Common use of Transfer or Sale Clause in Contracts

Transfer or Sale. The Buyer understands that: (i) the Purchase Shares have not been and are not being registered under the 1933 Act or any state securities laws, and may not be offered for sale, sold, assigned or transferred unless (A) subsequently registered thereunder or (B) an exemption exists permitting such Purchase Shares to be sold, assigned or transferred without such registration; (ii) any sale of the Purchase Shares made in reliance on Rule 144 may be made only in accordance with the terms of Rule 144 and further, if Rule 144 is not applicable, any resale of the Purchase Shares under circumstances in which the seller (or the person through whom the sale is made) may be deemed to be an underwriter (as that term is defined in the 0000 Xxx) may require compliance with some other exemption under the 1933 Act or the rules and regulations of the SEC thereunder; and (iii) neither the Company nor any other person is under any obligation to register the Purchase Shares under the 1933 Act or any state securities laws or to comply with the terms and conditions of any exemption thereunder.

Appears in 2 contracts

Samples: Private Placement Agreement (Aethlon Medical Inc), Private Placement Agreement (Bullion River Gold Corp)

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Transfer or Sale. The Buyer Aspire understands that: (i) the Purchase Commitment Shares have not been and are not being registered under the 1933 Act or any state securities laws, and may not be offered for sale, sold, assigned or transferred unless (A) subsequently registered thereunder or (B) an exemption exists permitting such Purchase Shares shares to be sold, assigned or transferred without such registration; (ii) any sale of the Purchase Commitment Shares made in reliance on Rule 144 may be made only in accordance with the terms of Rule 144 and further, if Rule 144 is not applicable, any resale of the Purchase Commitment Shares under circumstances in which the seller (or the person through whom the sale is made) may be deemed to be an underwriter (as that term is defined in the 0000 Xxx) may require compliance with some other exemption under the 1933 Act or the rules and regulations of the SEC thereunder; and (iii) neither the Company nor any other person is under any obligation to register the Purchase Commitment Shares under the 1933 Act or any state securities laws or to comply with the terms and conditions of any exemption thereunder.

Appears in 1 contract

Samples: Option Agreement (Uranium Resources Inc /De/)

Transfer or Sale. The Buyer Aspire understands that: (i) the Purchase Shares Commitment Warrants have not been and are not being registered under the 1933 Act or any state securities laws, and may not be offered for sale, sold, assigned or transferred unless (A) subsequently registered thereunder or (B) an exemption exists permitting such Purchase Shares shares to be sold, assigned or transferred without such registration; (ii) any sale of the Purchase Shares Commitment Warrants made in reliance on Rule 144 may be made only in accordance with the terms of Rule 144 and further, if Rule 144 is not applicable, any resale of the Purchase Shares Commitment Warrants under circumstances in which the seller (or the person through whom the sale is made) may be deemed to be an underwriter (as that term is defined in the 0000 Xxx) may require compliance with some other exemption under the 1933 Act or the rules and regulations of the SEC thereunder; and (iii) neither the Company nor any other person is under any obligation to register the Purchase Warrant Shares under the 1933 Act or any state securities laws or to comply with the terms and conditions of any exemption thereunder.

Appears in 1 contract

Samples: Option Agreement (LIGHTBRIDGE Corp)

Transfer or Sale. The Buyer Aspire understands that: (i) the Purchase Shares Securities have not been and are not being registered under the 1933 Act or any state securities laws, and may not be offered for sale, sold, assigned or transferred unless (A) subsequently registered thereunder or (B) an exemption exists permitting such Purchase Shares Securities to be sold, assigned or transferred without such registration; (ii) any sale of the Purchase Shares Securities made in reliance on Rule 144 may be made only in accordance with the terms of Rule 144 and further, if Rule 144 is not applicable, any resale of the Purchase Shares Securities under circumstances in which the seller (or the person through whom the sale is made) may be deemed to be an underwriter (as that term is defined in the 0000 1000 Xxx) may require compliance with some other exemption under the 1933 Act or the rules and regulations of the SEC thereunderU.S. Securities and Exchange Commission (the “SEC”); and (iii) neither the Company nor any other person is under any obligation to register the Purchase Shares Securities under the 1933 Act or any state securities laws or to comply with the terms and conditions of any exemption thereunder.

Appears in 1 contract

Samples: Warrant Amendment Agreement (Parkervision Inc)

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Transfer or Sale. The Buyer understands that: (i) the Purchase Shares Securities have not been and are not being registered under the 1933 Act or any state securities laws, and may not be offered for sale, sold, assigned or transferred unless (A) subsequently registered thereunder or (B) an exemption exists permitting such Purchase Shares Securities to be sold, assigned or transferred without such registration; (ii) any sale of the Purchase Shares Securities made in reliance on Rule 144 may be made only in accordance with the terms of Rule 144 and further, if Rule 144 is not applicable, any resale of the Purchase Shares Securities under circumstances in which the seller (or the person through whom the sale is made) may be deemed to be an underwriter (as that term is defined in the 0000 Xxx) may require compliance with some other exemption under the 1933 Act or the rules and regulations of the SEC thereunder; and (iii) neither the Company nor any other person is under any obligation to register the Purchase Shares Securities under the 1933 Act or any state securities laws or to comply with the terms and conditions of any exemption thereunder.. 

Appears in 1 contract

Samples: Securities Purchase Agreement (Parkervision Inc)

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