Exhibit 4.2 OPLINK COMMUNICATIONS, INC. THIRD AMENDED AND RESTATED RIGHTS AGREEMENT THIRD AMENDED AND RESTATED RIGHTS AGREEMENT THIS THIRD AMENDED AND RESTATED RIGHTS AGREEMENT (the "Agreement") is made and entered into as of the ___ day of ___, by...Rights Agreement • August 1st, 2000 • Oplink Communications Inc • Semiconductors & related devices • California
Contract Type FiledAugust 1st, 2000 Company Industry Jurisdiction
Exhibit 10.15 LEASE AGREEMENT 1. PARTIES. This Lease is made by and between SBC&D CO., INC., a California corporation ("Landlord"), and AG ASSOCIATES, INC., a California corporation ("Tenant"). 2. DEMISE OF PREMISES. Landlord hereby leases to Tenant...Lease Agreement • August 1st, 2000 • Oplink Communications Inc • Semiconductors & related devices • California
Contract Type FiledAugust 1st, 2000 Company Industry Jurisdiction
Exhibit 1.1 UNDERWRITING AGREEMENT September ___, 2000 FleetBoston Robertson Stephens Inc. CIBC World Markets Corp. J.P. Morgan Securities Inc. UBS Warburg LLC As Representatives of the several Underwriters c/o FleetBoston Robertson Stephens Inc. 555...Underwriting Agreement • September 6th, 2000 • Oplink Communications Inc • Semiconductors & related devices • New York
Contract Type FiledSeptember 6th, 2000 Company Industry Jurisdiction
Certain confidential information contained in this document, marked by brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 406 of the Securities Act of 1933, as amended. AGREEMENTPreferred Stock Purchase Agreement • September 19th, 2000 • Oplink Communications Inc • Semiconductors & related devices • New York
Contract Type FiledSeptember 19th, 2000 Company Industry Jurisdiction
RECITALSIndemnity Agreement • September 6th, 2000 • Oplink Communications Inc • Semiconductors & related devices • Delaware
Contract Type FiledSeptember 6th, 2000 Company Industry Jurisdiction
EXHIBIT 1.1. UNDERWRITING AGREEMENT September ___, 2000 Robertson Stephens, Inc. Robertson Stephens International, Ltd. CIBC World Markets Corp. CIBC World Markets plc J.P. Morgan Securities Inc. J.P. Morgan Securities Ltd. UBS Warburg LLC As...Underwriting Agreement • October 2nd, 2000 • Oplink Communications Inc • Semiconductors & related devices • New York
Contract Type FiledOctober 2nd, 2000 Company Industry Jurisdiction
AMENDMENT NO. 1 TO SUBLEASE AGREEMENTSublease Agreement • September 19th, 2000 • Oplink Communications Inc • Semiconductors & related devices
Contract Type FiledSeptember 19th, 2000 Company Industry
OPLINK COMMUNICATIONS, INC. and COMPUTERSHARE SHAREOWNER SERVICES LLC as Rights Agent Rights Agreement Dated as of September 18, 2012Rights Agreement • September 19th, 2012 • Oplink Communications Inc • Telephone & telegraph apparatus • New York
Contract Type FiledSeptember 19th, 2012 Company Industry Jurisdictionownership of the number of shares of the company’s common stock equivalent to the economic exposure created by the derivative position, to the extent actual shares of the company’s common stock are directly or indirectly held by counterparties to the derivatives contracts. Swaps dealers unassociated with any control intent or intent to evade the purposes of the Rights Plan are excepted from such imputed beneficial ownership.
andRights Agreement • March 22nd, 2002 • Oplink Communications Inc • Telephone & telegraph apparatus • New York
Contract Type FiledMarch 22nd, 2002 Company Industry Jurisdiction
Exhibit 10.39 Page 1 of 5 Mr. Frederick R. Fromm c/o 3469 North First Street San Jose, California 95134 Dear Mr. Fromm: This Employment Letter Agreement sets forth the terms of your employment agreement with Oplink Communications, Inc. (the...Oplink Communications Inc • September 28th, 2001 • Telephone & telegraph apparatus
Company FiledSeptember 28th, 2001 Industry
AMENDED AND RESTATED STOCK OPTION AGREEMENTStock Option Agreement • September 30th, 2002 • Oplink Communications Inc • Telephone & telegraph apparatus
Contract Type FiledSeptember 30th, 2002 Company IndustryOplink Communications, Inc. (the "Company") hereby grants an option to purchase Shares of its Common Stock to the optionee named below on the terms and conditions set forth in this cover sheet and the Company's 2000 Stock Plan attached hereto (together, the "Stock Option Agreement"):
Exhibit 10.34 REAL PROPERTY LEASE CONTRACT PARTIES : Lessor: (Hereinafter identified as Party A): Zhong He Real Estate Development Company Lessee: (Hereinafter identified as Party B): Beijing Oplink Communications, Inc. In accordance with the...Oplink Communications Inc • September 19th, 2000 • Semiconductors & related devices
Company FiledSeptember 19th, 2000 Industry
RECITALSForm of Voting Agreement • March 28th, 2002 • Oplink Communications Inc • Telephone & telegraph apparatus • Delaware
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
Certain confidential information contained in this document, marked by brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 406 of the Securities Act of 1933, as amended. AGREEMENTAn Agreement • August 1st, 2000 • Oplink Communications Inc • Semiconductors & related devices • New York
Contract Type FiledAugust 1st, 2000 Company Industry Jurisdiction
Exhibit 10.16 REPRESENTATIVE AGREEMENT This Agreement, made this 2nd day of May, 2000, is by and between Oplink Communications, Inc., a California corporation, having its corporate the offices at 3475 North First Street, San Jose, CA 95134, U.S.A.,...Representative Agreement • August 1st, 2000 • Oplink Communications Inc • Semiconductors & related devices • California
Contract Type FiledAugust 1st, 2000 Company Industry Jurisdiction
GENERAL PURCHASE AGREEMENTGeneral Purchase Agreement • September 6th, 2000 • Oplink Communications Inc • Semiconductors & related devices • California
Contract Type FiledSeptember 6th, 2000 Company Industry Jurisdiction
Exhibit 10.30 OPLINK COMMUNICATIONS, INC. NOTE PURCHASE AGREEMENT ____________________________ OPLINK COMMUNICATIONS, INC. NOTE PURCHASE AGREEMENT THIS NOTE PURCHASE AGREEMENT is made as of the 28th day of August, 2000 (the "EFFECTIVE DATE") by and...Note Purchase Agreement • August 29th, 2000 • Oplink Communications Inc • Semiconductors & related devices • California
Contract Type FiledAugust 29th, 2000 Company Industry Jurisdiction
EXHIBIT 2.1 AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 22nd, 2002 • Oplink Communications Inc • Telephone & telegraph apparatus • Delaware
Contract Type FiledMarch 22nd, 2002 Company Industry Jurisdiction
Exhibit 10.37 Oplink Communications, Inc. Executive Change of Control Agreement This Executive Change of Control Agreement is entered into by and between Oplink Communications, Inc., a Delaware corporation (the "Company"), and Jeff Friedman...Oplink Communications Inc • September 28th, 2001 • Telephone & telegraph apparatus • California
Company FiledSeptember 28th, 2001 Industry Jurisdiction
OPLINK COMMUNICATIONS, INC. EXECUTIVE CORPORATE EVENT AGREEMENTExecutive Corporate Event Agreement • May 13th, 2003 • Oplink Communications Inc • Telephone & telegraph apparatus • California
Contract Type FiledMay 13th, 2003 Company Industry JurisdictionTHIS EXECUTIVE CORPORATE EVENT AGREEMENT is entered into by and between Oplink Communications, Inc., a Delaware corporation (the “Company”), and River Gong (Xiaojiang) (“Executive”), effective as of February 24, 2003.
Exhibit 10.11 SUPPLEMENTARY CONTRACT (II) First Party: Guangdong Zhuhai High- technology Results Industrialization Demonstration Base Co., Ltd. SECOND PARTY: ZHUHAI OPLINK COMMUNICATIONS TECHNOLOGY CO., LTD. Pursuant to the ECONOMIC CONTRACT LAW OF...Supplementary Contract • August 1st, 2000 • Oplink Communications Inc • Semiconductors & related devices
Contract Type FiledAugust 1st, 2000 Company Industry
RECITALS --------Oplink Stock Option Agreement • March 22nd, 2002 • Oplink Communications Inc • Telephone & telegraph apparatus • Delaware
Contract Type FiledMarch 22nd, 2002 Company Industry Jurisdiction
Exhibit 10.28 CONSULTING SERVICES AGREEMENT EFFECTIVE DATE: JANUARY 17, 2004 THIS CONSULTING SERVICES AGREEMENT (the "Agreement") is made by and between OPLINK COMMUNICATIONS, INC. ("Client"), a Delaware corporation, and ALLEN HSU, an individual...Consulting Services Agreement • May 11th, 2004 • Oplink Communications Inc • Telephone & telegraph apparatus • California
Contract Type FiledMay 11th, 2004 Company Industry Jurisdiction
May 6, 2003 Wei-Zhong Li San Jose, CA 95131 Dear Wei-Zhong:Oplink Communications Inc • September 26th, 2003 • Telephone & telegraph apparatus • California
Company FiledSeptember 26th, 2003 Industry JurisdictionThis letter sets forth the substance of the separation agreement (the “Agreement”) that Oplink Communications, Inc. (the “Company”) is offering to you to aid in your employment transition.
SUBLEASEOplink Communications Inc • August 1st, 2000 • Semiconductors & related devices
Company FiledAugust 1st, 2000 Industry
RECITALS --------Avanex Stock Option Agreement • March 22nd, 2002 • Oplink Communications Inc • Telephone & telegraph apparatus • Delaware
Contract Type FiledMarch 22nd, 2002 Company Industry Jurisdiction
EXHIBIT 02.6 STOCK PLEDGE AGREEMENT This Stock Pledge Agreement ("Pledge Agreement") is made and entered into as of November 28, 2001, by Joseph Y. Liu ("Pledgor") in favor of Oplink Communications, Inc., a Delaware corporation ("Oplink" or "Pledgee").Stock Pledge Agreement • February 13th, 2002 • Oplink Communications Inc • Telephone & telegraph apparatus • California
Contract Type FiledFebruary 13th, 2002 Company Industry Jurisdiction
LEASEAcceptance Agreement • August 22nd, 2000 • Oplink Communications Inc • Semiconductors & related devices • California
Contract Type FiledAugust 22nd, 2000 Company Industry Jurisdiction
OPLINK COMMUNICATIONS, INC. Notice of Suspension and Termination of Employee Stock Purchase Plan December 5, 2014Oplink Communications Inc • December 8th, 2014 • Telephone & telegraph apparatus
Company FiledDecember 8th, 2014 IndustryOn November 18, 2014, Oplink Communications, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Koch Industries, Inc. (“Parent”) and Koch Optics, Inc. (“Purchaser”), which, if completed, will result in the Company becoming an indirect wholly-owned subsidiary of Parent (the “Merger”). Pursuant to the terms of the Merger Agreement, Purchaser commenced a cash tender offer on November 24, 2014 (the “Offer”), to purchase all of the Company’s issued and outstanding common stock for $24.25 per share. The anticipated closing date of the Merger is Tuesday, December 23, 2014.
Oplink Communications, Inc. Amendment to Amended and Restated Executive Corporate Event AgreementEvent Agreement • September 23rd, 2005 • Oplink Communications Inc • Telephone & telegraph apparatus • California
Contract Type FiledSeptember 23rd, 2005 Company Industry JurisdictionThis Amendment (the “Amendment”) to that certain Amended and Restated Executive Corporate Event Agreement dated as of February 20, 2003 (the “Agreement”), by and between Oplink Communications, Inc., a Delaware corporation (the “Company”), and Bruce Horn (“Executive”), is made as of August 14, 2003. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Agreement.
Exhibit 10.10 SUPPLEMENTARY CONTRACT I FIRST PARTY: GUANGDONG ZHUHAI HIGH TECHNOLOGY RESULTS INDUSTRIALIZATION DEMONSTRATION BASE COMPANY, LTD. SECOND PARTY: ZHUHAI OPLINK COMMUNICATIONS COMPANY, LTD. In accordance with the PEOPLE'S REPUBLIC OF CHINA...Oplink Communications Inc • August 1st, 2000 • Semiconductors & related devices
Company FiledAugust 1st, 2000 IndustryIn accordance with the PEOPLE'S REPUBLIC OF CHINA CONTRACTS ACT and the relevant laws, First and Second Parties have reached the following agreement through friendly negotiations based on the principles of mutual benefit, mutual support and joint development:
March 30, 2000Oplink Communications Inc • September 6th, 2000 • Semiconductors & related devices • California
Company FiledSeptember 6th, 2000 Industry Jurisdiction
STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE — NETOplink Communications Inc • February 8th, 2008 • Telephone & telegraph apparatus
Company FiledFebruary 8th, 2008 Industry
Exhibit 10.8 BUILDING FLOOR LEASE Lessor: Administrative Commission of Gushan Fuxing Investment Zone, Fuzhou City ("First Party") Lessee: Fuzhou Telelight Communication Co., Ltd. ("Second Party") First Party and Second Party on the uses of the First...Floor Lease • August 1st, 2000 • Oplink Communications Inc • Semiconductors & related devices
Contract Type FiledAugust 1st, 2000 Company Industry
Exhibit 10.42 Amendment to Stock Option Agreements This Amendment to Stock Option Agreements is entered into as of _________ __, 2001, and amends certain Stock Option Agreements dated as of May 10, 2000 and April 4, 2001 (the "Original Agreements") by...Stock Option Agreements • September 28th, 2001 • Oplink Communications Inc • Telephone & telegraph apparatus • California
Contract Type FiledSeptember 28th, 2001 Company Industry Jurisdiction