Common use of Well-Known Seasoned Issuer Clause in Contracts

Well-Known Seasoned Issuer. (A) At the effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 17 contracts

Samples: Equity Distribution Agreement (Healthcare Trust of America Holdings, LP), Equity Distribution Agreement (Healthcare Trust of America Holdings, LP), Equity Distribution Agreement (Healthcare Trust of America Holdings, LP)

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Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 12 contracts

Samples: Crinetics Pharmaceuticals, Inc., Crinetics Pharmaceuticals, Inc., Crinetics Pharmaceuticals, Inc.

Well-Known Seasoned Issuer. (Ai) At the effectiveness time of filing of the Original Registration Statement, (Bii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act or otherwise (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (Ciii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under of the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under of the Securities Act, Act and (Div) as of at the execution of this Agreementdate hereof, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405405 of the Securities Act.

Appears in 10 contracts

Samples: Equity Distribution Agreement (Agree Realty Corp), Equity Distribution Agreement (Agree Realty Corp), Equity Distribution Agreement (Agree Realty Corp)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or in the form of a prospectus), and (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 7 contracts

Samples: Open Market Sale (Scholar Rock Holding Corp), Open Market Sale (Jefferies Financial Group Inc.), Market Sale (Cardiff Oncology, Inc.)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution Time of this AgreementSale, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405405 under the Securities Act).

Appears in 5 contracts

Samples: Underwriting Agreement (Affiliated Managers Group, Inc.), Underwriting Agreement (Affiliated Managers Group, Inc.), Underwriting Agreement (Affiliated Managers Group, Inc.)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act163, and (D) as of at the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,” ”, as defined in Rule 405.

Appears in 4 contracts

Samples: Underwriting Agreement (Southwestern Energy Co), Underwriting Agreement (Stericycle Inc), Underwriting Agreement (Southwestern Energy Co)

Well-Known Seasoned Issuer. (A) At the effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Healthcare Trust of America Holdings, LP), Equity Distribution Agreement (Healthcare Trust of America Holdings, LP), Equity Distribution Agreement (Healthcare Trust of America Holdings, LP)

Well-Known Seasoned Issuer. (Ai) At the original effectiveness of the Original Registration Statement, (Bii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or in the form of a prospectus), (Ciii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (Div) as of the execution Time of this AgreementSale, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 3 contracts

Samples: Open Market Sale (Praxis Precision Medicines, Inc.), Open Market Sale (Praxis Precision Medicines, Inc.), Wave Life Sciences Ltd.

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or in the form of a prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Placement Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 2 contracts

Samples: Sales Agreement (Global Blood Therapeutics, Inc.), Sales Agreement (Global Blood Therapeutics, Inc.)

Well-Known Seasoned Issuer. (Ai) At the original effectiveness of the Original Registration Statement, (Bii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (Ciii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under of the Securities ActAct Regulations) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, (iv) at the date of this Agreement and (Dv) as at each Time of the execution of this AgreementSale, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405405 of the Securities Act.

Appears in 2 contracts

Samples: Common Stock (Arthur J. Gallagher & Co.), Equity Distribution Agreement (Arthur J. Gallagher & Co.)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or in the form of a prospectus), and (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 2 contracts

Samples: Morphic Holding, Inc., Morphic Holding, Inc.

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act163, and (D) as of at the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 2 contracts

Samples: Underwriting Agreement (Southwestern Energy Co), Underwriting Agreement (Southwestern Energy Co)

Well-Known Seasoned Issuer. (Ai) At the original effectiveness of the Original Registration Statement, (Bii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act Act, or in the form of a prospectus), (Ciii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (Div) as of the execution of this Agreementeach Representation Date, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405405 of the Securities Act).

Appears in 2 contracts

Samples: Sales Agreement (Vir Biotechnology, Inc.), Sales Agreement (Vir Biotechnology, Inc.)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution date of this Agreement, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 2 contracts

Samples: Equity Distribution Agreement (Prothena Corp Public LTD Co), Equity Distribution Agreement (Prothena Corp Public LTD Co)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or in the form of a prospectus), and (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405405 under the Securities Act).

Appears in 1 contract

Samples: Open Market Sale Agreement (Verona Pharma PLC)

Well-Known Seasoned Issuer. (A) At the time of effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution Time of this AgreementSale, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405405 under the Securities Act.

Appears in 1 contract

Samples: Recursion Pharmaceuticals, Inc.

Well-Known Seasoned Issuer. (A) At Upon the effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Exchange Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) promulgated under the Securities Act) made any offer relating to the Placement Shares in reliance on the exemption of Rule 163 promulgated under the Securities Act, and (D) as of the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 1 contract

Samples: Sales Agreement (Theravance Biopharma, Inc.)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under of the Securities ActAct Regulations) made any offer relating to the Shares Notes in reliance on the exemption of Rule 163 under of the Securities ActAct Regulations, and (D) as of at the execution date of this AgreementAgreement and (E) at the Applicable Time, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Underwriting Agreement (Euronet Worldwide Inc)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or in the form of a prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreementeach Representation Date, the Company was and is will be a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 1 contract

Samples: Sales Agreement (Krystal Biotech, Inc.)

Well-Known Seasoned Issuer. (Ai) At the effectiveness time of filing of the Original Registration Statement, (Bii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (Ciii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under of the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under of the Securities Act, Act and (Div) as of at the execution of this Agreementdate hereof, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405405 of the Securities Act.

Appears in 1 contract

Samples: Monmouth Real Estate Investment Corp

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Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Notes in reliance on the exemption of Rule 163 under the Securities Act163, and (D) as of at the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Underwriting Agreement (Southwestern Energy Co)

Well-Known Seasoned Issuer. (A) At the effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Equity Distribution Agreement (Ashford Hospitality Trust Inc)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of at the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Underwriting Agreement (NBT Bancorp Inc)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under of the Securities ActAct Regulations) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of at the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Underwriting Agreement (Berkshire Hills Bancorp Inc)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, amendment or incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or in the form of a prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this AgreementSettlement Date, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 1 contract

Samples: Open Market Sale (Ra Pharmaceuticals, Inc.)

Well-Known Seasoned Issuer. (A) At the effectiveness time of filing of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), ) and (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405405 under the Securities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Ca, Inc.)

Well-Known Seasoned Issuer. (AA)(i) At the effectiveness time of filing the Original Registration Statement, (Bii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), and (Ciii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of provided by Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405.

Appears in 1 contract

Samples: Keurig Dr Pepper (Keurig Dr Pepper Inc.)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution Time of this AgreementSale, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 1 contract

Samples: Prometheus Biosciences, Inc.

Well-Known Seasoned Issuer. (A) At the effectiveness time of filing of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act or otherwise (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under of the Securities Act) made any offer relating to the Shares in reliance on the exemption of Rule 163 under of the Securities Act, Act and (Div) as of at the execution of this Agreementdate hereof, the Company was and is a “well-known seasoned issuer,” as defined in Rule 405405 of the Securities Act.

Appears in 1 contract

Samples: Equity Distribution Agreement (Agree Realty Corp)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 1 contract

Samples: Underwriting Agreement (Perspective Therapeutics, Inc.)

Well-Known Seasoned Issuer. (Ai) At the effectiveness time of filing the Original Registration Statement, (Bii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), ) and (Ciii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities ActRules and Regulations) made any offer relating to the Shares in reliance on the exemption of Rule 163 under the Securities Act, Rules and (D) as of the execution of this AgreementRegulations, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405405 of the Rules and Regulations).

Appears in 1 contract

Samples: Underwriting Agreement (MDC Partners Inc)

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Placement Shares in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this AgreementApplicable Time, the Company was and is a “well-known seasoned issuer,(as defined in Rule 405).

Appears in 1 contract

Samples: Tg Therapeutics, Inc.

Well-Known Seasoned Issuer. (A) At the original effectiveness of the Original Registration Statement, (B) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated report filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), ) and (C) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c) under the Securities Act) made any offer relating to the Shares Securities in reliance on the exemption of Rule 163 under the Securities Act, and (D) as of the execution of this Agreement, the Company was and is a “well-known seasoned issuer,” ”, as defined in Rule 405405 under the Securities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Ca, Inc.)

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