XXXXX STOCK TRADING RISK DISCLOSURE Sample Clauses

XXXXX STOCK TRADING RISK DISCLOSURE. This disclosure contains additional important information regarding the characteristics and risks associated with trading small-cap (xxxxx) stocks. What is a "Xxxxx" Stock? Generally, xxxxx stocks are low-priced shares of small companies that are not traded on an exchange or quoted on NASDAQ. Xxxxx stocks generally are traded over-the-counter, such as on the OTC Bulletin Board or Pink Sheets, and are historically more volatile and less liquid than other equities. For these and other reasons, xxxxx stocks are considered speculative investments and customers who trade in xxxxx stocks should be prepared for the possibility that they may lose their entire investment, or an amount in excess of their investment if they purchased xxxxx stocks on margin. Before investing in a xxxxx stock, you should thoroughly review the company issuing the xxxxx stock. In addition, you should be aware of certain specific risks associated with trading in xxxxx stocks. Risks Associated With Xxxxx Stocks There are a number of risks of trading xxxxx stocks, including the following: You Can Lose All or Much of Your Investment Trading Xxxxx Stocks. All investments involve risk but xxxxx stocks are among the most risky and are generally not appropriate for investors with low risk tolerance. Many xxxxx stock companies are new and do not have a proven track record. Some xxxxx stock companies have no assets, operations or revenues. Others have products and services that are still in development or have yet to be tested in the market. Xxxxx stock companies therefore have a greater risk of failure and those who invest in xxxxx stocks have a greater risk that they may lose some or all of their investment. Lack of Publicly Available Information. Most large, publicly-traded companies file periodic reports with the SEC that provide information relating to the company's assets, liabilities and performance over time. In addition, these companies provide their financial information and operational results online. In contrast, information about xxxxx stock companies can be extremely difficult to find, making them more likely to be the subject of an investment fraud scheme and making it less likely that quoted prices in the market will be based on full and complete information about the company. No Minimum Listing Standards. Companies that offer shares of their stock on exchanges can be subject to stringent listing standards that require the company to have a minimum amount of net assets and sharehol...
Sample 1
AutoNDA by SimpleDocs
XXXXX STOCK TRADING RISK DISCLOSURE. Please note that the translation into German below is merely for the purpose of better understanding these stocks and their risks. In the event of any contradiction between the English original and the German translation, the English translation shall prevail in the relations between you and Interactive Brokers SARL. This disclosure contains the additional important information regarding the characteristics and risks associated with trading small-cap stocks. This disclosure contains additional important information regarding the characteristics and risks associated with trading small-cap (xxxxx) stocks. What Is A "Xxxxx" Stock? Generally, xxxxx stocks are low-priced shares of small companies that are not traded on an exchange or quoted on NASDAQ. Xxxxx stocks generally are traded over-the- counter, such as on the OTC Bulletin Board or Pink Sheets and are historically more volatile and less liquid than other equities. For these and other reasons, xxxxx stocks are considered speculative investments and customers who trade in xxxxx stocks should be prepared for the possibility that they may lose their entire investment, or an amount in excess of their investment if they purchased xxxxx stocks on margin. Before investing in a xxxxx stock, you should thoroughly review the company issuing the xxxxx stock. In addition, you should be aware of certain specific risks associated with trading in xxxxx stocks.
Sample 1

Related to XXXXX STOCK TRADING RISK DISCLOSURE

  • CENTURYLINK OSS INFORMATION 57.1 Subject to the provisions of this Agreement and Applicable Law, CLEC shall have a limited, revocable, non-transferable, non-exclusive right to use CenturyLink OSS Information during the term of this Agreement, for CLEC’s internal use for the provision of Telecommunications Services to CLEC End Users in the State.

  • Risk Disclosure 11.1 The Investment Adviser’s attention is drawn to Schedule 3 which provides important information as to the nature and risks of certain investments which may comprise a Portfolio and a description of certain provisions of the industry standard master agreements and their consequences. The Investment Adviser represents and warrants to the Local Manager that it has read, understood, and accepts the provisions of Schedule 3. Annex-5 Schedule 1 ORDER EXECUTION POLICY DISCLOSURE STATEMENT Transaction Execution Arrangements Xxxxxx Xxxxxxx Investment Management Limited ( the “Local Manager”) has established and implemented transaction execution arrangements that are designed to allow the Local Manager to take all reasonable steps to obtain the best possible result when executing or placing orders as portfolio manager on behalf of its clients in relation to financial instruments that form part, or may become part, of one or more investment portfolios managed by the Local Manager for that or those clients (each a “Transaction”). For the purposes of this document: any reference to the Local Manager “executing an order” is a reference to the Local Manager, as agent, entering into a Transaction on behalf of a client with another person that acts as principal to that Transaction, any reference to the Local Manager “placing an order” is a reference to the Local Manager, as agent, arranging for a Transaction to be entered into by another person that acts as agent on behalf of a client when entering into that Transaction, and any reference to the Local Manager “effecting a Transaction” is a reference to the Local Manager either placing or executing an order. As part of its transaction execution arrangements, the Local Manager has an order execution policy in place that is designed to ensure that the Local Manager complies with its duty to obtain the best possible result when effecting a Transaction for one or more clients (the “Order Execution Policy”). This document is intended to provide the Local Manager’s clients with a summary of the Local Manager’s Order Execution Policy. Nothing herein is intended to place upon the Local Manager fiduciary or other duties or responsibilities over and above the specific obligations provided for in the investment management agreement between the Local Manager and a client.

  • Agency Disclosure Auctioneer and all licenses employed by or associated with auctioneer represent the Seller in the sale of these properties. DISCLAIMERS: SAMPLE

  • MEGAN’S LAW DISCLOSURE Pursuant to the provisions of Title 46, Chapter 23, Part 5 of the Montana Code Annotated, certain individuals are required to register their address with the local law enforcement offices agencies as part of Montana’s Sexual and Violent Offender Registration Act. In some communities, law enforcement offices will make the information concerning registered offenders available to the public. If you desire further information please contact the local County Sheriff’s office, the Montana Department of Justice, in Helena, Montana, and/or the probation officers assigned to the area.

  • Confidentiality and Safeguarding of University Records; Press Releases; Public Information Under this Agreement, Contractor may (1) create, (2) receive from or on behalf of University, or (3) have access to, records or record systems (collectively, University Records). Among other things, University Records may contain social security numbers, credit card numbers, or data protected or made confidential or sensitive by Applicable Laws. [Option (Include if University Records are subject to FERPA.): Additional mandatory confidentiality and security compliance requirements with respect to University Records subject to the Family Educational Rights and Privacy Act, 20 United States Code (USC) §1232g (FERPA) are addressed in Section 12.41.] [Option (Include if University is a HIPAA Covered Entity and University Records are subject to HIPAA.): Additional mandatory confidentiality and security compliance requirements with respect to University Records subject to the Health Insurance Portability and Accountability Act and 45 Code of Federal Regulations (CFR) Part 160 and subparts A and E of Part 164 (collectively, HIPAA) are addressed in Section 12.26.] Contractor represents, warrants, and agrees that it will: (1) hold University Records in strict confidence and will not use or disclose University Records except as (a) permitted or required by this Agreement, (b) required by Applicable Laws, or (c) otherwise authorized by University in writing; (2) safeguard University Records according to reasonable administrative, physical and technical standards (such as standards established by the National Institute of Standards and Technology and the Center for Internet Security [Option (Include if Section 12.39 related to Payment Card Industry Data Security Standards is not include in this Agreement.):, as well as the Payment Card Industry Data Security Standards]) that are no less rigorous than the standards by which Contractor protects its own confidential information; (3) continually monitor its operations and take any action necessary to assure that University Records are safeguarded and the confidentiality of University Records is maintained in accordance with all Applicable Laws and the terms of this Agreement; and (4) comply with University Rules regarding access to and use of University’s computer systems, including UTS165 at xxxx://xxx.xxxxxxxx.xxx/board-of-regents/policy-library/policies/uts165-information-resources-use-and-security-policy. At the request of University, Contractor agrees to provide University with a written summary of the procedures Contractor uses to safeguard and maintain the confidentiality of University Records.

  • NEPOTISM DISCLOSURE A. In this section the term “relative” means:

  • Designated Agency Disclosure [Applicable only if Broker’s agency policy is to practice designated agency.] Seller does hereby consent to Broker acting in a designated agency capacity in transactions in which Broker is representing Seller and a prospective buyer. With designated agency, Broker assigns one or more of its affiliated licensees exclusively to represent the Seller and one or more of its other affiliated licensees exclusively to represent the prospective buyer.

  • Radon Gas Disclosure Radon is a naturally occurring radioactive gas that, when it has accumulated in a building in sufficient quantities, may present health risks to persons who are exposed to it over time. Levels of radon that exceed federal and state guidelines have been found in buildings in Florida. Additional information regarding radon and radon testing may be obtained from your county public health unit.

  • Return of University Records Contractor agrees that within thirty (30) days after the expiration or termination of this Agreement, for any reason, all University Records created or received from or on behalf of University will be (1) returned to University, with no copies retained by Contractor; or (2) if return is not feasible, destroyed. Twenty (20) days before destruction of any University Records, Contractor will provide University with written notice of Contractor’s intent to destroy University Records. Within five (5) days after destruction, Contractor will confirm to University in writing the destruction of University Records.

  • AGENCY DISCLOSURE STATEMENT Purchaser acknowledges having reviewed and signed the Agency Disclosure Statement.

Time is Money Join Law Insider Premium to draft better contracts faster.