The Programs. a. Under the Programs, Clients will be provided with mutual fund investment choices presented to them by financial professionals associated with Correspondents that clear through Service Provider or another affiliated or non-affiliated clearing firm. Clients will select mutual funds from a menu of funds Correspondents select from a complete list of mutual funds assembled by Service Provider. Shares of the mutual funds made available by Correspondents in the Programs will be sold to Clients without the imposition of initial or contingent deferred sales charges.
Appears in 4 contracts
Samples: Mutual Fund Services Agreement (Boyar Value Fund Inc), Mutual Fund Services Agreement (Seligman Core Fixed Income Fund, Inc), Mutual Fund Services Agreement (Security Equity Fund)
