Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder.
Appears in 156 contracts
Samples: Underwriting Agreement (aTYR PHARMA INC), Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder.
Appears in 28 contracts
Samples: Underwriting Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Underwriting Agreement (Liqtech International Inc), Underwriting Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all applicable rules and regulations of promulgated thereunder or implementing the Commission thereunderprovisions thereof that are then in effect.
Appears in 26 contracts
Samples: Placement Agent Agreement (Cadiz Inc), Securities Purchase Agreement (Cadiz Inc), Conversion and Exchange Agreement (Cadiz Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission thereunderpromulgated in connection therewith.
Appears in 16 contracts
Samples: Kellanova, Kellogg Co, Kellanova
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all applicable rules and regulations of the Commission thereunderpromulgated thereunder or implementing provisions thereof that are then in effect.
Appears in 15 contracts
Samples: Security Purchase Agreement (Sequans Communications), Security Purchase Agreement (Sequans Communications), Security Purchase Agreement (Sequans Communications)
Xxxxxxxx-Xxxxx Act. The Company is Company, its subsidiaries and the Company’s Board of Directors and officers are in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunderthereunder in all material respects, in each case to the extent applicable.
Appears in 13 contracts
Samples: Underwriting Agreement (Hanmi Financial Corp), Underwriting Agreement (Bridgewater Bancshares Inc), Underwriting Agreement (ConnectOne Bancorp, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunderthereunder in all material respects.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Motus GI Holdings, Inc.), Purchase Agreement (Motus GI Holdings, Inc.), Purchase Agreement (Motus GI Holdings, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder.
Appears in 11 contracts
Samples: Underwriting Agreement (Immucell Corp /De/), Underwriting Agreement (DiaMedica Therapeutics Inc.), Underwriting Agreement (Immucell Corp /De/)
Xxxxxxxx-Xxxxx Act. The Company is is, to its knowledge, in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and the rules and regulations of the Commission that have been adopted and are effective thereunder.
Appears in 8 contracts
Samples: Underwriting Agreement (Elevance Health, Inc.), Underwriting Agreement (Elevance Health, Inc.), Underwriting Agreement (Anthem, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act that are effective and the rules and regulations of the Commission that have been adopted and are effective thereunder.
Appears in 6 contracts
Samples: Navistar International Corp, Rights Agreement (Navistar International Corp), Rights Agreement (Navistar International Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission promulgated thereunder.
Appears in 5 contracts
Samples: Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions requirements of the Xxxxxxxx-Xxxxx Act of 2002 and the applicable rules and regulations of promulgated by the Commission thereunder.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Spero Therapeutics, Inc.), Securities Purchase Agreement (Spero Therapeutics, Inc.), Share Purchase Agreement (Neophotonics Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions requirements of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (KKR Financial Holdings LLC), Underwriting Agreement (KKR Financial Holdings LLC), Underwriting Agreement (KKR Financial Holdings LLC)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission commission thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Neptune Technologies & Bioressources Inc.), Underwriting Agreement (Neptune Technologies & Bioressources Inc.), Underwriting Agreement (Acasti Pharma Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all the applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: Purchase Agreement (LDR Holding Corp), Purchase Agreement (LDR Holding Corp), Purchase Agreement (LDR Holding Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable the provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunderthereunder that currently are effective and applicable to it.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Penns Woods Bancorp Inc), Equity Distribution Agreement (First Foundation Inc.), Underwriting Agreement (First Foundation Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act Act, as amended, and the rules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Viking Therapeutics, Inc.), Underwriting Agreement (Viking Therapeutics, Inc.), Underwriting Agreement (Viking Therapeutics, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission thereunderpromulgated in connection therewith, including Sections 302 and 906 thereof relating to certifications.
Appears in 4 contracts
Samples: Stock Purchase Agreement (AtheroNova Inc.), License Agreement (Icagen Inc), Purchase Agreement (Icagen Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission SEC thereunder.
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Convertible Note and Warrant Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Research Frontiers Incorporated (Research Frontiers Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions requirements of the Xxxxxxxx-Xxxxx Act of 2002 and the applicable rules and regulations promulgated by the Commission thereunder in effect as of the Commission thereunderdate of this Agreement.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MCF Corp), Securities Purchase Agreement (uWink, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) and the rules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Usa Technologies Inc), Stock Purchase Agreement (Usa Technologies Inc)
Xxxxxxxx-Xxxxx Act. The Except as disclosed in the Registration Statement and the Prospectuses, the Company is in compliance in all material respects with all applicable effective provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission and the Amex promulgated thereunder.
Appears in 2 contracts
Samples: Market Issuance Agreement (Taseko Mines LTD), Sales Agreement (Ym Biosciences Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder, which the Company is required to be in compliance with.
Appears in 2 contracts
Samples: Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (Naked Brand Group Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Rekor Systems, Inc.), Purchase Agreement (RiceBran Technologies)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with all applicable effective provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the any related rules and regulations of promulgated by the Commission thereunderthereunder (the “Xxxxxxxx-Xxxxx Act”).
Appears in 2 contracts
Samples: Agreement (Sarepta Therapeutics, Inc.), Agreement (Sarepta Therapeutics, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable effective provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the any related rules and regulations of promulgated by the Commission thereunderthereunder (the “Xxxxxxxx-Xxxxx Act”).
Appears in 2 contracts
Samples: Purchase Agreement (Vanda Pharmaceuticals Inc.), Vanda Pharmaceuticals Inc.
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission SEC thereunder.
Appears in 2 contracts
Samples: Secured Convertible Note Purchase (Acer Therapeutics Inc.), Underwriting Agreement (Coastal Contacts Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act that are effective and the rules and regulations of the Commission that have been adopted and are effective thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Navistar International Corp), Underwriting Agreement (Navistar International Corp)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (RumbleOn, Inc.), Underwriting Agreement (ClearPoint Neuro, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions requirements of the Xxxxxxxx-Xxxxx Act of 2002 and the all applicable rules and regulations promulgated by the Commission thereunder in effect as of the Commission thereunderdate of this Agreement.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Falconstor Software Inc), Securities Purchase Agreement (Dialogic Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder..
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunderthereunder applicable to the Company.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all materials respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (Direct Digital Holdings, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission promulgated thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is will comply in compliance all material respects with all any applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunderpromulgated in connection therewith.
Appears in 1 contract
Samples: Sales Agreement (Heliogen, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder, to the extent compliance is required.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable the provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the FDIC or the Commission thereunderthereunder that currently are effective and applicable to it.
Appears in 1 contract
Samples: Equity Distribution Agreement
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and the rules and regulations of the Commission that have been adopted and are effective thereunder.
Appears in 1 contract
Samples: Navistar International Corp
Xxxxxxxx-Xxxxx Act. The Company is in compliance with all the applicable provisions of the Xxxxxxxx-Xxxxx Act and the rules and regulations of the Commission thereunder, subject to applicable exceptions and permitted phase-in periods permitted thereby.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the applicable rules and regulations of promulgated by the Commission thereunder.
Appears in 1 contract
Samples: Stock Purchase Agreement (Foxhollow Technologies, Inc.)
