Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 105 contracts
Samples: Securities Purchase Agreement (Canoo Inc.), Note Purchase Agreement (Alpha Energy Inc), Note Purchase Agreement (Alpha Energy Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 54 contracts
Samples: Securities Purchase Agreement, Convertible Promissory Note Purchase Agreement (EVO Transportation & Energy Services, Inc.), Common Stock and Warrant Purchase Agreement (Magnegas Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 36 contracts
Samples: Securities Purchase Agreement (Biolargo, Inc.), Securities Purchase Agreement (Rennova Health, Inc.), Securities Purchase Agreement (Gold Lakes Corp.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 29 contracts
Samples: Securities Purchase Agreement (Vallon Pharmaceuticals, Inc.), Securities Purchase Agreement (Medicine Man Technologies, Inc.), Securities Purchase Agreement (Cellect Biotechnology Ltd.)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 23 contracts
Samples: Private Placement Agreement, Stock Purchase Agreement (Carlyle Group L.P.), Exchange Agreement (Carlyle Group L.P.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 21 contracts
Samples: Securities Purchase Agreement (Comstock Inc.), Stock and Warrant Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Placement Agency Agreement
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 13 contracts
Samples: Standby Purchase Agreement (Ikanos Communications, Inc.), Securities Purchase Agreement (Ikanos Communications, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable the requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company as of the date hereof, and any and all applicable the rules and regulations promulgated by the SEC Commission thereunder that are effective and applicable to the Company as of the date hereof.
Appears in 12 contracts
Samples: Securities Purchase Agreement (CervoMed Inc.), Securities Purchase Agreement (CervoMed Inc.), Stock Purchase Agreement (Erasca, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have a Material Adverse Effect.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Bioject Medical Technologies Inc), Securities Purchase Agreement (Neorx Corp), Exchange Agreement (Aphton Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 11 contracts
Samples: Securities Purchase Agreement (ImmunoCellular Therapeutics, Ltd.), Securities Purchase Agreement (ImmunoCellular Therapeutics, Ltd.), Securities Purchase Agreement (Richardson Electronics LTD/De)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof and applicable to it, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective and applicable to it as of the date hereof, except where such noncompliance would not have a Material Adverse Effect.
Appears in 11 contracts
Samples: Note Purchase Agreement (AMHN, Inc.), Note Purchase Agreement (AMHN, Inc.), Preferred Stock Purchase Agreement (Amacore Group, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Virtus Oil & Gas Corp.), Securities Purchase Agreement (HydroPhi Technologies Group, Inc.), Securities Purchase Agreement (HydroPhi Technologies Group, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all currently applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 9 contracts
Samples: Note and Warrant Purchase Agreement (Lapis Technologies Inc), Note Purchase Agreement (Umami Sustainable Seafood Inc.), Warrant Purchase Agreement (Umami Sustainable Seafood Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof and as of the Closing Date.
Appears in 6 contracts
Samples: Securities Subscription Agreement, Securities Subscription Agreement, Securities Subscription Agreement (Amarin Corp Plc\uk)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a material adverse effect.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Senesco Technologies Inc), Securities Purchase Agreement (Senesco Technologies Inc), Securities Purchase Agreement (Senesco Technologies Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Altair Engineering Inc.), Securities Purchase Agreement (Acacia Research Corp), Securities Purchase Agreement (Sorrento Therapeutics, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of and the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (Mattersight Corp), Stock Purchase Agreement (OptimizeRx Corp), Common Stock Purchase Agreement (Mattersight Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 5 contracts
Samples: Securities Subscription Agreement (Fusion Fuel Green PLC), Securities Restructuring Agreement (Sundial Growers Inc.), Securities Purchase Agreement (Sundial Growers Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all the applicable requirements provisions of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of and the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of currently in effect and require compliance on or before the date hereof.
Appears in 4 contracts
Samples: Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc), Purchase Agreement (Puget Sound Energy Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Raptor Networks Technology Inc), Securities Purchase Agreement (Raptor Networks Technology Inc), Securities Purchase Agreement (Raptor Networks Technology Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Inpixon), Securities Purchase Agreement (Nova Biosource Fuels, Inc.), Purchase Agreement (Broadwing Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 4 contracts
Samples: Securities Purchase Agreement (POSITIVEID Corp), Securities Purchase Agreement (POSITIVEID Corp), Securities Purchase Agreement (Digital Angel Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 4 contracts
Samples: Securities Purchase Agreement (TFF Pharmaceuticals, Inc.), Securities Purchase Agreement (TFF Pharmaceuticals, Inc.), Securities Purchase Agreement (Applied Dna Sciences Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof to the extent applicable to the Company.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Tantech Holdings LTD), Securities Purchase Agreement (Solidion Technology Inc.), Securities Purchase Agreement (Jeffs' Brands LTD)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance could not have a Material Adverse Effect.
Appears in 3 contracts
Samples: Securities Purchase Agreement (I2 Telecom International Inc), Securities Purchase Agreement (I2 Telecom International Inc), Securities Purchase Agreement (Dendo Global Corp)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 3 contracts
Samples: Agreement (Medient Studios, Inc.), Agreement (Ants Software Inc), Agreement (Ants Software Inc)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Fuelcell Energy Inc), Securities Purchase Agreement (NRG Energy, Inc.), Securities Purchase Agreement (Fuelcell Energy Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Securities and Exchange Commission thereunder that are effective as of the date hereof.
Appears in 3 contracts
Samples: Exchange and Amendment Agreement (Advaxis, Inc.), Note Purchase Agreement (Advaxis, Inc.), Note Purchase Agreement (Advaxis, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof with respect to the Company, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Stockeryale Inc), Securities Purchase Agreement (Iparty Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not reasonably be expected to have a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Orthovita Inc), Stock Purchase Agreement (Nanogen Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are applicable to the Company and effective as of the date hereof, and hereof (as well as any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and effective as of the date hereof) except where such noncompliance would not have, individually or in the aggregate, a material adverse effect.
Appears in 2 contracts
Samples: Subscription, Purchase and Investment Agreement (GlobalOptions Group, Inc.), Subscription and Investment Agreement (Argan Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable with respect to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective and applicable with respect to the Company as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase, Loan and Security Agreement (Capstone Therapeutics Corp.), Securities Purchase, Loan and Security Agreement Securities Purchase, Loan and Security Agreement
Xxxxxxxx-Xxxxx Act. The Company is in compliance compliance, in all material respects, with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ascendia Brands, Inc.), Securities Purchase Agreement (Ascendia Brands, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Subscription, Sale and Purchase Agreement (NxStage Medical, Inc.), Stock Purchase Agreement (NxStage Medical, Inc.)
Xxxxxxxx-Xxxxx Act. The Company (and to the extent applicable, each of its Subsidiaries) is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Argyle Security, Inc.), Securities Purchase Agreement (Argyle Security, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are applicable to the Company and as are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities and Debenture Purchase Agreement, Securities and Debenture Purchase Agreement (Shells Seafood Restaurants Inc)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective and applicable to the Company as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aeolus Pharmaceuticals, Inc.), Securities Purchase Agreement (Aeolus Pharmaceuticals, Inc.)
Xxxxxxxx-Xxxxx Act. The To the knowledge of the Company, except as set forth in the Disclosure Schedule or the SEC Documents, the Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Open Energy Corp), Securities Purchase Agreement (Open Energy Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where failure to be in compliance would not, either individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ascendia Brands, Inc.), Securities Purchase Agreement (Ascendia Brands, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements provisions of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective to it as of the date hereof.
Appears in 2 contracts
Samples: Series C Convertible Preferred Stock and Warrant Purchase Agreement (SoftBrands, Inc.), Series D Convertible Preferred Stock and Warrant Purchase Agreement (SoftBrands, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of amended, applicable to the date hereofCompany, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of applicable to the date hereofCompany.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Basin Water, Inc.), Stock Purchase Agreement (Empire Water CORP)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Ener-Core, Inc.), Securities Purchase Agreement (Ener-Core Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective for the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder Commission there under that are effective for the Company as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Broadcast International Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective with respect to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective with respect to the Company as of the date hereof, except where such noncompliance does not have and would not reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (EveryWare Global, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 Act, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and effective as of the date hereof.
Appears in 1 contract
Samples: Convertible Bridge Loan Agreement (Todos Medical Ltd.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof that are mandated for compliance by the Company, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Daystar Technologies Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofsuch date, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofsuch date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cheetah Oil & Gas Ltd.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof applicable to the Company.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof such that any non-compliance would not result in a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (MFC Development Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable the requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company as of the date hereof, and any and all applicable the rules and regulations promulgated by the SEC Commission thereunder that are effective and applicable to the Company as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Somaxon Pharmaceuticals, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cogentix Medical Inc /De/)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Clean Energy Fuels Corp.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 (“Xxxxxxxx-Xxxxx”) that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Artemis International Solutions Corp)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended (“Xxxxxxxx-Xxxxx Act”), that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.. (l)
Appears in 1 contract
Samples: Note Purchase Agreement (Air T Inc)
Xxxxxxxx-Xxxxx Act. The To the best of the Company’s knowledge, the Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance could not have a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Integrated Biopharma Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof and applicable to the Company.
Appears in 1 contract
Samples: Securities Purchase Agreement (Nesco Industries Inc)
Xxxxxxxx-Xxxxx Act. The To its knowledge, the Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof with respect to the Company, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to be in such compliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cord Blood America, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof; except where the failure to so comply would not result in a Material Adverse Effect.
Appears in 1 contract
Samples: Form of Securities Purchase Agreement (China Biologic Products, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof , except for possible violations which would not, individually or in the aggregate, have a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Universal Travel Group)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that were effective as of the Original Date or are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that were effective as of the Original Date or are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all currently applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.thereunder. 4.28
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof and applicable to it, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable with respect to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective and applicable with respect to the Company as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mechanical Technology Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mantra Venture Group Ltd.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective with respect to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective with respect to the Company as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Loan Restructuring Agreement (Broadcast International Inc)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 (as amended) that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Memory Pharmaceuticals Corp)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (HydroPhi Technologies Group, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with (x) any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and (y) any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, in the case of (x) and (y), when taken as a whole.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof., except as would not reasonably be expected to have a Material Adverse Effect. 3.27
Appears in 1 contract
Samples: Securities Purchase Agreement
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof that the Company is required to be in compliance with, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof that the Company is required to be in compliance with.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof., except where the failure to be in compliance would not have a Material Adverse Effect
Appears in 1 contract
Samples: Securities Purchase Agreement (GreenHunter Energy, Inc.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofof the January 29, 2009 Agreement, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofof the January 29, 2009 Agreement.
Appears in 1 contract
Samples: Amended and Restated Agreement (Raser Technologies Inc)
Xxxxxxxx-Xxxxx Act. The Company is Companies are in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Xinyuan Real Estate Co., Ltd.)
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except for any such non-compliance as would not result in a Material Adverse Effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and effective as of the date hereof.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the "Xxxxxxxx-Xxxxx Act") that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof and as of the date hereof.
Appears in 1 contract
Samples: Common Stock (Counterpath Corp)
Xxxxxxxx-Xxxxx Act. The Company is and its subsidiaries are in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 Act, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and its subsidiaries and effective as of the date hereof.. (m)
Appears in 1 contract
Samples: Securities Purchase Agreement
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof and applicable to the Company, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof and are applicable to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Common Stock Subscription Agreement
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof and are currently applicable to the company, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof and are currently applicable to the Company, except where such noncompliance would not reasonably be expected to have a material adverse effect on the Company’s properties or assets or the business of the Company as currently conducted.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, each as applicable to “smaller reporting companies” as defined in Rule 12b-2 of the 1934 Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Sky Harbour Group Corp)
Xxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.)
