LETTER AGREEMENTLetter Agreement • December 23rd, 1998 • Driehaus Mutual Funds • Services-prepackaged software
2. Subcustodians. The Property may be held in custody and deposit accounts that have been established by the Custodian with one or more domestic or foreign banks or other institutions that are "Eligible Foreign Custodians" (as such term is defined in...Custody Agreement • October 7th, 1996 • Driehaus Mutual Funds • Services-prepackaged software • New York
LETTER AGREEMENTLetter Agreement • April 28th, 2003 • Driehaus Mutual Funds
Exhibit 99.(h)(i) TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of September 25, 1996 by and between PFPC INC., a Delaware corporation ("PFPC"), and Driehaus Mutual Funds, a Delaware business trust (the "Fund"). W I T N E S S E T H:...Transfer Agency Services Agreement • April 28th, 2003 • Driehaus Mutual Funds
1 [CHASE LOGO] GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective May 25, 1999, and is between THE CHASE MANHATTAN BANK ("Bank") and each of the series of Driehaus Mutual Funds listed on Appendix 2 hereto, as the same may be amended from time to...Global Custody Agreement • April 25th, 2000 • Driehaus Mutual Funds • New York
AMENDMENT TO ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • April 28th, 2003 • Driehaus Mutual Funds
EXHIBIT 5 INVESTMENT ADVISORY AGREEMENT AGREEMENT made this _____ day of September, 1996, by and between DRIEHAUS MUTUAL FUNDS, a Delaware business trust (the "Trust"), and DRIEHAUS CAPITAL MANAGEMENT, INC., an Illinois corporation (the "Adviser")....Investment Advisory Agreement • October 7th, 1996 • Driehaus Mutual Funds • Services-prepackaged software • Illinois
October 29, 1997 Driehaus Mutual Funds 25 East Erie Street Chicago, IL 60601 Re: Foreign Custody Manager Delegation Amendment Dear Sirs: Reference is made to a Custody Agreement dated as of October 28, 1996 (the "Agreement") by and between the...Driehaus Mutual Funds • December 23rd, 1998 • Services-prepackaged software • New York
CUSTODY AGREEMENTCustody Agreement • February 26th, 2010 • Driehaus Mutual Funds • Illinois
AGREEMENT dated as of August 12, 2009, effective as of October 15, 2009 between DRIEHAUS MUTUAL FUNDS, a statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 25 East Erie Street, Chicago, Illinois 60611 (the “Fund”), and THE NORTHERN TRUST COMPANY (the “Custodian”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603.
DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2020 • Driehaus Mutual Funds • Delaware
ANTI-MONEY LAUNDERING AMENDMENT TO THE TRANSFER AGENCY SERVICES AGREEMENTAgency Services Agreement • April 28th, 2003 • Driehaus Mutual Funds
AMENDED AND RESTATED DISTRIBUTION AGREEMENT AGREEMENT made as of this 13th day of September 1999, between DRIEHAUS MUTUAL FUNDS, a Delaware business trust (hereinafter called the "Trust"), and DRIEHAUS SECURITIES CORPORATION, an Illinois corporation...Distribution Agreement • April 25th, 2000 • Driehaus Mutual Funds • Illinois
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 29th, 2020 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of May 1, 2020 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Small/Mid Cap Growth Fund series of the Trust (the “Fund”).
1 EXHIBIT (e) DISTRIBUTION AGREEMENT AGREEMENT made as of this 31st day of December 1998, between DRIEHAUS MUTUAL FUNDS, a Delaware business trust (hereinafter called the "Trust"), and DRIEHAUS SECURITIES CORPORATION, an Illinois corporation...Distribution Agreement • April 9th, 1999 • Driehaus Mutual Funds • Illinois
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • February 26th, 2010 • Driehaus Mutual Funds • Wisconsin
THIS AGREEMENT is made as of this 1st day of June, 2009, by and between Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 28th, 2011 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of April 27, 2009, and amended and restated as of April 30, 2011, by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”) and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Large Cap Growth Fund series of the Trust (the “Fund”).
CUSTODY AGREEMENT Dated June 1, 2009 Between UMB BANK, N.A. and DRIEHAUS MUTUAL FUNDSCustody Agreement • February 26th, 2010 • Driehaus Mutual Funds
This agreement made as of this 1st day of June, 2009, between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter the “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 30th, 2011 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of September 30, 2010 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”) and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Select Credit Fund series of the Trust (the “Fund”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 26th, 2024 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of September 7, 2023 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Small/Mid Cap Growth Fund series of the Trust (the “Fund”).
AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • August 10th, 2011 • Driehaus Mutual Funds • Delaware
AGREEMENT AND PLAN OF EXCHANGE, dated May 23, 2011 (the “Agreement”), among Driehaus Emerging Markets Small Cap Growth Fund, L.P., a Delaware limited partnership (the “Partnership”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Emerging Markets Small Cap Growth Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).
FORM OF EXPENSE LIMITATION AGREEMENTForm of Expense Limitation Agreement • August 10th, 2011 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of August __, 2011 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Emerging Markets Small Cap Growth Fund series of the Trust (the “Fund”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 27th, 2021 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of March 9, 2021, by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Emerging Markets Opportunities Fund series of the Trust (the “Fund”).
OFDriehaus Mutual Funds • June 6th, 2003
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 26th, 2024 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of April 30, 2024 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus International Developed Equity Fund series of the Trust (the “Fund”).
AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • July 31st, 2017 • Driehaus Mutual Funds • Delaware
AGREEMENT AND PLAN OF EXCHANGE, dated June 8, 2017 (the “Agreement”), among Driehaus Institutional Small Cap, L.P. and Driehaus Institutional Small Cap Recovery Fund, L.P., each a Delaware limited partnership, and Driehaus Small Cap Investors, L.P., and Driehaus Small Cap Recovery Fund, L.P., each an Illinois limited partnership (each a “Partnership,” together the “Partnerships”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Small Cap Growth Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company, as the sole general partner of each Partnership (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • October 28th, 2016 • Driehaus Mutual Funds
This Amendment To Transfer Agency Services Agreement, dated as of September 9, 2016 (“Current Amendment”), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and Driehaus Mutual Funds (“Investment Company”), on its own behalf and on behalf of each Portfolio of the Investment Company listed on Exhibit A to the Current Agreement (as defined below).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 29th, 2020 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of August 21, 2017, and amended and restated as of April 30, 2020 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Small Cap Growth Fund series of the Trust (the “Fund”).
AMENDED AND RESTATED BY-LAWS OF DRIEHAUS MUTUAL FUNDSDriehaus Mutual Funds • April 28th, 2022
AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • March 15th, 2017 • Driehaus Mutual Funds • Delaware
AGREEMENT AND PLAN OF EXCHANGE, dated November 29, 2016 (the “Agreement”), among Driehaus Emerging Markets Dividend Growth Fund, L.P., a Delaware limited partnership (the “Partnership”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Multi-Asset Growth Economies Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company, as the sole general partner of the Partnership (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).
LETTER AGREEMENTLetter Agreement • November 5th, 2013 • Driehaus Mutual Funds
This Agreement is made as of November 4, 2013 between DRIEHAUS MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and DRIEHAUS CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
LETTER AGREEMENTLetter Agreement • April 25th, 2014 • Driehaus Mutual Funds
This Agreement is made as of this 1st day of January, 2014 between DRIEHAUS MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and DRIEHAUS CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
August 1, 2017Driehaus Mutual Funds • April 27th, 2018
Sub-Item 77 Q (1) - Copies of any new or amended investment advisory contracts On September 17, 2007, Driehaus Mutual Funds and Driehaus Capital Management LLC entered into a Letter Agreement amending the terms of the Investment Advisory Agreement...Driehaus Mutual Funds • February 28th, 2008
On September 17, 2007, Driehaus Mutual Funds and Driehaus Capital Management LLC entered into a Letter Agreement amending the terms of the Investment Advisory Agreement dated September 25, 1996, as amended from time to time. A copy of the Letter Agreement is incorporated herein by reference to Exhibit 23(d)(vi) of Post-Effective Amendment No. 36 to Registrant's Registration Statement on Form N-1A filed with the SEC on February 5, 2008.
LETTER AGREEMENTLetter Agreement • August 1st, 2013 • Driehaus Mutual Funds
This Agreement is made as of July 29, 2013 between DRIEHAUS MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and DRIEHAUS CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
LETTER AGREEMENTLetter Agreement • April 29th, 2009 • Driehaus Mutual Funds
This Agreement is made as of this 24th day of April 2009 between DRIEHAUS MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and DRIEHAUS CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
