Common use of Transfer to Comply with the Securities Act Clause in Contracts

Transfer to Comply with the Securities Act. The Warrants and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel satisfactory to the Company confirming the availability of such exemption.

Appears in 4 contracts

Samples: 21st Century Holding Co, 21st Century Holding Co, 21st Century Holding Co

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Transfer to Comply with the Securities Act. The Warrants This Warrant and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of its counsel satisfactory in form and substance to the Company confirming the availability of such exemption.

Appears in 3 contracts

Samples: Warrant (Big Entertainment Inc), Subscription Agreement (Big Entertainment Inc), Big Entertainment Inc

Transfer to Comply with the Securities Act. The Warrants Warrant and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to an available exemptions exemption from such registration, provided that the transferor delivers to the Company an opinion of counsel reasonably satisfactory to the Company confirming the availability of such exemption.

Appears in 2 contracts

Samples: Bluefire Ethanol Fuels Inc, Bluefire Ethanol Fuels Inc

Transfer to Comply with the Securities Act. The Warrants and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel reasonably satisfactory to the Company confirming the availability of such exemption.

Appears in 2 contracts

Samples: FreeSeas Inc., FreeSeas Inc.

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Transfer to Comply with the Securities Act. The Warrants This Warrant and any Warrant Shares Stock or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel satisfactory to the Company confirming the availability of such exemption.

Appears in 1 contract

Samples: Form of Stock Purchase Agreement (Big Entertainment Inc)

Transfer to Comply with the Securities Act. The Warrants This Warrant and any Warrant Shares Share or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel satisfactory to the Company confirming the availability of such exemption.

Appears in 1 contract

Samples: Straz David a Jr

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