank and Trust Company, as transfer agent (the...Form of Participant Agreement • January 26th, 2007 • Select Sector SPDR Trust • Massachusetts
ADMINISTRATION AGREEMENTAdministration Agreement • January 28th, 2016 • Select Sector SPDR Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of June 1, 2015, is by and between SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”), and The Select Sector SPDR® Trust, a Massachusetts business trust (the “Trust”).
SUB-ADMINISTRATION AGREEMENT (The Select Sector SPDR Trust)Sub-Administration Agreement • January 28th, 2016 • Select Sector SPDR Trust • Massachusetts
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2014 • Select Sector SPDR Trust • Massachusetts
Distribution Agreement made this 1st day of October, 2013, by and between The Select Sector SPDR® Trust, a Massachusetts business trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation (the “Distributor”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 28th, 2019 • Select Sector SPDR Trust
This Amendment to the Transfer Agency and Service Agreement (the “Amendment”) is made and entered into as of December 17, 2018 by and between The Select Sector SPDR Trust (the “Fund”) and State Street Bank and Trust Company (the “Bank” and, with respect to its transfer agency services, the “Transfer Agent”).
AMENDMENT TO MEMORANDUM OF AGREEMENT This amendment (the "Amendment") dated and effective as of October 17, 2008 amends the memorandum of agreement dated as of December 15, 1998 (the "Sub-License Agreement") by and among The Select Sector SPDR(R)...Memorandum of Agreement • January 28th, 2009 • Select Sector SPDR Trust
1 EXHIBIT 6(a) DISTRIBUTION AGREEMENT Distribution Agreement made this ___ day of __________, 1998, by and between The Select Sector SPDR(R) Trust, a Massachusetts business trust (the "Trust"), and ALPS Mutual Funds Services, Inc., a Colorado...Distribution Agreement • November 17th, 1998 • Sector SPDR Trust • Massachusetts
THE SELECT SECTOR SPDR TRUST RESTATED MARKETING AGREEMENTMarketing Agreement • June 15th, 2018 • Select Sector SPDR Trust • Massachusetts
THIS MARKETING AGREEMENT (the “Agreement”) is made as of April 16, 2018, between The Select Sector SPDR Trust, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation (“ALPS”).
SECURITIES LENDING AUTHORIZATION AGREEMENT Between THE SELECT SECTOR SPDR® TRUST ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY, and STATE STREET BANK AND TRUST COMPANYSecurities Lending Authorization Agreement • January 25th, 2008 • Select Sector SPDR Trust • Massachusetts
This Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of the Trust as listed on Schedule B to this Agreement (the Trust acting on behalf of each such series, a “Fund” and collectively, the “Funds”) as it may be amended by the parties, and no series of the Trust shall be responsible or liable for any of the obligations of any other series of the Trust under this Agreement or otherwise, notwithstanding anything to the contrary contained herein.
ADMINISTRATION AGREEMENT SCHEDULE A Listing of Fund(s)Administration Agreement • January 27th, 2017 • Select Sector SPDR Trust
Amendment No. 2 to Distribution and Service Fee AgreementSelect Sector SPDR Trust • January 27th, 2017
This Amendment to the Distribution and Service Fee Agreement (this “Amendment”), by and between The Select Sector SPDR® Trust, a Massachusetts business trust (the “Trust”) and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”), is dated as of November 21, 2016.
Schedule BSelect Sector SPDR Trust • January 27th, 2017
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 28th day of November, 2007 between THE SELECT SECTOR SPDR® TRUST, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).
Distribution and Service Fee AgreementAgreement • January 28th, 2014 • Select Sector SPDR Trust • Massachusetts
THIS AGREEMENT, dated as of October 1, 2013, is made by and among ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”), and The Select Sector SPDR® Trust, a Massachusetts business trust (the “Trust”) having its principal place of business at One Lincoln Street, Boston, Massachusetts 02111.
The Select Sector SPDR® Trust One Lincoln Street Boston, MA 02111Select Sector SPDR Trust • January 28th, 2015
Reference is made to the Investment Advisory Agreement between us dated as of December 1, 2003, as amended (the “Agreement”). Pursuant to Section 8 of the Agreement, this letter serves to amend Exhibit A to the Agreement to reflect a new fee schedule for the Funds.
Amendment No. 1 to Distribution and Service Fee AgreementSelect Sector SPDR Trust • October 6th, 2015
This Amendment, dated as of October 5, 2015, to the Distribution and Service Fee Agreement (this “Amendment”), by and between The Select Sector SPDR® Trust, a Massachusetts business trust (the “Trust”) and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
AMENDMENT TO MEMORANDUM OF AGREEMENTMemorandum of Agreement • July 24th, 2015 • Select Sector SPDR Trust
This amendment (the “Amendment”) made as of March 5, 2014 with retroactive effect as of January 1, 2013 (“Effective Date”), amends the memorandum of agreement dated as of December 15, 1998 (the “Sub-License Agreement”) by and among The Select Sector SPDR® Trust (the “Trust”), Merrill, Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and S&P Opco, LLC, a subsidiary of S&P Dow Jones Indices LLC and a successor-in-interest to Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. (“S&P”).
FORM OF DISTRIBUTION AND SERVICE FEE AGREEMENT THIS AGREEMENT, dated as of October 1, 2008, is made by and among ALPS Distributors, Inc., a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado...Form of Distribution and Service Fee Agreement • January 28th, 2009 • Select Sector SPDR Trust
AMENDMENT NO. 4 TO MEMORANDUM OF AGREEMENTMemorandum of Agreement • January 28th, 2019 • Select Sector SPDR Trust
This amendment ( the “Amendment”) made as of March 1, 2018 (“Effective Date”}, amends the Memorandum of Agreement dated as of December 15, 1.998 (the “Sub-License Agreement”) by and among The Select Sector SPDR R Trust (the “Trust”), Merrill, Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and S&P Opco, LLC, a subsidiary of S&P Dow Jones Indices LLC and a successor· ln-interest to Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. (“S&P”), as amended by Amendment to Memorandum of Agreement dated as of October 17, 2008, as further amended by Amendment to Memorandum of Agreement dated as of July 22, 2015, and as further amended by Amendment No. 3 to Memorandum of Agreement dated as of November 3, 2017.
Select Sector SPDR® Trust PARTICIPANT AGREEMENTSelect Sector Spdr® Trust Participant Agreement • January 25th, 2008 • Select Sector SPDR Trust • Massachusetts
This Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”), State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”) and [Participant’s name and NSCC#] (the “Participant”) and is subject to acceptance by Select Sector SPDR® Trust (the “Trust”). The Trust is an open-end management investment company organized as a Massachusetts business trust which consists of investment portfolios as set forth in the Trust’s current prospectuses (each a “Fund” and collectively the “Funds”). The Distributor has been retained to provide certain services with respect to acting as principal underwriter of the Trust in connection with the creation and distribution of shares the Funds (the “Shares”). The Transfer Agent has been retained to provide certain services with respect to the creation and redemption of Shares. As specified in the Trust’s current prospectuses and Statement of Additional Information (together, the “Prospe
AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Between THE SELECT SECTOR SPDR® TRUST ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY, and STATE STREET BANK AND TRUST COMPANYSecurities Lending Authorization Agreement • January 26th, 2018 • Select Sector SPDR Trust • Massachusetts
This Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of the Trust as listed on Schedule B to this Agreement (the Trust acting on behalf of each of its series, a “Fund” and collectively, the “Funds”) as it may be amended by the parties, and no series of the Trust shall be responsible or liable for any of the obligations of any other series of the Trust under this Agreement or otherwise, notwithstanding anything to the contrary contained herein.
Amendment No. 1 to Distribution AgreementDistribution Agreement • October 6th, 2015 • Select Sector SPDR Trust
This Amendment, dated as of October 5, 2015, to the Distribution Agreement (this “Amendment”), by and between The Select Sector SPDR® Trust, a Massachusetts business trust (the “Trust”) and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
Schedule BSelect Sector SPDR Trust • October 6th, 2015
This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 6th day of October, 2015 between THE SELECT SECTOR SPDR® TRUST, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND NOT JOINTLY (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).
Amendment No. 3 to Marketing AgreementMarketing Agreement • January 26th, 2018 • Select Sector SPDR Trust
This Amendment No. 3 (this “Amendment”) to the Marketing Agreement, as amended, (the “Agreement”), by and between The Select Sector SPDR® Trust, a Massachusetts business trust (the “Trust”) and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), is dated as of October 20, 2017.
AMENDMENT TO MEMORANDUM OF AGREEMENTMemorandum of Agreement • January 28th, 2014 • Select Sector SPDR Trust
This amendment (the “Amendment”) made as of (“Effective Date”), amends the memorandum of agreement dated as of December 15, 1998 (the “Sub-License Agreement”) by and among The Select Sector SPDR® Trust (the “Trust”), Merrill, Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and S&P Opco, LLC, a subsidiary of S&P Dow Jones Indices LLC and a successor-in-interest to Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. (“S&P”).
