Exhibit 10 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT, effective as of July 13, 1998, is by and between The Ashton Technology Group, Inc., a Delaware corporation (the "Company"), and Arthur J. Bacci ("Employee"). WHEREAS, the Company wishes to...Employment Agreement • August 14th, 1998 • Ashton Technology Group Inc • Services-computer programming services
EXHIBIT 4.3 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR QUALIFIED OR REGISTERED UNDER STATE SECURITIES OR BLUE SKY LAWS. NEITHER THIS WARRANT NOR THE SECURITIES...Ashton Technology Group Inc • July 30th, 1999 • Services-computer programming services • New York
STOCK PURCHASE AGREEMENT AGREEMENT, effective as of the 1st day of November, 1997, by and among THE ASHTON TECHNOLOGY GROUP, INC., a Delaware corporation ("Ashton" or "Seller"), GEORGE H. MILLIGAN AND SUSANNE L. CAVADEAS, AS TRUSTEES OF THE TRUST...Stock Purchase Agreement • February 18th, 1998 • Ashton Technology Group Inc • Services-computer programming services • Florida
EXHIBIT 10.2 ------------ STOCKHOLDERS AGREEMENTStockholders Agreement • April 26th, 2000 • Ashton Technology Group Inc • Services-computer programming services • Delaware
R E C I T A L SIndemnification Agreement • May 23rd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
ARTICLE II TERMS OF AGREEMENTSettlement Agreement • June 29th, 1999 • Ashton Technology Group Inc • Services-computer programming services • New York
EXHIBIT 4.10 WARRANT NO. 1 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES EXCHANGE AGREEMENT DATED...Ashton Technology Group Inc • May 23rd, 2002 • Services-computer programming services • Pennsylvania
WARRANT -------Ashton Technology Group Inc • May 22nd, 2001 • Services-computer programming services • New York
INTRODUCTIONLoan Agreement • January 3rd, 2003 • Vie Financial Group Inc • Security & commodity brokers, dealers, exchanges & services • New York
SERIES H AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 14th, 2003 • Vie Financial Group Inc • Security & commodity brokers, dealers, exchanges & services • New York
CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (this "Agreement"), dated as of October 22, 1996, is by and between Raymond T. Tate, a resident of the State of Maryland ("Tate"), and The Ashton Technology Group, Inc., a Delaware corporation ("Ashton")....Consulting Agreement • October 28th, 1996 • Ashton Technology Group Inc • Services-computer programming services • Delaware
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT -----------------------------Registration Rights Agreement • February 12th, 2001 • Ashton Technology Group Inc • Services-computer programming services
ARTICLE I DEFINITIONS -----------Nonqualified Stock Option Agreement • July 14th, 1998 • Ashton Technology Group Inc • Services-computer programming services • Delaware
EXHIBIT 10.1 COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • May 22nd, 2001 • Ashton Technology Group Inc • Services-computer programming services • Delaware
WHEREAS, on February 9, 2001, the parties entered into a Securities Purchase Agreement (the "February Agreement") pursuant to which, subject to the ------------------ conditions contained therein, the Company could issue and sell to Investor from time...Securities Purchase Agreement • July 19th, 2001 • Ashton Technology Group Inc • Services-computer programming services • New York
EXHIBIT 4.4 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR QUALIFIED OR REGISTERED UNDER STATE SECURITIES OR BLUE SKY LAWS. NEITHER THIS WARRANT NOR SUCH SECURITIES...Ashton Technology Group Inc • February 11th, 2000 • Services-computer programming services • New York
EXHIBIT 10.17 SUBLEASE AGREEMENT 1114 Avenue of the Americas New York, New York THIS SUBLEASE AGREEMENT, (the "Sublease") is entered into as of the 15th day of June, 2002, by and between THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY, a Wisconsin...Sublease Agreement • July 2nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
AGREEMENTAgreement • July 30th, 1999 • Ashton Technology Group Inc • Services-computer programming services • Pennsylvania
AMENDMENT NO. 2 TOSecurities Purchase Agreement • May 22nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
SECURITIES PURCHASE AGREEMENT BY AND BETWEEN THE ASHTON TECHNOLOGY GROUP, INC.Securities Purchase Agreement • February 11th, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
ARTICLE 1Management Services Agreement • February 11th, 2000 • Ashton Technology Group Inc • Services-computer programming services
WITNESSETH:Loan Agreement • July 14th, 1998 • Ashton Technology Group Inc • Services-computer programming services • Florida
R E C I T A L SNon-Competition Agreement • May 22nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of July 13, 2001, by and among The Ashton Technology Group, Inc., a Delaware corporation, with its headquarters located at 1835 Market Street, Suite...Registration Rights Agreement • July 30th, 2001 • Ashton Technology Group Inc • Services-computer programming services • Delaware
BACKGROUND ----------Security Agreement • July 30th, 2001 • Ashton Technology Group Inc • Services-computer programming services • Delaware
ARTICLE ILimited Liability Company Operating Agreement • November 14th, 2000 • Ashton Technology Group Inc • Services-computer programming services • Delaware
AGREEMENT OF JOINT FILING -------------------------Vie Financial Group Inc • November 12th, 2003 • Security & commodity brokers, dealers, exchanges & services
This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.
SELLER") ANDSale and Purchase Agreement • July 2nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • Hong Kong
ARTICLE II Representations and Warranties of the InvestorStock Purchase Agreement • June 27th, 2000 • Ashton Technology Group Inc • Services-computer programming services • Delaware
RECITALSStock Issuance Agreement • November 14th, 1997 • Ashton Technology Group Inc • Services-computer programming services
ARTICLE I DEFINITIONSStock Purchase Agreement • February 14th, 1997 • Ashton Technology Group Inc • Services-computer programming services • New York
WITNESSETHTax Allocation Agreement • July 14th, 1998 • Ashton Technology Group Inc • Services-computer programming services
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of August 18, 1999, by and among The Ashton Technology Group, Inc., a Delaware corporation, with headquarters located at 1900 Market Street, Suite...Securities Purchase Agreement • August 24th, 1999 • Ashton Technology Group Inc • Services-computer programming services • Delaware
EXHIBIT 10.1 SEPARATION AGREEMENT AND RELEASE SEPARATION AGREEMENT AND RELEASE dated as of April 15, 2002 (this "Agreement"), by and between THE ASHTON TECHNOLOGY GROUP, INC., a Delaware corporation (the "Company"), and MR. FREDRIC W. RITTEREISER...Separation Agreement and Release • May 22nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • Pennsylvania
FEDERAL NATIONAL MORTGAGE ASSOCIATIONAshton Technology Group Inc • June 27th, 2000 • Services-computer programming services • Pennsylvania
