RECITALS --------Voting Agreement • May 15th, 2002 • Avanex Corp • Semiconductors & related devices • Delaware
1998 STOCK PLANStock Option Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
DRAFT 11/18/99 ____________ SHARES AVANEX CORPORATION COMMON STOCK, $__ PAR VALUE UNDERWRITING AGREEMENT Morgan Stanley & Co. Incorporated Lehman Brothers Inc. BancBoston Robertson Stephens Inc. U.S. Bancorp Piper Jaffray Inc. c/o Morgan Stanley & Co....Underwriting Agreement • December 3rd, 1999 • Avanex Corp • New York
BetweenStockholders' Agreement • November 14th, 2003 • Avanex Corp • Semiconductors & related devices • Delaware
BETWEENLease Agreement • November 14th, 2003 • Avanex Corp • Semiconductors & related devices
BY AND AMONGAsset Purchase Agreement • June 6th, 2000 • Avanex Corp • Semiconductors & related devices • California
1998 STOCK PLANStock Option Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
1 EXHIBIT 10.14 [SILICON VALLEY BANK LOGO] QUICKSTART LOAN AND SECURITY AGREEMENT BORROWER: Avanex Corporation ADDRESS: 42501 Albrae St. DATE: February 17, 1998 Fremont, CA 94538 SILICON'S OFFER TO EXTEND FINANCING ON THE TERMS SET FORTH HEREIN SHALL...Loan and Security Agreement • January 14th, 2000 • Avanex Corp • Semiconductors & related devices
EXHIBIT 10.7 NOTE: Information in this document marked with an "[*]" has been omitted and filed separately with the Commission. Confidential treatment has been requested with respect to the omitted portions. SUPPLY AGREEMENT This Supply agreement (the...Supply Agreement • January 16th, 2004 • Avanex Corp • Semiconductors & related devices
1 EXHIBIT 10.5 AVANEX CORPORATION FOUNDER'S STOCK PURCHASE AGREEMENT THIS AGREEMENT is made as of January 13, 1998, by and between Avanex Corporation, a California corporation (the "COMPANY"), and Simon Xiaofan Cao (the "PURCHASER"). Whereas,...Stock Purchase Agreement • December 20th, 1999 • Avanex Corp • Semiconductors & related devices • California
1 EXHIBIT 10.9 ---------------------------------------------------------------- ---------------- AVANEX CORPORATION SERIES A PREFERRED, SERIES B PREFERRED AND SERIES C PREFERRED STOCK PURCHASE AGREEMENT -----------------------------------...Preferred Stock Purchase Agreement • December 20th, 1999 • Avanex Corp • Semiconductors & related devices • California
1998 STOCK PLANStock Option Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
ARTICLE I DEFINITIONSSecurities Purchase Agreement • February 13th, 2004 • Avanex Corp • Semiconductors & related devices • New York
1 EXHIBIT 10.17 Comerica SECURITY AGREEMENT As of September 16, 1999, for value received, the undersigned ("Debtor") grants to Comerica Bank-California ("Bank"), a California banking corporation, a continuing security interest in the collateral (as...Security Agreement • December 20th, 1999 • Avanex Corp • Semiconductors & related devices • California
RECITALSCredit and Security Agreement • February 17th, 2004 • Avanex Corp • Semiconductors & related devices
1998 STOCK PLANStock Option Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
EXHIBIT 10.7 AVANEX CORPORATION 1998 STOCK PLAN RESTRICTED STOCK AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the 1998 Stock Plan shall have the same defined meanings in this Restricted Stock Award Agreement (the "Agreement")....Restricted Stock Award Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
1998 STOCK PLANRestricted Stock Purchase Agreement • December 3rd, 1999 • Avanex Corp • California
1 EXHIBIT 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, PLEDGED, OR OTHER WISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR...Avanex Corp • December 3rd, 1999 • California
AVANEX CORPORATIONVoting Agreement • December 20th, 1999 • Avanex Corp • Semiconductors & related devices
RECITALSIntellectual Property Security Agreement • December 20th, 1999 • Avanex Corp • Semiconductors & related devices • California
1 EXHIBIT 4.4 WARRANT PURCHASE AGREEMENT Haiguang Lu (the "Purchaser") hereby purchases from Avanex Corporation, a California corporation (the "Seller"), and the Seller hereby sells to the Purchaser, a warrant in the form attached hereto as Exhibit A...Warrant Purchase Agreement • December 20th, 1999 • Avanex Corp • Semiconductors & related devices • California
Agreement ---------Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
AMENDED AND RESTATED STOCK OPTION AGREEMENT 10.52Stock Option Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices
Oplink Communications, Inc. (the "Company") hereby grants an option to purchase Shares of its Common Stock to the optionee named below on the terms and conditions set forth in this cover sheet, the Company's 1998 Stock Plan, and Exhibit A attached hereto (together, the "Stock Option Agreement"):
AVANEX CORPORATION 1998 STOCK PLAN RESTRICTED STOCK PURCHASE AGREEMENTSecurity Agreement • September 21st, 2000 • Avanex Corp • Semiconductors & related devices • California
EXHIBIT 10.37 AVANEX CORPORATION THIRD AMENDED AND RESTATED SHAREHOLDER RIGHTS AGREEMENT This Third Amended and Restated Shareholder Rights Agreement (this "Agreement"), made as of this 14th day of January, 2000 and effective upon the closing of the...Shareholder Rights Agreement • January 21st, 2000 • Avanex Corp • Semiconductors & related devices • California
1998 STOCK PLANStock Option Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
EXHIBIT 10.13 [LOGO OF HOLOGRAPHIX(TM) INC.] NON STATUTORY STOCK OPTION AGREEMENT ------------------------------------ 1. Grant of Option. Holographix Inc., a Delaware corporation (the --------------- "Company"), hereby grants to Margaret Quinn (the...Non Statutory Stock Option Agreement • May 30th, 2002 • Avanex Corp • Semiconductors & related devices • California
BETWEENAvanex Corp • November 14th, 2003 • Semiconductors & related devices
RECITALSRevolving Credit and Security Agreement • September 21st, 2000 • Avanex Corp • Semiconductors & related devices • California
BETWEENAgreement • January 16th, 2004 • Avanex Corp • Semiconductors & related devices
EXHIBIT 10.36 SUBSCRIPTION AGREEMENT TO: AVANEX CORPORATION RE: SUBSCRIPTION FOR AND PURCHASE OF SHARES OF COMMON STOCK 1. SUBSCRIPTION MCI Worldcom Venture Fund (the "PURCHASER") hereby irrevocably subscribes for and agrees to purchase, on and...Subscription Agreement • January 21st, 2000 • Avanex Corp • Semiconductors & related devices • California
EXHIBIT 10.3 NOTE: Information in this document marked with an "[*]" has been omitted and filed separately with the Commission. Confidential treatment has been requested with respect to the omitted portions. AGREEMENT OF SUBLEASE By and Between...Avanex Corp • November 14th, 2003 • Semiconductors & related devices • New York
EXHIBIT 10.3 AVANEX CORPORATION SEVERANCE AGREEMENT AND RELEASE This Severance Agreement and Release ("Agreement") is made by and between Avanex Corporation (the "Company"), and Bruce Pollock ("Executive"). WHEREAS, Executive was employed by the...Severance Agreement and Release • February 17th, 2004 • Avanex Corp • Semiconductors & related devices • California
AVANEX CORPORATION and EQUISERVE TRUST COMPANY, N.A Rights Agent PREFERRED STOCK RIGHTS AGREEMENT Dated as of July, 26, 2001Preferred Stock Rights Agreement • August 24th, 2001 • Avanex Corp • Semiconductors & related devices • Delaware
