TRADING DAYS. Broker-Dealer shall only effect sales of Stock, as prescribed in Section 1.2 above, on days on which the Principal Exchange is open and the Stock trades regular way on the Principal Exchange (each such day being a “Trading Day”). As used herein, the term “Principal Exchange” means, as of a given date, the principal securities exchange or trading market on which the Stock is then listed for trading or quotation.
Appears in 5 contracts
Samples: Rule 10b5 1 Plan (Serenity Investments, LLC), Rule 10b5 1 Plan (Serenity Investments, LLC), Rule 10b5 1 Plan (Serenity Investments, LLC)
