Exhibit (d)(5) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT MADE THIS 17th day of December, 1999 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Columbus Circle Investors,...Sub-Advisory Agreement • January 11th, 2000 • Nuveen Investment Trust Ii • Illinois
BetweenManagement Agreement • March 28th, 2006 • Nuveen Investment Trust Ii
Exhibit 9(a) Transfer Agency and Service AgreementTransfer Agency and Service Agreement • April 11th, 2003 • Nuveen Investment Trust Ii • Massachusetts
NUVEEN INVESTMENT TRUST II AMENDMENT AND RENEWAL OF MANAGEMENT AGREEMENT Agreement made this 31st day of July 2004, by and between NUVEEN INVESTMENT TRUST II, a Massachusetts business trust (the "Trust"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a...Management Agreement • November 29th, 2004 • Nuveen Investment Trust Ii
Exhibit 9(b) Master Custodian Agreement This Agreement between those Investment Companies (each such investment company and each investment company made subject to this Agreement in accordance with Section 18 herein, be referred to as a "Fund" and...Master Custodian Agreement • April 11th, 2003 • Nuveen Investment Trust Ii • Massachusetts
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • January 11th, 2000 • Nuveen Investment Trust Ii • New York
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT MADE THIS 1/st/ day of March 2006 by and between Nuveen Asset Management, a Delaware corporation and a registered investment adviser ("Manager"), and NWQ Tradewinds Global Investors, LLC, a Delaware...Sub-Advisory Agreement • March 28th, 2006 • Nuveen Investment Trust Ii • Illinois
Renewal of Distribution Agreement Agreement made this 28th day of July, 2005 by and between Nuveen Investment Trust II, a Massachusetts business trust (the "Fund"), and Nuveen Investments, LLC a Delaware corporation (the "Underwriter"); WHEREAS, the...Renewal of Distribution Agreement • November 28th, 2005 • Nuveen Investment Trust Ii
Agreement made this 28th day of July, 2005 by and between Nuveen Investment Trust II, a Massachusetts business trust (the "Fund"), and Nuveen Investments, LLC a Delaware corporation (the "Underwriter");
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust Ii • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 11th, 2012 • Nuveen Investment Trust Ii • Massachusetts
THIS AGREEMENT made as of the 11th day of May 2012, by and between each of the Nuveen open-end investment companies (the “Funds”), as listed on Schedule A, each having its principal office and place of business at 333 W. Wacker Drive, Suite 3300, Chicago, Illinois 60606 and Boston Financial Data Services, Inc., having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).
Exhibit (d)(3) NUVEEN INVESTMENT TRUST II -------------------------- RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT ------------------------------------------ This Agreement made this 22nd day of May, 1999 by and between Nuveen Investment Trust II, a...Nuveen Investment Trust Ii • November 24th, 1999
This Agreement made this 22nd day of May, 1999 by and between Nuveen Investment Trust II, a Massachusetts business trust (the "Fund"), and Nuveen Institutional Advisory Corp., a Delaware corporation (the "Adviser");
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 28th, 2022 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 31st day of December 2021 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“NAM” or “Sub-Adviser”).
WITNESSETH:Subscription Agreement • November 13th, 1997 • Nuveen Investment Trust Ii
WITNESSETHDistribution Agreement • November 25th, 1998 • Nuveen Investment Trust Ii
APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of August 1, 2017) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIESMaster Custodian Agreement • January 26th, 2018 • Nuveen Investment Trust Ii
NUVEEN INVESTMENT TRUST II -------------------------- NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Institutional Advisory Corp., a Delaware corporation (the "Manager") and NWQ Investment Management Company, LLC, a...Nuveen Investment Trust • November 28th, 2003 • Nuveen Investment Trust Ii
WHEREAS, Nuveen Institutional Advisory Corp., a Delaware corporation (the "Manager") and NWQ Investment Management Company, LLC, a Delaware limited liability company (the "Sub-Adviser") have entered into a Sub-Advisory Agreement dated as of October 4, 2002, pursuant to which the Sub-Adviser furnishes investment advisory services to the various series of Nuveen Investment Trust II; and
AMENDMENT TO THE AMENDED AND RESTATED CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYCustodian Agreement • September 21st, 2020 • Nuveen Investment Trust Ii
AMENDMENT to the Amended and Restated Custodian Agreement (the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof.
INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 12th, 2018 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 4th day of December, 2018, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Winslow Capital Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • September 21st, 2020 • Nuveen Investment Trust Ii
This amendment, effective as of May 10, 2020 (the “Effective Date”), is made by the parties to the Transfer Agency and Service Agreement entered into on May 11th, 2012, as amended (the “Agreement”), between each of the Nuveen open-end investment companies listed on Schedule A to the Agreement (collectively, the “Funds” and individually, the “Fund”) and DST Asset Manager Solutions, Inc. (formerly known as Boston Financial Data Services, Inc.) (the “Transfer Agent” or “DST”). Capitalized terms used in this amendment without definition shall have the respective meanings given to such terms in the Agreement.
Exhibit 6 DISTRIBUTION AGREEMENT ---------------------- AGREEMENT made as of this 24th of July, l997 between NUVEEN INVESTMENT TRUST II, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Fund"), and JOHN NUVEEN & CO....Exhibit 6 Distribution Agreement • November 13th, 1997 • Nuveen Investment Trust Ii • Illinois
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 28th, 2014 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 1st day of October, 2014, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Tradewinds Global Investors, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
Exhibit 5(b) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT MADE THIS 31st day of October 1997 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Rittenhouse Financial Services,...Sub-Advisory Agreement • November 13th, 1997 • Nuveen Investment Trust Ii • Illinois
MANAGEMENT AGREEMENT BETWEEN NUVEEN INVESTMENT TRUST II AND NUVEEN FUND ADVISORS, LLCManagement Agreement • November 28th, 2014 • Nuveen Investment Trust Ii
NUVEEN INVESTMENT TRUST II, a Massachusetts business trust registered under the Investment Company Act of 1940 (“1940 Act”) as an open-end diversified management series investment company (“Trust”), hereby appoints NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company registered under the Investment Advisers Act of 1940 as an investment adviser, of Chicago, Illinois (“Manager”), to furnish investment advisory and management services and certain administrative services with respect to the portion of its assets represented by the shares of beneficial interest issued in the series listed in Schedule A hereto, as such schedule may be amended from time to time (each such series hereinafter referred to as “Fund”). Trust and Manager hereby agree that:
APPENDIX A TO CUSTODIAN AGREEMENT Dated as of November 6, 2012 NUVEEN CLOSED- END MANAGEMENT INVESTMENT COMPANIESCustodian Agreement • November 28th, 2012 • Nuveen Investment Trust Ii
Nuveen Massachusetts AMT-Free Municipal Income Fund (f/k/a Nuveen Insured Massachusetts Tax-Free Advantage Municipal Fund)
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 28th, 2014 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 1st day of October, 2014, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
Exhibit (e)(2) Renewal of Distribution Agreement --------------------------------- This Agreement made this 30th day of July, 1999 by and between Nuveen Investment Trust II, a Massachusetts business trust (the "Fund"), and John Nuveen & Co....Agreement • November 24th, 1999 • Nuveen Investment Trust Ii
This Agreement made this 30th day of July, 1999 by and between Nuveen Investment Trust II, a Massachusetts business trust (the "Fund"), and John Nuveen & Co. Incorporated, a Delaware corporation (the "Underwriter");
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies as Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • October 28th, 2015 • Nuveen Investment Trust Ii
This Amendment is made as of this 25th day of September, 2015, between each of the Nuveen Open-End Investment Companies, as listed on Schedule A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
APPENDIX A TO CUSTODIAN AGREEMENT Dated as of June 11, 2012 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIESCustodian Agreement • June 11th, 2012 • Nuveen Investment Trust Ii
Nuveen Credit Strategies Income Fund (f/k/a Nuveen Multi-Strategy Income and Growth Fund 2, previously named Nuveen Preferred and Convertible Income Fund 2)
Amended and Restated Master Custodian Agreement This Agreement between those Nuveen Investment Companies (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a...Master Custodian Agreement • March 28th, 2006 • Nuveen Investment Trust Ii • Massachusetts
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • December 29th, 2014 • Nuveen Investment Trust Ii
This Amendment is made as of this 11th day of December, 2014, between each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
RULE 12d1-4 FUNDS OF FUNDS INVESTMENT AGREEMENT FOR TIAA-CREF FUNDS OF FUNDS AS ACQUIRING FUNDS AND NUVEEN FUNDS/ETFS AS ACQUIRED FUNDSAgreement • October 28th, 2022 • Nuveen Investment Trust Ii
THIS AGREEMENT is entered into as of January 19, 2022, among TIAA-CREF Funds (the “Acquiring Trust”), on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each an “Acquiring Fund” and collectively, the “Acquiring Funds”), and Nuveen Multistate Trust I, Nuveen Multistate Trust II, Nuveen Multistate Trust III, Nuveen Multistate Trust IV, Nuveen Municipal Trust, Nuveen Investment Funds, Inc., Nuveen Investment Trust, Nuveen Investment Trust II, Nuveen Investment Trust III, Nuveen Investment Trust V, Nuveen Managed Accounts Portfolios Trust and NuShares ETF Trust (each an “Acquired Trust” and collectively, the “Acquired Trusts”), each on behalf of itself and its separate series listed on Schedule B, as amended from time to time or as such additional series are deemed to be added in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies as Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • August 17th, 2018 • Nuveen Investment Trust Ii
This Amendment is made as of this 15th day of March, 2018, between each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and DST Asset Manager Solutions, Inc. (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 22nd, 2011 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 22nd day of September 2011 by and between Nuveen Fund Advisors, Inc., a Delaware corporation and a registered investment adviser (“Manager”), and Tradewinds Global Investors, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
Transfer Agency and Service Agreement Among Each of the Nuveen Open-End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyService Agreement • October 19th, 2006 • Nuveen Investment Trust Ii • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen open-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Between EACH OF THE NUVEEN FUNDS LISTED ON APPENDIX A and STATE STREET BANK AND TRUST COMPANYSecurities Lending Authorization Agreement • November 30th, 2009 • Nuveen Investment Trust Ii • Massachusetts
Agreement dated the 19th day of December, 2008, between each Nuveen-sponsored investment company listed on Appendix A attached hereto (as it may be amended from time to time), individually and not jointly (each, a “Client”), and STATE STREET BANK AND TRUST COMPANY acting either directly or through any State Street Affiliates (defined below) (collectively, “State Street”, setting forth the terms and conditions under which State Street is authorized to act on behalf of the Client with respect to the lending of certain securities of the Client held by State Street as agent, trustee or custodian.
