Common use of Transactions Affecting Disclosure to Finra Clause in Contracts

Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Preliminary Prospectus and/or the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or its officers or directors or any Initial Stockholder with respect to the sale of the Securities, the Placement Securities or the Additional Placement Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any of its officers, directors or Initial Stockholders that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 3 contracts

Samples: Underwriting Agreement (Arogo Capital Acquisition Corp.), Underwriting Agreement (Arogo Capital Acquisition Corp.), Underwriting Agreement (Arogo Capital Acquisition Corp.)

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Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Preliminary Prospectus and/or the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or its officers or directors or any Initial Stockholder Shareholder with respect to the sale of the Public Securities, the Placement Securities or and the Additional Placement Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any of its officers, directors or Initial Stockholders Shareholders that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (Liberty Resources Acquisition Corp.), Underwriting Agreement (Liberty Resources Acquisition Corp.)

Transactions Affecting Disclosure to Finra. 2.18.1. Except as described in the Preliminary Prospectus and/or the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or its officers or directors or any Initial Stockholder Shareholder with respect to the sale of the Securities, the Placement Securities or the Additional Placement Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any of its officers, directors or Initial Stockholders Shareholders that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (Aura Fat Projects Acquisition Corp), Underwriting Agreement (Aura Fat Projects Acquisition Corp)

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Transactions Affecting Disclosure to Finra. 2.18.1. (a) Except as described in the Preliminary Prospectus and/or the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or its officers or directors or any Initial Stockholder Shareholder with respect to the sale of the Public Securities, the Placement Securities or and the Additional Placement Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any of its officers, directors or Initial Stockholders Shareholders that may affect the Underwriters’ compensation, as determined by FINRA.

Appears in 1 contract

Samples: Underwriting Agreement (Liberty Resources Acquisition Corp.)

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