TRADING PROCEDURES. 1. The Company will provide and maintain a real-time electronic system for processing sequence trades, pick- ups and give-aways. Specific layover hotel information will be listed for all sequences. The system will support at least the second to most recent version, in addition to the prior two versions of Internet Explorer (or any subsequent Microsoft platform), Safari (or any subsequent Apple platform), Android (or any subsequent Google platform), and the Company will make a good faith effort (taking into account excessive cost and availability) to ensure such system is accessible from at least one other commonly used web browser that is compatible with a mobile device.
TRADING PROCEDURES. As set forth in Appendix I hereto, upon receipt of an F/X trade order, the F/X Desk shall obtain a price from MLIB and at least two (2) other counterparties. The order shall be executed with MLIB if the price quoted by MLIB (which will not include a Service Fee) is as good as or better than the best price quoted by the other counterparties contacted (including the Service Fee). If MLIB is not making a market in a currency in which a CTA wishes to acquire a position, the F/X Desk shall contact three (3) other counterparties for price quotes and shall execute the trade order with the counterparty offering the best price quote. MLFIP shall cause to be documented the counterparties contacted for each F/X trade executed through the F/X Desk and the price offered by each such counterparty. Such documentation shall be retained by the F/X Desk pursuant to MLFIP's standard recordkeeping procedures.
TRADING PROCEDURES. 11.1 Unless otherwise specified by Demeterer, all trades shall be made in Base Currency.
TRADING PROCEDURES. All transactions authorized by this Agreement shall be settled through Custodian, who shall retain sole possession of and have complete custodial responsibility for the Managed Assets. Investment Manager shall be the sole entity to notify and instruct Custodian on: (a) orders that Investment Manager places for the sale, purchase, or exchange of any Managed Assets and the management or disposition of Managed Assets, and (b) the purchase or acquisition of other securities or property for the Account. All orders shall be based upon “best execution.” Investment Manager shall provide Custodian with all trade information that Custodian may require to effect settlement, within the time frames as Custodian may designate. Investment Manager shall obtain Custodian’s detailed procedures and settlement instructions upon execution of this Agreement, and hereby warrants compliance therewith with respect to the Managed Assets.
TRADING PROCEDURES. (a) The Directors, or the compliance officer, may from time to time by circular or other written notice to Members prescribe procedures governing trading on the IPCE ETSPlatform and the registration of EFPs, EFSs and Block Trades on the Market.
TRADING PROCEDURES. Upon making a purchase, the purchaser shall present TBC CLIENT CArD with a valid expiration date to the seller who shall call TBC to verify the client’s account status and obtain an authorization code for the amount of the transaction. AN AUTHOrIZATION CODE IS rEQUIrED ON ALL TrANSACTIONS. Any transaction disputes must be submitted in writing to TBC, by certified return receipt mail, within 30 days of the disputed billing, otherwise all transactions will be valid. In your letter give us the following information: your account number, the amount of the suspected error, description of the error, and an explanation. TBC will acknowledge your letter within 30 days, unless we have corrected the error by then. Within 90 days, we must either correct the error or explain why we believe the xxxx was sent.
TRADING PROCEDURES. The following procedures must be followed by Employees before buying or selling securities for a Personal Account, provided, that such procedures shall not be required with respect to (a) a purchase or sale of a Reportable or Restricted List Security for a Personal Account where such purchase or sale is non-volitional on the part of the Personal Account (e.g., a sale in connection with a court order) or (b) a purchase of a Reportable or Restricted List Security where such purchase is part of an automatic dividend reinvestment plan, or (c) Trading in mutual funds other than Masters’ Select Funds.
TRADING PROCEDURES. Shift trading will be allowed under the following guidelines:
TRADING PROCEDURES. 1. //The Company will provide and maintain a real-time electronic system for processing trip trades. Specific layover hotel information shall be listed for all sequences. The system shall support at least the second to most recent version, in addition to the prior two versions of Internet Explorer (or any subsequent Microsoft platform), Safari (or any subsequent Apple platform), Android (or any subsequent Google platform), and at least one other commonly used web browser that is compatible with a mobile device.
TRADING PROCEDURES
