FORM OF INTERIM INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledOctober 29th, 2008 Company Jurisdiction
AMENDMENT NUMBER 4 TO PRINCIPAL UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 28th, 2003 CompanyPursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services Company on November 1, 1998 (the "Agreement"), The Hartford Global Health Fund and The Hartford Global Technology Fund are hereby included as two new Funds. All provisions in the Agreement shall apply to The Hartford Global Health Fund and The Hartford Global Technology Fund.
THE HARTFORD MUTUAL FUNDS, INC. THE HARTFORD MUTUAL FUNDS II, INC. SHARE PURCHASE AGREEMENT HARTFORD LIFE INSURANCE COMPANY ("HL"), a Connecticut Corporation, as Sponsor-Depositor, now and in the future, of certain separate accounts ("Separate...Share Purchase Agreement • May 19th, 2004 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledMay 19th, 2004 Company Jurisdiction
EXHIBIT 5.2Investment Management Agreement • June 20th, 1997 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledJune 20th, 1997 Company Jurisdiction
AMENDMENT NUMBER 1 TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 28th, 2003 CompanyPursuant to the Custodian Agreement between State Street Bank and Trust Company and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 15, 1996 (the "Agreement"), The Hartford MidCap Fund is hereby included as an additional Fund. All provisions in the Agreement shall apply to The Hartford MidCap Fund.
AMENDMENT NUMBER 4 TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
Contract Type FiledOctober 29th, 2008 Company
WITNESSETH:Custodian Contract • September 29th, 2005 • Hartford Mutual Funds Inc/Ct
Contract Type FiledSeptember 29th, 2005 Company
EXHIBIT 9.1 AMENDMENT NUMBER 1 TO TRANSFER AGENCY AND SERVICE AGREEMENT Pursuant to the Transfer Agency and Service Agreement between State Street Bank and Trust Company and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds,...Hartford Mutual Funds Inc/Ct • October 16th, 1997
Company FiledOctober 16th, 1997
EXECUTION COPY INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated April 29, 2005, by and between Hartford Investment Financial Services, LLC, a Connecticut limited liability company (the "Manager") and Sterling Capital Management, LLC, a North Carolina...Investment Sub-Advisory Agreement • April 29th, 2005 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledApril 29th, 2005 Company Jurisdiction
EXHIBIT h.(ix)Fund Accounting Agreement • May 17th, 2006 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledMay 17th, 2006 Company Jurisdiction
Exhibit h.1 TRANSFER AGENCY AND SERVICE AGREEMENTAgency and Service Agreement • September 15th, 2006 • Hartford Mutual Funds Inc/Ct • Maryland
Contract Type FiledSeptember 15th, 2006 Company Jurisdiction
EXHIBIT 5.3Hartford Mutual Funds Inc/Ct • June 20th, 1997 • Connecticut
Company FiledJune 20th, 1997 Jurisdiction
EXHIBIT d.(xlii) FORM OF INVESTMENT SUB-ADVISORY AGREEMENTHartford Mutual Funds Inc/Ct • June 1st, 2006 • Connecticut
Company FiledJune 1st, 2006 Jurisdiction
AMENDMENT NUMBER 19 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
Contract Type FiledOctober 29th, 2008 CompanyPursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following funds, (the "Funds") are hereby included as new Funds, to which all provisions in the Agreement shall apply.
EXHIBIT D.(XXIII) AMENDMENT NUMBER 22 TO INVESTMENT MANAGEMENT AGREEMENT Effective June 30, 2008 Pursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial...Investment Management Agreement • June 27th, 2008 • Hartford Mutual Funds Inc/Ct
Contract Type FiledJune 27th, 2008 CompanyPursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), the following fund (the "Fund") is hereby included in the definition of Portfolio.
EXHIBIT D.(XXXVII) AMENDMENT NUMBER 13 TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 27th, 2008 • Hartford Mutual Funds Inc/Ct
Contract Type FiledJune 27th, 2008 CompanyThis amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 9 of the Agreement.
EXHIBIT 99.d(xiv) AMENDMENT NUMBER 5 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3,...Hartford Mutual Funds Inc/Ct • February 28th, 2003
Company FiledFebruary 28th, 2003The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended (the "Agreement") is hereby amended to include The Hartford Global Communications Fund, The Hartford Global Financial Services Fund and The Hartford Growth Fund (the "New Funds") as four new Portfolios. All provisions in the Agreement shall apply to the New Funds except as stated below.
EXHIBIT GMaster Custodian Contract • March 15th, 2007 • Hartford Mutual Funds Inc/Ct • Massachusetts
Contract Type FiledMarch 15th, 2007 Company Jurisdiction
AMENDMENT NUMBER 12 TO INVESTMENT SERVICES AGREEMENTInvestment Services Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
Contract Type FiledOctober 29th, 2008 CompanyThis amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 9 of the Agreement.
EXHIBIT 99.d(xi) AMENDMENT NUMBER 2 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997,...Hartford Mutual Funds Inc/Ct • February 28th, 2003
Company FiledFebruary 28th, 2003The Investment Sub-Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended by Amendment Number 1 to Investment Sub-Advisory Agreement dated December 31, 1997 (the "Agreement") is hereby amended to include The Hartford Growth and Income Fund (the "Fund") as an additional Portfolio. All provisions in the Agreement shall apply to the Fund except that the management fee shall be as follows:
FORM OF AMENDMENT NUMBER 23 TO INVESTMENT MANAGEMENT AGREEMENT Effective October 31, 2008 Pursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services...Investment Management Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
Contract Type FiledOctober 29th, 2008 CompanyPursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), the following funds (the "Funds") are hereby included in the definition of Portfolio.
AMENDMENT NUMBER 1 TO INVESTMENT SUB-ADVISORY AGREEMENT The Investment Sub- Advisory Agreement between Hartford Investment Financial Services Company and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997 (the...Investment Sub • October 16th, 1997 • Hartford Mutual Funds Inc/Ct
Contract Type FiledOctober 16th, 1997 CompanyA fee accrued daily and paid quarterly, based upon the following annual rates and upon the calculated daily net asset value of the Fund:
Exhibit D.(XX) AMENDMENT NUMBER 19 TO INVESTMENT MANAGEMENT AGREEMENT Effective May 31, 2007 Pursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services...Investment Management Agreement • May 30th, 2007 • Hartford Mutual Funds Inc/Ct
Contract Type FiledMay 30th, 2007 CompanyPursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), the following funds (the "Funds") are hereby included in the definition of Portfolio.
EXECUTION COPY INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated as of October 3, 2005 by and between Hartford Investment Financial Services, LLC, a Connecticut limited liability company (the "Manager") and Jennison Associates LLC, a Delaware limited...Investment Sub-Advisory Agreement • September 29th, 2005 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledSeptember 29th, 2005 Company Jurisdiction
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 13th, 2019 • Hartford Mutual Funds Inc/Ct • New York
Contract Type FiledDecember 13th, 2019 Company JurisdictionTHIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of November 6, 2019 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledFebruary 28th, 2013 Company JurisdictionThis Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”).
EXHIBIT D.(XIX) AMENDMENT NUMBER 18 TO INVESTMENT MANAGEMENT AGREEMENT Effective December 2006 The Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company)...Investment Management Agreement • May 30th, 2007 • Hartford Mutual Funds Inc/Ct
Contract Type FiledMay 30th, 2007 CompanyThe Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), is hereby further amended as follows, in order to reflect a reduction in management fees for The Hartford Select MidCap Growth Fund and The Hartford Select MidCap Value Fund:
EXHIBIT H.XVIIIExpense Limitation Agreement • February 28th, 2008 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 28th, 2008 Company
FORM OF AMENDMENT NUMBER 6 TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 15th, 2005 • Hartford Mutual Funds Inc/Ct
Contract Type FiledJuly 15th, 2005 CompanyPursuant to the Transfer Agency and Service Agreement between THE HARTFORD MUTUAL FUNDS, INC. and HARTFORD ADMINISTRATIVE SERVICES COMPANY dated as of November 1, 2001, the funds listed below (the "Funds") are hereby included as new Funds in accordance with the Additional Funds provision of Section 10 of the Agreement. All provisions in the Agreement shall apply to the Funds.
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Connecticut
Contract Type FiledFebruary 28th, 2013 Company JurisdictionThis Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Hartford Investment Management Company, a Delaware corporation (the “Sub-Adviser”).
AMENDMENT NUMBER 6 TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 29th, 2005 • Hartford Mutual Funds Inc/Ct
Contract Type FiledSeptember 29th, 2005 CompanyPursuant to the Transfer Agency and Service Agreement between THE HARTFORD MUTUAL FUNDS, INC. and HARTFORD ADMINISTRATIVE SERVICES COMPANY dated as of November 1, 2001, the funds listed below (the "Funds") are hereby included as new Funds in accordance with the Additional Funds provision of Section 10 of the Agreement. All provisions in the Agreement shall apply to the Funds.
GLOBAL SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • February 28th, 2018 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 28th, 2018 Company
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2014 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 28th, 2014 CompanyTHIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, dated as of March 1 2014, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 28th, 2020 • Hartford Mutual Funds Inc/Ct • Delaware
Contract Type FiledFebruary 28th, 2020 Company JurisdictionThis Amended and Restated Transfer Agency Agreement (this “Agreement”) is made as of the 28th day of February 2020, by and among The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each, a Maryland corporation, and Hartford Schroders Opportunistic Income Fund (the “Interval Fund”), a Delaware statutory trust (together with The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., the “Funds”), each having its principal office and place of business at 690 Lee Road, Wayne, PA 19087, and Hartford Administrative Services Company (“HASCO”), a Minnesota corporation and a wholly subsidiary of Hartford Funds Management Group, Inc., a Delaware corporation, each of which has its principal office and place of business at 690 Lee Road, Wayne, PA 19087. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series (each a “Portfolio”) and classes of shares of common stock or beneficial interests, as the case may be (
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 19th, 2014 • Hartford Mutual Funds Inc/Ct • Maryland
Contract Type FiledDecember 19th, 2014 Company JurisdictionAGREEMENT made as of the 1st day of December, 2014, by and among The Hartford Mutual Funds, Inc., a Maryland corporation, having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087, The Hartford Mutual Funds II, Inc., a Maryland corporation having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087 (together, the “Funds”), and Hartford Administrative Services Company (“HASCO”), having its principal office and place of business at 500 Bielenberg Drive, Woodbury, Minnesota 55125. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series of shares (each a “Portfolio”), severally, and HASCO, and the provisions of this Agreement shall be construed accordingly.