Common use of Terms Defined Elsewhere Clause in Contracts

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)

Appears in 4 contracts

Samples: Agreement and Plan of Merger (Anworth Mortgage Asset Corp), Agreement and Plan of Merger (Ready Capital Corp), Agreement and Plan of Merger (Ready Capital Corp)

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Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Acceptable Confidentiality Agreement 6.3 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date Article IV Appraisal Shares 3.4(i) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificate of First Merger 2.2(b) Certificate of Second Merger 2.2(c) Certificates 3.3(b)(i3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(vi) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(viii) Company Class A Common Stock Recitals Company Class B Common Stock 3.2 Company Common Stock 3.1(b)(iRecitals Company Contracts 4.20(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholders Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.8(a) Company Independent Petroleum Engineers 4.18(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Owned Real Property 4.16 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.25 Company Reserve Reports 4.18(a) Company Restricted Stock Unit Award 3.3(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Definition Section Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.6(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(d) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.7(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiERISA Affiliate 4.10(h) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a3.4(a)

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Chesapeake Energy Corp), Agreement and Plan of Merger (Chesapeake Energy Corp), Agreement and Plan of Merger (Vine Energy Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.5 Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificate Certificates 3.4(b)(i) Certificates of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Merger Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bMerger Effective Time 2.2(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Converted PSU Award 3.3(b) Converted RSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) days 9.4(e) DGCL 2.1(a) DLLCA 2.3(b) DTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Definition Section Excluded Shares 3.1(b)(iii) Firefly Preamble Firefly 401(k) Plan 6.9(f) Firefly Alternative Acquisition Agreement 6.3(d)(iv) Firefly Board Recitals Firefly Board Recommendation 4.3(a) Firefly Capital Stock 4.2(a) Firefly Change of Recommendation 6.3(d)(vii) Firefly Common Stock Recitals Firefly Contracts 4.19(b) Firefly Designees 2.7(a) Firefly Disclosure Letter Article IV Firefly Employee 4.10(i) Firefly Equity Plan 3.3(a) Forfeited Phantom Shares 3.2(aFirefly FA 4.22 Firefly Intellectual Property 4.14(a) Firefly Marketing Contract 4.19(a)(ii) Firefly Material Adverse Effect 4.1 Firefly Material Leased Real Property 4.15 Firefly Material Real Property Lease 4.15 Firefly Owned Real Property 4.15 Firefly Permits 4.9(a) Firefly Preferred Stock 4.2(a) Firefly PSU Award 3.3(b) Firefly Related Party Transaction 4.24 Firefly Reserve Report 4.17(a) Firefly SEC Documents 4.5(a) Firefly Stockholders Meeting 4.4 Firefly Tax Certificate 6.17(b) Firefly RSU Award 3.3(a) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department LLC Sub Recitals LLC Sub Merger Recitals LLC Sub Merger Effective Time 2.2(b) made available 9.4(e) Material Company Firefly Insurance Policies 4.17 4.20 Material Parent Ohm Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Definition Section Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Mergers Recitals Minimum Liquidity 6.26 New Plans 6.9(a) Ohm Preamble Ohm 401(k) Plan 6.9(f) Ohm Alternative Acquisition Agreement 6.4(d)(iv) Ohm Board Recitals Ohm Board Recommendation 5.3(a) Parent Ohm Capital Stock 5.2(a) Ohm Change of Recommendation 6.4(b6.4(d)(vii) Parent Ohm Common Stock Issuance Recitals Parent Ohm Contracts 5.16(b5.19(b) Parent Ohm Designees 2.7(a) Ohm Disclosure Letter Article V Parent Ohm Employee 5.10(i) Ohm Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Ohm FA 5.22 Ohm Independent Petroleum Engineers 5.17(a) Ohm Intellectual Property 5.14(a) Ohm Marketing Contract 5.19(a)(ii) Ohm Material Adverse Effect 5.1(a5.1 Ohm Material Leased Real Property 5.15 Ohm Material Real Property Lease 5.15 Ohm Owned Real Property 5.15 Ohm Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aOhm Preferred Stock 5.2(a) Parent Ohm Related Party Transaction 5.24 Ohm Reserve Report 5.17(a) Ohm SEC Documents 5.5(a) Parent Ohm Stock Issuance Recitals Parent Ohm Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Ohm Tax Certificate 6.17(b) Per Share Preferred Merger Consideration 3.1(b)(iiiOutside Date 8.1(b)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPost-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.16 Share Consideration 3.1(b)(i) Second Request 6.8(d) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 2.1(a) Surviving Corporation Stock 3.1(a) Surviving Entity 2.1(b) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Oasis Petroleum Inc.), Agreement and Plan of Merger (Oasis Petroleum Inc.), Agreement and Plan of Merger (Whiting Petroleum Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement 6.3(a)(ii) Amended Offer Documents 1.1(b) Bayer Merger Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i1.4(d) Cancelled Shares 3.1(b)(vBreach Notice 8.1(f) Breakup Fee 8.2(b) Certificate of Merger 2.2(b2.2 Certificates 3.2(b) Certificates 3.3(b)(iChancery Court 9.12(b) Change of Board Recommendation 6.3(d) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Term Section Company Change of Recommendation 6.3(bBylaws 4.1(c) Company Certificate 4.1(c) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule 4 Company Employee 6.8(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements 4.7(a) Company Material Adverse Effect 4.1(aContract 4.14(a) Company Options 3.4(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Representatives 6.2 Company Restricted Shares 3.4(c) Company RSUs 3.4(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iiiOption Plans 3.4(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 4.23 Company Subsidiary 4.1(b) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.2 Continuing Directors 1.3(b) Creditors’ Rights 4.3(aD&O Agreement Recitals D&O Insurance 6.9(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b2.2 Exchange Act 4.5 Expiration Date 1.1(d) End Fairness Opinion 4.22 FDA 4.26(a) FDCA 4.26(a) Guarantor Preamble Xxxxxxxx 4.22 Information Statement 6.4(c) Initial Expiration Date 8.1(b)(ii1.1(d) Exchange Agent 3.3(aInsurance Policies 4.19 Leased Real Property 4.21(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLicensed Intellectual Property 4.17(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Intellectual Property 4.17(b) Merger Recitals Preamble Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b3.1(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aNew Plans 6.8(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aNon-Required Remedy 6.5(e) Parent Permits 5.9 Parent Plans 5.10(aNYSE 1.1(e)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Offer Recitals

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Reckitt Benckiser Group PLC), Agreement and Plan of Merger (Schiff Nutrition International, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section 2023 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals 5.3(b) Articles of Merger 2.2(b) 1.2 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b2.2(b)(ii) Certificates 3.3(b)(i2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plan 3.11(a) Company Board Recitals Preamble Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3(b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3(d)(i) Company Contracts 3.2(b) Bylaws 3.1 Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.24 Company Leased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(c) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Parties 7.2(e) Company SEC Documents 4.5(a3.5(a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5(c) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 59 Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee 5.6(a) e-mail 9.3 D&O Insurance 5.7(c) Data Partners 3.20(a) Debt Financing 4.5 Debt Financing Commitment Letter 4.5 Disclosure Schedule Article 4 Effective Time 2.2(b1.2 Event Notice Period 5.3(e)(i)(1) End Date 8.1(b)(iiFBCA Preamble FHWA 3.23 Financing Indemnified Parties 5.14(c) Exchange Agent 3.3(aFinancing Purposes 4.5(c) Exchange Fund 3.3(aFMCSA 3.23 Indemnitee 5.7(a) Forfeited Phantom Shares 3.2(aIndemnitees 5.7(a) GAAP 4.5(bIntervening Event 5.3(e)(i) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bLeased Real Property Leases 3.14(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Consideration 2.1(a) No-Shop Period Start Date 5.3(a) Operational Tractors and Trailers 3.23(a) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(e) Parent Affiliate 9.10(bPayee 2.4 Paying Agent 2.2(a) Parent Board Recitals Parent Board Recommendation Payoff Letters 5.15 Payor 2.4 Proposal Notice Period 5.3(e)(ii)(2) Proxy Statement 5.4(a)(ii) Reference Date 3.2(a) Replacement Debt Financing 5.14(d) Representatives 5.3(a) Parent Change of Recommendation 6.4(bSxxxxxxx-Xxxxx Act 3.5(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivPreamble Shares Preamble Spare Trailers 3.23(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1(a) Terminable Breach 8.1(b)(iiiSystems 3.19(e) Transaction Litigation 6.15 Tax Sharing Agreement 3.15(f) Termination Fee Collection Costs 7.2(d) Termination Fee Payee 7.2(d) Termination Fee Payor 7.2(d) Transactions Recitals Vesting Phantom Shares 3.2(a)1.1(a) WARN Laws 3.12(i) Article 9 General Provisions

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Patriot Transportation Holding, Inc.), Agreement and Plan of Merger (Patriot Transportation Holding, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition ACT Section 4.5(e)(i) Adverse Recommendation Change Section 6.3(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bSection 1.3 Base Premium Section 7.4(c) Book-Entry Shares 3.3(b)(iBasket Section 10.1(b)(i) Cancelled Shares 3.1(b)(vBoard Designees Section 7.11(a) Cap Section 10.1(b)(iii) Certificate of Merger 2.2(bSection 1.3 Charter Restrictions Section 7.5 Claim Response Section 10.5(d) Certificates 3.3(b)(iXxxxxxxx Chance Section 11.14(a) CLNY Investor Section 7.10(e) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.11(g) Code Recitals Company Preamble 2 Definition Company Benefit Plans Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a3.11(b) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDesignees Section 7.11(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEquity Interests Section 3.2(a) Company Financial Statements Section 3.6 Company Investor Preamble Company Investor Equity Holders Article III Company Investor Indemnitees Section 10.2(a) Company Leased Properties Section 3.18(a) Company Leased Property Section 3.18(a) Company Material Adverse Effect 4.1(aContract Section 3.13(b) 108 Company New Securitization Section 6.1(a) Company Operating Partnership Preamble Company Owned Properties Section 3.18(a) Company Owned Property Section 3.18(a) Company Permits 4.9 Company Plans 4.10(aSection 3.17(b) Company SEC Documents 4.5(aPermitted Acquisition Section 6.1(b)(vi) Company Series A Preferred Stock 3.1(b)(iiiPermitted Liens Section 3.18(b) Company Series B Preferred Stock 3.1(b)(iiiShares Section 2.1(b) Company Series C Preferred Stock 3.1(b)(iiiProperties Section 3.18(a) Company Special Committee Property Section 3.18(a) Company Qualified Plan Section 3.11(f) Company Related Party Agreements Section 3.21 Company Reorganization Recitals Company Reorganization Step Plan Recitals Company Shares Recitals Company Stockholders Preamble Company Unitholders Preamble Company Voting Debt Section 3.2(a) Competing Acquisition Agreement Section 6.3(a) Competing Proposal Section 6.3(i) Contribution Agreement Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(aCovered Persons Section 7.4(a) Delaware LLC Secretary Section 1.3 Designated Recipients Section 2.1(a) DLLCA Recitals Exchange Act 2.1 Delaware Secretary of State 2.2(bSection 3.5 Excluded Business Recitals Excluded Business Separation Agreement Section 8.2(f) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFractional Share Consideration Section 2.1(a) GAAP 4.5(bSection 3.6 Governmental Entity Section 3.5 Indemnification Agreements Section 7.4(a) Indemnification Shares Section 10.3(e) Indemnified Liabilities 6.10(aParty Section 10.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 10.5(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Company Investor Share Count Recitals Interim Period Section 6.1(a) Leverage Covenants 6.1(a)(xivLegal Proceeding Section 3.10 Lock-Up Section 7.12 Manager Recitals Manager Contribution Recitals Manager Contribution Oversight Committee Section 7.11(b) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Consideration Allocation Section 2.1(a) Merger Effective Time Section 1.3 109 Merger Oversight Committee Section 7.11(c) Merger Sub Preamble Merger Sub Sole Member MGCL Recitals Definition Mortgage Section MGCL 2.1 Operating Partnership 2.1 5.25(a) Mortgage Loan Section 5.25(a) Mortgage Loans Section 5.25(a) Mortgaged Property Section 5.25(a) Non-Released Matters Section 10.6 Other Company Subsidiary Section 3.1(b) Other Parent Subsidiary Section 5.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bBenefit Plan Section 5.11(b) Parent Board of Trustees Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Recitals Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bDesignees Section 7.11(a) Parent Disclosure Letter Article V Parent Equity Plan Awards Section 5.2(a) Parent Management Agreement Amendment Recitals Equity Interests Section 5.2(a) Parent Manager Recitals Financial Statements Section 5.6(a) Parent Indemnitees Section 10.1(a) Parent Leased Properties Section 5.18(a) Parent Leased Property Section 5.18(a) Parent Material Adverse Effect 5.1(aContract Section 5.13(b) Parent New Securitization Section 6.2(a) Parent Operating Partnership Preamble Parent Owned Properties Section 5.18(a) Parent Owned Property Section 5.18(a) Parent Permits 5.9 Section 5.17(b) Parent Plans 5.10(aPermitted Acquisition Section 6.2(b)(vi) Parent Permitted Liens Section 5.18(b) Parent Preferred Stock Section 5.2(a) Parent Properties Section 5.18(a) Parent Property Section 5.18(a) Parent Qualified Plan Section 5.11(f) Parent Related Party Agreements Section 5.23 Parent SEC Documents 5.5(aSection 5.6(a) Parent Stock Issuance Recitals Subsidiaries Section 5.1(b) Parent Stockholders Recitals .pdf 9.5 Subsidiary Section 5.1(b) Parent Voting Debt Section 5.2(a) Parties Preamble Party Preamble Per Share Common Merger Consideration 3.1(b)(iClaim Threshold Section 10.1(b)(ii) Per Share Preferred Merger Consideration 3.1(b)(iiiPrivileged Communications Section 11.14(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement Section 5.5 Qualified REIT Subsidiary 4.1(bSection 3.1(e) 110 Qualifying Income 8.3(i)(iSection 9.2(f)(i) Registration Statement 4.8 REITs Rights Agreement Section 5.2(a) REIT Recitals Remedial Measures 6.1(b)(xivReleased Claims Section 10.6 Releasee Section 10.6 Releasees Section 10.6 Releasor Section 10.6 Releasors Section 10.6 Relevant Matters Section 11.14(a) Response Period Section 10.5(d) Xxxxxxxx-Xxxxx Act Section 5.6(a) SDAT Section 1.3 SEC Section 3.13(a)(i) Securities Act Section 5.6(a) Security Holder Litigation Section 7.8 Share Issuance Recitals Skadden Section 11.14(a) Special Committee Recitals, Recitals Subject Materials Section 10.5(c) Superior Proposal Section 6.3(j) Surviving Company 2.1 Operating Partnership Agreement Section 1.4(c) Takeover Statutes Section 3.26 Tax Counsel Section 7.10(e) Taxable REIT Subsidiary 4.1(bSection 3.1(e) Terminable Breach 8.1(b)(iiiThird Party Claim Section 10.5(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.10(c) WARN Act Section 3.11(a)(vi)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Colony Capital, Inc.), Agreement and Plan of Merger (Starwood Waypoint Residential Trust)

Terms Defined Elsewhere. As used Other than the terms defined in this AgreementExhibit B, the following capitalized terms are defined in this Agreement as referenced elsewhere in the following tableAgreement, as indicated below: Definition Defined Term Section Additional Issuer SEC Reports Section 2.7(a) Agreement Preamble Amendment to the Aggregate Principal Amount Section 1.1 Bankruptcy and Equity Exception Section 2.3(a) BCA Recitals Change in Recommendation Section 7.11(a) Closing Section 1.4(a) Closing Conditions Article VI Closing Date Section 1.4(a) Closing Notice Section 1.4(b) Company Management Preamble Company Disclosure Schedule(s) Article III Company Fundamental Representations Section 5.1(a) Company Leased Real Property Section 3.18(b) Company Owned Real Property Section 3.18(a) Company Property Section 3.18(b) Exhibit B - 16 Defined Term Section Company Real Property Lease Section 3.18(b) Company Related Party Section 3.21 Company Related Party Transactions Section 3.21 Contract Property Section 3.18(e) Conversant Investor Recitals Conversant Subscription Agreement Recitals Articles of Merger Convertible Notes Recitals Current Credit Agreement Section 7.8(f) Damages Section 9.2(a)(i) Designated Court(s) Section 9.16 Disclosure Document Section 7.5(a) Disclosure Schedule(s) Article III Effectiveness Date Section 7.3(a) Election Notice Section 7.7(c) Filing Deadline Section 7.3(a) Final Offer Notice Section 7.7(b) Financial Statements Section 3.4(a) Indemnified Breaches Section 9.2(a)(i) Indemnifying Party Section 9.2(a)(i) Initial Offer Notice Section 7.7(b) Insurance Policies Section 3.15 Interim Financial Statements Section 3.4(a) Investor Indemnified Persons Section 9.2(a)(i) Investor Subscription Agreement Recitals Investor(s) Preamble Investor’s Closing Conditions Article V IPO Prospectus Section 7.6(a) Issuance Approval Section 2.2(b) Book-Entry Shares 3.3(b)(iIssuance Approval Meeting Section 7.11(a) Cancelled Shares 3.1(b)(vIssuance Approval Meeting Deadline Section 7.11(a) Certificate of Merger Issuance Approval Proxy Statement Section 7.11(a) Issuer Preamble Issuer Board Section 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Issuer Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Section 2.2(b) e-mail 9.3 Effective Time 2.2(bIssuer Companies Recitals Issuer Disclosure Schedule(s) End Date 8.1(b)(iiArticle II Issuer Fundamental Representations Section 5.1(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Issuer Indemnified Persons 6.10(aSection 9.2(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIssuer Related Party Section 2.9 Issuer Related Party Transactions Section 2.9 Issuer SEC Reports Section 2.7(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIssuer’s and Company’s Closing Conditions Article VI Latest Balance Sheet Section 3.4(a) Material Company Insurance Policies 4.17 Contracts Section 3.7(a) Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Permits Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series 3.6 Exhibit B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)- 17

Appears in 2 contracts

Samples: Subscription Agreement (DiamondHead Holdings Corp.), Subscription Agreement (DiamondHead Holdings Corp.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Defined Term Section 401(k) Plan Section 5.07(d) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(bSection 5.03(d)(i) Book-Entry Shares 3.3(b)(iSection 2.02(b) Cancelled Shares 3.1(b)(vCapitalization Date Section 3.02(a) Certificate of Merger 2.2(bSection 1.02 Certificates Section 2.02(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.03(a)(v) Closing 2.2(a) Section 1.02 Closing Date 2.2(a) Code Recitals Section 1.02 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDisclosure Schedule ARTICLE III Company Employees Section 5.07(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements Section 3.07(a) Company Material Adverse Effect 4.1(aContract Section 3.13(a) Company Permits 4.9 Section 3.05(a) Company Plans 4.10(aPreferred Stock Section 3.02(a) Company Representatives Section 5.02(a) Company SEC Documents 4.5(aSection 3.06(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Stockholder Approval Section 3.21 Confidentiality Agreement 6.7(bSection 5.02(c) Creditors’ Rights 4.3(aD&O Indemnification Agreements Section 5.08(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Runoff Insurance Section 5.08(c) e-mail 9.3 DGCL Recitals Dispute Section 3.15(l) Dissenting Shares Section 2.03 Effective Time 2.2(bSection 1.02 Electronic Delivery Section 8.13 Employment Practices Section 3.12(a) End Date 8.1(b)(iiExon-Xxxxxx Filing Section 5.04(c) Exchange Agent 3.3(aExport Approvals Section 3.05(e) Exchange Fund 3.3(aFull Value Award Section 2.04(b) Forfeited Phantom Shares 3.2(aFundamental Representations Section 6.02(a)(ii) GAAP 4.5(bGuarantee Section 8.15(c) Indemnified Liabilities 6.10(aGuaranteed Obligations Section 8.15(a) Indemnified Persons 6.10(aGuarantor Section 8.15(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndentures Section 5.14 Independent Director Section 3.12(h) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Section 3.17 Intercompany Contracts Section 3.13(a)(vii) Intervening Event Notice Period Section 5.03(e)(i) Leased Real Property Section 3.18(c) LGPL Section 3.15(f) Maximum Amount Section 5.08(c) Merger Recitals Merger Filings 2.2(b) Consideration Recitals Merger Sub Preamble Merger Sub Sole Member Recitals Definition Most Recent Balance Sheet Section MGCL 2.1 Operating Partnership 2.1 3.09(a)(i) New Plans Section 5.07(a) Parent Preamble Parent Additional Dividend Amount 6.19(bRepresentatives Section 5.02(a) Parent Affiliate 9.10(bSubsidiary Section 4.03(a) Parent Board Welfare Plan Section 5.07(a) Paying Agent Section 2.02(a) Proxy Statement Section 1.03(a) Replacement Right Section 2.04(b) Xxxxxxxx-Xxxxx Act Section 3.06(a) Section 16 Section 5.10 Shares Recitals Parent Board Recommendation 5.3(aSignificant Customer Section 3.23 Special Meeting Section 1.03(e) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuperior Proposal Notice Period Section 5.03(d)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Takeover Law Section 3.03(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 7.02(b) Transaction Litigation 6.15 Transactions U.S. Continuing Employees Section 5.07(a) Voting Agreement Recitals Vesting Phantom Shares 3.2(aWARN Act Section 3.12(e) Worker List Section 3.12(f)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Concur Technologies Inc), Agreement and Plan of Merger (Concur Technologies Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acquisition Agreement as referenced in the following table: Definition Section 5.4(a) Acquisitions Section 4.1(b)(viii) Additional Dividend Amount Section 5.10(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBankruptcy and Equitable Exceptions Section 3.1(c)(i) Book-Entry Shares 3.3(b)(i123 Base Amount Section 5.9(c) Cancelled Shares 3.1(b)(vBlue Sky Laws Section 3.1(c)(iii) Certificate of Merger 2.2(bSection 1.1(b) Certificates 3.3(b)(iChange in Company Recommendation Section 5.4(b)(iii) Change in Parent Recommendation Section 5.4(b)(iii) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Dividend Date Section 5.10(a) Code Recitals Company Preamble 2 Definition Company 368 Opinion Section Company Additional Dividend Amount 6.19(a6.2(c) Company Affiliate 9.10(a368 Representation Letters Section 5.12(d) Company Board Recitals Base Amount Section 7.2(f) Company Board Recommendation Recitals Benefit Plans Section 3.1(j)(i) Company Change of Recommendation 6.3(bBook-Entry Shares Section 2.1(b) Company Capitalization Date Section 3.1(b)(i) Company Certificates Section 2.1(b) Company Common Stock Section 2.1(a) Company Deferred Stock Unit Award Section 2.4(d) Company Disclosure Letter Section 3.1 Company Employees Section 3.1(k)(ii) Company ESPP Section 2.5 Company Intellectual Property Section 3.1(q) Company Leases Section 3.1(o)(vi) Company OP Preamble Company OP GP Recitals Company Performance Stock Unit Award Section 2.4(c) Company Permitted Development Expenditures Section 3.1(o)(xv) Company Preferred Stock Section 3.1(b)(i) Company Contracts 3.2(bProperties Section 3.1(o)(i) Company DER Consideration 3.2(bProperty Section 3.1(o)(i) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bQualified DC Plan Section 5.6(c) Company Material Adverse Effect 4.1(aREIT Opinion Section 6.3(d) Company Permits 4.9 REIT Representation Letter Section 5.12(d) Company Plans 4.10(aRegistered IP Section 3.1(q) Company Expense Reimbursement Section 7.2(i) Company Expense Reimbursement Base Amount Section 7.2(i) Company Required Vote Section 3.1(n) Company Restricted Stock Unit Award Section 2.4(c) Company SEC Documents 4.5(aSection 3.1(d)(i) Company Series A Preferred Stock 3.1(b)(iiiOption Section 2.4(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.1(b) Creditors’ Rights 4.3(aCompany Termination Fee Section 7.2(f) Company Title Insurance Policies Section 3.1(o)(xi) Company Title Insurance Policy Section 3.1(o)(xi) Company Transaction Litigation Section 5.14 124 Continuation Period Section 5.6(a) Continuing Employees Section 5.6(a) Debt Commitment Letter Section 3.2(aa)(i) Debt Recastings Section 5.13(a)(i) Debt Refinancings Section 5.13(a)(i) Debt Repayments Section 5.13(a)(i) Debt Transaction Section 5.13(c) Debt Transaction Documents Section 5.13(c) Definitive Debt Financing Agreements Section 5.13(a)(ii) Delaware LLC Act 2.1 Delaware Secretary Section 1.1(b)(i) DESM Certificate of State 2.2(bMerger Section 1.1(b)(ii) e-mail 9.3 DGCL Section 1.1(a) DLLCA Section 1.1(a)(i) Effective Time 2.2(bSection 1.1(b) End Date 8.1(b)(iiEligible Shares Section 2.1(a) EPCRA Section 9.1 Exchange Act Section 3.1(c)(iii) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio Recitals Fee Letter Section 3.2(aa)(i) GAAP 4.5(bFinancing Section 3.2(aa)(i) Form S-4 Section 5.1(a) Governmental Entity Section 3.1(c)(iii) HMTA Section 9.1 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(aParties Section 5.9(a) Joint Proxy Statement 4.4 Statement/Prospectus Section 5.1(a) Legal Proceeding Section 3.1(g) Lenders Section 3.2(aa)(i) Letter of Transmittal 3.3(b)(iSection 2.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMaterial Parent Leases Section 3.2(o)(vii) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Leases Section 3.1(o)(vii) MDSM Articles of Merger Section 1.1(b)(ii) Merger Section 1.1(a)(i) Merger Consideration Recitals Merger Filings 2.2(bConsideration Cashout Value Section 2.4(a) Merger Sub Preamble Merger Sub Sole Member MGCL Recitals Definition NASDAQ Section MGCL 2.1 Operating Partnership 2.1 2.2(e) New Debt Commitment Letter Section 5.13(a)(iii) New Fee Letter Section 5.13(a)(iii) New Plans Section 5.6(a) Notice of Superior Proposal Recommendation Change Section 5.4(b)(iv) Organizational Documents Section 3.1(a)(i) Outside Date Section 7.1(c) Parties Preamble 125 Party Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b368 Opinion Section 6.3(c) Parent Affiliate 9.10(b368 Representation Letter Section 5.12(e) Parent Board Recitals Parent Board Recommendation 5.3(aBase Amount Section 7.2(g) Parent Change of Recommendation 6.4(bBenefit Plans Section 3.2(j)(i) Parent Common Capitalization Date Section 3.2(b)(i) Parent Deferred Stock Issuance Recitals Parent Contracts 5.16(bUnit Award Section 2.4(d) Parent Disclosure Letter Article V Section 3.2 Parent Equity Plan 5.2(aEmployees Section 3.2(k)(ii) Parent Management Agreement Amendment Expense Reimbursement Section 7.2(h) Parent Expense Reimbursement Base Amount Section 7.2(h) Parent Intellectual Property Section 3.2(q) Parent Leases Section 3.2(o)(vi) Parent OP Preamble Parent OP GP Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aPermitted Development Expenditures Section 3.2(o)(xv) Parent Permits 5.9 Properties Section 3.2(o)(i) Parent Plans 5.10(aProperty Section 3.2(o)(i) Parent REIT Opinion Section 6.2(d) Parent REIT Representation Letter Section 5.12(e) Parent Registered IP Section 3.2(q) Parent Required Vote Parent Restricted Stock Unit Award Section 3.2(n) Section 2.4(d) Parent SEC Documents 5.5(aSection 3.2(d)(i) Parent Stock Issuance Recitals Section 3.2(m) Parent Stock Options Section 2.4(a) Parent Stockholders Recitals .pdf 9.5 Per Share Common Meeting Section 5.1(c) Parent Termination Fee Section 7.2(g) Parent Title Insurance Policy Section 3.2(o)(xi) Parent Transaction Litigation Section 5.14 Partnership Certificate of Merger Consideration 3.1(b)(iSection 1.1(b)(iii) Per Share Preferred Partnership Merger Consideration 3.1(b)(iiiSection 1.1(a)(iii) Per Share Preferred Series B Partnership Merger Consideration 3.1(b)(iiiEffective Time Section 1.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiPayoff Letters Section 5.13(d) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPermits Proceeding Section 3.1(r)(i) Per Share Stock Consideration 3.1(b)(iSection 8.7(b) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(bQualifying Acquisition Proposal Section 5.4(b) Qualifying Income 8.3(i)(iSection 7.2(f) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRCRA Section 9.1 REIT Requirements Section 7.2(f) Reduction Proceeds Section 5.13(a)(v) Required Information Section 5.13(b) Xxxxxxxx-Xxxxx Act Section 3.1(d)(i) SDAT Section 1.1(b)(ii) Securities Act Section 3.1(c)(iii) 126 Series A Parent Preferred Stock Section 3.2(b)(i) SM Surviving Corporation Section 1.1(a)(ii) Special Parent Distribution Section 4.2(b)(iv) Special Company Distribution Section 4.1(b)(iv) Subsequent Merger Section 1.1(b)(ii) Subsequent Merger Effective Time Section 1.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bRecitals Surviving Partnership Recitals Takeover Statutes Section 3.1(x) Terminable Breach 8.1(b)(iiiTax Guidance Section 7.2(f) Tax Matters Agreement Section 3.1(h)(xxii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 5.14 TSCA Section 9.1 Ventas Section 3.1(h)(xxii) Ventas Opinion Section 3.1(h)(xxii) Voting Debt Section 3.1(b)(iv)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Sabra Health Care REIT, Inc.), Agreement and Plan of Merger (Care Capital Properties, Inc.)

Terms Defined Elsewhere. As The following is a list of additional terms used in this Agreement, Agreement and a reference to the following capitalized terms are defined Section hereof in this Agreement as referenced in the following tablewhich such term is defined: Definition Term Section Agreement Preamble Amendment to the Company Management Biogen Idec License Agreement Recitals Articles of Merger 2.2(bSection 4.7 Biogen Idec Supply Agreement Section 4.7 Books and Records Section 2.12(f)(2) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iClaim Notice Section 8.3(a) Closing 2.2(a) Section 2.3 Closing Date 2.2(a) Code Recitals Section 2.3 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Section 2.8 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bExpenses Schedule Section 2.13 Company Indemnified Parties Section 8.2(a)(ii) Company Material Adverse Effect 4.1(aContracts Section 4.8(a) Company Permits 4.9 Company Plans 4.10(aCovered Party (Parties) Company SEC Documents 4.5(aSection 8.2(a)(ii) Company Series A Preferred Stock 3.1(b)(iiiDamages Section 8.2(a)(i) Company Series B Preferred Stock 3.1(b)(iiiDGCL Section 2.1 Document Retention Period Section 2.12(f)(2) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Drug Regulatory Agency Section 4.25 Effective Time 2.2(bSection 2.2 ERISA Section 4.13(a) End Date 8.1(b)(iiERISA Affiliate Section 4.13(a) Exchange Agent 3.3(aFinally Determined Section 8.5(b) Exchange Fund 3.3(aFirst Milestone Section 2.10(e) Forfeited Phantom Shares 3.2(aFirst Milestone Payment Amount Section 2.10(e) GAAP 4.5(bIndemnifying Party Section 8.3(a) Indemnified Liabilities 6.10(aInstrument Section 2.12(c) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 9 Term Section Merger Recitals Section 2.1 Merger Filings 2.2(b) Certificate Section 2.2 Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aIndemnified Parties Section 8.2(a)(i) Parent Management Agreement Amendment parties Preamble Payee Section 8.5 Payor Section 8.5 Per Diem Taxes Section 8.7(a) Proceeding Section 4.17 Royalties Section 2.10(h) Second Milestone Section 2.10(f) Second Milestone Payment Amount Section 2.10(f) Stockholder Consent Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivStockholder Representative Preamble Super Majority Section 2.12(b) Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bThird Milestone Section 2.10(g) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aThird Milestone Payment Amount Section 2.10(g)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Santarus Inc), Agreement and Plan of Merger (Santarus Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: 401(k) Plan Section 5.8(e) Acceptance Time Section 1.1(b) Acquisition Agreement as referenced in the following table: Definition Section 7.3(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBalance Sheet Section 3.9(b) Benefit Plan SEC Reports Section 3.14(v) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vBreakup Fee Section 7.3(b) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.4(a) Closing 2.2(a) Section 1.5 Closing Date 2.2(a) Code Recitals Section 1.5 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Bylaws Section 3.2 Company Charter Section 3.2 Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule ARTICLE 3 Company Employees Section 5.8(b) Company Contracts 3.2(bEnterprise Value Section 7.3(b), FN 5 Company Equity Plans Section 2.4(a) Company DER Consideration 3.2(bIncentive Award Section 3.3(b) Company Director Designee 2.6 Registered Intellectual Property Section 3.19(a) 72 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bRepresentatives Section 5.3(a) Company Material Adverse Effect 4.1(aRights Recitals Company Stock Options Section 2.4(a) Company Stockholder Approval Section 3.4(b) Compensation Committee Section 3.14(s) Continuing Directors Section 1.3(b) Controlled Group Member Section 3.14(a) Converted Parent Option Section 2.4(a) Current Company Employees Section 5.8(d) Current D&O Policy Section 5.9(b) DGCL Recitals Dissenting Shares Section 2.3 Distributor Registrations Section 3.8 (b) EC Merger Regulation Section 3.6 Effective Time Section 1.5 Employee Benefit Plans Section 3.14(a) Environmental Claims Section 3.18 Environmental Laws Section 3.18 Equity Award Waivers Section 2.4(d) ERISA Section 3.14(a) ESPPs Section 2.5 Exchange Act Section 1.1(a) Exchange Ratio Section 2.4(a) Expiration Date Section 1.1(d) Fair Market Value of a share of Parent Common Stock Section 2.4(a) FDA Section 3.8(b) FDCA Section 3.8(b) Financial Advisors Section 3.24 Foreign Employee Benefit Plan Section 5.3(c) Health Care Law Section 3.23 Indemnified Parties Section 5.9(a) Initial Expiration Date Section 1.1(d) Intellectual Property Section 3.19(h) IP Standard Form Contracts Section 3.19(a) Material Contracts Section 3.13(a) Material IP Contracts Section 3.19(i) Materials of Environmental Concern Section 3.18 Material Real Property Section 3.16(a) Material Real Property Leases Section 3.16(c) Merger Recitals Merger Consideration Section 2.1(a) Minimum Condition Section 1.1(b) Notice of Adverse Recommendation Section 5.4(d)(C)(I) Notice Period Section 5.4(d)(C)(I) NYSE Section 1.1(e) Offer Recitals Offer Documents Section 1.1(h) Offer Price Recitals Offer to Purchase Section 1.1(c) Parent Preamble Parent Benefit Plans Section 5.8(b) Parent Common Stock Section 2.4(a) Parent Representatives Section 5.3(a) Paying Agent Section 2.2(a) Permits 4.9 Company Plans 4.10(aSection 3.8(b) Company Preferred Stock Section 3.3(a) Principal Stockholders Recitals Promissory Note Section 1.8(d) Proprietary Product Section 3.19(f) Proxy Statement Section 1.6(a) Purchaser Preamble Purchaser Common Stock Section 2.1(c) Qualified Plan Section 3.14(e) Real Property Section 3.16(a) Recent SEC Documents 4.5(aReports ARTICLE 3 Registered Intellectual Property Section 3.19(a) Company Requisite SEC Reports Section 3.9(a) Restricted Stock Units Section 2.4(c) Rights Agreement Recitals Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(h) SEC Section 1.1(e) SEC Required Contracts Section 3.13(a) Section 16 Section 5.12 Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund 3.3(aShares Recitals Short Form Threshold Section 1.7 Special Meeting Section 1.6(b) Forfeited Phantom Subsidiaries Governance Documents Section 3.2 Support Agreements Recitals Surviving Corporation Section 1.4(a) Termination Date Section 7.1(b) Top-Up Closing Section 1.8(c) Top-Up Exercise Notice Section 1.8(c) Top-Up Notice Receipt Section 1.8(c) Top-Up Option Section 1.8(a) Top-Up Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a1.8(a)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Advanced Medical Optics Inc), Agreement and Plan of Merger (Abbott Laboratories)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Accounting Expert 7.5(a)(iii) Accounting Principles 2.4(a) Additional Listing Application 6.14 Adjustment Amount 2.3 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Book-Entry Shares 3.3(b)(iAntitrust Laws 6.7(b) Cancelled Shares 3.1(b)(vAsset Allocation Statement 2.6 Assignment 2.7(b)(i) Certificate of Merger 2.2(bAudited Financial Statements 4.4(a) Certificates 3.3(b)(iBalance Sheet Date 4.5(b) Board Recommendation 5.3(a) Cap 10.4(a)(iii) Capital Plan 6.1(c)(i) Capital Stock 5.2(a)(ii) Casualty Value 7.3(c) Closing 2.2(a2.7(a) Closing Adjustment Amount 2.5(a) Closing Date 2.2(a2.7(a) Code 2.6 Company Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(aContracts 4.17(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFacility Annex A (within “Designated Facility”) Company Independent Petroleum Engineers 4.15(a) Company Insurance Policies 4.19 Company Intellectual Property 4.12(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.13 Company Material Real Property Lease 4.13 Company Owned Real Property 4.13 Company Permits 4.7(a) Company Permits 4.9 Company Plans 4.10(aReserve Report 4.15(a) Company SEC Documents 4.5(aConfidentiality Agreements 6.6(d) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bCovered Matters 11.6 CPR 7.5(a)(v) Creditors’ Rights 4.3(a3.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCure Costs 2.3(o) Cure Period 7.1(d)(ii) Damages 10.1 De Minimis Amount 10.4(a)(i) Debt Commitment Letter 5.11(b) Deductible 10.4(a)(ii) Debt Payoff Amount 2.7(c)(i) Defensible Title 7.1(b) Downward Adjustment Excess 2.5(c)(iii) e-mail 9.3 11.2 Environmental Defect 7.2(b)(i) Environmental Defect Value 7.2(b)(iii) Environmental Expert 7.5(a)(ii) Environmental Laws 7.2(b)(ii) Escrowed Shares 2.7(c)(iii) Excluded Subsidiaries Annex A (within “Excluded Assets”) Examination Period 7.1(a) Execution Date Preamble Expert 7.5(a)(iii) Expiration Time 10.3(a) Fxxxx Water Facility Annex A (within “Designated Facility”) Final Adjustment Amount 2.5(b) Final Settlement Statement 2.5(b) Financial Statements 4.4(a) Financing 6.24(a) GAAP 2.4(a) Fxxxx Parent Recitals HSR Act 3.4 Indemnified Claims 10.2 Individual Environmental Threshold 7.2(d)(iii) Invoice 2.7(b)(xi) Measurement Date 5.2(a) Mutual Releases Recitals Non-Recourse Persons 11.13 Notice of Defective Interests 7.1(d)(i) Offering Documents 6.24(a) Officer Release Recitals Outside Date 9.1(b)(ii) .pdf 11.4 Party and Parties Preamble Payoff Letter 2.7(b)(x) Post-Effective Time 2.2(bCompany Taxes 6.15(b)(i) End Date 8.1(b)(iiPre-Effective Time Company Taxes 6.15(b)(i) Exchange Agent 3.3(aPreferred Stock 5.2(a)(ii) Exchange Fund 3.3(aPreliminary Settlement Statement 2.5(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i5.4 Purchaser Preamble Purchaser Affiliate 11.9 Purchaser Alternative Acquisition Agreement 6.3(d)(iv) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Purchaser Change of Recommendation 6.4(b6.3(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bPurchaser Confidentiality Agreement 6.6(d) Parent Purchaser Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Purchaser Indemnitees 10.2 Purchaser Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent 5.1 Purchaser SEC Documents 5.5(a) Parent Stock Issuance Purchaser’s Environmental Consultant 7.2(a) Purchaser’s Environmental Review 7.2(a) Purchaser’s Indemnified Claims 10.2 Purchaser Tax Proceeding 6.15(c)(i) RCAs Recitals Parent Stockholders Registration Rights Agreement 2.7(b)(vii) Replacement Acreage 7.1(d)(iii) Rights-of-Way 4.14 Seller Preamble Seller Affiliate 11.9 Seller Confidentiality Agreement 6.6(d) Seller Disclosure Letter Article III Seller Facility Annex A (within “Designated Facility”) Seller Indemnitees 10.1 Seller Release Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSeller Tax Proceeding 6.15(c)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiSeller’s Indemnified Claim 10.1 Specified Facilities Annex A (within “Designated Facility”) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiStockholders’ Agreement 2.7(b)(vi) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiSubject Marks 6.17 Subject Securities Recitals Surface Agreements 4.17(a)(xvi) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTax Proceeding 6.15(c)(i) Terminable Breach 8.1(b)(iii9.1(b)(iii) Third Party Claim 10.6(b) Title Defect 7.1(c)(i) Title Defect Value 7.1(d)(iv) Title Expert 7.5(a)(i) Transaction Costs Payoff Amount 2.7(c)(ii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.8 Unadjusted Cash Purchase Price 2.2 Unadjusted Equity Consideration 2.2 Unadjusted Purchase Price 2.2

Appears in 2 contracts

Samples: Securities Purchase Agreement (WPX Energy, Inc.), Securities Purchase Agreement (WPX Energy, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section 2022 Bonus Section 6.9(e) 2022 Bonus Plan Section 6.9(e) 2023 Bonus Plan Section 6.9(f) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws Section 4.29 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificates 3.4(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Section 3.3(e) Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(d) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Definition Section Company Common Stock 3.1(b)(i) Class B Holders Recitals Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(i) Company Equity Plan 3.3(a) Company FA Section 4.23 Company Indemnified Parties Section 6.20(f) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Marketing Contract 4.19(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Merger Recitals Company Merger Effective Time 2.2(b) Company Owned Real Property 4.15 Company PBRSU Award 3.3(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Proxy Statement 4.4 Company Real Property Lease 4.15 Company Related Party Transaction 4.25 Company Reserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Support Agreement Recitals Company Support Agreement Failure Section 6.5(a) Company TRSU Award 3.3(a) Compensatory Issuance Section 3.1(c) Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employee 6.9(a) Converted Parent TRSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) days 9.4(e) Debt Offer Section 6.21(a) Director TRSU Award 3.3(a) DLLCA 2.1 Delaware Secretary of State 2.2(bDTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.3(a3.4(a) Forfeited Phantom Excluded Benefits 6.9(a) Excluded Shares 3.2(a3.1(b)(iii) Export Control and Economic Sanctions Laws Section 4.30 Definition Section FCPA Section 4.29 GAAP 4.5(b) Holdings GP Section 4.2(c) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Intended U.S. Tax Treatment Recitals Involuntary Termination Section 6.9(f) IRRA Recitals JSTX Recitals Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Offer Documents Section MGCL 2.1 Operating Partnership 2.1 6.21(a) Outside Date Section 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(d) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Circular 4.8 Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bSection 5.19(b) Parent Disclosure Letter Article V Parent Employee 5.10(l) Parent Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals FAs Section 5.23 Parent Manager Recitals Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Marketing Contract Section 5.19(a)(ii) Parent Material Adverse Effect 5.1(a5.1 Parent Owned Real Property 5.15 Parent Parties Recitals Parent Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a) Parent SEC Real Property Lease 5.15 Parent Related Party Transaction Section 5.25 Parent Reporting Documents 5.5(a) Parent Stock Reserve Report 5.17(a) Parent Share Issuance Recitals 4 Definition Section Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholder Meeting 4.8 Parent Shares Section 5.2(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParticipant’s Separation Date 6.9(f) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParticipating Employee 6.9(f) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPre-Closing Restructuring Transactions Section 6.25 Post-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Required Amount Section 5.29 Rights-of-Way 4.16 Rocky Creek Recitals Remedial Measures 6.1(b)(xivSecond Request 6.8(d) Share Consideration 3.1(b)(i) Separated Participant 6.9(f) Subsidiary Interests Section 4.2(e) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bSurviving Corporation Stock 3.1(a) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11 TRSU Consideration Section 3.3(b) VSCA 2.1 ARTICLE II

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Ranger Oil Corp), Agreement and Plan of Merger (Ranger Oil Corp)

Terms Defined Elsewhere. As used in this Agreement, the The following capitalized terms are defined in this Agreement as referenced elsewhere in the following tableAgreement to which this Annex A forms a part, as indicated below: Definition A&R Certificate of Incorporation Section 7.10 Action Section 4.9 Additional Purchase Subscription Agreement Section 7.9 Agreement Preamble Amendment to the CBA Preamble CBA Balance Sheet Date Section 4.6(a) CBA Closing Consideration Section 3.1(b) CBA Closing Stock Consideration Section 3.1(b) CBA Companies Section 4.2(a) CBA Company Management Section 4.2(a) CBA Disclosure Letter ARTICLE IV CBA Equity Interests Section 4.2(a) CBA Financial Statements Section 4.6(a) CBA Member Preamble CBA Organizational Documents Section 4.1(b) CBA Plans Section 4.11(a) CBA Registered IP Section 4.17(a) Closing Section 2.4 Closing Date Section 2.4 COBRA Section 4.11(c)(iv) Cohanzick Services Agreement Recitals Articles of Merger 2.2(bConfidential Information Section 7.5(b) Book-Entry Shares 3.3(b)(iContinuing Employee Section 7.8(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Contract Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bSection 2.5 Delisting Section 7.12(b) e-mail 9.3 DGCL Recitals Disqualifying Event Section 5.2(b) Dissenting Shares Section 3.5 77 DLLCA Recitals Effective Time 2.2(b) End Date 8.1(b)(iiSection 2.5 ERISA Section 4.11(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) Excluded Shares Section 3.1(a) FINRA Section 7.12(a) FINRA Notification Section 7.12(a) First Certificate of Merger Section 2.5 First Merger Recitals First Merger Sub Preamble First Merger Surviving Company Recitals Form S-4 Section 7.1(a) Fund Investments Section 3.3 Fund Services Agreement Section 7.12(c) GAAP Section 4.6(a) Governmental Entity Section 4.5(b) Indemnified Liabilities 6.10(aHolders Section 7.4(a) Indemnified Persons 6.10(aInterim Period 7.2.1(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInterim Period Restricted Actions 7.2.1(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIT Systems Section 4.17(e) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 4.14(a) Measurement Date Section 5.2(a) Merger Recitals Merger Filings 2.2(bSubs Preamble Nevada Secretary of State Section 2.5 NRS Recitals Outside Date Section 9.1(b) Parent Preamble Parent Class A Common Stock Recitals Parent Class A Common Stock Issuance Section 6.4 Parent Class B Common Stock Recitals Parties Preamble Party Preamble Pension Plan Section 4.11(b) Permits Section 4.10 Personal Information Section 4.17(f) Privacy Laws Section 4.17(f) Pubco Preamble Pubco Common Stock Recitals Pubco Companies Section 5.1(b) Pubco Company Section 5.1(b) Pubco Disclosure Letter ARTICLE V Pubco Equity Interests Section 5.2(a) Pubco Financial Statements Section 5.6(b) Pubco Governing Documents Section 5.5(a) Pubco Material Contract Section 5.15 Pubco Organizational Documents Section 5.1(b) Pubco Plans Section 5.11(a) Pubco Recommendation Recitals Pubco Registered IP Section 5.18(a) Pubco SEC Documents Section 5.6(a) Pubco Shareholder Issuance Section 3.1(a) Pubco Stockholder Approval Section 5.4(a) Pubco Stockholders Recitals Registered Securities Section 7.1(a) Registrable Shares Section 7.4(a) Registration Period Section 7.4(c) Registration Rights Agreement Recitals Resale Shelf Registration Statement Section 7.4(a) Xxxxxxxx-Xxxxx Act Section 5.6(a) Second Certificate of Merger Section 2.5 Second Merger Recitals Second Merger Sub Preamble Second Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bRecitals Stockholder Agreement Recitals Surviving Companies Recitals Surviving Company Recitals Tax Action Section 4.13(d) Terminable Breach 8.1(b)(iiiTransfer Taxes Section 10.1(a) Transaction Litigation 6.15 Transactions Voting Agreement Recitals Vesting Phantom Shares 3.2(a)Warrants Section 3.1(b) WARN Act Section 4.12(d) Welfare Plan Section 7.8(c) Working Capital Amount Section 3.3 Year End CBA Financial Statements Section 4.6(a) Exhibit A Cohanzick Services Agreement [Attached.] Exhibit B Stockholder Agreement [Attached.] Exhibit C Voting Agreement [Attached.] Exhibit D Registration Rights Agreement [Attached.] Exhibit E-1 Amended and Restated Certificate of Incorporation of Pubco [Attached.] 84 Exhibit E-2 Amended and Restated Bylaws of Pubco [Attached.] 85 Exhibit F-1 Form of W-1 Warrant [Attached.] 86 Exhibit F-2 Form of W-2 Warrant [Attached.] 87 Exhibit G Additional Purchase Subscription Agreement [Attached.] Exhibit H-1 A&R Parent Certificate of Incorporation [Attached.] Exhibit H-2 A&R Parent Bylaws [Attached.] Exhibit I Form of Director Resignation [Attached.] 91 Exhibit J Terms of Side Letter [Attached.] Exhibit K Form of Assignment and Assumption of Employment Agreement and Offer Letter

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Enterprise Diversified, Inc.), Agreement and Plan of Merger (Enterprise Diversified, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Accounting Firm Section 7.14(h) Agreement Preamble Amendment to the Company Management Agreement Amazon 401(k) Plan Section 7.16(d) Amazon Bermuda Preamble Amazon Bermuda Shares Section 5.2(a) Amazon Board Recommendation Recitals Articles Amazon Capitalization Date Section 5.2(a) Amazon Change of Merger 2.2(bRecommendation Section 6.5(a) Book-Entry Amazon Claims Section 7.22 Amazon Disclosure Letter Article V Amazon Financial Statements Section 5.4(b) Amazon Indemnified Parties Section 7.14(a) Amazon Permits Section 5.6(a) Amazon Released Parties Section 7.21 Amazon Relevant Persons Section 7.22 Amazon SEC Documents Section 5.4(a) Amazon Shareholders Recitals Amazon Shares 3.3(b)(iSection 5.2(a) Cancelled Shares 3.1(b)(vAmazon Switzerland Recitals Available Financing Section 7.13(a) Certificate of Merger 2.2(bBenefits Continuation Period Section 7.16(a) Certificates 3.3(b)(iCash Consideration Section 1.1(c)(i)(A) CFIUS Notice Section 7.3(a) Closing 2.2(aSection 1.1(a) Closing Date 2.2(aSection 1.1(a) Code Consideration Section 1.1(c)(i) Continuing Employee Section 7.16(a) Contribution-in-Kind Agreement Section 2.2 D&O Insurance Section 7.5 Danube Preamble Danube 401(k) Plan Section 7.16(d) Danube Benefit Plan Section 4.8(a) 117 Danube Board of Directors Recitals Company Preamble 2 Definition Danube Closing Statement Section Company Additional Dividend Amount 6.19(a1.1(b) Company Affiliate 9.10(aDanube Director Appointment Section 7.11(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDanube Directors Section 7.11(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Danube Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDanube Financial Statements Section 4.4(a) Company Danube Foreign Benefit Plan Section 4.8(h) Danube Leased Real Property Section 4.16(b) Danube Material Adverse Effect 4.1(aContracts Section 4.17(a) Company Danube Owned Real Property Section 4.16(a) Danube Permits 4.9 Company Plans 4.10(aSection 4.6(b) Company SEC Documents 4.5(aDanube Shares Section 4.2(a) Company Series A Preferred Stock 3.1(b)(iiiDanube UK DB Plan Section 4.8(h) Company Series B Preferred Stock 3.1(b)(iiiDeductible Section 7.14(c) Company Series C Preferred Stock 3.1(b)(iiiDesignated Sellers Section 10.15 Dispute Section 7.14(h) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDOJ Section 7.3(b) Creditors’ Rights 4.3(aDPA Section 7.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bEstimated Leakage Section 1.1(b) e-mail 9.3 Effective Time 2.2(bExtended Outside Date Section 9.1(c) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFood Laws Section 4.19 FTC Section 7.3(b) GAAP 4.5(bSection 5.4(b) Gavilon Agreement Section 7.14(a) Glencore Name and Marks Section 7.23 IFRS Section 4.4(a) Indemnified Liabilities 6.10(aParties Section 7.5 Indemnity Notice Section 7.15(d)(i)(B) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(c) Joint Integration Management Committee Section 7.2(b) Interested Party Transactions Section 7.20 Labor Agreement Section 4.13(a) Lock-Up Agreement Recitals Marketing Documentation Section 7.13(a) Multiemployer Plan Section 4.8(d) New Plans Section 7.16(c) OFAC Section 4.21(b)(i) Old Plans Section 7.16(c) Parties Preamble Party Preamble Payoff Indebtedness Section 1.1(c)(iii)(F) Payoff Letters Section 1.1(c)(iii)(F) Payoff Letter Ancillaries Section 1.1(c)(iii)(F) PBGC Section 4.8(e) Pension Plan Section 4.8(d) Permitted Redactions Section 7.3(b) 118 Prohibited Party Section 4.21(b)(ii) Prorated Bonuses Section 7.16(d) Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 6.6(a) Leverage Covenants 6.1(a)(xivRegistration Rights Agreement Recitals Regulatory Termination Fee Section 9.2(b) Maryland Courts 9.7(bRemedial Actions Section 7.3(c) Maryland Department 2.2(bReplacement Financing Section 7.12(e) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Required Assignment Recitals Merger Filings 2.2(bRestricted Danube Shares Section 4.2(a) Merger Sub R&W Insurer Section 7.25 Sanctioned Country Section 4.21(b)(ii) Sanctions Section 4.21(b)(i) Seller Preamble Merger Sub Sole Member Recitals Definition Seller B Preamble Seller C Preamble Seller Claims Section MGCL 2.1 Operating Partnership 2.1 Parent 7.21 Seller G Preamble Parent Additional Dividend Amount 6.19(bSeller Indemnity Percentage Section 7.14(b) Parent Affiliate 9.10(bSeller Parties Section 10.15 Seller Released Parties Section 7.22 Seller Relevant Persons Section 7.21 Seller Taxes Section 7.14(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Sellers Preamble Sellers Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom III Seller T Preamble Share Consideration 3.2(aSection 1.1(c)(i)(B) Qualified REIT Subsidiary 4.1(bShareholder Agreements Recitals Shareholder’s Agreement Recitals Specified Termination Section 9.2(d) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurvival Expiration Date Section 7.15(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bInterested Party Transactions Section 7.20 Swiss Redomestication Recitals Tax Matter Section 7.15(e)(i)(A) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(c) Transaction Litigation 6.15 Trade Controls Section 4.21(b)(i) Transactions Recitals Vesting Phantom Shares 3.2(a)Transfer Taxes Section 7.15(c) WARN Act Section 4.13(c) 119

Appears in 2 contracts

Samples: Shareholder’s Agreement (Bungeltd), Shareholder’s Agreement (Bungeltd)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Aggregate Cash Consideration Section 2.1(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Section 1.3 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger Section 2.2(b) Borrower Section 4.25(a) Cash Consideration Section 2.1(a) Cash Electing Share Section 2.1(a) Cash Election Section 2.1(a) Cash Election Amount Section 2.1(b) Cash Fraction Section 2.1(b)(i) CERCLA Section 3.8 Certificates 3.3(b)(iSection 2.2(b) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.10(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Capitalization Date Section 3.2(a) Company Cash Awards Section 2.3(g) Company Change of Recommendation 6.3(bSection 5.3(c) Company Common Stock 3.1(b)(iRecitals Company D&O Insurance Section 6.4 Company Deferred Awards Section 2.3(f) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEquity Awards Section 2.3(h) 110 Company Expenses Section 8.2(c)(i) Company Foreign Plan Section 3.10(d) Company Indemnified Parties Section 6.4 Company Leased Real Property Section 3.17(b) Company Material Adverse Effect 4.1(aContracts Section 3.20(a) Company Owned Real Property Section 3.17(a) Company Permits 4.9 Section 3.7(b) Company Plans 4.10(aPermitted Lien Section 3.17(a) Company Preferred Shares Section 3.2(a) Company PSU Award Section 2.3(e) Company Restricted Stock Award Section 2.3(c) Company RSU Award Section 2.3(d) Company SEC Documents 4.5(aSection 3.4(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Company Specified Termination Fee Section 8.2(b)(iv) Company Series B Preferred Stock 3.1(b)(iiiAppreciation Right Section 2.3(b) Company Series C Preferred Stock 3.1(b)(iiiOption Section 2.3(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bTermination Fee Section 8.2(b)(ii) Creditors’ Rights 4.3(aDebt Commitment Letters Section 4.25(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bDebt Financing Section 4.25(a) e-mail 9.3 DOJ Section 6.2(b) Effective Time 2.2(bSection 1.3 Election Section 2.9(a) End Date 8.1(b)(iiElection Deadline Section 2.9(d) Enforceability Exceptions Section 3.3(a) Environmental Laws Section 3.8 Environmental Liability Section 3.8 Environmental Permits Section 3.8 Excess Shares Section 2.7(c) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 2.1(a) Existing Parent Holder Section 2.7(c) First Succession Date Section 6.10(a) Form 10 Section 3.13(b) Form of Election Section 2.9(b) Form S-4 Section 3.13 Fractional Share Consideration Section 2.7(b) FTC Section 6.2(b) GAAP 4.5(bSection 3.4(b) Hazardous Substance Section 3.8 Holder Section 2.9 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Parties Section 6.4 Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iStatement/Prospectus Section 3.13(a) Leverage Covenants 6.1(a)(xivLenders Section 4.25(a) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 111 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition New Plans Section MGCL 2.1 Operating Partnership 2.1 6.11(c) Old Plans Section 6.11(c) Outside Date Section 8.1(c) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board of Directors Recitals Parent Board Recommendation 5.3(aRecitals Parent Capitalization Date Section 4.2(a) Parent Cash Award Section 2.3(g) Parent Change of Recommendation 6.4(bSection 5.4(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) D&O Insurance Section 6.4 Parent Disclosure Letter Article V IV Parent DSU Award Section 2.4(d) Parent Equity Plan 5.2(aAwards Section 2.4(e) Parent Management Agreement Amendment Recitals Euro-Denominated Shares Section 4.2(a) Parent Manager Recitals Expenses Section 8.2(b)(i) Parent Foreign Plan Section 4.10(d) Parent Indemnified Parties Section 6.4 Parent Leased Real Property Section 4.17(b) Parent Material Adverse Effect 5.1(aContracts Section 4.20(a) Parent Memorandum and Articles of Association Section 4.1(a) Parent Owned Real Property Section 4.17(a) Parent Permits 5.9 Section 4.7(b) Parent Plans 5.10(aPermitted Lien Section 4.17(a) Parent Predecessor Entity Section 4.4(a) Parent Preferred Shares Section 4.2(a) Parent PSU Award Section 2.4(c) Parent RSU Award Section 2.3(d) Parent SEC Documents 5.5(aSection 4.4(a) Parent Stock Issuance Recitals Share Appreciation Right Section 2.3(b) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iOption Section 2.3(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Shares Section 4.2(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParent Specified Termination Fee Section 8.2(c)(iv) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiParent Termination Fee Section 8.2(c)(ii) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiParties Preamble Party Preamble Person Section 5.3(g) Per Share Stock Consideration 3.1(b)(iRCRA Section 3.8 Release Section 3.8 Removal, Remedial or Response Section 3.8 Revolver Financing Section 6.16(d) Phantom Xxxxxxxx-Xxxxx Act Section 3.5(a) Second Succession Date Section 6.10(a) 112 Share Consideration 3.2(aSection 2.1(a) Qualified REIT Subsidiary 4.1(bShare Electing Share Section 2.1(a) Qualifying Income 8.3(i)(iShare Election Section 2.1(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSpin Off Section 3.13(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Corporation Section 1.1 Transactions Recitals Vesting Phantom Shares 3.2(a)Transfer Agent Section 2.7(c) WBCL Recitals WLLCL Recitals

Appears in 2 contracts

Samples: Agreement and Plan of Merger (TYCO INTERNATIONAL PLC), Agreement and Plan of Merger (Johnson Controls Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section 2022 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2(b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Board Preamble Company Affiliate 9.10(aBoard Recommendation 3.3(b) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b5.3(c)(i) Company Common Stock 3.1(b)(i) Bylaws 3.1 Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.24 Company Leased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(b) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Parties 7.2(d) Company SEC Documents 4.5(a3.5(a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5(c) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee 5.6(a) e-mail 9.3 D&O Insurance 5.7(c) Data Partners 3.20(a) DGCL Preamble Disclosure Schedule Article 4 Dissenting Shares 2.3 Effective Time 2.2(b1.2 Event Notice Period 5.3(d)(i)(1) End Date 8.1(b)(iiFHWA 3.23 FMCSA 3.23 Indemnitee 5.7(a) Exchange Agent 3.3(aIndemnitees 5.7(a) Exchange Fund 3.3(aIntervening Event 5.3(d)(i) Forfeited Phantom Shares 3.2(aLeased Real Property Leases 3.14(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Preamble Merger Filings 2.2(bConsideration 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Operational Tractors and Trailers 3.23 Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(d) Parent Affiliate 9.10(bPayee 2.5 Paying Agent 2.2(a) Parent Board Recitals Parent Board Recommendation 5.3(aPayoff Letters 5.14 Payor 2.5 Proposal Notice Period 5.3(d)(ii)(2) Parent Change of Recommendation 6.4(bProxy Statement 5.4(a)(ii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bXxxxxxxx-Xxxxx Act 3.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aShare Preamble Shares Preamble Surviving Corporation 1.1(a) Parent Management Systems 3.19(e) Tax Sharing Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a3.15(f) Parent Permits 5.9 Parent Plans 5.10(aTermination Fee Collection Costs 7.2(c) Parent SEC Documents 5.5(aTransactions 1.1(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Laws 3.12(f)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Usa Truck Inc), Agreement and Plan of Merger (Usa Truck Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(f) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(bDesignees 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Senior Notes Recitals Company Stockholders Recitals Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(f) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(b6.4(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals FA 5.22 Parent Manager Recitals Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aRight 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1 Tail Period 6.10(d) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Tax Plan Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11 ARTICLE II

Appears in 2 contracts

Samples: Agreement and Plan of Merger (HighPoint Resources Corp), Agreement and Plan of Merger (HighPoint Resources Corp)

Terms Defined Elsewhere. As used in For the purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings specified in the following tableindicated Sections of this Agreement: Definition Defined Terms Section Act 3.20 Action 3.12 Affiliate 10.1 Affiliated 10.1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Law 3.13(a) Book-Entry Shares 3.3(b)(iApprovals 3.5 Board 10.1 Business Day 10.1 CFC 3.17(e) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iCircular 37 3.13(c) Closing 2.2(a2.1(a) Closing Date 2.2(a2.1(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(aSecurity Holder 3.13(c) Compliance Laws 3.23(a) Control 10.1 Controlled 10.1 Controlling Documents 3.3 Conversion Shares 1.1 Disclosing Party 9.13(d) ESOP 10.1 Existing Articles 10.1 Existing Shareholders Agreement 10.1 FCPA 3.23(a) Financial Statements 3.16(a) Financing Terms 9.13(a) Founder Preamble Founders Preamble Fundamental Warranties 10.1 Governmental Authority 10.1 Governmental Order 10.1 Group Companies 10.1 Group Company Affiliate 9.10(a10.1 HKIAC 9.11(b) HKIAC Rules 9.11(b) Indemnifiable Loss 10.1 Indemnified Party 8.1 Indemnifying Parties 8.1 Key Employee 10.1 Key Group Companies Preamble Key Group Company Board Recitals Company Board Recommendation Recitals Company Change Preamble Knowledge of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company the Warrantors 10.1 Liabilities 3.8 Lien 10.1 Management Shareholder Preamble Management Shareholders Preamble Material Adverse Effect 4.1(a10.1 Material Contract 3.11(a) Company Permits 4.9 Company Plans 4.10(aNon-Disclosing Parties 9.13(d) Company SEC Open Source Software 10.1 Ordinary Shares 10.1 Permit 3.13(b) Person 10.1 PFIC 3.17(e) PRC 10.1 Preferred Shares 10.1 Prohibited Person 10.1 Proprietary Assets 10.1 Public Official 10.1 Registered Intellectual Property 10.1 Related Party 3.18 Related Party Contract 3.18 Representatives 3.23(a) Restated Articles 10.1 RMB 10.1 SAFE 10.1 SAFE Rules and Regulations 3.13(c) Series A-1 Preferred Shares 10.1 Series A-2 Preferred Shares 10.1 Series A-3 Preferred Shares 10.1 Series A-4 Preferred Shares 10.1 Series A-5 Preferred Shares 10.1 Series A-6 Preferred Shares 10.1 Series A-7 Preferred Shares 10.1 Series B-1 Preferred Shares 10.1 Series B-2 Preferred Shares 10.1 Series C-1 Preferred Shares 10.1 Series C-2 Preferred Shares 10.1 Series C-3 Closing Consideration Fair Value 1.1 Series C-3 Preferred Shares Recitals Shareholders 10.1 Statement Date 3.16(a) Subscription Shares 1.1 Subsidiary 10.1 Tax 10.1 Taxation 10.1 Taxes 10.1 Tencent Preamble Third Party Claim 8.5 Transaction Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC 10.1 Undertakings to Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable in Concert 10.1 Warrantor 3 Warrantors 3 Warranty Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a8.1(a)

Appears in 2 contracts

Samples: Preferred Share Subscription Agreement (MOGU Inc.), Preferred Share Subscription Agreement (Meili Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Alternative Financing Section 6.20(b) Appraisal Shares Section 3.5 Assumed Company Management Agreement Recitals Articles of Merger 2.2(bOption Section 3.3(c) Assumed Company PRSU Section 3.3(b) Assumed Company RSU Section 3.3(a) Book-Entry Shares 3.3(b)(iSection 3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration Section 3.1(b)(i) Certificate Certificates Section 3.4(b)(i) Certificates of Merger Section 2.2(b) Certificates 3.3(b)(iChosen Courts Section 9.7(b) Closing Section 2.2(a) Closing Date Section 2.2(a) Closing Tax Opinion Section 6.16(b) Code Recitals Company Preamble 2 Definition Company 401(k) Plan Section Company Additional Dividend Amount 6.19(a6.9(b) Company Affiliate 9.10(aAlternative Acquisition Agreement Section 6.3(d)(iv) Company Applicable Date Section 4.5(a) Company Board Recitals Company Board Recommendation Recitals Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(bSection 6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts Section 4.19(b) Company Contracts 3.2(bDesignees Section 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article ARTICLE IV Company Dividend Equivalent Right 3.2(bEmployee Section 4.10(i) Company Equity Awards Section 4.2(c) Company Equity Plan Section 3.3(a) Company FA Section 4.24 Company Insurance Policies Section 4.20 Definition Section Company Leased Real Property Section 4.15 Company Material Adverse Effect 4.1(aSection 4.1 Company Owned Real Property Section 4.15 Company Permits Section 4.9(a) Company Permits 4.9 Phantom Stock Award Section 3.3(e) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PRSU Award Section 3.3(b) Company Real Property Lease Section 4.15 Company Related Party Transaction Section 4.23 Company Restricted Stock Award Section 3.3(d) Company RSU Award Section 3.3(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiSource Code Section 4.14(g) Company Series B Preferred Stock 3.1(b)(iiiOption Section 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting Section 4.4 Company Tax Certificate Section 6.16(b) Confidentiality Agreement Section 6.7(b) Continuing Employees Section 6.9(a) Creditors’ Rights Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance Section 6.10(a) days Section 9.4(e) Debt Commitment Letter Section 5.25(a) Debt Financing Section 5.25(a) DGCL Section 2.1(a) Directors Deferred Compensation Plan Section 3.3(e) DLLCA Section 2.1(a) DTC Section 3.4(b)(ii) e-mail Section 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares Section 3.1(b)(i) Exchange Agent 3.3(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Forfeited Phantom Exchange Ratio Section 3.1(b)(i) Excluded Shares 3.2(aSection 3.1(b)(iii) FCPA Section 4.17(a) Final Exercise Date Section 3.3(f) Financing Indemnitees Section 6.20(e) First Merger Recitals First Merger Effective Time Section 2.2(b) GAAP Section 4.5(b) HSR Act Section 4.4 Indemnified Liabilities Person Section 6.10(a) Indemnified Persons 6.10(aIndemnifying Parties Section 6.10(c) International Trade Laws Section 4.17(b) Joint Proxy Statement Section 4.4 Junior Preferred Shares Section 5.2(a) 3 Definition Section Letter of Transmittal 3.3(b)(iSection 3.4(b)(i) Leverage Covenants 6.1(a)(xivmade available Section 9.4(e) Maryland Courts 9.7(bMeasurement Date Section 4.2(a) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(b)(i) Merger Sub 1 Preamble Merger Sub Sole Member 2 Preamble Mergers Recitals Definition Outside Date Section MGCL 2.1 Operating Partnership 2.1 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan Section 6.9(b) Parent Affiliate 9.10(bAlternative Acquisition Agreement Section 6.4(c)(iv) Parent Applicable Date Section 5.5(a) Parent Board Recitals Parent Board Recommendation Section 5.3(a) Parent Capital Shares Section 5.2(a) Parent Change of Recommendation 6.4(bSection 6.4(c)(vii) Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bSection 5.18(b) Parent Designees Section 2.7(a) Parent Disclosure Letter Article ARTICLE V Parent Equity Plan 5.2(aEmployee Section 5.10(g) Parent Management Agreement Amendment Recitals Parent Manager Recitals Leased Real Property Section 5.15 Parent Material Adverse Effect 5.1(aSection 5.1 Parent Nominating Committee Section 2.7(a) Parent Owned Real Property Section 5.15 Parent Permits 5.9 Parent Plans 5.10(aSection 5.9(a) Parent SEC Plan Section 6.9(c) Parent Preferred Shares Section 5.2(a) Parent Privacy Requirements Section 4.14(h) Parent Public Documents Section 5.5(a) Parent Stock Real Property Lease Section 5.15 Parent Registered Intellectual Property Section 5.14(a) Parent Related Party Transaction Section 5.21 Parent Share Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholders Meeting Section 4.4 Parent Source Code Section 5.14(g) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Tax Certificate Section 6.16(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPayoff Letters Section 6.19(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf Section 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPost-Effective Time Dividends Section 3.4(f) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPrivacy Requirements Section 4.14(h) Registration Statement 4.8 REITs Section 4.4 Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivRequired Amount Section 5.25(a) Second Merger Recitals Definition Section Second Merger Effective Time Section 2.2(b) Senior Notes Redemption Section 6.19(b)(iii) Senior Preferred Shares Section 5.2(a) Share Consideration Section 3.1(b)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 2.1(a) Surviving Corporation Stock Section 3.1(a) Surviving LLC Section 2.1(b) Tail Policy Section 6.10(b) Tax Certificate Section 6.16(a) Terminable Breach Section 8.1(b)(iii) Top Company Customers Section 4.27 Top Parent Customers Section 5.24 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 6.11 US Holdings Preamble 2023 Bonus Section 6.9(d) 2023 Bonus Participant Section 6.9(d) 2023 Parent AGM Section 2.7(b)

Appears in 2 contracts

Samples: Agreement and Plan of Merger and Reorganization (Ritchie Bros Auctioneers Inc), Agreement and Plan of Merger and Reorganization (IAA, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Term Section $ or Dollar 1.03 € or Euro 1.03 Acceptable Confidentiality Agreement as referenced in the following table: Definition Section 5.03(b)(i) Acceptance Time 2.01(b) Accountants Statement 2.08(c)(2) Adverse Recommendation Change 5.03(d)(i) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.03(d)(ii) BookAnti-Entry Takeover Measure 3.26 Antitrust Investigation 7.01(c) Asset Sale 2.04(a)(v) Asset Sale Documentation 2.07(b) Asset Sale Threshold 2.04(a)(v) Buyer Preamble Buyer Directors 2.05(a) Buyer Note 2.08(c)(ii) Buyer Shares 3.3(b)(i2.07(a)(vii) Cancelled Shares 3.1(b)(vCall Option 2.08(a) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Chosen Courts 9.07 Closing 2.2(a2.01(b) Closing Date 2.2(a2.01(b) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDisclosure Documents 3.10(a) Company Common Stock 3.1(b)(iFinancial Advisor 3.22 Company Leased Real Property 3.15(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aOwned Real Property 3.15(a) Company Permits 4.9 3.13(b) Company Plans 4.10(aPlan List 3.18(a) Company Real Property Leases 3.15(b) Company Recommendation 3.02(b) Company SEC Documents 4.5(a3.07(a) Company Series A Preferred Stock 3.1(b)(iiiSecurities 3.05(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Securities 3.06(b) Company Series C Preferred Stock 3.1(b)(iiiThird Party 1.01 Compensation Committee 2.03(h) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.02(b) Creditors’ Rights 4.3(acontrol 1.01 Conversion Resolutions 2.04(a)(iv) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights 1.01 Discharge Resolution 2.04(a)(ii) e-mail 9.3 Effective Time 2.2(bDomain Names 1.01 Effect 1.01 EGM 2.04(a) EGM Materials 2.04(b) Electronic Delivery 9.09 Employment Practices 3.19(b) End Date 8.1(b)(ii8.01(b)(i) Exchange Agent 3.3(aEquity Award Adjustment Ratio 2.03(b) Exchange Fund 3.3(aExpiration Time 2.01(d) Forfeited Phantom Shares 3.2(aGovernance Resolutions 2.04(a)(iii) GAAP 4.5(bIFRS Accounts 3.08(d) IIA 3.16(o) Indemnification Agreements 6.01(a) Indemnified Liabilities 6.10(aPerson 6.01(a) Indemnified Persons 6.10(aTerm Section Independent Directors 2.05(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Expiration Time 2.01(d) Leverage Covenants 6.1(a)(xivInstitution 3.16(n) Maryland Courts 9.7(bInterim Israel Equity Tax Ruling 5.05(e) Maryland Department 2.2(bIsrael Equity Tax Ruling 5.05(a) Israel Tax Rulings 5.05(c) Legal Restraints Xxx. I ¶ C Liability 3.12(a) Liquidation 2.05(b) Liquidator 2.04(a)(vi) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Contracts 3.21(a) Minimum Condition Xxx. I ¶ A Minority Exit Offering Period 2.01(f) New Plans 6.02(d) Non-Competition Agreement Recitals Merger Filings 2.2(bOFAC 1.01 Offer Recitals Offer Commencement Date 2.01(a) Merger Sub Preamble Merger Sub Sole Member Offer Conditions 2.01(a) Offer Consideration Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Offer Documents 2.01(h) Old Plans 6.02(d) Option Closing 2.08(b) Option Closing Date 2.08(b) Option Exercise Notice 2.08(b) Option Shares 2.08(a) Ordinary Shares 2.08(a) Parent Preamble Parent Additional Dividend Amount 6.19(bNote 2.08(c)(iii) Parent Affiliate 9.10(bPartnership Election 2.07(a)(v) Parent Board Patents 1.01 Post-Offer Reorganization 2.07(a) Pre-Closing Period 5.01 Premium Cap 6.01(b) Pre-Wired Asset Sale Resolutions 2.04(a)(vi) Pre-Wired Asset Sale Ruling 5.05(c) Schedule 14D-9 2.02(b) Schedule TO 2.01(h) Shares Recitals Parent Board Recommendation 5.3(aSubsequent EGM 2.04(e) Parent Change of Recommendation 6.4(bSubsequent Offering Period 2.01(f) Parent Common Stock Issuance Tender and Support Agreements Recitals Parent Contracts 5.16(bTerminated Plan 6.02(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aTerminating Option 2.03(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aTerminating RSU 2.03(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Trade Register 3.03 Trade Secrets 1.01 Trademarks 1.01 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a7.06 VAT 3.17(n) WARN 3.19(e) Withholding Tax Ruling 5.05(b)

Appears in 2 contracts

Samples: Purchase Agreement (Mobileye N.V.), Purchase Agreement (Intel Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bDefinition Section Applicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iSecurities 3.5(b)(ii) Cancelled Shares 3.1(b)(vCertificates 3.5(b)(i) Certificate Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Class B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d)(vii) Company Contracts 3.2(b4.20(b) Company DER Consideration 3.2(bCounsel 7.3(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 4.10(l) Company FA 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.16 Company Parties Preamble Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.25 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Support Agreement Recitals Company Supporting Stockholders Recitals Company Stockholders Meeting 4.4 3 Definition Section Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1(a) DLLCA 2.1(b) DTC 3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) End Date 8.1(b)(iiEligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.1(b) Excluded Shares 3.2(a3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Initial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub I Preamble Merger Sub Sole Member II Preamble Merger Sub Board Recitals OpCo Merger 2.2 OpCo Merger Consideration 3.3(a) Definition Section MGCL 2.1 Operating Partnership 2.1 OpCo Merger Effective Time 2.3(b) Pacers OpCo Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Common Stock Issuance Recitals Contracts 5.18(b) Parent Contracts 5.16(bCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.21 Parent Marketing Contract 5.18(a)(ii) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.14 Parent Parties Preamble Parent Permits 5.9 5.9(a) Parent Plans 5.10(aPreferred Stock 5.2(a) Parent Related Party Transaction 5.23 Parent Reserve Report 5.16(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Recitals .pdf 9.5 Per Share Common Merger pdf 2.3(a) Post-Effective Time Distributions 3.5(g) PSU Consideration 3.1(b)(i3.4(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Rights Agreement Recitals Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.17 RSU Consideration 3.4(a) Second Request 6.8(d) Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Time 2.3(b) 5 Definition Section Surviving Company 2.1(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bOpCo 2.2 Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Earthstone Energy Inc), Agreement and Plan of Merger (Earthstone Energy Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 1 Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(vi) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a6.17(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Class B Common Stock 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b4.16(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.22(b) Company Performance RSUs 3.2(b)(i) Company Permits 4.9 Company Plans 4.10(a) Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii3.1(b)(iv) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Company Trust Preferred Securities 6.22(a) Company Undesignated Preferred Stock 4.2(a) Confidentiality Agreement 6.7(b6.6(b) Continuing Employee 6.8(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Sub Preamble 2 Merger Sub Preamble Board Recitals Merger Sub Sole Member Shareholder Recitals Definition Section MGCL 2.1 MSR Purchase Agreement 4.16(a)(xiii) MSRs 4.16(a)(xiii) Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Preamble Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Cash Consideration 3.1(b)(i) Per Share Common Merger Consideration 3.1(b)(i) Per Share Series B Preferred Merger Consideration 3.1(b)(iii) Per Share Series C Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii3.1(b)(iv) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aPlan of Merger 2.2(b) Post-Closing Plan 6.8(c) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(f)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivStock Price Performance RSU 3.2(b)(ii) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Recitals Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.10 Transactions Recitals Vesting Phantom Shares 3.2(a)TruPS Assumption 6.22(a) TruPS Discharge 6.22(a) Virginia Commission 2.2(b) Virginia Courts 9.7(b) VSCA Recitals

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Ellington Financial Inc.), Agreement and Plan of Merger (Ellington Financial Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iSecurities 3.5(b)(ii) Cancelled Shares 3.1(b)(vCertificates 3.5(b)(i) Certificate Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Class B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d)(vii) Company Contracts 3.2(b4.20(b) Company DER Consideration 3.2(bCounsel 7.3(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 4.10(l) Company FA 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.16 Company Parties Preamble Company Permits 4.9 4.9(a) Definition Section Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.25 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Support Agreement Recitals Company Supporting Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1 Delaware Secretary of State 2.2(bDLLCA 2.2 DTC 3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) End Date 8.1(b)(iiEligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.1(b) Excluded Shares 3.2(a3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Initial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub I Preamble Merger Sub Sole Member II Preamble Merger Sub Board Recitals OpCo Merger 2.2 Definition Section MGCL 2.1 Operating Partnership 2.1 OpCo Merger Consideration 3.3(a) OpCo Merger Effective Time 2.3(b) Pacers OpCo Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Common Stock Issuance Recitals Contracts 5.18(b) Parent Contracts 5.16(bCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.21 Parent Marketing Contract 5.18(a)(ii) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.14 Parent Parties Preamble Parent Permits 5.9 5.9(a) Parent Plans 5.10(aPreferred Stock 5.2(a) Parent Related Party Transaction 5.23 Parent Reserve Report 5.16(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Recitals .pdf 9.5 Per Share Common Merger pdf 2.3(a) Post-Effective Time Distributions 3.5(g) PSU Consideration 3.1(b)(i3.4(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Rights Agreement Recitals Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.17 RSU Consideration 3.4(a) Second Request 6.8(d) Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Time 2.3(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b2.1(b) Surviving OpCo 2.2 Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Permian Resources Corp), Agreement and Plan of Merger (Permian Resources Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.9(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(c) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(j) Company Financial Statements 4.5 Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Owned Real Property 4.15 Definition Section Company Material Real Property Lease 4.15 Company Permits 4.9(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock 4.2(a) Company SEC Documents 4.5(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a)(i) Company Series A Preferred Stock 3.1(b)(iiiStockholder Consent Deadline 8.1(b)(iv) Company Series B Preferred Stock 3.1(b)(iiiPlan 4.2(a) Company Series C Preferred Stock 3.1(b)(iiiTax Certificate 6.19(b) Company Special Committee Voting Agreements Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b6.7(a)(iii) Consent Solicitation Statement/Information Statement/Prospectus 4.8(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) DGCL 2.1 Delaware Secretary of State Disclosure Letter Article IV Dissenting Shares 3.4 Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Share 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Excluded Share 3.1(b)(iii) GAAP 4.5(b4.5 HSR Act 4.3(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Information Statement/Prospectus Distribution Date 6.6(a) Last Balance Sheet 4.5 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(c) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(b6.4(d)(ii) Parent Charter Amendment 6.22 Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) 3 Definition Section Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Owned Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a)(ii) Parent Plans 5.10(aRelated Party Transaction 5.24 Parent Reserve Reports 5.17(a)(i) Parent SEC Documents 5.5(a) Parent Stockholder Written Consent 5.3(a) Parent Stock Issuance Recitals Parent Stockholders Stock Plan 5.2(a) Parent Takeover Proposal 6.2(b)(iv) Parent Tax Certificate 6.19(b) Parent Voting Agreement Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPSUs 5.2(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 RSUs 5.2(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Eclipse Resources Corp), Agreement and Plan of Merger (Eclipse Resources Corp)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Definition Term Section Agreement Preamble Alternative Acquisition Agreement 6.2(d)(i)(E) Amendment to the Company Management Trademark License Agreement Recitals Articles of Merger 2.2(bBankruptcy and Equity Exception 4.3(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vShare 2.2 Burdensome Condition 6.6(c) Certificate 2.2 Change of Merger 2.2(bRecommendation 6.2(d)(i)(D) Certificates 3.3(b)(iChosen Courts 9.4(b) Class A Units 4.2(a) Class B Units 4.2(a) Closing 2.2(a) 1.2 Closing Date 2.2(a) Code 1.2 Commercial Agreement Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aApprovals 4.4(a) Company Board Recitals Company Board Recommendation Class A Common Stock Recitals Company Change of Recommendation 6.3(b) Class B Common Stock Recitals Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Payments 2.5(b) Company Material Adverse Effect 4.1(aContract 4.18(b) Company Permits 4.9 Company Plans 4.10(aPrivate Warrant 4.2(a) Company SEC Documents Recommendation 4.3(b) Company Reports 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iiiRSU 2.5(a) Company Special Committee Recitals Company Stockholders Stock Plan 2.5(a) Company Termination Fee 8.5(b) Company Top Supplier 4.23(a) Company Written Consent 6.4(a) Company Written Consent Delivery Date 6.4(a) Continuing Employees 6.11(a) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDisclosure Document 6.3(a) Creditors’ Rights 4.3(aDuke Articles of Merger 1.3 Duke Bylaws 1.5(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Duke Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)1.3

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Golden Nugget Online Gaming, Inc.), Agreement and Plan of Merger (DraftKings Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Affiliate A-1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b2.2(a) beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Day A-1 Cancelled Shares 3.1(b)(v3.1(b)(iii) Certificate of Merger 2.2(b2.2(a) Certificates 3.3(b)(i3.2(b)(i) Chosen Courts 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a6.18(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Capital Stock A-2 Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Competing Proposal A-1 Company Contracts 3.2(b) Company DER Consideration 3.2(b4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Awards 3.3(b) Company Equity Plan A-1 Company Expenses A-1 Company Intellectual Property A-1 Company Loan Documentation 4.15(a) Company Loan Files 4.15(a) Company Loans 4.15(a) Company Material Adverse Effect 4.1(a) Company Owned Properties 4.16 Company Performance RSU 3.3(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock A-1 Company Real Property 4.16 Company RSU Award 3.3(b) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval A-2 Company Stockholders Meeting 4.4 Company Superior Proposal A-2 Company Tax Representation Letter 6.17(a) Company Termination Fee A-2 Company Warrant Agreement A-2 Company Warrants A-2 Confidentiality Agreement 6.7(b) Consent A-2 Continuing Employee 6.22(a) control A-2 Convertible Notes 5.2(a) COVID-19 A-2 COVID-19 Measures A-2 Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 D&O Insurance 6.9(d) Delaware Secretary of State 2.2(b2.2(a) e-mail 9.3 DLLCA 2.1 Effective Time 2.2(b2.2(a) Employee Benefit Plan A-3 Employment Matters 4.11(a) End Date 8.1(b)(ii) ERISA A-3 ERISA Affiliate A-3 Exchange Act A-3 Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) Exchange Ratio A-3 GAAP 4.5(b) Governmental Entity A-3 group A-3 Indebtedness A-3 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Intellectual Property A-4 Intended Tax Treatment 2.7 Investment Company Act A-4 IRS A-4 Joint Proxy Statement 4.4 knowledge A-4 Law A-4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b3.2(b)(i) Maryland Department 2.2(b2.2(a) Material Adverse Effect A-4 Material Company Insurance Policies 4.17 4.18 Material Parent Insurance Policies 5.17 5.16 Merger Recitals Merger Consideration 3.1(b)(i) Merger Filings 2.2(b2.2(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Minimum Distribution Dividend A-6 NYSE A-6 Organizational Documents A-6 other party A-6 Parent Preamble Parent Additional Dividend Amount 6.19(b6.18(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock A-6 Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals A-6 Parent Contracts 5.16(bCompeting Proposal A-6 Parent Contract 5.15(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Expenses A-6 Parent Manager Recitals Intellectual Property A-7 Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans Plan 5.10(a) Parent Preferred Stock A-7 Parent SEC Documents 5.5(a) Parent Series C Preferred Stock A-9 Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStockholder Approval A-7 Parent Stockholder Meeting A-7 Parent Superior Proposal A-7 Parent Tax Representation Letter 6.17(b) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Termination Fee A-7 parties A-7 party A-9 Permitted Lien A-7 Person A-8 Prior Company Bidders 6.3(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proceeding A-8 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(k)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivRepresentatives A-8 SEC A-8 Securities Act A-8 Sexual Misconduct Allegation 4.11(e) Subsidiary A-8 Surviving Company 2.1 Takeover Law A-8 Tax A-8 Tax Returns A-9 Taxable REIT Subsidiary 4.1(b) Taxes A-8 Taxing Authority A-9 Terminable Breach 8.1(b)(iii) Transaction Agreements A-9 Transaction Litigation 6.15 6.10 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes A-9 Treasury Regulations A-9 Voting Debt A-9 WARN Act 4.11(f)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Broadmark Realty Capital Inc.), Agreement and Plan of Merger (Ready Capital Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in have the following tablemeanings set forth below: Definition Section 2005 Parent Plan 5.2 401(k) Plan 6.9(d) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Definition Section Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vBusiness Day 2.2(a) Cap Amount 6.10(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 9.10 Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2 Company Change of Recommendation 6.3(b6.3(c) Company Change of Recommendation Notice 6.3(e)(v)(B) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.16(a) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Owned Real Property 4.15(a) Company Plans 4.11(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2 Company Related Party Transaction 4.23 Company Reserve Report 4.16(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Stock Plan 3.2 Company Superior Proposal Notice 6.3(e)(iii)(B) Company Tax Certificate 6.18 Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act DGCL 2.1 Delaware Secretary of State 2.2(bDebt Offer 6.21 Divestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Definition Section Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) HSR Act 4.4 Holdco Recitals Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.19 Merger Recitals 2.1 Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Offer Documents 6.21 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Notice 6.4 Parent Common Stock Issuance Recitals Parent Contracts 5.16(b3.1(b)(i) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.13(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Plans 5.11(a) Parent Plans 5.10(aPreferred Stock 5.2 Parent Reserve Report 5.13(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals 5.3(a) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Plan 5.2 Parent Tax Certificate 6.18 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.6 Replacement Plans 6.9(b) Representatives 6.7(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Range Resources Corp), Agreement and Plan of Merger (Memorial Resource Development Corp.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Defined Term Section 9% Preferred Stock Section 3.3(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Date Preamble Appraisal Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vSection 2.3 Biologic Section 3.17(a) Certificate of Merger Section 1.2 Certificates Section 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Shares Section 5.13(a) Code Recitals Company Preamble 2 Definition Company Benefit Plan Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a4.10(a) Company Board Recitals Section 4.4(b) Company Board Recommendation Recitals Approval Section 4.4(b) Company Change of Recommendation 6.3(b) Bridge Notes Section 2.6 Company By-laws Section 4.2 Company Certificate Section 4.2 Company Common Stock 3.1(b)(iSection 2.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(b) Material Contract Section 4.13 Company Material Adverse Effect 4.1(aIntellectual Property Section 4.16 Company Options Section 2.4(b) Company Permits 4.9 Section 4.6 Company Plans 4.10(a) Securityholders Section 5.3 Company SEC Documents 4.5(aSecurityholder Approval Section 4.20 Company Securityholder Distribution Approval Section 4.3(e) Company Series A Preferred Stock 3.1(b)(iiiSection 2.1(a) Company Stock Option Plans Section 2.4(b) Company Stockholder Approval Section 4.20 51 Defined Term Section Company Unaudited Financial Statements Section 4.7(b) Company Warrants Section 2.5 Confidentiality Agreement Section 5.4 Consideration Shares Section 5.13(a) D&O Indemnified Parties Section 5.9(a) D&O Insurance Section 6.2(g) Delaware Law Recitals Drug Section 3.17(a) Effective Time Section 1.2 Equity Rights Agreement Section 6.2(b) Equityholder Representative Section 2.9 Exchange Agent Section 2.2(a) Exchange Fund Section 2.2(a) FDA Section 3.6 FDCA Section 3.6 Filing Date Section 5.13(a) Medical Device Section 3.17(a) Merger Recitals Merger Sub Preamble Parent Preamble Parent Benefit Plan Section 3.10(a) Parent Board Section 3.4(b) Parent Board Approval Section 3.4(b) Parent By-laws Section 3.2 Parent Certificate Section 3.2 Parent Common Stock Section 2.1(a) Parent Disclosure Schedule Article III Parent Financial Advisor Section 3.20 Parent Form 10-K Section 3.2 Parent Material Contract Section 3.13 Parent Material Intellectual Property Section 3.16 Parent Options Section 3.3(a) 52 Defined Term Section Parent Permits Section 3.6 Parent Preferred Stock Section 3.3(a) Parent SEC Filings Section 3.7(a) Parent Warrants Section 3.3(a) Recipients Section 5.13(b) Registration Period Section 5.13(b) Registration Statement Section 5.13(a) Representatives Section 5.4 Restricted Share Section 2.4(a) Rule 144 Section 5.13(b) Section 16 Section 5.8 Series A Junior Participating Preferred Stock Section 3.3(a) Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Corporation Recitals

Appears in 2 contracts

Samples: Agreement and Plan of Merger (RespireRx Pharmaceuticals Inc.), Agreement and Plan of Merger (Cortex Pharmaceuticals Inc/De/)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section 2018 Property Plan 5.1(a)(x) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternate Commitment Letter 5.13(a)(ii) Alternate Financing 5.13(a)(ii) Antitrust Counsel Only Material 5.4(b) Book-Entry Shares 3.3(b)(i2.2(b)(ii) Cancelled Shares 3.1(b)(v2.1(d) Capitalization Date 3.2(a) Cash Electing Share 2.1(a) Cash Election 2.1(a) Cash Election Consideration 2.1(a) Cash Fraction 2.1(c)(i)(A) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(ichange in control 5.7(c) Change of Board Recommendation 5.3(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Term Section Commitment Letter 4.19(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 3.1(b) Company Common Stock 3.1(b)(iCharter 3.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bEmployees 5.7(a) Company Equity Awards 2.4(c) Company Financial Statements 3.7(b) Company Material Adverse Effect 4.1(aContract 3.13(a)(viii) Company Permits 4.9 3.6(a) Company Plans 4.10(aPreferred Stock 3.2(a) Company Property 3.18(b) Company Related Parties 7.3(e) Company Restricted Stock Award 2.4(b) Company RSU Award 2.4(c) Company SEC Documents 4.5(a3.7(a) Company Series A Preferred Stock 3.1(b)(iiiOption 2.4(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval 3.3 Company Stockholders Meeting 4.4 3.3 Company Subsidiary 3.1(a) Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aCovered Persons 5.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 5.8(c) e-mail 9.3 Debt Offer 5.14(b)(i) Debt Offer Documents 5.14(b)(i) Definitive Agreements 5.13(a) DGCL Recitals Dissenting Shares 2.3 Dividend Consideration 2.1(a) Effective Time 2.2(b1.2 Election 2.8(a) End Date 8.1(b)(iiElection Deadline 2.8(d) Exchange Agent 3.3(a2.2(a) Exchange Fund 3.3(a2.2(a) Forfeited Phantom Shares 3.2(aExisting Indemnification Agreements 5.8(a) GAAP 4.5(bFair Value 4.20(d) Indemnified Liabilities 6.10(aFairness Opinions 3.21 Financing 4.19(a) Indemnified Persons 6.10(aFinancing Representatives 5.13(b) Joint Proxy Statement 4.4 Form of Election 2.8(b) Form S-4 3.5 Fractional Share Consideration 2.1(a) Holder 2.8 Term Section Indebtedness 3.2(e) Indenture 5.14(b)(i) Information 5.2(b) Insurance Policies 3.20 Intermediate Parent Preamble Key Stockholder Recitals Leased Real Property 3.18(b) Lenders 4.19(a) Letter of Transmittal 3.3(b)(i2.2(b)(i) Leverage Covenants 6.1(a)(xivLiabilities 4.20(d) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bAmounts 4.19(d) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Mixed Consideration Share 2.1(a) Mixed Election 2.1(a) Mixed Election Consideration 2.1(a) Mixed Stock Consideration 2.1(a) New Plan 5.7(b) New TMM 4.2(b) Notice Period 5.3(f) Offering Documents 5.13(b)(ii) Old Plans 5.7(b) Outside Date 7.1(b) Owned Real Property 3.18(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws 4.1(b) Parent Change of Recommendation 6.4(bCapitalization Date 4.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCharter 4.1(b) Parent Disclosure Letter Article V Financial Statements 4.8(b) Parent Equity Plan Options 4.2(b) Parent Preferred Stock 4.2(a) Parent Representatives 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aRestricted Stock Award 2.4(b) Parent Permits 5.9 Parent Plans 5.10(aRSU Award 2.4(c) Parent SEC Documents 5.5(a4.8(a) Parent Subsidiary 4.4 Payoff Amount 5.14(a) Payoff Letter 5.14(a) Present Fair Saleable Value 4.20(d) Proposed Changed Terms 5.3(f)(ii) Proxy Statement/Prospectus 3.5 Real Property Lease 3.18(b) SEC 3.7(a) Section 16 5.10 Term Section Senior Notes 5.14(b)(i) Significant Company Subsidiary 3.1(a) Significant Parent Subsidiary 4.1(a) Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Electing Share Common Merger 2.1(a) Stock Election 2.1(a) Stock Election Consideration 3.1(b)(i2.1(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSubject Indebtedness 5.14(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1(a) Terminable Breach 8.1(b)(iiiTermination Fee 7.3(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Trustee 5.14(b)(i) Voting Agreement Recitals

Appears in 2 contracts

Samples: Agreement and Plan of Merger (AV Homes, Inc.), Agreement and Plan of Merger (Taylor Morrison Home Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(iSection 3.1(a) Bribery Legislation Section 4.12(h) Cancelled Shares 3.1(b)(vSection 3.1(b) CARES Act Section 4.15(n) Certificate of Merger 2.2(bSection 1.3(a) Certificates 3.3(b)(iSection 3.1(a) Change of Recommendation Section 6.2(a) Closing 2.2(a) Section 1.2 Closing Date 2.2(a) Code Recitals Section 1.2 Company Preamble 2 Definition Company Benefit Plans Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a4.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(iRecitals Company Contractor Section 4.12(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee Section 4.12(b) Company Material Adverse Effect 4.1(aESPP Section 3.4(f) Company Leased Real Property Section 4.19(b) Company Option Section 3.4(b) Company Owned Real Property Section 4.19(a) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company Registered IP Section 4.17(a) Company Restricted Stock Section 3.4(a) Company RSU Award Section 3.4(c) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiSection 4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Stockholders’ Meeting Section 7.1(d) Continuing Employees Section 7.8(a) D&O Insurance Section 7.5(c) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Shares Section 3.3(a) Creditors’ Rights 4.3(aDOJ Section 7.3(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 1.3(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEnforceability Limitations Section 4.3(c) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) FCPA Section 4.12(h) FDA Section 4.9(a) Final Offering Period Section 3.4(f) FTC Section 7.3(b) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aParties Section 7.5(a) Indemnified Persons 6.10(aIntervening Event Section 6.2(d)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iLease Section 4.19(b) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLoan and Security Agreement Section 7.14 LSA Terminations Section 7.14 Material Contract Section 4.20(a) Material Licensed Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 IP Section 4.17(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition New Plans Section MGCL 2.1 Operating Partnership 2.1 7.8(b) Old Plans Section 7.8(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(bGoverning Documents Section 5.3(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Parties Preamble Party Preamble Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bPayoff Letter Section 7.14 Real Property Section 4.19(b) Qualifying Income 8.3(i)(iReal Property Reports Section 6.1(a) Registration Statement 4.8 REITs Requisite Company Vote Section 4.3(a) Safety Notices Section 4.9(d) Secretary of State Section 1.3(a) Shareholder Rights Plan Section 4.24(b) Specified Agreement Section 9.1(h) Support Agreements Recitals Remedial Measures 6.1(b)(xivSurviving Corporation Section 1.1 Termination Fee Section 9.2(b)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aUSDA Section 4.9(a) WARN Act Section 4.12(f)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Elanco Animal Health Inc), Agreement and Plan of Merger (Kindred Biosciences, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(f) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(bDesignees 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Senior Notes Recitals Company Stockholders Recitals Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(f) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(b6.4(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals FA 5.22 Parent Manager Recitals Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aRight 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1 Tail Period 6.10(d) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Tax Plan Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Bonanza Creek Energy, Inc.), Registration Rights Agreement (Bonanza Creek Energy, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: A&R Company Bylaws Section 2.3(a) A&R Company Charter Section 2.3(a) A&R Company OP Partnership Agreement as referenced in the following table: Definition Section 2.3(b) Acceptable Confidentiality Agreement Section 7.4(b)(i) Acquisition Agreement Section 7.4(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(iShare Section 3.1(a)(ii) Cancelled Shares 3.1(b)(vCertificate Section 3.1(a)(ii) Certificate of Limited Partnership Section 4.1(c) Certificate of Partnership Merger 2.2(bSection 2.1(d)(ii) Certificates 3.3(b)(iChange in Company Recommendation Section 7.4(b)(iii) Change in Parent Recommendation Section 7.4(b)(iii) Chosen Court Section 10.7(b) Closing 2.2(a) Section 2.2 -13- Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble 2 Definition Company 401(k) Plan Section Company Additional Dividend Amount 6.19(a4.14(b) Company Affiliate 9.10(aArticles of Merger Section 2.1(a)(ii) Company Board Recitals Company Board Recommendation Recitals Designees Section 7.21 Company Change Bylaws Section 4.1(c) Company Certificate of Recommendation 6.3(bMerger Section 2.1(a)(ii) Company Charter Section 4.1(c) Company Common Stock 3.1(b)(iRecitals Company Data Partners Section 4.22(a) Company Contracts 3.2(bDevelopment Properties Section 4.12(g) Company DER Consideration 3.2(bDevelopment Property Section 4.12(g) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bEmployee Programs Section 4.14(a) Company Material Adverse Effect 4.1(aEquity Award Consideration Section 3.2(e) Company Permits 4.9 Governing Documents Section 4.1(c) Company Plans 4.10(aLLC Agreement Section 2.3(a) Company Merger Section 2.1(a)(i) Company Merger Certificates Section 2.1(a)(ii) Company Merger Effective Time Section 2.1(a)(ii) Company OP GP Recitals Company Parties Preamble Company Preferred Stock Section 4.3(a) Company Privacy Policy Section 4.22(a) Company Privacy Requirements Section 4.22(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Documents 4.5(aReports Section 4.8(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.18 Company Stockholder Meeting Section 7.1(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiaries Section 4.1(b) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Section 4.1(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Tax Protection Agreement 6.7(bSection 6.1(x) Creditors’ Rights 4.3(aConsent Solicitations Section 7.19(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee Section 7.8(a) e-mail 9.3 Continuing Employees Section 7.8(a) Contribution Section 2.1(c)(i) Contribution and Issuance Effective Time 2.2(bSection 2.1(c)(ii) End Debt Offer Documents Section 7.19(b) Deemed Liquidation Section 7.9(a) DGCL Section 2.1(b)(i) DLLCA Section 2.1(a)(i) Drop Dead Date 8.1(b)(iiSection 9.1(b)(iv) DRULPA Section 2.1(d)(i) DSOS Section 2.1(a)(ii) Encumbrances Section 4.12(a) Exchange Agent Section 3.3(a) Exchange Fund Section 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(ii) GAAP 4.5(bExtra Space Merger Sub Preamble Extra Space OP Merger Sub Preamble Form S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(ii) Indemnified Liabilities 6.10(aParties Section 7.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 7.5(a) Joint Proxy Statement 4.4 Interim Period Section 6.1 Intervening Event Notice Section 7.4(b)(v) Intervening Event Notice Period Section 7.4(b)(v) Issuance Section 2.1(c)(i) JV Ownership Interest Rights Section 5.5 JV Partners Section 5.5 Letter of Transmittal 3.3(b)(iSection 3.3(c) Leverage Covenants 6.1(a)(xiv) LLC Conversions Recitals Maryland Courts 9.7(b) Maryland Department 2.2(bSDAT Section 2.1(a)(ii) Material Company Insurance Policies 4.17 Real Property Lease Section 4.12(a) Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bReal Property Lease Section 5.12(a) Maximum Premium Section 7.5(c) MD LLC Act Section 2.1(b)(i) Merger Sub Preamble Certificates Section 2.1(d)(ii) Merger Sub Sole Member Consideration Section 3.1(a)(ii) Mergers Section 2.1(d)(i) MGCL Section 2.1(a)(i) Minority Limited Partner Recitals Definition New Parent OP Units Section MGCL 2.1 Operating Partnership 2.1 3.1(b)(iv) Note Offers and Consent Solicitations Section 7.19(b) Notice Period Section 7.4(b)(iv) Offers to Exchange Section 7.19(b) Offers to Purchase Section 7.19(b) OP Unit Form S-4 Section 7.1(a) Other Filings Section 7.2 Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Parent Affiliate 9.10(bPlan Section 5.14(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(d) Parent Change of Recommendation 6.4(bCharter Section 5.1(d) Parent Common Stock Election Section 3.1(b)(v) Parent Common Stock Election Date Section 3.1(b)(v)(A) Parent Common Stock Election Form Section 3.1(b)(v)(A) Parent Common Stock Issuance Recitals Section 5.2(a) Parent Contracts 5.16(bData Partners Section 5.22(a) Parent Development Properties Section 5.12(g) Parent Development Property Section 5.12(g) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aEmployee Programs Section 5.14(a) Parent Management Agreement Amendment Equity Award Section 5.3(d) Parent Governing Documents Section 5.1(d) Parent OP Preamble Parent OP Certificate of Limited Partnership Section 5.1(d) Parent OP Governing Documents Section 5.1(d) Parent OP Unit Recitals Parent Manager Recitals Parties Preamble Parent Material Adverse Effect 5.1(aPartnership Agreement Section 5.1(d) Parent Permits 5.9 Preferred Stock Section 5.3(a) Parent Plans 5.10(aPrivacy Policies Section 5.22(a) Parent Privacy Requirements Section 5.22(a) Parent Properties Section 5.12(a) Parent Recommendation Section 5.2(b) Parent SEC Documents 5.5(aReports Section 5.8(a) Parent Stock Issuance Stockholder Approval Section 5.18 Parent Subsidiaries Section 5.1(c) Parent Subsidiary Section 5.1(c) Parent Tax Protection Agreement Section 6.2(v) Parent Trust Recitals Parent Stockholders Parties Preamble Partnership Preamble Partnership Agreement Section 4.1(c) Partnership Governing Documents Section 4.1(c) Partnership Merger Section Partnership Merger Effective Time Section 2.1(d)(ii) Partnership OP Unit Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParty Preamble Permit Section 4.7 Permitted REIT Dividend Section 6.1(b) Per Share Preferred Merger Consideration 3.1(b)(iiiUnitholder Section 3.1(b)(vi) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiUnitholder Election Section 3.1(b)(vi) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiUnitholder Election Form Section 3.1(b)(vi)(A) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiUnitholder Notice Section 3.1(b)(vi)(A) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProxy Statement/Prospectus Section 3.3(a) Qualified REIT Subsidiary 4.1(bSection 4.11(f) Qualifying Income 8.3(i)(iSection 9.4(a) Registration Statement 4.8 REITs Registered Intellectual Property Section 4.21(a) REIT Section 4.11(b) REIT Dividend Section 7.17(b) Requested Changes Section 2.5 Xxxxxxxx-Xxxxx Act Section 4.8(a) Securities Laws Section 4.8(a) Security Incident Section 4.22(b) Series A Preferred Liquidation Payment Section 3.1(b)(vi)(A) Series A Preferred Units Recitals Remedial Measures 6.1(b)(xivSuperior Proposal Notice Section 7.4(b)(iv) Surviving Company 2.1 Entity Section 2.1(a)(i) Takeover Statutes Section 4.26 Tax Protection Agreement Section 4.11(l) Taxable REIT Subsidiary 4.1(bSection 4.11(f) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.9(c)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Extra Space Storage Inc.), Agreement and Plan of Merger (Life Storage Lp)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: Definition Section Defined Term Reference ACA ‎Section 4.15(c) Additional Buyer Filings ‎Section 8.10(f) Affiliated Transactions ‎Section 4.20 Aggregate Consideration ‎Section 10.1(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles Allocation ‎Section 10.1(e) Alternative Financing Section 8.13(a)(iv) Antitrust Laws ‎Section 8.8(c) Assets ‎Section 4.19 Audited Financial Statements ‎Section 4.4(a)(i) Blocker Affiliated Transactions ‎Section 5.9 Blocker Bring-Down Certificate Section 11.2(d) Blocker Certificates of Merger ‎Section 2.2(b) BookBlocker Effective Time ‎Section 2.2(b) Blocker Letter of Transmittal ‎Section 3.4(a) Blocker Merger Closing ‎Section 2.2(a) Blocker Merger Sub 1 Preamble Blocker Merger Sub 2 Preamble Blocker Merger Sub 3 Preamble Blocker Merger Sub 4 Preamble Blocker Merger Sub 5 Preamble Blocker Merger Sub 6 Preamble Blocker Merger Subs Preamble Blocker Mergers Recitals Blocker Owned Company Equity Interests ‎Section 5.4(b) Blockers Preamble Buyer Preamble Buyer Balance Sheet ‎Section 6.11(c) Buyer Bring-Entry Shares 3.3(b)(iDown Certificate Section 11.3(c) Cancelled Shares 3.1(b)(v) Buyer Certificate of Merger 2.2(b‎Section 2.2(c) Buyer Certificates of Merger ‎Section 2.2(c) Buyer Contribution Amount ‎Section 3.2(e)(i) Defined Term Reference Buyer Effective Time ‎Section 2.2(c) Buyer Merger Closing ‎Section 2.2(a) Buyer Mergers Recitals Buyer Parties Preamble Buyer Preference Shares ‎Section 6.3(a) Buyer Public Securities ‎Section 6.9 Buyer SEC Documents ‎Section 6.8(a) Buyer Warrants ‎Section 6.3(a) Cancelled Equity Interests ‎Section 3.1(d) Cancelled Cash Portion Section 3.1(c)(iii)(B) Cancelled Option Value Section 3.1(c)(iii)(B) CBA Section 4.9(a)(i) Certificates 3.3(b)(iof Merger ‎Section 2.2(d) Closing ‎Section 2.2(a) Closing Cash ‎Section 3.5(a) Closing Date ‎Section 2.2(a) Code Closing Form 8-K ‎Section 8.10(g) Closing Net Working Capital ‎Section 3.5(a) Closing Press Release ‎Section 8.10(g) Closing Statement ‎Section 3.5(a) Closing Transaction Expenses ‎Section 3.5(a) Commitment Letter Section 8.13(a)(i) Company Preamble Company A&R LLCA Recitals Company Preamble 2 Definition Bring-Down Certificate Section Company Additional Dividend Amount 6.19(a11.2(d) Company Affiliate 9.10(aCertificate of Merger ‎Section 2.2(d) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bEquity Interests ‎Section 4.3(a) Company Common Stock 3.1(b)(iMerger ‎Section 2.2(a) Company Contracts 3.2(bMerger Closing Section 2.2 (a) Company DER Consideration 3.2(bMerger Sub Preamble Company Optionholder Letter of Transmittal ‎Section 3.4(a) Company Director Designee 2.6 Company Disclosure Unitholder Letter Article IV Company Dividend Equivalent Right 3.2(bof Transmittal ‎Section 3.4(a) Company Material Adverse Effect 4.1(aCompeting Buyer ‎Section 8.23 Contribution Common Units Section 3.2(e)(i)(A) Company Permits 4.9 Company Plans 4.10(aControl ‎Section 1.1 D&O Provisions ‎Section 8.14(a) Company SEC Documents 4.5(aData Room ‎Section 13.5 Debt Financing Section 8.13(a)(i) Company Series A Preferred Stock 3.1(b)(iiiDebt Financing Sources Section 8.13(a)(i) Company Series B Preferred Stock 3.1(b)(iiiDebt Payoff Amount ‎Section 3.2(e)(i)(A) Company Series C Preferred Stock 3.1(b)(iiiDGCL Recital Disclosing Party ‎Section 1.1 Dispute Notice ‎Section 3.5(b) Company Special Committee DLLCA Recitals Company Stockholders Domestication Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bE2open Intermediate ‎Section 4.4(e) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Date Preamble Effective Time 2.2(b‎Section 2.2(d) End Date 8.1(b)(iiDefined Term Reference EALP Section 1.1 EIP ‎Section 8.4 EILP Section 1.1 Xxxxxxx Catch-Up Amount 3.2(e)(i)(E) Exchange Agent 3.3(aXxxxxxx Eagle Blocker Preamble Xxxxxxx Merger Recitals Xxxxxxx Note Transfer Section 3.2(f) Exchange Fund 3.3(aXxxxxxx Reorganization Transferee Section 8.26 Environmental Permits ‎Section 4.17 Equity Financing ‎Section 1.1 Equityholder Materials ‎Section 3.4(b) Forfeited Phantom Shares 3.2(aEquityholder Representative Preamble Estimated Closing Blocker Indebtedness Section 3.2(b)(i) GAAP 4.5(bEstimated Closing Statement ‎Section 3.2(b)(ii) Indemnified Liabilities 6.10(aEstimated Merger Consideration ‎Section 3.2(b)(ii) Final Allocation ‎Section 10.1(e) Final Closing Blocker Indebtedness Section 3.5(a) Final Closing Company Indebtedness ‎Section 3.5(a) Final Tax Basis Balance Sheet ‎Section 10.1(e) Financial Statements ‎Section 4.4(a) Foreign Plan ‎Section 4.15(f) Forward Purchase Agreement Recitals Forward Purchase Amount Recitals Xxxxx Payoff Letter ‎Section 3.2(e)(ii)(D) Indemnified Persons 6.10(a‎Section 8.14(a) Joint Proxy Statement 4.4 Insight Agreement Section 3.6(m) Insight Catch-Up Amount Section 3.2(e)(i)(E) Insight Cayman Blocker Preamble Insight Cayman Merger Recitals Insight Delaware Blocker Preamble Insight Delaware Merger Recitals Insight GBCF Cayman Blocker Preamble Insight GBCF Cayman Merger Preamble Insight GBCF Delaware Blocker Preamble Insight GBCF Delaware Merger Recitals Insight Blocker Letter of Transmittal 3.3(b)(iAgreement Section 3.7(f) Leverage Covenants 6.1(a)(xivInsight Letter Agreement Section 3.6(m) Maryland Courts 9.7(bInsurance Policies ‎Section 4.15(b) Maryland Department 2.2(bIntended Tax Treatment Section 10.1(e) Internal Controls ‎Section 4.4(c) Investor Rights Agreement Recitals IRS ‎Section 4.15(a) LLCA Amendment and Restatement Section 3.1(e) Lock-Up Agreement Recitals Material Contract ‎Section 4.9(b) Material Company Insurance Policies 4.17 Customer ‎Section 4.9(c) Material Parent Insurance Policies 5.17 Leases ‎Section 4.7 Maximum Payable Amount Section 8.15(d) 32 Defined Term Reference Merger Consideration ‎Section 3.2(a) Mergers Recitals NBOKS Recitals NBOKS Side Letter Recitals New Commitment Letter Section 8.13(a)(iv) Non-Party Affiliate ‎Section 13.14 Outside Date ‎Section 12.1(c) Parties Preamble Party Preamble PCAOB Financial Statements ‎Section 8.10(h) PDI Blocker Preamble PDI Merger Recitals Merger Filings 2.2(bPermits ‎Section 4.17(b) Merger Sub Preamble Merger Sub Sole Member Permitted Equity Financing Proceeds Section 8.15(c) PIPE Investment Recitals Definition PIPE Investors Recitals Pre-Closing Period ‎Section 7.1 Pre-Closing Reorganization Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b8.26 Premium Cap ‎Section 8.14(b)(ii) Parent Affiliate 9.10(bRecipient ‎Section 1.1 Resolution Period ‎Section 3.5(b) Parent Board Review Period ‎Section 3.5(b) Sale ‎Section 10.1(e) Sellers Prepared Returns ‎Section 10.1(a) Signing Form 8-K ‎Section 8.10(b) Signing Press Release ‎Section 8.10(b) Sponsor Side Letter Recitals Parent Board Recommendation 5.3(aSubscription Agreements Recitals Support Agreement Section 8.12 Surviving Blocker Section 2.1(g) Parent Change of Recommendation 6.4(bSurviving Blocker Interests ‎Section 3.1(a)(i) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurviving Buyer ‎Section 2.1(h) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b‎Section 2.1(i) Terminable Breach 8.1(b)(iiiSurviving Xxxxxxx Eagle Blocker ‎Section 2.1(f) Surviving Insight Cayman Blocker ‎Section 2.1(a) Surviving Insight Delaware Blocker ‎Section 2.1(c) Surviving Insight GBCF Cayman Blocker ‎Section 2.1(d) Surviving Insight GBCF Delaware Blocker ‎Section 2.1(e) Surviving PDI Blocker ‎Section 2.1(g) SVB Payoff Amount Section 3.2(e)(i)(B) SVB Payoff Letter ‎Section 3.2(e)(i)(A) Tail Policy ‎Section 8.14(b)(ii) Tax Accounting Firm ‎Section 10.1(e) Tax Basis Balance Sheet ‎Section 10.1(e) Tax Contest Section 10.1(i) Tax Positions ‎Section 10.1(g) Tax Receivable Agreement Recitals Total Individual Blocker Merger Consideration Section 3.1(a)(ii) 33 Defined Term Reference Total Individual Company Optionholder Merger Consideration Section 3.1(c)(iii) Total Individual Company Class A Unitholder Merger Consideration ‎Section 3.1(c)(ii) Total Individual Company Class B Unitholder Merger Consideration Section 3.1(c)(iii) Trade Controls ‎Section 4.21(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Expenses Amount ‎Section 3.2(e)(i)(B) Trust Amount ‎Section 6.7 Trust Distributions ‎Section 13.9 Unaudited Balance Sheet ‎Section 4.4(a)(ii) Unaudited Financial Statements ‎Section 4.4(a)(ii) Valuation Firm ‎Section 3.5(b) Waived 280G Benefits ‎Section 8.17 ARTICLE II THE MERGERS; CLOSING

Appears in 1 contract

Samples: Business Combination Agreement (CC Neuberger Principal Holdings I)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are is defined in the Section of this Agreement as referenced in the following tableset forth opposite such term below: Definition Section Agreement Preamble Amendment to the Company Management Acceptance Time 1.1(b) Accounts 10.5 Agreement Recitals Articles of Merger 2.2(bBankruptcy and Equity Exception 4.3(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.2(b) Certificate of Merger 2.2(b2.3 Certificates 3.2(b) Certificates 3.3(b)(iChange of Control Payment 4.20(a) Change of Recommendation 6.2(b) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code 2.2 Company Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plans 7.7(c) Company Affiliate 9.10(aAcquisition Agreement 6.2(b) Company Benefit Plans 4.9(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a), 1.1(d) Company Change of Recommendation 6.3(bCapitalization Date 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Award Schedule 4.2(a) Company Material Adverse Effect 4.1(aEquity Awards 3.4(e) Company Leased Real Property 4.17(b) Company Permits 4.9 4.7(b) Company Plans 4.10(aPreferred Stock 4.2(a) Company Restricted Shares 3.4(c) Company RSUs 3.4(b) Company SEC Documents 4.5(a4.4(a) Company Series A Preferred Stock 3.1(b)(iiiOption 3.4(a) Company Series B Preferred Stock 3.1(b)(iiiWarrant Schedule 4.2(a) Company Series C Preferred Stock 3.1(b)(iiiWarrants Recitals Competing Proposal 6.2(i) Company Special Committee Continuing Employee 7.7(a) Covered Securityholders 4.26 D&O Insurance 7.4(b) Designated Inquiry 8.1(b)(ii) DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Share 3.3(a) Creditors’ Rights 4.3(aDOJ 7.2(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b2.3 Employment Compensation Agreement 4.26 Escrow Agent 7.14(a) End Escrow Agreement 7.14(a) Expiration Date 8.1(b)(ii1.1(e) Exchange Agent 3.3(aFederal Healthcare Programs 4.13(l) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a77 FTC 7.2(b) GAAP 4.5(b4.4(b) GLPs 4.13(c) HIPAA 4.13(m) IND 4.13(e) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bParties 7.4 Initial Expiration Date 1.1(e) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contracts 4.20(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bOffer Recitals Offer Closing 1.1(b) Offer Conditions 1.1(b) Offer Documents 1.1(d) Offer Price Recitals Outside Date 9.1(b)(i) Parent Affiliate 9.10(bRecitals Parent 401(k) Plan 7.7(c) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.2(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a5.2(c) Parent SEC Documents 5.5(aArticle V Parties Recitals Party Recitals Paying Agent 3.2(a) Parent Stock Issuance Payment Fund 3.2(a) Related Party 4.24 Sxxxxxxx-Xxxxx Act 4.5(a) Schedule 14D-9 1.2(a) Schedule TO 1.1(d) Section 262 3.3(a) Series A Warrants Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiWarrants Recitals Service Providers 4.15(e) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiRecitals Specified Agreement 9.1(d) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiStockholder List Date 1.2(b) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuperior Proposal 6.2(i) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTendered Shares 1.1(b) Terminable Breach 8.1(b)(iiiTermination Fee 9.2(b) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Warrant Amendment Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Repros Therapeutics Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: 2005 Balance Sheet Section 3.5(c) Acquisition Agreement as referenced in the following table: Definition Section 5.5(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Buyer Preamble Certificate of Merger Section 1.2 Certificates Section 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Common Stock Consideration Section 2.1(c) Code Recitals Communications Licenses Section 3.12(c) Company Preamble 2 Definition Company Adverse Recommendation Change Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a5.5(b) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts Section 3.2(b) Company DER Consideration 3.2(bExpense Reimbursement Amount Section 7.3(b) Company Director Designee 2.6 Registered Copyrights Section 3.13(a) Company Registered IP Section 3.13(a) Company Registered Marks Section 3.13(a) Company Registered Patents Section 3.13(a) Company SEC Reports Section 3.5(a) Company Stockholders’ Meeting Section 5.4 Copyrights Section 9.1(r) Covered Persons Section 5.8(a) D&O Insurance Section 5.6(b) Department of Labor Section 5.14(d) DGCL Introduction Disclosure Letter Article IV 3 Dissenting Shares Section 2.4(a) Effective Date Section 1.2 Effective Time Section 1.2 Exchange Act Section 3.5(a) FCC Section 3.4(b) FCC Consents Section 5.6(a) HSR Act Section 3.4(b) Inbound License Agreements Section 3.13(d) Indemnified Parties Section 5.8(a) June 30 Balance Sheet Section 3.5(c) Marks Section 9.1(r) Material Contract Section 3.9(a) Merger Introduction Merger Sub Preamble Misrepresentation Notice Section 6.2(a)(i) Municipal Franchising Authority Consents Section 5.6(a) Notice of Adverse Recommendation Section 5.5(b) NQDC Plan Section 3.15(j) Outbound License Agreements Section 3.13(d) Patents Section 9.1(r) Permits Section 3.12(b) Plan Section 3.15(b) Preferred Stock Section 3.3(a) Proxy Statement Section 5.3(a) Representatives Section 5.5(a) Required Company Dividend Equivalent Right 3.2(bStockholders Section 3.2(c) Company Material Adverse Effect 4.1(aSarbanes-Oxley Act Section 3.5(d) Company Permits 4.9 Company Plans 4.10(aSEC Section 3.5(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiXxxxx Xxxxxon 3.3(c) Company Series B Preferred Stock 3.1(b)(iiiSoftware Section 9.1(r) Company Series C Preferred Stock 3.1(b)(iiiState PUC Section 3.4(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition PUC Consents Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv5.6(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 1.1 Termination Date Section 7.1(b)(ii) Terminable Breach 8.1(b)(iiiTermination Fee Section 7.3(a)(ii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTrade Secrets Section 9.1(r)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Talk America Holdings Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vBorrowing Base Redetermination 6.22 Cash Consideration 3.1(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(g) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(bDesignated Stockholder Recitals Company Designees 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(b) Company Equity Plan 3.2(a) Company Executive 3.2(a) Company FA 4.22 Company Intellectual Property 4.14(a) Definition Section Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a) Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Company Voting Agreement Recitals Confidentiality Agreement 6.7(b) Continuation Period 6.9(b) Continuing Employees 6.9(b) Converted RSU 3.2 Creditors’ Rights 4.3(a) Delaware LLC Act days 9.4(e) DGCL 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals Outside Date 8.1(b)(ii) Parent Preamble Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(g) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Designated Stockholder Recitals Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals FA 5.22 Parent Manager Recitals Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aRelated Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Quarterly Dividend 6.2(b) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Parent Tax Certificate 6.18(b) Per Share Preferred Merger Consideration 3.1(b)(iiiPost-Effective Time Dividends 3.3(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(ipdf 2.2(a) Registration Statement 4.8 REITs Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivReplacement Financing 6.22 Rights-of-Way 4.16 Second Request 6.8(c) Share Consideration 3.1(b)(i) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Samples: Agreement and Plan of Merger (Bonanza Creek Energy, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptance Time 1.1(e) Accepted Company Shares 2.3(b) Adverse Recommendation Change 5.3(a) Agreement as referenced in the following table: Definition Section Introduction Alternative Acquisition Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b5.3(a) Anti-Takeover Law 3.22 Book-Entry Shares 3.3(b)(i2.5(b)(ii) Cancelled Shares 3.1(b)(vCapitalization Date 3.5(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i2.5(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 2.2 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Introduction Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.20 Company Financial Statements 3.6(d) Company Material Adverse Effect 4.1(aContract 3.9(a) Company Permits 4.9 Company Plans 4.10(aRelated Parties 7.2(g) Company SEC Documents 4.5(a3.6(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Compensation Arrangements 3.2(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(c) Creditors’ Rights 4.3(aCopyrights Definition of “Intellectual Property Rights” D&O Insurance 5.8(b) Delaware LLC Act 2.1 Delaware Secretary DGCL Recitals Dissenting Shares 2.6 Dissenting Stockholder 2.6 DSS 5.5(d) DSS Consent 5.5(d) Effect Definition of State 2.2(b) e-mail 9.3 “Company Material Adverse Effect” Effective Time 2.2(b) 2.2 End Date 8.1(b)(ii7.1(b) Enforceability Exceptions 3.2(a) Exchange Agent 3.3(aAct Recitals Expiration Date 1.1(c) Exchange Fund 3.3(aFinal Enrollment Date 2.7(d) Forfeited Phantom Shares 3.2(aFOCI 5.5(d) GAAP 4.5(b) Indemnified Liabilities 6.10(a) HSR Condition Annex I Indemnified Persons 6.10(a5.8(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Expiration Date 1.1(c) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 3.18 Leased Real Property 3.12 Major Customer 3.23 Major OEM 3.23 Major Reseller 3.23 Major Supplier 3.23 Merger Recitals Merger Filings 2.2(bAgreement Annex I Merger Consideration 2.3(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Annex I Multiemployer Plan 3.15(c) Notice Period 5.3(c)(1) Offer Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bOffer Conditions 1.1(a) Offer Documents 1.1(f) Offer Price Recitals Offer to Purchase 1.1(a) Option Payments 2.7(b) Parent Affiliate 9.10(b) Introduction Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bBenefit Plan 5.14(c) Parent Disclosure Letter Article V 4 Parent Equity Related Parties 7.2(g) Patents Definition of “Intellectual Property Rights” Paying Agent 2.5(a) Plan 5.2(a3.15(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Pre-Closing Period 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPurchaser Introduction Real Property Leases 3.12 Regulatory Conditions Annex I Restricted Share Payments 2.7(c) Parent Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 14D-9 1.2(a) Schedule TO 1.1(f) SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a1.1(c)(i)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Guidance Software, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition 2002 Option Plan Section 2.4 Acceptance Time Section 1.1(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bARRA Section 3.14(k) Balance Sheet Section 3.9(b) Benefits Package Section 5.11(a) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vBreakup Fee Section 7.3(d) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.4(b) Closing 2.2(a) Section 1.5 Closing Date 2.2(aSection 1.5 COBRA Section 3.14(k) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Bylaws Section 3.2 Company Charter Section 3.2 Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule Preamble to Article III Company Preferred Stock Section 3.3(a) Company Contracts 3.2(bRepresentatives Section 5.3(a) Company DER Consideration 3.2(bRights Recitals Company Securities Section 3.3(a) Company Director Designee 2.6 Company Disclosure Letter Stockholder Approval Section 3.4(b) Continuing Directors Section 1.3(b) Continuing Employee Section 5.11(a) Current D&O Policy Section 5.8(b) DGCL Recitals Dissenting Shares Section 2.3 Effective Time Section 1.5 ERISA Affiliate Section 3.14(a) ESPP Section 2.5 Exchange Act Section 1.1(a) Expiration Date Section 1.1(d) FDCA Section 3.8(a) Financial Advisor Section 3.25 FMIA Section 3.8(a) Go-Shop Party Section 5.4(b) Go-Shop Period Termination Date Section 5.4(a) Indemnified Parties Section 5.8(a) Initial Expiration Date Section 1.1(d) IP Contracts Section 3.19(c) Leased Real Property Section 3.16(a) Material Contracts Section 3.13(a) Material Leased Real Property Section 3.16(a) Material Real Property Leases Section 3.16(c) Merger Recitals 60 Merger Consideration Section 2.1(a) Minimum Condition Section 1.1(b) NASD Section 1.1(e) Non-statutory Plan Section 2.4 Notice of Adverse Recommendation Section 5.4(d)(C)(i) Notice Period Section 5.4(d)(C)(i) Offer Recitals Offer Documents Section 1.1(h) Offer Price Recitals Offer to Purchase Section 1.1(c) Option Section 2.4 Option Cash Payment Section 2.4 Option Plans Section 2.4 Parent Preamble Parent Representatives Section 5.3(a) Paying Agent Section 2.2(a) Permits Section 3.8(b) Plans Section 3.14(a) PPIA Section 3.8(a) Promissory Note Section 1.8(d) Proxy Statement Section 1.6(a) Purchaser Preamble Purchaser Common Stock Section 2.1(c) Recent SEC Reports Preamble to Article IV Company Dividend Equivalent Right 3.2(bIII Registered Intellectual Property Section 3.19(a) Company Material Adverse Effect 4.1(aRequisite SEC Reports Section 3.9(a) Company Permits 4.9 Company Plans 4.10(aRights Agreement Recitals Rights Agreement Amendment Recitals Schedule 14D-9 Section 1.2(a) Company Schedule TO Section 1.1(h) SEC Documents 4.5(aSection 1.1(e) Company SEC Required Contracts Section 3.13(a) Section 16 Section 5.12 Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund 3.3(aShares Recitals Short Form Threshold Section 1.7 SPD Section 3.14(b)(iii) Forfeited Phantom Special Meeting Section 1.6(b) Subsidiaries Governance Documents Section 3.2 Surviving Corporation Section 1.4(a) Termination Date Section 7.1(b) Top-Up Closing Section 1.8(c) Top-Up Exercise Notice Section 1.8(c) Top-Up Notice Receipt Section 1.8(c) Top-Up Option Section 1.8(a) Top-Up Shares 3.2(aSection 1.8(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Warrants Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)2.6 Warrant Payments Section 2.6

Appears in 1 contract

Samples: Agreement and Plan of Merger (Monterey Gourmet Foods)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vCash Equivalent Merger Consideration 3.2(c) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plans 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Owned Real Property 4.15(a) Company Performance Unit Awards 3.2(c) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Reports 4.17(a)(i) Definition Section Company Restricted Stock Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Debt Offer Documents 6.17(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) Existing Credit Facility 6.17(a) GAAP 4.5(b) Gxxxxxx Sxxxx 5.14 HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 4.4(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Offers to Exchange 6.17(b) Offers to Purchase 6.17(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(bAlternative Transaction Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a5.3(a)(iii) Parent Capital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Closing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Definition Section Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a)(ii) Parent Plans 5.10(aRestricted Stock Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPlans 5.2(a)(ii)(B) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Samples: Agreement and Plan of Merger (Conocophillips)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(vCap Amount 6.10(d) Cash Portion 3.1(b)(i)(A) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Certificate of Designations 4.2(a) Company Change of Recommendation 6.3(b6.3(c) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Definition Section Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Employee Benefit Plans 6.9(a)(ii) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Owned Real Property 4.15(a) Company Permits 4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Reserve Report 4.17(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Company Tax Certificate 6.19(a)(ii) Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act Designated Stockholders Recitals Designated Stockholder Voting Agreements Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDischarge 6.18(b) e-mail 9.3 9.3(c) Effective Time 2.2(b) Election Deadline 3.4(b) Election Form 3.4(a) Election Period 3.4(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i)(B) First Company Director 2.6(c) GAAP 4.5(b) HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 4.4(b)(i) Letter of Transmittal 3.3(b)(i3.3(b)(i)(B) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLLC Sub Recitals LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Mailing Date 3.4(a) Material Company Insurance Policies 4.17 4.21 3 Definition Section Material Parent Insurance Policies 5.17 5.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Mixed Consideration 3.1(b)(i)(A) Mixed Exchange Ratio 3.1(b)(i)(A) Parent 2005 Stock Plan 5.2(a)(ii)(D) Parent 2014 Stock Plan 5.2(a)(ii)(A) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Certificates of Designations 5.2(a)(ii)(B) Parent Change of Recommendation 6.4(b6.4(c) Parent Charter Amendment Recommendation 5.3(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14 Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15(a) Parent Material Real Property Lease 5.15(b) Parent Owned Real Property 5.15(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent Preferred Stock 5.2(a)(ii) Parent Reserve Report 5.17(a)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iTax Certificate 6.19(a)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPost-Closing Proxy Statement 2.6(c) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Restricted Stock 3.2(a) Rights-of-Way 4.16 Second Company Director 2.6(d) Share Consideration 3.1(b)(i)(B) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a8.1(b)(iii)(B)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Chesapeake Energy Corp)

Terms Defined Elsewhere. As The following is a list of additional terms used in this Agreement, Agreement and a reference to the following capitalized terms are defined Section hereof in this Agreement as referenced in the following tablewhich such term is defined: Definition Term Section 2004 and 2005 Statement of Net Sales 3.13(a) 2004 and 2005 S-X Business Financials 3.13(b) Accounting Practices 2.6(b) Acquired Assets 2.2 Action 3.7 Agreement Preamble Amendment to the Company Management Agreement Assumed Contracts 2.2(a)(iii) Assumed Liabilities 2.4(a) Assumed Union Contract 5.18(a) BAS 3.12 Buncher 5.9 Buncher Parking Lease 5.9 Business Recitals Articles of Merger 2.2(bBusiness Employees 5.18(a) Book-Entry Shares 3.3(b)(iBuyer Preamble Buyer Certificate 6.2(d) Cancelled Shares 3.1(b)(vBuyer Disclosure Letter Article IV (Intro) Certificate of Merger 2.2(bBuyer Indemnified Parties 8.2(a) Certificates 3.3(b)(iBuyer’s Health and Welfare Plans 5.18(f)(i) Buyer’s Pension Plans 5.18(g) Buyer Retiree Health Plan 5.18(c)(ii) Buyer’s Savings Plans 5.18(h)(i) Buyer Third Party Consents 5.15(b) Calculation Notice 2.6(e) Closing 2.2(a7.1 Closing Date 7.1 Closing Date Interest Rate 2.6(h) Closing Date 2.2(aWorking Capital 2.6(a) Code Recitals Collateral Source 8.3(c) College Inn Co-Pack Agreement 5.6 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iCertificate 6.1(d) Company Contracts 3.2(b2.2(a)(iii) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIII (Intro) Company Material Adverse Effect 4.1(aHealth and Welfare Plans 5.18(f)(i) Company Permits 4.9 Company Plans 4.10(aIndemnified Parties 8.2(b) Company SEC Documents 4.5(aPension Plans 5.18(g) 7 Company Series A Preferred Stock 3.1(b)(iiiThird Party Consents 5.15(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.26 Contracts 2.2(a)(iii) Creditors’ Rights 4.3(aCo-Pack Agreements 5.6 Cost Neutral Basis 2.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCredit Agreement 4.3 Critical Dividable Contracts 2.8(a) e-mail 9.3 Effective Time 2.2(bDCB Recital Deed 6.1(h)(iii) End Date 8.1(b)(iiEasement Agreement 5.17(b) Exchange Agent 3.3(aEmployee Retention Agreements 3.8 Employee Services Agreement 5.13 Energy Supply Agreement 5.12 Environmental Investigation 5.4 Equipment 2.2(a)(i) Exchange Fund 3.3(aEstimated Working Capital 2.6(c) Forfeited Phantom Shares 3.2(aExcluded Assets 2.3 Excluded Liabilities 2.4(b) GAAP 4.5(bFacilities License 5.10 Financial Statements 3.13(a) First Option to Purchase 3.4(a) Form Working Capital Statement 2.6(a) FSS Recitals Heinz IP Consent 5.15(d) Indemnified Liabilities 6.10(aParty 8.2(c) Indemnified Persons 6.10(aIndemnifying Party 8.2(c) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Calculation 2.6(d) Leverage Covenants 6.1(a)(xivIntellectual Property 2.2(a)(ii) Maryland Courts 9.7(bInterim S-X Business Financials 5.32(a) Maryland Department 2.2(bInventory 2.2(a)(vii) Leased Real Property 2.2(a)(v) Liens 3.3 Losses 8.2(a) Losses Threshold 8.3(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Contracts 3.8 May 1, 2005 Statement of Net Assets 3.13(a) Mendota Co-Occupancy Agreement 5.7 Mendota Lease Agreement 5.7 Mendota Sublease Agreement 5.7 Multiemployer Plan 3.15(a) Names 5.21 Nature’s Goodness Recitals Merger Filings 2.2(bOther Dividable Contracts 2.8(c) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Owned Real Property 2.2(a)(iv) Parking Sublease 5.9 PBGC 5.18(g)(ii)(B) 8 Post Closing Dividable Contracts 2.8(c) PT 5.29 Purchase Price 2.5 Real Estate Leases 3.5 Rebate Contracts 5.24 Rebate Statement 5.24 Regulation S-X 3.13(b) Retained Pittsburgh Real Property 2.3(f) R&D Equipment Room Lease 5.11 R&D Lease & Facility Sharing Agreement 5.11 SEC 3.13(b) Settlement Accountants 2.6(f) Severance Plans 5.18(f)(v) Shared Del Monte IP Agreement 5.8 Shared IP Agreements 5.8 Shared TreeHouse IP Agreement 5.8 Statement of Net Assets 3.13(a) Statement of Net Sales 3.13(a) Survival Date 8.1 Surveys 6.1(h)(ii) S-X Business Financials 5.32(a) Terminal Island Co-Pack Agreement 5.6 TIF Agreement 2.4(a)(xiv) Title Commitments 6.1(h)(i) Trademark License Agreement 5.8 Transferred Employees 5.18(a) Transferred Union Employee 5.18(a) Transferred Mendota Union Employees 5.18(c)(i) Transition Services Agreement 5.5 Union Pension Fund 5.18(g)(ii) WARN 5.18(b) WARN Act Laws 5.18(b) Working Capital 2.6(a) Working Capital Adjustment Amount 6.19(b2.6(g) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWorking Capital Target 2.6(a)

Appears in 1 contract

Samples: Asset Purchase Agreement (TreeHouse Foods, Inc.)

Terms Defined Elsewhere. As In addition to the terms defined in Section 1.1, certain other terms are defined elsewhere in this Agreement, and, whenever such terms are used in this Agreement, they shall have their respective defined meanings, unless the following capitalized context expressly or by necessary implication otherwise requires. For convenience, the table below sets forth the sections in which such terms are defined in this Agreement as referenced in the following tabledefined: Definition Term Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles Accredited Holder 3.2(b) Alternative Transaction 6.5(a) Audited Revenue Number 3.5 Audits 4.11(e) Cash Consideration 3.1(b)(i)(B) Cash Portion of Merger 2.2(bFinal Loss 10.6(a)(i) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iClaim Notice 10.4 Claims Period 10.7(b) Closing 2.2(a) 2.4 Closing Date 2.2(a) 2.4 Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a4.11(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article Schedule ARTICLE IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.13(a) Confidentiality Agreement 6.8 Document Period 10.9 Documents 10.9 Effective Time 2.2 ERISA 4.14(a) ERISA Affiliate 4.14(a) Estimated Closing Date Balance Sheet 3.3(a) Facility 4.12(a) Final Losses 10.5(e) Final Balance Sheet 3.3(e) Final Working Capital 3.3(e) Honigman 11.10 Investor Questionnaire 6.4(c) July Audit 3.5(a) Leased Real Property 4.7(b) Maryland Articles 2.2 Material Parent Insurance Policies 5.17 Contracts 4.7(c) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bMichigan Certificate 2.2 Negative Revenue Adjustment Cash 3.5(b)(ii)(A) Parent Affiliate 9.10(bNegative Revenue Adjustment Shares 3.5(b)(ii)(B) Parent Board Recitals Parent Board Recommendation 5.3(aNegative Working Capital Adjustment 3.3(e) Parent Change of Recommendation 6.4(bNegative Working Capital Adjustment Cash 3.3(e) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bNegative Working Capital Adjustment Shares 3.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aNon-Accredited Holder 3.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aOpen Source Materials 4.8(o) Parent Permits 5.9 Parent Personal Property Leases 4.7(a) Plans 5.10(a4.14(a) Parent SEC Documents 5.5(aPositive Revenue Adjustment Cash 3.5(b)(iii)(A) Parent Stock Issuance Recitals Parent Positive Revenue Adjustment Shares 3.5(b)(iii)(B) Positive Working Capital Adjustment 3.3(g) Post-Closing Audit 3.5(a) Potential Acquirer 6.5(b) Principal Stockholders Recitals .pdf 9.5 Per Proxy Materials 6.4(a) Purchaser Claims Period 10.7(b) Purchaser Disclosure Schedule ARTICLE V Purchaser Equity Plans 5.4(d) Purchaser Party 10.2 Real Property Leases 4.7(b) Retained Account 3.3(f)(i) Revenue Procedures 3.5(a) Revised Appendix O 3.5(b)(i)(B) Revised Per-Share Common Merger Cash Consideration 3.1(b)(i3.5(b)(i)(B) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Revised Per-Share Stock Consideration 3.1(b)(i3.5(b)(i)(B) Phantom Share RSU 5.4(f) Stock Consideration 3.2(a3.1(b)(ii)(B) Qualified REIT Subsidiary 4.1(bStock Portion of Final Loss 10.6(a)(ii) Qualifying Income 8.3(i)(iStockholder Claims Period 10.7(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivStockholder Party 10.1 Stockholders’ Agent 6.7(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Tangible Assets 4.16(b) Terminable Breach 8.1(b)(iiiThird Party Action 10.5(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aThird Party Indemnity Amount 10.5(b) Threshold Amount 10.7(e)(i) TPA Notice 10.5(a) Treasury Regulations 4.11(g) Uncollected Account 3.3(e)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Metastorm Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.1(b)(i) Buyer Preamble Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.1(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company 401(k) Plans 7.9(f) Company Additional Dividend Amount 6.19(a7.18(a) Company Affiliate 9.10(a10.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designees 2.5 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Performance Units 3.2(b) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(aPortfolio Securities 7.1(b)(iv) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Restricted Stock 3.1(b)(iii3.2(a) Company Series C Preferred Stock 3.1(b)(iiiSEC Documents 4.5(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.7(b) Continuing Employees 7.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 7.10(c) e-mail 9.3 Dispute Notice 3.1(c)(ii) Earned Unit 3.2(b) Effective Time 2.2(b) End Date 8.1(b)(ii9.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) Indemnified Liabilities 6.10(a7.10(a) Indemnified Persons 6.10(a7.10(a) Joint Proxy Statement 4.4 Intended Tax Treatment 2.6 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Listing 7.20 LLC Act Recitals Maryland Courts 9.7(b10.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 MGCL Recitals Merger Recitals Merger Filings 2.2(bName Change Recitals Notice of Recommendation Change 7.3(d)(iii) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Notice Period 7.3(d)(iii) Parent Preamble Parent Additional Dividend Amount 6.19(b7.18(b) 3 Parent Affiliate 9.10(b10.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Manager Preamble Parent Manager Recitals Permits 6.4 Parent Manager Plans 7.9(a) Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals pdf 10.5 Per Common Share Consideration 3.1(b)(i) Per Common Share Parent Stockholders Recitals .pdf 9.5 Consideration 3.1(b)(i) Per Common Share Common Merger Parent Stock Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i9.3(f)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivReclassification Recitals Reverse Stock Split Recitals Sexual Misconduct Allegation 4.11(e) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii9.1(b)(iii) Total Parent Consideration 3.1(b)(iii) Transaction Litigation 6.15 7.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Benefit Street Partners Realty Trust, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition 2004 Plan Section 2.4 2009 Plan Section 2.4 Acceptance Time Section 1.1(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnnex I Section 1.1(a) ARRA Section 3.14(k) Balance Sheet Section 3.9(b) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vBreakup Fee Section 7.3(b) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.4(b) Closing 2.2(a) Section 1.5 Closing Date 2.2(aSection 1.5 COBRA Section 3.14(k) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Bylaws Section 3.2 Company Charter Section 3.2 Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule Preamble to Article III Company Representatives Section 5.3(a) Company Contracts 3.2(bSecurities Section 3.3(a) Company DER Consideration 3.2(bStockholder Approval Section 3.4(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bComparable Carrier Section 5.16 Continuing Directors Section 1.3(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Dissenting Shares Section 2.3 DOJ Section 5.8 D&O Insurance Section 5.16 63 Effective Time 2.2(b) End Date 8.1(b)(iiSection 1.5 Equivalent Coverage Section 5.16 ERISA Affiliate Section 3.14(a) Exchange Agent 3.3(aAct Section 1.1(a) Exchange Fund 3.3(aExpiration Date Section 1.1(d) Forfeited Phantom Shares 3.2(aFinancial Advisor Section 3.22 FTC Section 5.8 Go-Shop Party Section 5.4(b) GAAP 4.5(bGo-Shop Period Termination Date Section 5.4(a) Holding Company Recitals Indemnification Agreements Section 5.16 Indemnified Liabilities 6.10(aParties Section 5.16 Initial Expiration Date Section 1.1(d) Indemnified Insurance Policies Section 3.20 Insured Persons 6.10(aSection 5.16 IP Contracts Section 3.19(e) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLeased Real Property Section 3.16(b) Material Company Insurance Policies 4.17 Contracts Section 3.13(a) Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bLeased Real Property Section 3.16(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Material Real Property Leases Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend 3.16(d) Maximum Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Section 5.16

Appears in 1 contract

Samples: Agreement and Plan of Merger (Azz Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Defined Term Section 2007/2008 EBITDA 1.5(d) 2007 Contingent Payment Shortfall 1.5(d) 2007 EBITDA 1.5(d) Accountant 1.6(b) Affiliate 9.12 Aggregate Value 1.2(b) Agreement Preamble Amendment to the Company Management AMEX 1.5(c) Arbitrators 9.6(a) Award Agreement Recitals Articles of Merger 2.2(bPreamble Base Balance Sheet 2.5(a) BookBase Working Capital 1.6(a) Benefit Plans 2.15(a) Business Combination 4.7(a) Carve-Entry Shares 3.3(b)(iOut Claims 7.3(c) Cancelled Shares 3.1(b)(vCash Purchase Price 1.2(b) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Claim 5.3 Closing 2.2(a1.7 Closing Consideration 1.2(b) Closing Date 2.2(a1.7 Closing Working Capital 1.6(b) Code 1.12 Company Preamble 61 Defined Term Section Company Bonus Plan Recitals Company Preamble 2 Definition Section Bylaws 2.1 Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Charter 2.1 Company Common Stock 3.1(b)(i1.2(a) Company Contracts 3.2(bDebt 9.12 Company EBITDA 1.5(d) Company DER Consideration 3.2(bEmployees 5.1(a) Company Director Designee 2.6 Shares Recitals Company Subsidiary 2.4 Company Warrants 1.2(a) Confidentiality Agreement 4.3 Contingent Payment 1.5 Contingent Payment Amount 1.5(d) Contingent Payment Note 1.5(c) Contingent Payment Report 1.5(e) Contingent Payment Shares 4.16(a) Continuing Stockholders 1.3(b) Continuing Stockholder Value 1.2(b) Contributing Stockholder 4.1 Control 9.12 Customers 2.19 Deductible 7.3(a) Disclosure Letter Article IV Schedule 2 Discretionary Bonuses 1.4 Distributors 2.19 EBITDA 1.5(d) Employer Payroll Taxes 2.9(d) Encumbrances 1.1 Environment 2.18(f) Environmental Laws 2.18(f) Equity Incentive Plan Recitals Defined Term Section ERISA 2.15(a) Escrow Agent 1.10 Escrow Agreement 1.10 Escrow Amount 1.10 Escrow Cap 7.3(b) Escrow Fund 7.6(b) Escrow Reduction Amount 7.6(b) Estimated Closing Date Balance Sheet 1.6(a) Estimated Closing Working Capital 1.6(a) Exchange Act 1.5(d) Filing Date 9.6(b) Financial Statements 2.5(a) First Escrow Release Date 1.10 First Measurement Period 1.5(d) GAAP 9.12 Governmental Authority 9.12 Harbor Preamble Harbor Board 3.11(a) Harbor Bylaws 3.2 Harbor Charter 3.2 Harbor Common Stock Recitals Harbor EBITDA 1.5(d) Harbor Financial Advisor 3.11(c) Harbor Indemnified Party/Parties 7.2(a) Harbor Indemnifying Party/Parties 7.2(b) Harbor Stockholder Approval 4.10(d) Harbor Stockholder Meeting 4.10(d) Harbor SEC Reports 3.4(a) Hazardous Material 2.18(f) HSR Act 4.4(a) Indemnified Parties 7.2(b) Defined Term Section Indemnified Persons 5.3 Indemnifying Parties 7.2(b) Intellectual Property Rights 2.11(d) Investment Company Dividend Equivalent Right 3.2(bAct 3.12(a) Company IRS 2.9(a) Leases 2.8(a) Loss Payment 7.7 Losses 7.2(a) Management Equity Transfers 4.1 Material Adverse Effect 4.1(a9.12 Measurement Period 1.5(d) NASD 3.10 Net Company Permits 4.9 Company Plans Debt 9.12 Net Equity Value 1.2(b) Net Working Capital Adjustment Amount 1.6(c) Neutral Auditor 1.5(e) Person 9.12 Post-Closing Audited Balance Sheet 1.6(b) Proxy Statement 4.10(a) Public Company SEC Documents 4.5(aExpenses 1.5(d) Company Series A Preferred Stock 3.1(b)(iiiPut Right 1.3(b) Company Series B Preferred Stock 3.1(b)(iiiPut Right Exchange Ratio 1.3(b) Company Series C Preferred Stock 3.1(b)(iiiPut Notice 1.3(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iReal Property 2.8(a) Registration Statement 4.8 REITs Rights Agreement Recitals Remedial Measures 6.1(b)(xivRetained Shares 1.3(b) Surviving Company 2.1 Taxable REIT Rollover Shares 1.3(a) Rollover Stockholders 1.3(a) Rollover Stockholder Letter Agreements 1.3(a) Rollover Stockholder Value 1.2(b) Defined Term Section SEC 3.4(a) Second Escrow Release Date 1.10 Second Measurement Period 1.5(d) Securities Act 1.11 Seller Indemnified Party/Parties 7.2(b) Seller Indemnifying Party/Parties 7.2(a) Selling Expenses 9.12 Stock Sale 1.2(a) Stockholder Releases 6.2(h) Stockholders Preamble Stockholders’ Representative 1.9(a) Stockholders’ Representative Accountant 1.5(e) Subsidiary 4.1(b9.12 Tax Returns 2.9(b) Terminable Breach 8.1(b)(iiiTaxes 2.9(b) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTrade Secrets 2.11(d) Trustee 3.12(a) Trust Fund 3.12(a) WARN 2.13 Working Capital 1.6(e)

Appears in 1 contract

Samples: Stock Purchase Agreement (Harbor Acquisition Corp.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section 2022 Bonus 6.9(e) 2022 Bonus Plan 6.9(e) 2023 Bonus Plan 6.9(f) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 4.29 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificates 3.4(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 3.3(e) Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(d) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) 2 Definition Section Company Common Stock 3.1(b)(i) Class B Holders Recitals Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(i) Company Equity Plan 3.3(a) Company FA 4.23 Company Indemnified Parties 6.20(f) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Marketing Contract 4.19(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Merger Recitals Company Merger Effective Time 2.2(b) Company Owned Real Property 4.15 Company PBRSU Award 3.3(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Proxy Statement 4.4 Company Real Property Lease 4.15 Company Related Party Transaction 4.25 Company Reserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Support Agreement Recitals Company Support Agreement Failure 6.5(a) Company TRSU Award 3.3(a) Compensatory Issuance 3.1(c) Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employee 6.9(a) Converted Parent TRSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) days 9.4(e) Debt Offer 6.21(a) Director TRSU Award 3.3(a) DLLCA 2.1 Delaware Secretary of State 2.2(bDTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.3(a3.4(a) Forfeited Phantom Excluded Benefits 6.9(a) Excluded Shares 3.2(a3.1(b)(iii) Export Control and Economic Sanctions Laws 4.30 Definition Section FCPA 4.29 GAAP 4.5(b) Holdings GP 4.2(c) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Intended U.S. Tax Treatment Recitals Involuntary Termination 6.9(f) IRRA Recitals JSTX Recitals Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Offer Documents 6.21(a) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(d) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Circular 4.8 Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(b5.19(b) Parent Disclosure Letter Article V Parent Employee 5.10(l) Parent Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals FAs 5.23 Parent Manager Recitals Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Marketing Contract 5.19(a)(ii) Parent Material Adverse Effect 5.1(a5.1 Parent Owned Real Property 5.15 Parent Parties Recitals Parent Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a) Parent SEC Real Property Lease 5.15 Parent Related Party Transaction 5.25 Parent Reporting Documents 5.5(a) Parent Stock Reserve Report 5.17(a) Parent Share Issuance Recitals 4 Definition Section Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholder Meeting 4.8 Parent Shares 5.2(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParticipant’s Separation Date 6.9(f) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParticipating Employee 6.9(f) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPre-Closing Restructuring Transactions 6.25 Post-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Required Amount 5.29 Rights-of-Way 4.16 Rocky Creek Recitals Remedial Measures 6.1(b)(xivSecond Request 6.8(d) Share Consideration 3.1(b)(i) Separated Participant 6.9(f) Subsidiary Interests 4.2(e) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bSurviving Corporation Stock 3.1(a) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11 TRSU Consideration 3.3(b) VSCA 2.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Baytex Energy Corp.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Action Section 5.15 Acceptance Time Section 2.4(a) Acquisition Proposal Termination Fee Section 9.4(b)(iii) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Section 7.5(c)(ii) Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(bSection 3.3 Board Appointment Date Section 2.4(a) Certificates 3.3(b)(iSection 4.2(b) Closing 2.2(a) Section 3.2 Closing Date 2.2(a) Code Recitals Section 3.2 Company Preamble 2 Definition Company Adverse Recommendation Change Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a7.5(c)(i) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bSection 2.3(a)(iii) Company Common Stock 3.1(b)(iRecitals Company Disclosure Documents Section 5.10(a) Company Contracts 3.2(bFinancial Advisor Section 5.3(c) Company DER Consideration 3.2(bFinancial Statements Section 5.7(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIntellectual Property Section 5.17(b) Company Material Adverse Effect 4.1(aContract Section 5.13(a) Company Permits 4.9 Non-Voting Common Stock Section 5.2(a) Company Plans 4.10(aPlan(s) Section 5.11(a) Company Preferred Stock Section 5.2(a) Company Representatives Section 7.4(a) Company Retention and Severance Plan Section 7.17(b)(ii) Company SEC Documents 4.5(aFilings Section 5.7(a) Company Series A Preferred Stock 3.1(b)(iiiShareholders Recitals Company Shareholders’ Meeting Section 7.2(a) Company Series B Preferred Stock 3.1(b)(iiiShareholder Approval Section 5.3(b) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Section 5.1 Company Systems Section 5.17(f) Company Special Compensation Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.24 Continuing Directors Section 2.4(a) Creditors’ Rights 4.3(aD&O Insurance Policies Section 7.12(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bDetermination Notice Section 7.5(d) e-mail 9.3 Dissenting Shares Section 4.3 Dissenting Shareholder Section 4.3 Effective Time 2.2(bSection 3.3 EMEA Section 5.6(a) Employment Compensation Arrangement Section 5.24 End Date 8.1(b)(iiSection 9.1(b) Exchange Agent 3.3(aEnforceability Exception Section 5.13(b) ERISA Section 5.11(a) ERISA Affiliate Section 5.11(a) Event Section 1.1(l) Exchange Fund 3.3(aSection 4.2(a) Forfeited Phantom Shares 3.2(aFDA Section 5.6(e) GAAP 4.5(bFollow-On Period Section 9.4(b)(iii) Indemnified Liabilities 6.10(aParties Section 7.12(a) Indemnified Persons 6.10(aIndependent Directors Section 2.4(b) Joint Proxy Statement 4.4 Letter Intervening Event Change of Transmittal 3.3(b)(iRecommendation Section 7.5(d)(ii) Leverage Covenants 6.1(a)(xivIntervening Event Termination Fee Section 9.4(b)(iv) Maryland Courts 9.7(bInvestments Section 5.2(e) Maryland Department 2.2(bIRS Section 5.11(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 4.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 2.1(b) Notice Period Section 7.5(d) Offer Recitals Definition Offer Documents Section MGCL 2.1 Operating Partnership 2.1 2.1(g) Offer Price Recitals Offer to Purchase Section 2.1(g) Parent Preamble Parent Additional Dividend Amount 6.19(bInsiders Section 2.4(a) Parent Affiliate 9.10(bRepresentatives Section 7.4(a) Parent Board Recitals Parent Board Recommendation 5.3(aParty Preamble Paying Agent Section 4.2(a) Parent Change Plan of Recommendation 6.4(bMerger Section 3.3 Proxy Statement Section 7.2(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Recent SEC Reports Article V Parent Equity Plan 5.2(aSchedule TO Section 2.1(g) Parent Management Agreement Amendment Schedule 14D-9 Section 2.3(b) Short-Form Election Section 7.3 Short-Form Threshold Section 7.3 Social Security Act Section 5.6(b) Specified Contracts Section 5.14 Support Agreements Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aSurviving Corporation Section 3.1 Tail Period Section 7.12(c) Parent Permits 5.9 Parent Plans 5.10(aTakeover Provisions Section 5.22(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTop-Up Option Section 2.2(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Section 7.8 Transition Committee Section 7.1(c) Transferred Employee Section 7.17(a)(ii) Transitioned Employees Section 7.17(a)(ii) WARN Act Section 5.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (Zymogenetics Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Balance Sheet Date 4.6(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Citi 4.22 Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vi) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b4.19(b) Definition Section Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aReserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Significant Subsidiaries 4.1 Company Stockholders Meeting 4.4 Company Tax Certificate 6.20(b) Confidentiality Agreement 6.7(b) Continuing Employee 6.9(a) Converted PSU 3.2(b) Converted RSU 3.2(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Designated Stockholder Voting Agreements Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDivestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Share 3.1(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Excluded Share 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) LLC Sub Recitals LLC Sub Merger 2.8 LLC Sub Merger Agreement 2.8 Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21(a) Measurement Date 4.2(a) 3 Definition Section Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Non-Cancelled Shares 3.1(b)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock 5.2(a) Parent Contracts 5.16(b5.19(b) Parent Designated Stockholder Recitals Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Independent Petroleum Engineers 5.17(a) Parent Manager Recitals Intellectual Property 5.14 Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Parent Tax Certificate 6.20(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Payoff Letters 6.19 RBCCM 4.22 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) TPH 5.22 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Samples: Agreement and Plan of Merger (Jagged Peak Energy Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Balance Sheet Date 4.6(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Citi 4.22 Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vi) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b4.19(b) Definition Section Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aReserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Significant Subsidiaries 4.1 Company Stockholders Meeting 4.4 Company Tax Certificate 6.20(b) Confidentiality Agreement 6.7(b) Continuing Employee 6.9(a) Converted PSU 3.2(b) Converted RSU 3.2(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Designated Stockholder Voting Agreements Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDivestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Share 3.1(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Excluded Share 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) LLC Sub Recitals LLC Sub Merger 2.8 LLC Sub Merger Agreement 2.8 Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21(a) Measurement Date 4.2(a) Definition Section Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Non-Cancelled Shares 3.1(b)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock 5.2(a) Parent Contracts 5.16(b5.19(b) Parent Designated Stockholder Recitals Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Independent Petroleum Engineers 5.17(a) Parent Manager Recitals Intellectual Property 5.14 Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Parent Tax Certificate 6.20(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Payoff Letters 6.19 RBCCM 4.22 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) TPH 5.22 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Samples: Agreement and Plan of Merger (Parsley Energy, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Defined Terms Section ABI Preamble ABI Articles 5.2 ABI Audited Financial Statements 5.7(a) ABI Benefit Plans 5.10(a) ABI Board Recitals ABI Bylaws 5.2 ABI Capitalization Claim 9.4(h) ABI Certificate 3.1(a) ABI Common Stock 3.1(a) ABI Disclosure Schedule Art. V Preamble ABI Financial Advisors 5.8 ABI Indemnities Parties 9.2 ABI Investor Statements Recitals ABI IP Agreements 5.16 ABI Material Contracts 5.13 ABI Permits 5.6 ABI Preferred Stock 5.3(a) ABI Real Property 5.15 ABI Regulatory Agreement as referenced in the following table: Definition Section 5.14 ABI Related Persons 5.18 ABI Shareholder Approval 5.4(c) ABI Shareholder Consent Recitals ABI Unaudited Financial Statements 5.7(b) ABI Warrants 5.3(a) Abraxane® Agreements 9.3(e) Agreement Preamble Amendment to the Company Management Agreement Appraisal Shares 3.3 Approval Notice 6.5(e) Capitalization Date 4.3(a) CCC Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) CCC Appraisal Rights 3.3 Certificate of Merger 2.2(b) Certificates 3.3(b)(i2.2 Claim Notice 9.3(a) Closing 2.2(a) 2.2 Closing Date 2.2(a) 2.2 Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plans 4.10(a) Company Board Recitals Company Board Recommendation Recitals Bylaws 4.2 Company Change of Recommendation 6.3(bCertificate 3.1(a) Defined Terms Section Company Charter 4.2 Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article Schedule Art. IV Preamble Company Dividend Equivalent Right 3.2(b) Financial Advisor 4.8 Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Foreign Plans 4.10(a) Company SEC Documents 4.5(aIndemnified Parties 9.1 Company Material Contracts 4.13 Company Options 4.3(a) Company Series A Permits 4.6 Company Preferred Stock 3.1(b)(iii4.3(a) Company Series B Preferred Stock 3.1(b)(iiiRelated Persons 4.19 Company SEC Filings 4.7(a) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Stockholder Consent Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.4 Costs 6.8(a) Creditors’ Rights 4.3(aCSA 4.21 D&O Insurance 6.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Indemnified Parties 6.8(a) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)DEA 4.20

Appears in 1 contract

Samples: Agreement and Plan of Merger (American Pharmaceutical Partners Inc /De/)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Defined Term Section Action Section 4.12 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Section 6.4(c)(ii) Alternative Financing Section 6.6(b) Alternative Financing Agreements Section 6.6(b) Anti-Corruption Laws Section 4.5(b) Articles of Merger 2.2(bSection 2.3 Bankruptcy and Equity Exception Section 4.3(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) BVI Companies Act Preamble Certificates 3.3(b)(iSection 3.2(c)(i) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble 2 Definition Company Adverse Recommendation Change Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a6.4(c)(i) Company Board Recitals Preamble Company Board Recommendation Recitals Company Change of Recommendation 6.3(bFinancial Advisor Section 4.3(b) Company Common Stock 3.1(b)(iFinancial Statements Section 4.6(b) Company Contracts 3.2(bGroup Section 8.2(f)(i) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIntellectual Property Section 4.14(b) Company Material Adverse Effect 4.1(aContract Section 4.11(b) Company Permits 4.9 Plan(s) Section 4.9(a) Company Plans 4.10(aRecommendation Section 4.3(b) Company Representatives Section 6.3(a) Company SEC Documents 4.5(aFilings Section 4.6(a) Company Series A Preferred Stock 3.1(b)(iiiShareholders Meeting Section 6.2(e)(i) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Section 4.1 Company Workers Section 4.14(e) Company Series C Preferred Stock 3.1(b)(iiiD&O Insurance Section 6.12(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Debt Commitment Letter Section 5.6(a) Debt Financing Agreement 6.7(bSection 6.6(a) Creditors’ Defined Term Section Dissenter Rights 4.3(aSection 3.1(e) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bDissenting Shareholders Section 3.1(e) e-mail 9.3 Dissenting Shares Section 3.1(e) Effective Time 2.2(b) Section 2.3 End Date 8.1(b)(ii) Exchange Agent 3.3(aSection 8.1(b)(i) Exchange Fund 3.3(aSection 3.2(b) Forfeited Phantom Shares 3.2(aFinancing Section 5.6(a) GAAP 4.5(bFinancing Agreements Section 6.6(b) Guarantor Preamble HKIAC Section 9.7(b) Indemnified Liabilities 6.10(aParties Section 6.12(a) Indemnified Persons 6.10(aIntervening Event Section 6.4(e)(i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInvestments Section 4.2(d) Leverage Covenants 6.1(a)(xivLeased Real Property Section 4.17(b) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Limited Guarantee Preamble Merger Recitals Merger Filings 2.2(b) Preamble Merger Sub Preamble Merger Sub Sole Member Recitals Definition Notice Period Section MGCL 2.1 Operating Partnership 2.1 6.4(d)(iii) Owned Real Property Section 4.17(a) Parent Preamble Parent Additional Dividend Amount 6.19(bGroup Section 8.2(f)(i) Parent Affiliate 9.10(bRepresentatives Section 6.3(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParty Preamble Paying Agent Section 3.2(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSection 3.1(b) Per Share Preferred Series B Plan of Merger Consideration 3.1(b)(iiiSection 2.3 PRC VIEs Section 4.21(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiProxy Statement Section 6.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiRegistrar of Companies Section 2.3 Rollover Securities Preamble Rollover Securityholder Preamble SAFE Rules and Regulations Section 4.5(c) Per Share Stock Consideration 3.1(b)(iSchedule 13E-3 Section 4.4(b) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Special Committee Preamble Support Agreement Preamble Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Section 6.8 Uncertificated Shares 3.2(aSection 3.2(c)(i)

Appears in 1 contract

Samples: Agreement and Plan of Merger (China Customer Relations Centers, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Defined Term Section 401(k) Plan Section 5.07(d) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(bSection 5.03(d)(i) Book-Entry Shares 3.3(b)(iSection 2.02(b) Cancelled Shares 3.1(b)(vCapitalization Date Section 3.02(a) Certificate of Merger 2.2(bSection 1.02 Certificates Section 2.02(b) Certificates 3.3(b)(iDefined Term Section Change of Board Recommendation Section 5.03(a)(iv) Closing 2.2(a) Section 1.02 Closing Date 2.2(a) Code Recitals Section 1.02 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDisclosure Schedule Article III Company Employees Section 5.07(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements Section 3.07(a) Company Material Adverse Effect 4.1(aContract Section 3.13(a) Company Permits 4.9 Section 3.05(a) Company Plans 4.10(aPreferred Stock Section 3.02(a) Company Representatives Section 5.02(a) Company SEC Documents 4.5(aSection 3.06(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Stockholder Approval Section 3.21 Confidentiality Agreement 6.7(bSection 5.02(c) Creditors’ Rights 4.3(aD&O Indemnification Agreements Section 5.08(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Runoff Insurance Section 5.08(c) e-mail 9.3 DGCL Recitals Dispute Section 3.15(l) Dissenting Shares Section 2.03 Effective Time 2.2(bSection 1.02 Electronic Delivery Section 8.13 Employment Practices Section 3.12(a) End Date 8.1(b)(iiExport Approvals Section 3.05(e) Exchange Agent 3.3(aFundamental Representations Section 6.02(a)(ii) Exchange Fund 3.3(aGuaranteed Obligations Section 8.15(a) Forfeited Phantom Shares 3.2(aGuarantor Section 8.15(a) GAAP 4.5(b) Indemnified Liabilities 6.10(aGuaranty Section 8.15(c) Indemnified Persons 6.10(aSection 5.08(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndependent Director Section 3.12(f) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Section 3.17 Intercompany Contracts Section 3.13(a)(vii) Intervening Event Notice Period Section 5.03(e)(i) Leased Real Property Section 3.18(c) Maximum Amount Section 5.08(c) Merger Recitals Merger Filings 2.2(b) Consideration Recitals Merger Sub Preamble Merger Sub Sole Member Recitals Definition Most Recent Balance Sheet Section MGCL 2.1 Operating Partnership 2.1 3.09(a)(i) New Plans Section 5.07(a) Parent Preamble Parent Additional Dividend Amount 6.19(bRepresentatives Section 5.02(a)(i) Parent Affiliate 9.10(bSubsidiary Section 4.03(a) Parent Board Welfare Plan Section 5.07(a) Paying Agent Section 2.02(a) Proxy Statement Section 1.03(a) PSU Award Section 2.04(d) Replacement PSU Section 2.04(d) Replacement RSU Section 2.04(b) Defined Term Section RSU Award Section 2.04(b) Xxxxxxxx-Xxxxx Act Section 3.06(a) Section 16 Section 5.10 Shares Recitals Parent Board Recommendation 5.3(aSignificant Customer Section 3.13(a)(xviii) Parent Change of Recommendation 6.4(bSpecified Antitrust Laws Section 6.01(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bSpecial Meeting Section 1.03(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuperior Proposal Notice Period Section 5.03(d)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Takeover Law Section 3.03(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 7.02(b) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aU.S. Continuing Employees Section 5.07(b) WARN Act Section 3.12(d)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Callidus Software Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptable Confidentiality Agreement as referenced in the following table: Definition Section 7.4(a)(i) Acquisition Agreement Section 7.4(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(iShare Section 3.1(a)(i) Cancelled Shares 3.1(b)(vCapitalization Reference Date Section 4.3(a) Certificate Section 3.1(a)(i) Certificate of Merger 2.2(bLimited Partnership Section 4.1(c) Certificates 3.3(b)(iChange in Company Recommendation Section 7.4(a)(iii) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble 2 Definition Company Articles of Merger Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a2.1(a)(ii) Company Board Recitals Company Board Recommendation Common Shares Recitals Company Change of Recommendation 6.3(bCounsel Section 7.15(a) Company Common Stock 3.1(b)(iDesignated Director Section 2.4(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bEmployee Programs Section 4.14(a) Company Material Adverse Effect 4.1(aEquity Award Section 4.3(c) Company Permits 4.9 Equity Awards Section 4.3(c) Company Plans 4.10(aGoverning Documents Section 4.1(c) Company Merger Section 2.1(a)(i) Company Merger Certificate Section 2.1(a)(ii) Company Merger Effective Time Section 2.1(a)(ii) 15 Company Parties Preamble Company Preferred Shares Section 4.3(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Documents 4.5(aReports Section 4.8(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.18 Company Stockholder Meeting Section 7.1(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiaries Section 4.1(b) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Section 4.1(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Tax Protection Agreement 6.7(bSection 6.1(v) Creditors’ Rights 4.3(aContinuing Employee Section 7.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employees Section 7.8(a) e-mail 9.3 Effective Time 2.2(bDLLCA Section 2.1(a)(i) End Drop Dead Date 8.1(b)(iiSection 9.1(b)(iii) DRULPA Section 2.1(b)(i) DSOS Section 2.1(a)(ii) Encumbrances Section 4.12(a) Exchange Agent 3.3(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(i) GAAP 4.5(bForm S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(i) HCERA Section 4.14(j) Health Plan Section 4.14(j) Indemnified Liabilities 6.10(aParties Section 7.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 7.5(a) Joint Proxy Statement 4.4 Initial Press Release Section 7.7 Intended Tax Treatment Recitals Interim Period Section 6.1 Intervening Event Notice Period Section 7.4(a)(v) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xivSection 3.4(c) Maryland Courts 9.7(bCourt Section 10.7(b) Maryland Department 2.2(bMaximum Premium Section 7.5(c) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Certificate Section 5.1(d) Merger Sub Governing Documents Section 5.1(d) Merger Sub LLC Agreement Section 5.1(d) Mergers Section 2.1(b)(i) MGCL 2.1 Operating Partnership 2.1 Section 2.1(a)(i) Notice Period Section 7.4(a)(iv) Other Filings Section 7.2 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(d) Parent Change of Recommendation 6.4(bCharter Section 5.1(d) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCounsel Section 7.15(a) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aEmployee Program Section 7.8(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aEquity Award Section 5.3(c) Parent Permits 5.9 Equity Awards Section 5.3(c) Parent Plans 5.10(aGoverning Documents Section 5.1(d) Parent Parties Preamble Parent Properties Section 5.11(a) Parent SEC Documents 5.5(aReports Section 5.7(a) Parent Stock Issuance Subsidiaries Section 5.1(b) Parent Subsidiary Section 5.1(b) Parent-Approved Transaction Section 7.18 Parties Preamble Partnership Agreement Section 4.1(c) Partnership Governing Documents Section 4.1(c) Partnership Merger Section 2.1(b)(i) Partnership Merger Certificate Section 2.1(b)(ii) Partnership Merger Effective Time Section 2.1(b)(ii) Partnership OP Unit Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParty Preamble Permit Section 4.7 PPACA Section 4.14(j) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProxy Statement/Prospectus Section 3.4(a) Qualified REIT Subsidiary 4.1(bSection 4.11(f) Qualifying Income 8.3(i)(iSection 9.4(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRegistered Intellectual Property Section 4.21(a) Surviving Company 2.1 REIT Section 4.11(b) REIT Dividend Section 7.17(b) Xxxxxxxx-Xxxxx Act Section 4.8(a) SDAT Section 2.1(a)(ii) Securities Laws Section 4.8(a) Stifel Section 4.16 Superior Proposal Notice Section 7.4(a)(iv) Takeover Statutes Section 4.25 Tax Protection Agreement Section 4.11(m) Taxable REIT Subsidiary 4.1(bSection 4.11(f) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.9(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (CatchMark Timber Trust, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition 2020 Annual Bonus Section 8.6 (f) Aggregate 2020 Annual Bonus Section 8.6 (f) Agreement Preamble Amendment to the Company Management Agreement Anti-Money Laundering Laws Section 3.9 (d) Article XI Indemnitee Section 12.1 Assumed Option Section 2.3 (a) Avian Merger Recitals Articles of Avian Merger 2.2(bCertificate Section 1.4 (a)(ii) Avian Merger Effective Time Section 1.4 (b) Avian Merger Sub Preamble Avian Merger Sub Board Recitals Avian Merger Sub Bylaws Section 1.1 (b) Avian Merger Sub Charter Section 1.1 (b) Avian Merger Sub Shares Section 4.2 (h) Blocker Merger Sub Preamble Blocker Merger Sub Certificate Section 1.1 (b) Blocker Merger Sub Interests Section 4.2 (i) Blocker Merger Sub LLCA Section 1.1 (b) Book-Entry Shares 3.3(b)(iSection 2.2 (b) Cancelled Shares 3.1(b)(vSection 2.1 (e) Certificate of Merger 2.2(bCancelled Units Section 2.1 (e) Cap Section 11.6 (a)(iv) Cash Deficit Section 11.10 Cash Excess Section 11.10 Cash Threshold Section 11.10 Certificates 3.3(b)(iSection 2.2 (b) Closing 2.2(aSection 1.3 (a) Closing Date 2.2(aSection 1.3 (a) COBRA Section 8.6 (h) Code Recitals Collateral Source Section 11.7 Commercial Agreement Section 1.8 (b) Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Arrangement Section 3.19 Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBook-Entry Units Section 2.2 (b) Company Common Stock 3.1(b)(iBusiness Assets Section 8.14 (e) Company Contracts 3.2(bBusiness Liabilities Section 8.14 (e) Company DER Consideration 3.2(bCapitalization Date Section 3.2 (a) Company Director Designee 2.6 D&O Tail Policy Section 8.4 (a)(iii) Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEnvironmental Permits Section 3.21 (b) Company Financial Statements Section 3.5 (a) Company Fundamental Representations Section 9.2 (a) Company Insurance Policies Section 3.18 Company Insured Parties Section 8.4 (a)(i) Company IP Contracts Section 3.14 (j) Company Leased Real Property Section 3.16 (a) Company Leases Section 3.16 (a) Company Material Adverse Effect 4.1(aContract Section 3.17 (a) Company Member Group Section 13.13 (a) Company Member Representative Section 13.12 (a) Company Owned Real Property Section 3.16 (a) Company Permits 4.9 Company Plans 4.10(aSection 3.9 (b) Company SEC Documents 4.5(aReal Property Section 3.16 (a) Company Series A Preferred Stock 3.1(b)(iiiRecords Section 8.14 (e) Company Series B Preferred Stock 3.1(b)(iiiRegistered Intellectual Property Section 3.14 (a) Company Series C Preferred Stock 3.1(b)(iiiSoftware Section 3.14 (g) Company Special Committee Recitals Standard Contract Section 3.14 (j) Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bTax Counsel Section 9.3 (a) Creditors’ Rights 4.3(aContinuing Employee Section 8.6 (a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee Retention Equity Pool Section 8.6 (j) e-mail 9.3 Contributor Section 3.14 (h) Converted Restricted Stock Award Section 2.3 (b) Deductible Section 11.6 (a)(i) Delayed Date Section 8.6 (l) DGCL Section 1.2 (a) Disqualification Events Section 6.11 DLLCA Section 1.2 (b) DOJ Section 8.2 (b) EAR Section 3.22 (b) Effective Time 2.2(bSection 1.4 (b) End Date 8.1(b)(ii) Exchange Agent 3.3(aEnforceability Limitations Section 3.3 (b) Exchange Fund 3.3(aSection 2.2 (a) Forfeited Phantom Shares 3.2(aExport Controls Section 3.22 (b) fraud Section 10.2 FTC Section 8.2 (b) GAAP 4.5(bSection 3.5 (b) HoldCo Preamble HoldCo 401(k) Plan Section 8.6 (d) HoldCo Amendment Section 1.4 (a)(ii) HoldCo Board Recitals HoldCo Certificates Section 2.2 (a) HoldCo Prepared Returns Section 8.8 (e)(ii) HR Information Date Section 8.6 (a) Import Restrictions Section 3.22 (b) Indemnified Liabilities 6.10(aParty Section 11.5 (a) Indemnified Persons 6.10(aIndemnifying Party Section 11.5 (a) Joint Independent Accounting Firm Section 8.8 (e)(iii) Initial HoldCo Bylaws Section 1.1 (a) Initial HoldCo Charter Section 1.1 (a) Investor Agreements Section 1.8 (a) Investors’ Rights Agreement Section 1.8 (a) Irrevocable Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 1.8 (c) Leverage Covenants 6.1(a)(xivITAR Section 3.22 (a) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Joinder Agreement Section 8.17 Merger Recitals Merger Filings 2.2(bCertificates Section 1.4 (a)(v) Merger Sub Subs Preamble Merger Sub Sole Member Mergers Recitals Definition New Plans Section MGCL 2.1 Operating Partnership 2.1 8.6 (c) OFAC Section 3.22 (b) Outside Date Section 10.1 (d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Arrangement Section 4.19 Parent Board Recitals Parent Board Recommendation 5.3(aBook-Entry Shares Section 2.2 (b) Parent Change of Recommendation 6.4(bCapitalization Date Section 4.2 (a) Parent Common Stock Issuance Recitals Charter Section 4.3 (a) Parent Contracts 5.16(bCharter Amendment Effective Time Section 1.4 (b) Parent Disclosure Letter Article V IV Parent Equity Plan 5.2(aFinancial Statements Section 4.5 (a) Parent Management Agreement Amendment Recitals Fundamental Representations Section 9.3 (a) Parent Manager Recitals Group Section 13.13 (b) Parent Insured Parties Section 8.4 (b)(i) Parent IP Contracts Section 4.14 (f) Parent Lease Section 4.16 (a) Parent Leased Real Property Section 4.16 (a) Parent Material Adverse Effect 5.1(aContract Section 4.17 (a) Parent Permits 5.9 Parent Plans 5.10(aSection 4.9 (b) Parent SEC Documents 5.5(aSoftware Section 4.14 (d) Parent Stock Issuance Recitals Standard Contract Section 4.14 (f) Parent Tax Counsel Section 9.3 (e) Parties Preamble Party Preamble Purchase Price Section 1.3 (b) Related Agreements Section 1.9 (a)(ii) Releasees Section 8.22 (a) Releasor Section 8.22 Requisite Parent Stockholders Section 4.3 (a) Restraint Section 9.1 (b) Restricted Technology Section 3.14 (o) Revised Structure Notice Section 1.2 (b) RoFR and Co-Sale Agreement Section 1.8 (a) Rule 144 Section 6.7 Secondment Agreement Section 8.6 (l) Secondment Outside Date Section 8.6 (l) Section 1542 Section 8.22 (b) Selling Group Section 8.6 (h) Separation Liabilities Section 8.6 (g) Shares Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSide Letter Section 1.8 (d) Per Share Preferred Merger Consideration 3.1(b)(iiiSpreadsheet Section 1.7 Stock Purchase Section 1.3 (b) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivPurchase Closing Section 1.3 (b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bSection 1.2 (c) Terminable Breach 8.1(b)(iiiSurviving Corporation Section 1.2 (a) Transaction Litigation 6.15 SVF Blocker Preamble SVF Blocker Board Recitals SVF Blocker Book-Entry Shares Section 2.2 (b) SVF Blocker Capitalization Date Section 5.2 (a) SVF Blocker Late Filings Section 5.7 (a) SVF Blocker Merger Recitals SVF Blocker Merger Certificate Section 1.4 (a)(iv) SVF Blocker Merger Effective Time Section 1.4 (b) SVF Blocker Surviving Company Section 1.2 (b) SVF Blocker Tax Contest Section 12.6 (e) SVF Party Preamble SVF Party Prepared Returns Section 12.6 (d) SVF Side Letter Section 1.8 (f) Tax Contest Section 8.8 (g) Tax Return Filing Resolution Procedures Section 8.8 (e)(iii) Terminated Company Affiliate Arrangements Section 8.7 (a) Third Party Claim Section 11.5 (a) Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Period Section 8.14 (a) Transfer Taxes Section 8.8 (i) Transition Services Agreement Section 1.8 (e) United Preamble United Designees Section 1.5 United Guarantees Section 8.7 (b) United Merger Recitals United Merger Certificate Section 1.4 (a)(v) United Merger Sub Preamble United Merger Sub Certificate Section 1.1 (b) United Merger Sub Interests Section 4.2 (j) United Merger Sub LLCA Section 1.1 (b) United Prepared Returns Section 8.8 (e)(i) Voting Agreement Section 1.8 (a) WARN Act Section 8.6 (i)

Appears in 1 contract

Samples: Stock Purchase and Agreement and Plan of Merger (Reinvent Technology Partners Y)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition 401(k) Plan Section 7.7(d) Acceptance Time Section 1.1(d) Acquisition Sub Preamble Aggregate Cash Amount Section 5.7(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Arrangements Section 7.10 Book-Entry Shares 3.3(b)(iSection 3.1(a) Bribery Legislation Section 4.13(a) Cancelled Shares 3.1(b)(vSection 3.1(b) Certificate of Merger 2.2(bSection 2.3(a) Certificates 3.3(b)(iSection 3.1(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble 2 Definition Company Benefit Plans Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a4.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Compensation Committee Section 7.10 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award Section 3.4(d) Company Material Adverse Effect 4.1(aLeased Real Property Section 4.19(b) Company License-In Agreement Section 4.17(c) Company LTIP Award Section 7.7(d) Company Option Section 3.4(a) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PU Award Section 3.4(c) Company RSU Award Section 3.4(b) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Terminating Breach Section 9.1(c) Continuing Employees Section 7.7(a) Creators Section 4.17(f) D&O Insurance Section 7.4(c) Debt Commitment Letter Section5.7(a) Debt Financing Section 5.7(a) Debt Financing Agreements Section7.13(b) Debt Providers Section 5.7(a) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Shares Section 3.3(a) Creditors’ Rights 4.3(aDOJ Section 7.2(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEnforceability Limitations Section 4.3(c) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) FCPA Section 4.13(a) Financing Extension Notice Section1.1(c)(ii)(C) First Extended Outside Date Section9.1(d) FTC Section 7.2(b) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iMajor Customers Section 4.21 Major Suppliers Section 4.21 Material Contract Section 4.20(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 1.1(a)(i) New Plans Section 7.7(b) Offer Recitals Definition Offer Closing Section MGCL 2.1 Operating Partnership 2.1 2.6 Offer Documents Section 1.1(e)(i)(1) Offer Price Section 1.1(a) Offer to Purchase Section 1.1(a) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Governing Documents Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTerminationg Breach Section 9.1(b) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Parties Preamble Party Preamble Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bRegulatory Fee Section 9.2(c) Qualifying Income 8.3(i)(iRequisite Financing Section1.1(c)(ii)(C) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRetention Program Section 7.7(f) Sarbanes Oxley Act Section 4.6 Schedule 14D-9 Section 1.2(b) Schedule TO Section 1.1(e)(i)(1) Second Extended Outside Date Section 9.1(d) Secretary of State Section 2.3(a) Stockholders Meeting Section 7.11 Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 9.2(b)(i) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Annex II

Appears in 1 contract

Samples: Agreement and Plan of Merger (Fairchild Semiconductor International Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section A&R New PubCo Bylaws 2.17 A&R New PubCo Certificate 2.17 A&R OpCo LLCA Annex A Affiliate Annex A AgentCo 2.1 Aggregated Group Annex A Agreement Preamble Amendment to the Company Management Ancillary Documents Annex A Anti-Corruption Laws Annex A Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date 4.5(a) beneficial ownership Annex A Board Letter Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.5(b)(ii) Cancelled Shares 3.1(b)(v) Business Day Annex A C Merger Sub Preamble C Merger Sub Board Recitals Certificate of Merger 2.2(b2.8(c) Definition Section Certificates 3.3(b)(i3.5(b)(i) Closing 2.2(a2.8(a) Closing Date 2.2(a2.8(a) Code Recitals Annex A Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.18(d) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Recitals Company Competing Proposal Annex A Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.18(a) Company Equity Plans Annex A Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Intervening Event Annex A Company Leased Real Property 4.15 Company Material Adverse Effect 4.1(a4.1 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Plan Annex A Company Plans 4.10(aPreferred Stock 4.2(a) Company PSU Award 3.4(b) Company Real Property Lease 4.15 Company Related Party Transaction 4.24 Company Reserve Reports 4.17(a) Company Restricted Stock Award 3.4(a) Company Rights-of-Way 4.16 Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiOption Award 3.4(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval Annex A Company Stockholders Meeting 4.4 Company Superior Proposal Annex A Company Termination Fee Annex A Confidentiality Agreement 6.7(b6.6(b) Consent Annex A Conversions 2.1 Contribution Recitals control Annex A COVID-19 Annex A Definition Section COVID-19 Measures Annex A Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) Debt Prepayment Expenses Annex A Derivative Transaction Annex A Designated Stockholder Voting Agreements Recitals Designated Stockholders Recitals DGCL 2.5 Distribution Recitals DLLCA 2.4 DTC Annex A Xxxxx Annex A Effect Annex A e-mail 9.3 Effective Time 2.2(bEligible Shares 3.2(b)(i) End Date 8.1(b)(ii) Employee Benefit Plan Annex A Encumbrances Annex A Energy Finance Annex A Environmental Laws Annex A ERISA Annex A Exchange Act Annex A Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.2(b)(i) Excluded Shares 3.2(a3.2(b)(iii) GAAP 4.5(b) Governmental Entity Annex A Grizzly 4.17(a) Grizzly Oil and Gas Properties 4.17(a) Grizzly Reserve Report 4.17(a) group Annex A Hazardous Materials Annex A HSR Act 4.4 Hydrocarbons Annex A Indebtedness Annex A Indemnified Liabilities 6.10(a6.8(a) Indemnified Persons 6.10(a6.8(a) Joint Proxy Statement 4.4 Independent Company Reserve Report 4.17(a) Intellectual Property Annex A Intended Tax Treatment 6.16 Isla Preamble Isla Affiliate 9.10 Isla Certificate of Merger 2.8(b) Isla Contracts 5.18(b) Isla Debt Agreements Annex A Isla Disclosure Letter Article V Definition Section Isla Expenses Annex A Isla Financial Statements 5.5 Isla Independent Petroleum Engineers 5.16(a) Isla Intellectual Property 5.14(a) Isla Interim Financial Statements 5.5 Isla Leased Real Property 5.15 Isla Management Agreement Annex A Isla Material Adverse Effect 5.1 Isla Merger Recitals Isla Merger Effective Time 2.8(b) Isla Owned Real Property 5.15 Isla Ownership Number Annex A Isla Parties Annex A Isla Permits 5.9(a) Isla Plan Annex A Isla Real Property Lease 5.15 Isla Related Parties 5.26 Isla Related Party Transactions 5.26 Isla Reserve Reports 5.16(a) Isla Rights-of-Way 5.24 Isla Year End Financial Statements 5.5 IT Assets Annex A knowledge Annex A L Merger Sub Preamble L Merger Sub Contribution Recitals Law Annex A Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xivLLC Certificate of Merger 2.8(d) Maryland Courts 9.7(bLLC Merger Recitals LLC Merger Effective Time 2.8(d) Maryland Department 2.2(bManagement Agreement Annex A Manager Incentive Plan 6.2(b) Material Adverse Effect Annex A Material Company Insurance Policies 4.17 4.21 Material Parent Isla Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.2(b)(i) Merger Sub Effective Time 2.8(c) Mid-Con 4.17(a) New PubCo Preamble Merger Sub Sole Member New PubCo 401(k) Plan 6.18(d) New PubCo Board Recitals New PubCo Certificate of Incorporation Annex A New PubCo Class A Common Stock Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent New PubCo Class B Common Stock Issuance Recitals Parent Contracts 5.16(bNYSE Annex A NYSE American Annex A Oil and Gas Leases Annex A Oil and Gas Properties Annex A OpCo Preamble OpCo Recapitalization Recitals OpCo Units Annex A ordinary course of business Annex A Organizational Documents Annex A other Party Annex A Outside Date 8.1(b)(ii) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Party Annex A Payoff Letters 6.19 Permitted Encumbrances Annex A Person Annex A Personal Information Annex A Pre-Signing Transactions Recitals Proceeding Annex A Production Burdens Annex A Proxy Statement/Prospectus 4.4 Registration Rights Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Annex A Registration Statement 4.8 REITs Release Annex A Representatives Annex A Rights-of-Way 4.16 Xxxxxxxx-Xxxxx Act Annex A SEC Annex A Securities Act Annex A Series I Preferred Stock Recitals Remedial Measures 6.1(b)(xiv) Series I Preferred Stockholder Annex A Severance Plan 2.18 Subject Indebtedness Annex A Subsidiary Annex A Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Corporation 2.5 Surviving Entity 2.6 Surviving Person 2.4 Takeover Law Annex A Tax Annex A Tax Returns Annex A Taxing Authority Annex A TBOC 2.5 Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.9 Transactions Recitals Vesting Phantom Shares 3.2(a)Annex A Definition Section Transfer Taxes Annex A Voting Debt Annex A Xxxxx Annex A Willful and Material Breach Annex A ARTICLE II

Appears in 1 contract

Samples: Transaction Agreement (Contango Oil & Gas Co)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: 401(k) Termination Date Section 7.7(c) Acceptance Time Section 1.1(f) Adjusted RSU Section 3.3(d) Agreement as referenced in the following table: Definition Annex C, Preamble Arrangements Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b7.13 Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.2(b)(ii) Cancelled Shares 3.1(b)(vSection 3.1(b) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(b)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.3(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Annex C, Preamble 2 Definition Company Acquisition Agreement Section Company Additional Dividend Amount 6.19(a6.3(a) Company Affiliate 9.10(aBenefit Plan Section 4.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Compensation Committee Section 7.13 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeases Section 4.16 Company Permits Section 4.9(b) Company Material Adverse Effect 4.1(aPreferred Stock Section 4.2(a) Company Permits 4.9 Company Plans 4.10(aRegistered Intellectual Property Section 4.14(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals A-12 Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bContinuing Employees Section 7.7(b) Creditors’ Rights 4.3(aConverted Shares Section 3.1(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCurrent ESPP Offering Periods Section 3.3(e) e-mail 9.3 DGCL Recitals DOJ Section 7.2(b) Effective Time 2.2(b) End Date 8.1(b)(iiSection 2.3 Enforceability Limitations Section 4.3(c) Exchange Agent 3.3(aSection 3.2(a) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) Form S-4 Section 1.1(g)(ii) Fractional Share Consideration Section 3.1(a) FTC Section 7.2(b) GAAP Section 4.5(b) Xxxxxxx Xxxxx Section 4.22 ICT Infrastructure 36 Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIntervening Event Section 6.3(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIP Contracts Section 4.14(h) Material Company Insurance Policies 4.17 Contract Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Reseller Section 4.19(c) Material Reseller Agreement Section 4.19(c)Section 4.19(a) Material Supplier Section 4.19(a) Material Supplier Agreement Section 4.19(a) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 1.1(a)(i) OFAC Section 4.9(e) Offer Recitals Definition Offer Documents Section MGCL 2.1 Operating Partnership 2.1 1.1(g)(i)(A) Offer to Purchase Section 1.1(a) Outside Date Section 9.1(d) Parent Annex C, Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCapitalization Date Section 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan Governing Documents Section 5.1 Parent Preferred Stock Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Party Preamble PTO 33 Purchaser Annex C, Preamble Purchaser Shares Section 3.1(c) Per Share Preferred Merger Consideration 3.1(b)(iiiA-13 Restricted Parties Section 4.9(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiXxxxxxxx-Xxxxx Act Section 4.5(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiSchedule 14D-9 Section 1.2(b) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiSchedule TO Section 1.1(g)(i)(A) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Standards Body Agreements 36 Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iiiTender and Support Agreement Recitals Termination Fee Section 9.2(b)(i) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(awillful breach Section 9.2(a) A-14 Annex B Form of Tender and Support Agreement Annex C Conditions to the Offer Notwithstanding any other provisions of the Agreement (as defined below) or the Offer, and in addition to (and not in limitation of) Parent’s and Purchaser’s rights to extend, amend or terminate the Offer in accordance with the provisions of that certain Agreement and Plan of Merger, dated as of February 3, 2019 (the “Agreement”) by and among Telsa, Inc., a Delaware corporation (“Parent”), Cambria Acquisition Corp., a Delaware corporation and a wholly owned direct subsidiary of Parent (“Purchaser”), and Xxxxxxx Technologies, Inc., a Delaware corporation (the “Company”) (capitalized terms that are used but not otherwise defined in this Annex C shall have the respective meanings ascribed thereto in the Agreement), and applicable Law, and in addition to (and not in limitation of) the obligations and rights of Purchaser to extend the Offer pursuant to the terms and conditions of the Agreement and applicable Law, neither Parent nor Purchaser shall be required to accept for payment or, subject to any applicable rules and regulations of the SEC (including Rule 14e-1(c) promulgated under the Exchange Act (relating to the obligation of Purchaser to pay for or return tendered shares of Company Common Stock promptly after termination or withdrawal of the Offer)), pay for any shares of Company Common Stock that are validly tendered in the Offer and not validly withdrawn prior to the expiration of the Offer in the event that, at any expiration of the Offer:

Appears in 1 contract

Samples: Agreement and Plan of Merger (Maxwell Technologies Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Defined Terms Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bSection 1.2 Audited Financial Statements Section 3.7(a) BookCashed-Entry Out Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(bSection 8.5(a) Certificates 3.3(b)(iSection 2.3(a) CGCL Recitals Claim Notice Section 8.4(a) Closing 2.2(a) Section 1.2 Closing Date 2.2(a) Code Recitals Section 1.2 Company Preamble 2 Definition Company Benefit Plan Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.9(a) Company Common Stock 3.1(b)(iSection 2.1(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Customers Section 3.21 Company Disclosure Letter Schedule Article IV III Company Dividend Equivalent Right 3.2(bFinancial Statements Section 3.7(a) Company Material Adverse Effect 4.1(aContracts Section 3.11(a) Company Material Intellectual Property Section 3.15 Company Permits 4.9 Section 3.6 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Subsidiary Section 5.14 Confidentiality Agreement 6.7(bSection 5.5 Consents Section 3.5(c) Creditors’ Rights 4.3(aDNS Korea Financial Statements Section 3.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 1.2 Escrowed Shares Section 2.2 FCPA Section 3.6(d) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bFinancial Statements Section 3.7(a) Indemnified Liabilities 6.10(aParties Section 8.3(c) Indemnified Persons 6.10(aIndemnifying Party Section 8.4(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Losses Section 8.2 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition 70 Defined Terms Section MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 3.9(c) Outside Date Section 7.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(bBalance Sheet Section 4.8(c) Parent Affiliate 9.10(bBenefit Plan Section 4.10(a) Parent Board Recitals Section 1.7 Parent Board Recommendation 5.3(aCustomers Section 4.19 Parent Disclosure Schedule Article IV Parent Financial Advisor Section 4.23 Parent Indemnified Parties Section 8.2(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Material Contract Section 4.12 Parent Material Adverse Effect 5.1(aIntellectual Property Section 4.16 Parent Options Section 4.3(a) Parent Permits 5.9 Section 4.7(a) Parent Plans 5.10(aPreferred Stock Section 4.3(a) Parent SEC Documents 5.5(aFilings Section 4.8(a) Parent Stock Issuance Recitals Recommendation Section 5.6(d) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStockholder Approval Section 4.5 Parent Stockholders’ Meeting Section 5.6(c) Per Share Preferred Merger Consideration 3.1(b)(iiiParties Preamble Pending Claim Section 8.5(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiProxy Statement Section 5.6(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiRemedies Exception Section 3.4(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiRestructuring Plan Section 5.13 Xxxxxxxx-Xxxxx Act Section 4.8(d) Per Share Stock Consideration 3.1(b)(iSpecial Committee Section 8.8(a) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivStockholder Preamble Stockholder Indemnified Parties Section 8.2(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 1.1 Tax Matter Section 5.11(d) Terminable Breach 8.1(b)(iiiTermination Fee Section 7.2(d) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aThird Party Claim Section 8.4(a) Transfer Taxes Section 5.11(f)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Zhone Technologies Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.16(b)(i) Ancillary Documents 9.17 Antitrust Counsel Only Material 6.4(b) Applicable Date Article 4 Book-Entry Shares 3.3(b)(i3.2(b)(iii) Cancelled Shares 3.1(b)(v3.1(c) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i3.2(b)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(b) Company Common Stock 3.1(b)(iCharter 4.1(b) Company Contracts 3.2(bDisclosure Schedule Article 4 Company Financial Statements 4.7(b) Confidential Information 6.2(b) Continuing Employee 6.7(a) Company DER Consideration 3.2(b401(k) Plan 6.7(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.18(b) Company Material Adverse Effect Contract 4.13(a) Company Notice Period 6.3(f) Company Owned Real Property 4.1(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aReal Property Lease 4.18(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Subsidiary 4.1(a) Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(aCovered Persons 6.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.8(c) e-mail 9.3 Debt Document 6.16(b)(i) Debt Financing 5.12(a) Dissenting Shares 3.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a2.2 Effects 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bExisting Indemnification Agreements 6.8(a) Indemnified Liabilities 6.10(aExpiration Time 1.1(d)(i) Indemnified Persons 6.10(aFinancing 5.12(a) Joint Proxy Statement 4.4 Financing Letters 5.12(a) Financing Purposes 5.12(b) Independent Contractor 4.12(i) Insurance Policies 4.21 Investor Recitals Investors Recitals Letter of Transmittal 3.3(b)(i3.2(b)(ii) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 New Plan 6.7(e) Old Plans 6.7(e) Option Consideration 3.4(a) Outside Date 8.1(a) Parent Preamble Parent Additional Dividend Expenses 8.3(d) Paying Agent 3.2(a) Payoff Letter 6.14 PSU Consideration 3.4(c) PSU Replacement Award 3.4(c)(ii) Qualifying Termination 3.4(b)(ii) Release 3.4(b) Required Amount 6.19(b5.12(b) Parent Affiliate 9.10(bRights Agreement Conditions 6.18 RSU Consideration 3.4(b) Parent Board Recitals Parent Board Recommendation 5.3(aRSU Replacement Award 3.4(b)(ii) Parent Change of Recommendation 6.4(bSection 16 6.10 Significant Company Subsidiary 4.1(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Solvent 5.10 Specified Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Tender and Support Agreement Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Trecora Resources)

Terms Defined Elsewhere. As used in this Agreement, the The following list is a list of additional capitalized terms are defined in used throughout this Agreement as referenced and a reference to the Section hereof in the following tablewhich such term is defined: Definition Defined Term Section Location 1374 Tax 3.10(g) 338(h)(10) Election 6.9(b) 401(k) Plan 6.7(b) Actions 3.20 Agreement Preamble Amendment to the Company Management Agreement Recitals Allocation Statement 6.9(d) applicable indemnifying Persons 12.5 Articles of Merger 2.2(b1.2 Audited Financial Statements 3.7 Bonus Plan 6.7(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iCFIUS 6.4(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Working Capital 2.4(a) Code Recitals 2.2(d) Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Preamble Company Contracts Securities 3.2(b) Company DER Consideration 3.2(bShareholders Preamble Compliance Program 6.9(k)(ii) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.2 Continuing Employees 6.7(b) Creditors’ Rights 4.3(aDamages 12.6(a) Deductible Amount 12.1(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bLaw Recitals Determination Date 12.1(a)(iv) e-mail 9.3 Disclosure Schedule 3 Dispute Notice 2.4(d) Effective Time 2.2(b) 1.2 End Date 8.1(b)(ii11.1(b) Exchange ERISA 3.13(a) Escrow Account 2.2(f) Escrow Agent 3.3(a2.2(f) Exchange Fund 3.3(aEscrow Agreement 2.2(f) Forfeited Phantom Shares 3.2(aEscrow Amount 2.2(f) GAAP 4.5(bEstimated Closing Balance Sheet 2.4(b) Indemnified Liabilities 6.10(aEstimated Working Capital 2.4(b) Indemnified Persons 6.10(aEstimated Working Capital Adjustment 2.4(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iExon-Xxxxxx 6.4(a) Leverage Covenants 6.1(a)(xivFinancial Statements 3.7 Foreign Benefit Plan 3.13(j) Maryland Courts 9.7(bXxxxxxxxx Preamble Governmental Authorities 3.6 Hazardous Substance 3.21 Incentive Payments 2.3(b) Maryland Department 2.2(bIncentive Plan 2.3(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Incentive Unit Holdback Amount 2.2(c)(i) Incentive Unit Payment Amount 2.3(b) Initial Calculation 2.4(c) Initial Closing Balance Sheet 2.4(c) IRS 3.13(a) Knowledge 14.8 Large Customers 3.16 Merger Recitals 1.1 Merger Filings 2.2(bConsideration 2.2(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Most Recent Balance Sheet 3.7 PCBs 3.21 Parent Preamble Parent Additional Dividend Claim 12.4 Parent Indemnified Parties 12.1(a) Participant Deferral Liability 6.12 Participant Release 6.12 Parties of Interest Preamble Party of Interest Preamble Payment Instructions 2.2(b) Permits 3.22(b) Phantom Stock Holdback Amount 6.19(b2.2(c)(ii) Parent Affiliate 9.10(bPhantom Stock Payment Amount 2.3(c) Parent Board Recitals Parent Board Recommendation 5.3(aPhantom Stock Payments 2.3(c) Parent Change of Recommendation Phantom Stock Plans 2.3(c) Plan 3.13(a) Pre-Closing Income Tax Returns 6.9(j) Related Party 6.1(u) Representative Preamble Required Consents 6.4(b) Parent Common Stock Issuance Rhode Island Law Recitals Parent Contracts 5.16(bRIBCA 1.1 Section 338 Forms 6.9(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aSecurities Act 3.4 Seller Expenses 2.3(a) Parent Management Settlement Accountants 2.4(d) Settlement Notice 2.4(d) Shareholders Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a4.3 Straddle Period 12.1(a)(iv) Parent Permits 5.9 Parent Plans 5.10(aSubsidiary Securities 3.3(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSupplemental Indemnity Amount 12.2(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1 Tax Indemnified Party 6.9(l)(i) Terminable Breach 8.1(b)(iiiTax Indemnifying Party 6.9(l)(i) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Tax Proceedings 6.9(k)(i) Tax Purchase Price 6.9(d) Third Party Claim 12.5 Transfer Taxes 6.9(f) Unaudited Financial Statements 3.7 Working Capital 2.4(a) Remainder of page intentionally blank

Appears in 1 contract

Samples: Agreement and Plan of Merger (Dassault Systemes Sa)

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Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Section Action ‎Section 4.14(a) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals ‎Section 6.4(c)(ii) Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b‎Section 2.3 Bankruptcy Exception ‎Section 4.3(a) Certificates 3.3(b)(i‎Section 3.2(b) Closing 2.2(a) ‎Section 2.2 Closing Date 2.2(a) Code Recitals ‎Section 2.2 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAdverse Recommendation Change ‎Section 6.4(c)(i) Company Board Recommendation ‎Section 4.3(d) Company Disclosure Documents ‎Section 4.10(a) Company Financial Advisor ‎Section 4.3(c) Company Financial Statements ‎Section 4.7(b) Company Intellectual Property ‎Section 4.16(a) Company Material Contract ‎Section 4.13(a) Company Plan(s) ‎Section 4.11(a) Company Preferred Stock ‎Section 4.2(a) Company Representatives ‎Section 6.3(a) Company SEC Filings ‎Section 4.7(a) Company Shareholder Approval ‎Section 4.3(b) Company Shareholders Recitals Company Board Recommendation Recitals Shareholders’ Meeting ‎Section 6.2(c) Company Subsidiary ‎Section 4.1 Determination Notice ‎Section 6.4(d)(i)(C) Effective Time ‎Section 2.3 End Date ‎Section 8.1(b)(i) ERISA ‎Section 4.11(a) ERISA Affiliate ‎Section 4.11(a) Exchange Fund ‎Section 3.2(a) Improvements ‎Section 4.19(c) Indemnified Parties ‎Section 6.11(a) Intervening Event Change of Recommendation 6.3(b‎Section 6.4(d)(ii) Company Common Stock 3.1(b)(iInvestments ‎Section 4.2(d) Company Contracts 3.2(bIRS ‎Section 4.11(b) Company DER Consideration 3.2(bMeasurement Date ‎Section 4.2(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration ‎Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan ‎Section 4.11(c) Notice Period ‎Section 6.4(d)(i)(C) OFAC ‎Section 1.1(v) Parent Preamble Parent Additional Dividend Amount 6.19(bExpenses ‎Section 8.2(c) Parent Affiliate 9.10(bRepresentatives ‎Section 6.3(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Party Preamble Paying Agent ‎Section 3.2(a) Qualified REIT Subsidiary 4.1(bPerformance Awards ‎Section 3.5(d) Qualifying Income 8.3(i)(iProxy Statement ‎Section 6.2(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRecent SEC Reports ‎Article IV Rollover Option ‎Section 3.5(b) Surviving Company Corporation ‎Section 2.1 Taxable REIT Subsidiary 4.1(bTail Period ‎Section 6.11(c) Terminable Breach 8.1(b)(iiiTakeover Provisions ‎Section 4.21(a) TBCA Recitals Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)‎Section 6.6 WARN Act ‎Section 4.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (Thomas & Betts Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vBorrowing Base Redetermination 6.22 Cash Consideration 3.1(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(g) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(bDesignated Stockholder Recitals Company Designees 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(b) Company Equity Plan 3.2(a) Company Executive 3.2(a) Company FA 4.22 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Definition Section Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a) Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Company Voting Agreement Recitals Confidentiality Agreement 6.7(b) Continuation Period 6.9(b) Continuing Employees 6.9(b) Converted RSU 3.2 Creditors’ Rights 4.3(a) Delaware LLC Act days 9.4(e) DGCL 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals New Financing 6.22 Outside Date 8.1(b)(ii) Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(g) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Designated Stockholder Recitals Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals FA 5.22 Parent Manager Recitals Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aRelated Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Quarterly Dividend 6.2(b) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Parent Tax Certificate 6.18(b) Per Share Preferred Merger Consideration 3.1(b)(iiiPost-Effective Time Dividends 3.3(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(ipdf 2.2(a) Registration Statement 4.8 REITs Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivReplacement Financing 6.22 Rights-of-Way 4.16 Second Request 6.8(c) Share Consideration 3.1(b)(i) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Samples: Agreement and Plan of Merger (Extraction Oil & Gas, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Aspen 4.10(b) Book-Entry Shares 3.3(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a6.16(a) Company Adjusted Book Value Per Share 3.1(c) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.15 Definition Section Company Manager Plans 4.10(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.21 Company Owned Real Property 4.15 Company Permits 4.9 Company Plans 4.10(a) Company Portfolio Securities 6.1(b)(iv) Company Preferred Stock Redemptions 6.22 Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(bCompany Warrant Purchases 6.22 Contingent Cash Purchase Price 3.1(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Gaea 4.1(a) Xxxxxxx 4.10(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Recitals MLLC Act Recitals Non-Disclosure Agreement 6.6(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Definition Section Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivREOs 4.15 Special Committee Recitals Specified Incentive Equity Issuances 6.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.14 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ellington Financial Inc.)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: Definition Defined Term Reference $13.00 Earnout Milestone Section 3.3(a)(i) $17.00 Earnout Milestone Section 3.3(a)(ii) Affiliated Transactions Section 4.20 Aggregate Consideration Section 11.1(f) Agreement Preamble Amendment to the Company Management Agreement Allocation Section 11.1(f) Antitrust Laws Section 9.7(c) Assets Section 4.19 Audited Financial Statements Section 4.4(a)(i) Blocker Preamble 18 Defined Term Reference Blocker Affiliated Transactions Section 5.10 Blocker Cash Consideration Amount Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Blocker Certificate of Merger Section 2.2(b) Certificates 3.3(b)(iBlocker Effective Time Section 2.2(b) Blocker Equity Interests Section 5.3 Blocker Merger Recitals Blocker Merger Closing Section 2.2(a) Blocker Officer’s Certificate Section 12.2(d) Blocker Owned Company Equity Interests Section 5.4(b) Blocker Owner Preamble Blocker Owner $13.00 Earnout Shares Section 3.3(a)(i) Blocker Owner $17.00 Earnout Shares Section 3.3(a)(ii) CBA Section 4.9(a)(i) CF OMS Preamble CF OMS Cash Consideration Amount Recitals CF OMS Class B Purchase Recitals CF OMS Sale Recitals Closing Section 2.2(a) Closing Date Section 2.2(a) Code Closing Form 8-K Section 9.9(g) Closing Press Release Section 9.9(g) Company Preamble Company A&R LLCA Recitals Company Preamble 2 Definition Attorney-Client Communications Section Company Additional Dividend Amount 6.19(a14.16(b) Company Affiliate 9.10(a) Company Board Contribution Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights Equity Interests Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCompeting Buyer Section 9.16 D&O Provisions Section 9.12(a) e-mail 9.3 Data Room Section 14.5 DGCL Recitals DLLCA Recitals Earnout Restrictions Section 3.3(c) Earnout Shares Section 3.4(a)(ii) Effective Date Preamble Effective Time 2.2(bSection 2.2(c) End Date 8.1(b)(iiEIP Section 9.3 Employment Laws Section 4.14(c) Exchange Agent 3.3(aEnvironmental Permits Section 4.18 Final Allocation Section 11.1(f) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(aFinancial Statements Section 4.4(a) Indemnified Persons 6.10(aSection 9.12(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Section 4.16 Intended Tax Treatment Section 11.1(e) Internal Controls Section 4.4(c) Investor Rights Agreement Recitals IRS Section 4.15(a) Lock-Up Agreement Recitals Material Parent Insurance Policies 5.17 Contract Section 4.9(b) Defined Term Reference Material Customer Section 4.9(c) MDH Preamble MDH Attorney-Client Communications Section 14.16(d) MDH Certificate of Merger Section 2.2(c) MDH Change in Recommendation Section 9.11(b) MDH Intervening Event Notice Period Section 9.11(b) MDH Merger Recitals MDH Merger Filings 2.2(bClosing Section 2.2(a) MDH Merger Sub Preamble MDH Preferred Stock Section 7.3 MDH Public Securities Section 7.9 MDH SEC Documents Section 7.8(a) MDH Warrants Section 7.3 Mergers Recitals Milestones Section 3.3(a)(ii) Milestone Merger Sub Sole Member Preamble Non-Party Affiliate Section 14.14 Outside Date Section 13.1(c) Parties Preamble Party Preamble PCAOB Financial Statements Section 9.9(h) Permits Section 4.17(b) PIPE Investment Recitals Definition PIPE Investors Recitals Pre-Closing Period Section MGCL 2.1 Operating Partnership 2.1 Parent 8.1 Pre-Closing Period Returns Section 10.1(a) PubCo Preamble Parent Additional Dividend Amount 6.19(bPubCo A&R Bylaws Section 2.4(c) Parent Affiliate 9.10(bPubCo A&R Charter Section 2.4(c) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPubCo Parties Preamble PubCo Warrants Preamble Real Property Leases Section 4.7(a) Registration Statement 4.8 REITs Rights Agreement Recitals Remedial Measures 6.1(b)(xivSigning Form 8-K Section 9.9(b) Signing Press Release Section 9.9(b) Sponsor Recitals Subscription Agreements Recitals Surviving Blocker Section 2.1(c) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bMDH Section 2.1(d) Terminable Breach 8.1(b)(iiiSurviving MDH Contribution Recitals Tail Policy Section 9.12(b)(ii) Tax Accounting Firm Section 11.1(f) Tax Contest Section 11.1(h) Tax Positions Section 11.1(g) Tax Receivable Agreement Recitals Trade Controls Section 4.21(a) Trademarks Section 1.1 Transaction Litigation 6.15 Transactions Support Agreement Recitals Vesting Phantom Shares 3.2(aTrust Amount Section 7.7 Trust Distributions Section 14.9 Unaudited Balance Sheet Section 4.4(a)(ii) Unaudited Financial Statements Section 4.4(a)(ii)

Appears in 1 contract

Samples: Investor Rights Agreement (MDH Acquisition Corp.)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: Definition Defined Term Reference ACA Section 4.15(c) Additional Buyer Filings Section 8.10(f) Affiliated Transactions Section 4.19 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles Allocation Section 4.19 Audited Financial Statements Section 4.4(a)(i) Blocker Affiliated Transactions Section 5.8 Blocker Bring-Down Certificate Section 11.2(b)(iii) Blocker Certificates of Merger Section 2.2(b) BookBlocker Dissenting Shareholders Section 3.6 Blocker Dissenting Shares Section 3.6 Blocker Effective Time Section 2.2(b) Blocker Letter of Transmittal Section 3.5(a) Blocker Merger Closing Section 2.2(a) Blocker Merger Sub 1 Preamble Blocker Merger Sub 2 Preamble Blocker Merger Sub 3 Preamble Blocker Merger Subs Preamble Blocker Mergers Recitals Blockers Preamble Buyer Preamble Buyer Balance Sheet Section 6.10(c) Buyer Bring-Entry Shares 3.3(b)(iDown Certificate Section 11.3(d) Buyer Contribution Amount Section 2.4(c) Buyer Parties Preamble Buyer Preferred Stock Section 6.3(a) Buyer Public Securities Section 6.9 Buyer SEC Documents Section 6.8(a) Buyer Warrants Section 6.3(a) Cancelled Shares 3.1(b)(vEquity Interests Section 3.1(d) Certificate CBA Section 4.9(a)(i) Certificates of Merger 2.2(b) Certificates 3.3(b)(iSection 2.2(c) Closing Section 2.2(a) Closing Date Section 2.2(a) Code Closing Form 8-K Section 8.10(g) Closing Press Release Section 8.10(g) Company Preamble Company A&R LLCA Recitals 19 Company Bring-Down Certificate Section 11.2(a)(iv) Company Certificate of Merger Section 2.2(c) Company Merger Recitals Company Preamble 2 Definition Merger Closing Section Company Additional Dividend Amount 6.19(a2.1(a) Company Affiliate 9.10(a) Merger Sub Preamble Company Board Recitals Company Board Recommendation Recitals Company Change Unitholder Letter of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights Transmittal Section 4.3(a) Competing Buyer Section 8.21(a) Data Room Section 13.5 Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCorporation Section 8.22 DGCL Recitals DLLCA Recitals D&O Provisions Section 8.13(a) e-mail 9.3 Effective Time 2.2(bSection 2.2(c) End Date 8.1(b)(iiEIP Section 8.3(c) Exchange Agent 3.3(aEnvironmental Permits Section 4.18 ESPP Section 8.4(b) Exchange Fund 3.3(aEstimated Blocker Closing Statement Section 3.2(c) Forfeited Phantom Shares Estimated Company Closing Statement Section 3.2(a) GAAP 4.5(bExecution Date Preamble Failed Blocker Merger Section 2.2(a) Indemnified Liabilities 6.10(aFinancial Statements Section 4.4(a) Foreign Plan Section 4.15(e) Group Company Processor Section 4.10(h) Indemnified Persons 6.10(aSection 8.13(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Section 4.16 Intended Tax Treatment Section 10.1(e) Internal Controls Section 4.4(c) IRS Section 4.15(a) IVP Blocker Preamble IVP Blocker Merger Preamble JOBS Act Section 8.3(b) KPCB Blocker Preamble KPCB Blocker Merger Recitals Material Contract Section 4.9(b) Mergers Recitals Merger Filings 2.2(bSubs Preamble New Equity Plans Section 8.4(b) Outside Date Section 12.1(c) Parties Preamble Party Preamble PCAOB Financial Statements Section 8.10(h) Permits Section 4.17(b) Permitted Equity Financing Proceeds Section 8.15(b)(i) PIPE Investment Recitals PIPE Investors Recitals Pre-Closing Period Section 7.1 Premium Cap Section 8.13(b)(ii) Recipient Section 1.1 Registration Rights Agreement Recitals Rollover Option Section 3.1(c)(iii) Rollover Warrant Section 3.1(c)(iv) Sale Section 10.1(e) Signing Form 8-K Section 8.10(b) Signing Press Release Section 8.10(b) Sponsor Side Letter Recitals Standard Form Agreements Section 4.10(d) 20 Subscription Agreements Recitals Surviving Company Section 2.1(e) Surviving IVP Merger Sub Preamble Section 2.1(b) Surviving KPCB Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv2.1(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bMerger Subs Section 2.1(c) Terminable Breach 8.1(b)(iiiSurviving W Capital Merger Sub Section 2.1(c) Tail Policy Section 8.13(b)(ii) Tax Positions Section 10.1(g) Tax Receivable Agreement Recitals Trade Controls Section 4.20(a) Transaction Litigation 6.15 Transactions Section 8.20 Transaction Support Agreement Recitals Vesting Phantom Shares 3.2(a)Trust Amount Section 6.7 Trust Distributions Section 13.9 Unaudited Balance Sheet Section 4.4(a)(ii) Unaudited Financial Statements Section 4.4(a)(ii) Unitholder Materials Section 3.5(b) W Capital Blocker Recitals W Capital Blocker Merger Recitals ARTICLE II

Appears in 1 contract

Samples: Business Combination Agreement (Thayer Ventures Acquisition Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition ADS Employees Section 6.12 After Consultation Section 5.3(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Appointment Date Section 5.1 Appraisal Section 6.16 Articles of Merger Section 1.6 Audited Income Statement Section 3.26 Balance Sheet Date Section 3.8(a) Base Premium Section 6.6(c) Canceled Stock Rights Section 2.5(a) Certificates Section 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) CGCL Recitals Closing 2.2(a) Section 1.7 Closing Date 2.2(a) Section 1.7 Code Recitals Company Preamble 2 Definition Company Affiliate Section 6.9 Company Additional Dividend Amount 6.19(aAgreements Section 3.5 Company Articles Section 1.3(b) Company Affiliate 9.10(aBenefit Plans Section 3.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Bylaws Section 1.3(b) Company Change of in Recommendation 6.3(bSection 5.4(a) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule Article III Company Expenses Section 8.2(d) Company Contracts 3.2(bFinancial Advisor Section 3.20 Company Financial Statements Section 3.6(a) Company DER Consideration 3.2(bGoverning Documents Section 1.3(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Intellectual Property Section 3.15 Company Material Adverse Effect 4.1(aContract Section 3.13 Company Options Section 2.5(a) Company Permits 4.9 Section 3.16(b) Company Plans 4.10(aPreferred Stock Section 3.2(a) Company Recommendation Section 5.4(a) Company Rights Recitals Company Rights Agreement Recitals Company SEC Documents 4.5(aSection 3.6(a) Company Series A Preferred Stock 3.1(b)(iiiRights Section 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.3(b) Creditors’ Rights 4.3(aContinuing Directors Section 1.3(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContribution Recitals Contribution Agreement Recitals Covered Persons Section 6.6(a) e-mail 9.3 D&O Insurance Section 6.6(c) DGCL Recitals Dissenters Provisions Section 2.3(a) Dissenting Shares Section 2.3(a) Effective Time 2.2(bSection 1.6 Equity Interests Section 3.2(a) End Date 8.1(b)(iiExchange Act Section 1.1(a) Exchange Agent 3.3(aSection 1.4(a) Exchange Fund 3.3(aForm 10 Section 6.13 GAAP Section 3.6(a) Forfeited Phantom Shares Governmental Entity Section 3.5 HSR Act Section 3.5 Incorporated Open Source Materials Section 3.15(c) Indemnification Agreements Section 6.6(a) Indemnification and Tax Matters Agreement Annex I Information Statement Section 1.10(a) Initial Expiration Date Section 1.1(a) Junior Preferred Stock Section 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Media Distribution Service Agreement Recitals Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(c) Merger Exchange Fund Section 2.2(a) Minimum Condition Section 1.1(a) Monthly Unaudited Financial Information Section 6.14 Nasdaq Section 1.1(b) Noncompetition Agreement Annex I Notice of Recommendation Change Section 5.4(b) Offer Recitals Offer Consideration Recitals Offer Documents Section 1.1(c) Offer Exchange Fund Section 1.4(a) Offer to Exchange Section 1.1(a) Officer Confidentiality Agreement Annex I Outside Date Section 8.1(b)(iv) Permitted Liens Section 3.14 Post Production Services Agreement Annex I Post Signing Returns Section 6.8(a) PPB Appraisal Report Section 6.16 PPB Fair Market Value Section 6.16 PPB Sub Preamble Merger Sub Sole Member Recitals Definition Prospectus Section MGCL 2.1 Operating Partnership 2.1 Parent 1.1(c) Public Disclosure Section 5.4(a) Purchaser Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Purchaser Agreements Section 4.5 Purchaser Common Stock Issuance Recitals Parent Contracts 5.16(bPurchaser Expenses Section 8.2(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a72 Purchaser Financial Statements Section 4.6 Purchaser Governing Documents Section 4.3(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aPurchaser Options Section 4.3(a) Parent Permits 5.9 Parent Plans 5.10(aPurchaser Preferred Stock Section 4.3(a) Parent Purchaser SEC Documents 5.5(a) Parent Section 4.6 Purchaser Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iRights Section 4.3(a) Registration Statement 4.8 REITs Section 1.1(c) Regulation M-A Section 1.1(c) Representatives Section 5.3(a) Restricted Stock Section 2.5(b) SAR Section 2.5(a) Xxxxxxxx-Xxxxx Act Section 3.6(a) Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(c) SEC Section 1.1(c) Section 16 Section 6.12 Securities Act Section 3.6(a) Shares Recitals Remedial Measures 6.1(b)(xivSignificant Subsidiaries Section 4.2 Spin-Off Recitals Support Agreement Recitals Surviving Corporation Section 1.5(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 8.2(b) Terminable Breach 8.1(b)(iiiThird Party Section 5.3(a) Transaction Litigation 6.15 Top-Up Closing Section 2.4(c) Top-Up Exercise Event Section 2.4(b) Top-Up Exercise Notice Section 2.4(c) Top-Up Notice Date Section 2.4(c) Top-Up Notice Receipt Section 2.4(c) Top-Up Option Section 2.4(a) Top-Up Option Shares Section 2.4(a) Transactions Recitals Vesting Phantom Shares Unaudited Income Statement Section 3.26 Voting Debt Section 3.2(a)) Working Capital Reconciliation Agreement Annex I

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (DG FastChannel, Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition 401(k) Termination Date Section 7.7(c) Adjusted Option Section 3.4(b) Adjusted RS Award Section 3.4(e) Adjusted RSU Award Section 3.4(d) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vSection 3.2(b)(ii) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(b)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.3(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble 2 Definition Company Acquisition Agreement Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a6.3(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aNotes Section 7.14(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Rights 4.3(aContinuing Employees Section 7.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bConverted Shares Section 3.1(b) e-mail 9.3 Copyrights Section 1.1 Credit Facility Terminations Section 7.14(a) Current ESPP Offering Period Section 3.4(f) Debt Commitment Letter Section 5.6(a) DGCL Recitals Dissenting Shares Section 3.3(a) DOJ Section 7.2(b) Effective Time 2.2(bSection 2.3 Enforceability Limitations Section 4.3(b) End Date 8.1(b)(iiFinancing Section 5.6(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFinancing Entities Section 1.1 FTC Section 7.2(b) GAAP Section 4.5(b) HIPAA Section 1.1 Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIndenture Section 7.14(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIntegration Committee Section 7.1(c) Leverage Covenants 6.1(a)(xivIntegration Plan Section 7.1(c) Maryland Courts 9.7(bIntervening Event Section 6.3(d) Maryland Department 2.2(bIP Contracts Section 4.14(h) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Government Bid Section 4.17(c) Material Reseller Section 4.19(c) Material Reseller Agreement Section 4.19(c) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Shares Section MGCL 2.1 Operating Partnership 2.1 3.1(c) New Plans Section 7.7(b) OFAC Section 4.9(e) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Governing Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Section 5.1 Parties Preamble Party Preamble Patents Section 1.1 Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bPayment Fund Section 3.2(a) Qualifying Income 8.3(i)(iPayoff Letter Section 7.14(a) Registration Proxy Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 7.12(a) Qatalyst Section 4.22 Quarterly Dividend Section 6.1(b)(ii) Relevant Matters Section 10.9(a) Remaining Shares Section 3.1(b) Restricted Parties Section 4.9(g) Sale Section 7.16(a) Xxxxxxxx-Xxxxx Act Section 4.5(a) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(b)(i) Transaction Litigation 6.15 Trade Secrets Section 1.1 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals willful breach Section 9.2(a) ARTICLE II

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ca, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section 2022 Bonus Plan 5.8(c) Affiliate Contract 3.20 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3(a) Applicable Courts 9.15(b) Book-Entry Shares 3.3(b)(i2.2(b)(ii) Cancelled Shares 3.1(b)(vCash-Settled PSU 2.4(a) Cash-Settled RSU 2.4(b) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(iClass B Common Stock 3.2(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Collective Labor Agreement 3.12(a) Commitment Letters 4.5(a) Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(aAwards 2.4(c) Company Affiliate 9.10(aBenefit Plan 3.11(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3(b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3(c) 87 Company Contracts 3.2(b) Bylaws 3.1 Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bLeased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(b) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(c) Company Registered IP 3.19(a) Company Related Parties 7.2(e) Company SEC Documents 3.5(a) Company SEC Financial Statements 3.5(c) Company Stockholder Approval 3.3(c) Confidentiality Agreement 5.2(b) Continuation Period 5.8(a) Continuing Employee 5.8(a) D&O Insurance 5.9(c) Debt Financing 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiDebt Financing Commitment Letter 4.5(a) Company Series B Preferred Stock 3.1(b)(iiiDebt Offer 5.16(b) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Disclosure Schedule Article 4 Dissenting Shares 2.3 Effective Time 2.2(b1.2 Equity Commitment Letter 4.5(a) End Date 8.1(b)(iiEquity Financing 4.5(a) Exchange Agent 3.3(aEvent Notice Period 5.3(d)(i)(1) Exchange Fund 3.3(aFDI Approval 5.7(a) Forfeited Phantom Shares 3.2(aFinancing 4.5(a) GAAP 4.5(bFinancing Action 5.6(a) Indemnified Liabilities 6.10(aFinancing Purposes 4.5(a) Indemnified Persons 6.10(aFinancing Source Related Parties 7.2(g) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iGuarantors Recitals Guaranty Recitals Indemnitee 5.9(a) Leverage Covenants 6.1(a)(xivIndemnitees 5.9(a) Maryland Courts 9.7(bIntervening Event 5.3(d)(i) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(e) Parent Affiliate 9.10(bSubsidiaries 4.3(a) Parent Board Subsidiary 4.3(a) Payee 2.5 Paying Agent 2.2(a) Payoff Letters 5.16(g) Payor 2.5 Proposal Notice Period 5.3(d)(ii)(2) Proxy Statement 5.4(a)(ii) Replacement Debt Financing 5.6(d) Xxxxxxxx-Xxxxx Act 3.5(a) Share Recitals Parent Board Recommendation 5.3(aShares Recitals Share-Settled PSUs 2.4(c) Parent Change Share-Settled RSUs 2.4(c) Solvent 4.8 Surviving Corporation 1.1(a) Systems 3.19(e) Tax Sharing Agreement 3.15(f) Termination Fee Collection Costs 7.2(d) Trade Control Laws 3.17(a) Transactions 1.1(a) Trustee 5.16(c) Unsecured Notes Definition of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Unsecured Notes Indenture Unsecured Notes Trustee Definition of Unsecured Notes Indenture

Appears in 1 contract

Samples: Agreement and Plan of Merger (Tenneco Inc)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Definition Term Section Action 7.8(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Proposal 6.3(h)(i) Antitrust Laws 4.6 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) 3.2 Certificate 3.2 Certificate of Merger 2.2(b2.1(b) Certificates 3.3(b)(iChange in Recommendation 6.3(d) Claim 7.8(a) Claimed Amount 9.4(e)(ii) Claim Notice 9.4(e)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Commitment Letters 5.8 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.1(b) Company Common Stock 3.1(b)(iDisclosure Schedule 1.3(o) Company Contracts 3.2(bEmployee Benefit Plan 4.19(a) Company DER Consideration 3.2(bFinancial Statements 4.7(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIndependent Petroleum Engineers 4.14(a) Company Intellectual Property 4.20 Company Material Adverse Effect 4.1(aAgreement 4.12(a) Company Meeting 4.6 Company Operations Plan 6.1(b)(M) Company Permits 4.9 Company Plans 4.10(a4.11(b) Company SEC Documents 4.5(aRelated Party 9.4(h) Company Series A Preferred Stock 3.1(b)(iiiReserve Report 4.14(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 8.1(a) Company Series C Preferred Stock 3.1(b)(iiiTermination Fee 9.4(m) Company Special Committee Contract 4.12(a) D&O Insurance 7.8(d) Debt Commitment Letter 5.8 Debt Financing 5.8 Debt Financing Agreements 7.14(a) Debt Financing Sources 7.14(a) Debt Letters 5.8 DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDivestiture Action 7.2(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b2.1(b) End Date 8.1(b)(iiElected Retained Xxxxxx 9.4(e)(i) Exchange Agent 3.3(aElected Unwind Xxxxxx 9.4(e)(i) Elected Unwind Termination Amount 9.4(e)(ii) Equity Commitment Letter Recitals Equity Financing 5.8 Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFee Letter 5.8 Financing 5.8 Financing Sources 7.14(a) GAAP 4.5(bGovernmental Approval 4.6 Guarantors Recitals Guarantee Recitals Indemnification Expenses 7.8(a) Indemnified Liabilities 6.10(aParties 7.8(a) Indemnified Persons 6.10(aIntervening Event Notice Period 6.3(f)(i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Lender 5.8 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub Preamble Merger Sub Sole Member Transactions Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Outside Date 7.2(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aRelated Party 9.4(h) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aTermination Fee 9.4(m) Parent Permits 5.9 Parent Plans 5.10(aParties Preamble Payment Agent 3.3(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Proceedings 4.16 Proxy Statement 4.6 Rights-of-Way 4.15 Significant Company Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSpecified Hedging Agreement 7.16(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSubstitute Financing 7.14(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiSuperior Proposal 6.3(h)(ii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuperior Proposal Notice Period 6.3(e)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Unwind Reimbursement 9.4(e)(ii) Terminable Unwinding Scenario 9.4(e)(i) Voting Agreements Recitals Willful Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)9.3

Appears in 1 contract

Samples: Agreement and Plan of Merger (Roan Resources, Inc.)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: Definition Defined Term Reference Accounts Receivable Section 3.4(e) Adverse Recommendation Section 6.2 Agreement Preamble Amendment to the Alternative Company Management Agreement Recitals Articles Acquisition Section 6.3(g)(ii) Alternative Financing Section 6.11(c) Alternative Vistas Acquisition Section 6.3(f)(i) Anghami Merger Sub Preamble Anghami Merger Surviving Company Section 2.1(b) Cayman Plan of Merger 2.2(bfor the Anghami Merger Section 2.1(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate Cayman Plan of Merger 2.2(bfor the Vistas Merger Section 2.1(a) Certificates 3.3(b)(iCFO Section 2.2(b)(i) Closing 2.2(aSection 2.2 Closing Date Section 2.2 Closing Form 8-K Section 6.4(c) Closing Date 2.2(aPress Release Section 6.4(c) Code Recitals Communication Policy Section 6.3(h) Company Preamble 2 Definition Company Acquisition Proposal Section Company Additional Dividend Amount 6.19(a6.3(g)(ii) Company Affiliate 9.10(aClass A Shares Section 3.3 Company Class C Shares Section 3.3 Company Closing Statement Section 2.4(a)(i) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aEmployee Benefit Plan Section 3.15(a) Company Permits 4.9 Company Plans 4.10(aSection 3.17(b) Company SEC Documents 4.5(a) Seed Preferred Shares Section 3.3 Company Series A Preferred Stock 3.1(b)(iii) Shares Section 3.3 Defined Term Reference Company Series B A+ Preferred Stock 3.1(b)(iiiShares Section 3.3 Company Shareholders Section 3.3 D&O Claim Section 6.9(a) Company Series C Preferred Stock 3.1(b)(iiiD&O Entity Section 6.9(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bD&O Indemnification Obligation Section 6.9(d) Creditors’ Rights 4.3(aD&O Indemnified Person Section 6.9(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bData Room Section 10.5 Dispute Section 10.9 Dispute Notice Section 10.9 Dispute Resolution Period Section 10.9 Equity Financing Section 6.11 Financial Statements Section 3.4(a) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bICDR Section 10.9 ICDR Rules Section 10.9 Latest Balance Sheet Section 3.4(a) Material Company Insurance Policies 4.17 Contract Section 3.10(a) Non-Party Affiliate Section 10.7 Other Indemnitors Section 6.9(d) Outside Date Section 9.1(c) Party, Parties Preamble Post-Closing Pubco Board Section 2.1(d) Pre-Closing Period Section 6.3 Registration Statement Section 6.1(a) Pubco Preamble Pubco Assumed Option Section 2.3(b)(ii) Public Stockholders Section 10.11 Relevant Period Section 3.22 Restrictive Covenant Agreement Recitals Signing Form 8-K Section 6.4(b) Signing Press Release Section 6.4(b) Sponsor Letter Agreement Recitals Registration Rights Agreement Section 8.2(d)(iv) Tail Policy Section 6.9(c) Transactions Recitals Vistas Preamble Vistas Acquisition Proposal Section 6.3(f)(i) Vistas Benefit Plans Section 5.14 Vistas Material Parent Insurance Policies 5.17 Contract Section 5.8 Vistas Merger Recitals Merger Filings 2.2(b) Vistas Merger Sub Preamble Vistas Merger Sub Sole Member Recitals Definition Surviving Company Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b2.1(a) Parent Affiliate 9.10(bVistas Preferred Shares Section 5.2 Vistas Public Securities Section 5.15 Vistas Record Date Section 6.1(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent Vistas SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Section 5.5

Appears in 1 contract

Samples: Business Combination Agreement (Vistas Media Acquisition Co Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition 280G Stockholder Approval Section 5.6(b) 401(k) Plan Section 1.4(b)(i) Adjustment Resolution Period Section 1.15(b) Adjustment Review Period Section 1.15(b) Agreement Preamble Amendment to the Company Management Agreement Date Preamble Allocation Schedule Section 4.3(a) Anti-Corruption Laws Section 2.24 Balance Sheet Date Section 2.7(b) Behavioral Data Section 2.12(a)(i) Board Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(iBooks and Records Section 2.17(b) Cancelled Shares 3.1(b)(vSection 1.7(e) Cash Portion Section 4.2(f) CCPA Section 2.12(a)(xiv) Certificate of Incorporation Section 2.1(d) Certificate of Merger 2.2(bSection 1.2(a) Certificates 3.3(b)(iof Merger Section 1.2(b) Charter Documents Section 2.1(d) Closing 2.2(aSection 1.4(a) Closing Date 2.2(aSection 1.4(a) Code Recitals Company Preamble 2 Definition Company Authorizations Section 2.15 Company Additional Dividend Amount 6.19(aBoard Resolutions Section 2.4(a) Company Affiliate 9.10(aData Section 2.12(a)(ii) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents Indemnitees Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiIP Section 2.12(a)(iii) Company Series B Preferred Stock 3.1(b)(iiiOwned IP Section 2.12(a)(iv) Company Series C Preferred Stock 3.1(b)(iiiPrepared Returns Section 4.2(a)(i) Company Special Committee Privacy Policy Section 2.12(a)(v) Company Products Section 2.12(a)(vi) Company Products Data Section 2.12(a)(vii) Company Registered IP Section 2.12(b) Company Software Section 2.12(a)(viii) Company Source Code Section 2.12(a)(ix) Company Stockholder Approval Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Voting Debt Section 2.2(f) Confidentiality Agreement 6.7(bSection 5.7 Contaminant Section 2.12(a)(x) Creditors’ Rights 4.3(aContinuing Claim Section 7.4(f) Converted Option Section 1.7(b)(ii) Converted Option Exercise Price Section 1.7(b)(ii) Current Balance Sheet Section 2.7(b) D&O Indemnifiable Matters Section 4.5(a) D&O Tail Policy Section 4.5(b) Deductible Amount Section 7.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bSection 1.1(b) e-mail 9.3 Determination Date Section 1.15(c) DGCL Section 1.1(a) Director and Officer Resignation Letters Section 1.4(b)(iv) Disclosure Schedule Article II Dissenting Shares Section 1.11(a) Effective Time 2.2(bSection 1.2(a) Eligible Continuing Employee Section 5.19 Embargoed Countries Section 2.23 End Date 8.1(b)(iiSection 8.1(b) Engagement Letter Section 7.6(b) ePrivacy Directive Section 2.12(a)(xiv) Escrow Agreement Section 1.4(b)(xi) Escrow Fund Section 1.10(a) Estimated Closing Cash Amount Section 1.15(a) Estimated Closing Indebtedness Amount Section 1.15(a) Estimated Closing Statement Section 1.15(a) Estimated Closing Third Party Expenses Section 1.15(a) Estimated Closing Working Capital Adjustment Amount Section 1.15(a) Exchange Agent 3.3(aDocuments Section 1.9(b) Exchange Expense Fund 3.3(aSection 7.6(c) Forfeited Phantom Shares 3.2(aExpense Fund Account Section 7.6(c) GAAP 4.5(bExport Approvals Section 2.23 FCPA Section 2.24 Final Closing Statement Section 1.15(c) Indemnified Liabilities 6.10(aFinancials Section 2.7(a) Indemnified Persons 6.10(aFIRPTA Compliance Certificate Section 1.4(b)(x) Joint Proxy Statement 4.4 First Merger Recitals GDPR Section 2.12(a)(xiv) HSR Act Section 2.6(b) HIPAA Section 2.12(a)(xiv) Inbound Licenses Section 2.12(d)(i) Indemnification Claim Notice Section 7.4(a) Indemnification Claim Objection Notice Section 7.4(b) Independent Accountant Section 1.15(b) Intellectual Property Rights Section 2.12(a)(xi) Interested Party Section 2.14(a) Invoice Section 1.4(b)(vi) Lease Agreements Section 2.11(b) Leased Real Property Section 2.11(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bSection 1.9(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bContract(s) Section 2.13(b) Merger Sub I Preamble Merger Sub Sole Member II Preamble Merger Subs Preamble Mergers Recitals Definition Notice of Adjustment Disagreement Section MGCL 2.1 Operating Partnership 2.1 1.15(b) Notices Section 5.11(c) OFAC Section 2.23 Open Source Material Section 2.12(a)(xii) Open Source Licenses Section 2.12(a)(xii) Outbound Licenses Section 2.12(d)(ii) 95 Parent Preamble Parent Additional Dividend Amount 6.19(bArrangement Section 2.9(b) Parent Affiliate 9.10(bCertificate Section 6.3(c) Parent Board Recitals Parent Board Recommendation 5.3(aFinancial Statements Section 3.5(b) Parent Change of Recommendation 6.4(bIndemnified Parties Section 7.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPrepared Returns Section 4.2(a)(ii) Parent SEC Documents 5.5(aSection 3.5(a) Parent Stock Issuance Recitals Parent Stockholders Patent Rights Section 2.12(a)(xi) Paying Agent Agreement Section 1.4(b)(xv) Payoff Letter Section 1.4(b)(vi) Permitted Transferee Section 4.4(b) Personal Data Section 2.12(a)(xiii) Personnel Agreements Section 2.12(f)(i) PNO Section 2.6(b) Post-Closing Deficit Amount Section 1.15(d) Post-Closing Excess Amount Section 1.15(e) Post-Closing Statement Section 1.15(b) Privacy Requirements Section 2.12(a)(xiv) Prohibited Party Lists Section 2.23 PTO Section 2.12(b) Recovered Fraud Amounts Section 7.3(b) Registered IP Section 2.12(a)(xv) Reorg Threshold Section 4.2(f) Representative Losses Section 7.6(b) Resolved Matters Section 1.15(b) Restricted Shares Section 2.2(a) Retained Escrow Amount Section 7.4(f) Retention Pool Section 4.6 Second Certificate of Merger Section 1.2(b) Second Effective Time Section 1.2(b) Second Merger Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSecretary Certificate Section 1.4(b)(v) Per Share Preferred Merger Consideration 3.1(b)(iiiSection 280G Payments Section 5.6(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiSecurityholder Representative Preamble Shrink-Wrap Software Section 2.12(a)(xvi) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiStandard Form Agreements Section 2.12(d)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiStock Portion Section 4.2(f) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary Stockholder Notice Section 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurviving Corporation Section 1.1(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bEntity Section 1.1(b) Terminable Breach 8.1(b)(iiiSystems Section 2.12(p) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Tax Attribute Section 7.2(c) Technology Section 2.12(a)(xvii) Terminated Agreements Section 5.12 Third Party Claim Section 7.5 Third Party Notice Section 7.5 Top Customers Section 2.25(a) Top Resellers Section 2.25(a) Top Suppliers Section 2.25(a) Total Stockholder Consideration Section 4.2(f) Trade Laws Xxxxxxx 0.00 Xxxxxx Xxxxxx Real Property Holding Corporation Section 2.9(a)(viii) Unresolved Matters Section 1.15(b) Warrant Cancellation Agreement Section 1.4(b)(xii) 97

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (PagerDuty, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section $ or dollars Section 10.10 144A Debt Securities Section 5.6(e) Aggregate Purchased Equity and Purchased Rights Consideration Section 1.2(d) Agreed Tax Reporting Schedule 6.4 Agreement Preamble Amendment to the Company Management Agreement Alternative Debt Financing Section 5.6(c) Ancillary Agreements Recitals Articles of Merger 2.2(bAsset Sale Consideration Section 4.1(b)(v) Book-Entry Shares 3.3(b)(iBankruptcy and Equity Exception Section 2.3(a) Cancelled Shares 3.1(b)(vBankruptcy Code Section 5.21(i) Certificate of Merger 2.2(bBroadcasting Rights Section 2.8(b) Certificates 3.3(b)(iCapital Reduction Section 1.2(c) Capital Reduction Amount Section 1.2(c) CLA Section 1.2(c) CLA Payable Section 1.2(c) Closing 2.2(aSection 1.1 Closing Consideration Section 1.2(e) Closing Consideration Notice Section 1.3(a) Closing Date 2.2(aSection 1.1 Closing Structure Section 5.13 Common Share Consideration Section 1.2(i) Code ContentCo Recitals Company ContentCo Additional Contract Section 2.15(b) ContentCo Business Recitals ContentCo Credit Supports Section 5.10 ContentCo Entity Recitals ContentCo Environmental Permits Section 2.12(b) ContentCo Group Recitals ContentCo IT Systems Section 2.13(i) ContentCo Leased Real Property Section 2.14(a) ContentCo Licensed Media Properties 2.13(b) ContentCo Licensees Section 5.21(a) ContentCo Licensors Section 5.21(b) ContentCo Material Contract Section 2.15(a) ContentCo Owned Media Properties 2.13(b) ContentCo Owned Real Property Section 2.14(a) ContentCo Permit Section 2.8(a) ContentCo Real Property Section 2.14(a) ContentCo Real Property Lease Section 2.14(a) Contribution Recitals Contribution Agreement Section 1.2(i) Debt Commitment Letter Section 3.20 Debt Financing Section 3.20 Disputed Assets Section 5.18(a) Divested Entity Section 5.21(g)(ii) Equity Award Expense Section 1.6 Equity Financing Section 3.20 Equity Financing Sources Section 3.20 Estimated ContentCo Cash Section 1.3(a) Estimated ContentCo Indebtedness Section 1.3(a) Estimated ContentCo Working Capital Section 1.3(a) Excluded Business Recitals Excluded Information Section 5.6(e) FCPA Section 2.8(a) FIFA Section 5.17(d) Flame Preamble 2 Definition Folleto Informativo Section Company Additional Dividend 5.15(a) Indemnified Person Section 5.5(a) Indemnitee Section 5.14(b) Indemnitor Section 5.14(d)(i) Independent Accounting Firm Section 1.7(e) Initial Adjustment Statement Section 1.7(a) Interim Committee Section 5.18(a) Lava Preamble Licensee Party Section 5.21(c) Licensees Section 5.17(e) Licensor Party Section 5.21(c) made available Section 10.10 Material Content Contract Section 2.14(a)(x) Merger Recitals Merger Documents Recitals Merger Sub Recitals Mex$ Section 10.10 Mixed Tax Claim Section 5.14(e)(iii) New HoldCo Recitals New Stockholders Agreement Recitals Non-Transferrable ContentCo Assets Section 5.17(a) Notice of Disagreement Section 1.7(c) Notifying Party Section 5.16 OpCo Recitals OpCo Payable Settlement Section 1.2(h) Order Section 2.7 Overall Cap Section 5.14(c) Parties Preamble Party Preamble Pre-Closing Business Records Section 5.9(a) Pre-Closing Restructuring Section 5.13 Preferred Share Consideration Section 1.2(i) Premium Cap Section 5.5(c) Purchased Entities Recitals Purchased Entity Interests Recitals Purchased Rights Recitals R&W Insurance Policy Section 5.12 Regulatory Restriction Section 5.2(b) Renewal Application Section 5.2(e) Reorganiztion Agreement Section 1.9 Replacement Financing Section 5.6(d) Required Amendments Section 5.16 Required Amount 6.19(aSection 3.20 Required Consents Section 5.2(a) Company Affiliate 9.10(aResolution Period Section 1.7(d) Company Board Review Period Section 1.7(c) Series B Certificate of Designations Recitals Company Board Recommendation Series C Certificate of Designations Recitals Company Change Series D Certificate of Recommendation 6.3(bDesignations Recitals Share Consideration Section 1.2(i) Company Common Stock 3.1(b)(iSmoke Preamble Special Claim Notice Section 5.14(d)(i) Company Contracts 3.2(bSpecial Indemnification Section 5.14(d)(i) Company DER Consideration 3.2(bSpecified Deductible Section 5.14(c) Company Director Designee 2.6 Company Specified Matter Section 5.14(b) Takeover Law Section 3.14 Tax Claim Section 5.14(e)(iii) Tax Controlling Party Section 5.14(e)(iii) Tax Non-Controlling Party Section 5.14(e)(iii) Termination Date Section 9.1(b)(i) Third Party Expert Section 5.16 Third-Party Consents Section 5.17(a) Torch Preamble Torch CLA Transactions Section 1.2(c) Torch Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bII Torch FIFA Fees Section 5.17(e) Company Torch FIFA Rights Section 5.17(e) Torch Indemnitee Section 5.14(b) Torch Licensees Section 5.21(b) Torch Licensors Section 5.21(a) Torch Reports Article II Torch Shareholder Approval Section 2.3(a) Torch Taxes Section 5.14(e)(iii) Transaction Documents Recitals Transactions Recitals Transactions Engagement Section 10.12(a) Transferred Cash Cap Section 5.19 Transferred Cash Floor Section 5.19 Transition Services Agreement Recitals TV Programming Rights Section 1.2(c) TV Programming Rights Amount Section 1.2(c) UCI Section 3.5(a) Unavailable Equity Financing Section 5.6(d) United Preamble United Additional Contract Section 3.16(b) United Capitalization Date Section 3.2(a) United Class A Common Stock Section 3.2(a) United Class B Common Stock Section 3.2(a) United Class C Common Stock Section 3.2(a) United Common Stock Section 3.2(a) United Disclosure Letter Article III United Environmental Permits Section 3.12(b) United Existing Charter Recitals United Existing Organizational Documents Recitals United Existing Stockholders Agreement Recitals United FCC Licenses Section 3.8(b) United Indemnitee Section 5.14(a) United IT Systems Section 3.13(f) United Leased Real Property Section 3.15(a) United Licensed Media Properties Section 3.13(b) United Material Adverse Effect 4.1(aContract Section 3.16(a) Company Permits 4.9 Company Plans 4.10(aUnited New Bylaws Recitals United New Charter Recitals United New Organizational Documents Recitals United Owned IP Section 3.13(a) Company SEC Documents 4.5(aUnited Owned Media Properties Section 3.13(b) Company United Owned Real Property Section 3.15(a) United Permit Section 3.8(a) United Preferred Stock Section 3.2(a) United Purchaser Sub Section 1.2(d) United Real Property Section 3.15(a) United Real Property Lease Section 3.15(a) United Series A Preferred Stock 3.1(b)(iiiSection 3.2(a) Company United Series B Preferred Stock 3.1(b)(iii) Company Recitals United Series C Preferred Stock 3.1(b)(iiiRecitals United Taxes Section 5.14(e)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) ewholly-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition owned Subsidiary Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable 10.10 Willful Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 9.2 World Cup Contract Section 5.17(d)

Appears in 1 contract

Samples: Transaction Agreement (Grupo Televisa, S.A.B.)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Definition Term Section 104H Tax Ruling 6.21(b) 2015 Plan 4.2(a) 2021 Plan 4.2(a) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b6.2(d)(i)(E) Alternative Offering 6.21 Anticorruption Law 4.10(d) Applicable Date Article IV Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Share 2.2 Certificate 2.2 Certificate of Merger 2.2(b1.3 Change of Recommendation 6.2(d)(i)(E) Certificates 3.3(b)(iChange of Recommendation Notice 6.2(d)(ii) Articles of Association 1.5 Chosen Courts 9.4(b) Closing 2.2(a) 1.2 Closing Date 2.2(a) 1.2 Code Recitals Companies Registrar 1.3 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Company Affiliate 9.10(aPlan 6.11(c) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCompensation Committee 2.5(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFOCI Mitigation Agreement 4.22 Company Government Contract 4.18(a)(xix) Company Material Adverse Effect 4.1(aContracts 4.18(a) Company Permits 4.9 Company Plans 4.10(aOptions 2.5(a) Company SEC Documents Ordinary Shares Recitals Company Recommendation 4.3(b) - 93 - Company Reports 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiTermination Fee 8.5(b) Company Series B Preferred Stock 3.1(b)(iiiTop Customer 4.19(a) Company Series C Preferred Stock 3.1(b)(iiiTop Supplier 4.19(a) Company Special Committee Recitals Unvested Option 2.5(a) Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bVested Option 2.5(a) Creditors’ Rights 4.3(aContinuing Employees 6.11(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.14(b) e-mail 9.3 Debt Financing 6.18 Dual Listing Application 6.3(a) Dual Listing Arrangement 6.3(a) Effective Time 2.2(b1.3 Electing Holder 6.21(b) End Date 8.1(b)(iiEligible Shares 2.1 Encumber 4.2(a) Encumbrance 4.2(a) Equity Pool 6.11(f) Equity Reference Time 4.2(a) Exchange Agent 3.3(a3.1 Exchange Agent Undertaking 3.8(b) Exchange Fund 3.3(a3.1 Exchange Ratio 2.1 FAR 4.18(e) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bICL Recitals IDF 4.16(b)(xiv) Indemnified Liabilities 6.10(aParties 0 Insurance Policies 4.17 Israeli Employees 4.9(d) Indemnified Persons 6.10(aISA Exemptions 6.3(a) Joint Proxy Statement 4.4 Israeli Options Exemption 6.3(a) Key Employees 4.9(i) Letter of Transmittal 3.3(b)(i3.2(a) Leverage Covenants 6.1(a)(xivMatch Period 6.2(d)(ii) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Memorandum of Association 1.6 Merger Recitals Merger Filings 2.2(b) Consideration 2.1 Merger Notice 1.3 Merger Proposal 6.5 Merger Sub Preamble Merger Sub Sole Member Board Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 MOC Notice 6.6(g) Multiemployer Plan 4.8(b) Non-DTC Book-Entry Share 3.2(b) Non-U.S. Company Benefit Plan 4.8(a) Option Consideration 2.5(a) Option Tax Ruling 6.20(a) Original Date 6.4(b) Outside Date 8.2(a) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.11(c) Parent Affiliate 9.10(b) Contract 5.11 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) 2.1 Parent Disclosure Letter Article V Parent Equity Plan Preferred Stock 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents Reports 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iOption 2.5(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParty/Parties Preamble Payor 3.8(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPost-Closing Equity Split 2.1 Potential Purchasers 6.6(e) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiPotential Sale Transaction 6.6(e) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPrivacy and Security Policies 4.16(b)(xvi) Per Share Stock Consideration 3.1(b)(iProxy/Prospectus 6.3(a) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iRegistered Intellectual Property Rights 4.16(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv6.3(a) Related Party 4.21 Related Party Contract 4.21 Requisite Company Vote 4.3(a) Requisite Regulatory Approvals 7.1(c) Section 102 Plan 4.13(s) Special Security Agreement 4.22 Stock Plans 4.2(a) Stock Split 2.1 Substantial Detriment 6.6(d) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1 Tail Period 6.14(b) Terminable Breach 8.1(b)(iiiTakeover Statute 4.11(a) Termination Date 6.11(c) Transaction Litigation 6.15 6.16 Transactions Recitals Vesting Phantom Shares 3.2(aValid Tax Certificate 3.8(b) Withholding Drop Date 3.8(b) Withholding Tax Ruling 6.20(c) Wireless Device License 6.6(f)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Rada Electronic Industries LTD)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Section Terms Reference 280G Stockholder Approval 6.6(b) 401(k) Plan 1.5(a)(ii) Adjustment Resolution Period 2.9(b) Adjustment Review Period 2.9(b) Agreement Preamble Amendment to the Company Management -95- Terms Reference Agreement Date Preamble Allocation Schedule 5.3(a) Balance Sheet Date 3.6(b) Board Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.1(e) Certificate of Merger 2.2(b) Certificates 3.3(b)(i1.2 Charter Documents 3.1(d) Closing 2.2(a) 1.4 Closing Date 2.2(a) Code Recitals 1.4 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAuthorizations 3.14(a) Company Board Resolutions 3.4(a) Company Indemnitees 5.4(a) Company IP 3.11(a)(ii) Company Owned IP 3.11(a)(iii) Company Prepared Returns 5.2(a)(i) Company Products 3.11(a)(iv) Company Registered IP 3.11(b) Company Software 3.11(a)(v) Company Source Code 3.11(a)(vi) Company Stockholder Approval Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bVoting Debt 3.2(g) Company Common Stock 3.1(b)(iConfidentiality Agreement 6.7 Contaminant 3.11(a)(vii) Company Contracts 3.2(bContingent Consideration 2.11(c) Company DER Consideration 3.2(bContingent Holdback Cash and Shares 2.11(h) Company Director Designee 2.6 Company Continuing Claim 8.4(e) Converted Unvested Options 2.1(b)(ii) Converted Unvested Option Exercise Price 2.1(b)(ii) COVID-19 Measures 3.19(j) Current Balance Sheet 3.6(b) Determination Date 2.9(c) DGCL 1.1 Disclosure Schedule Article III D&O Indemnifiable Matters 5.4(a) D&O Tail Policy 5.4(b) Dissenting Shares 2.5(a) Effective Time 1.2 Earnout Event 2.11(a) Eligible Employees 6.20 Embargoed Countries 3.24 End Date 9.1(b) Engagement Letter Article IV Company Dividend Equivalent Right 3.2(b8.6(b) Company Material Adverse Effect 4.1(aEPLI Tail Policy 5.4(b) Company Permits 4.9 Company Plans 4.10(aEstimated Closing Cash Amount 2.9(a) Company SEC Estimated Closing Indebtedness Amount 2.9(a) Estimated Closing Statement 2.9(a) Estimated Transaction Expense Amount 2.9(a) Estimated Closing Working Capital Adjustment Amount 2.9(a) Expense Fund 8.6(c) Expense Fund Account 8.6(c) Terms Reference Export Approvals 3.24 Financials 3.6(a) FIRPTA Compliance Certificate 1.5(a)(vi) Formation Documents 4.5(a3.1(d) Company Series A Preferred Stock 3.1(b)(iiiGDPR 3.11(a)(viii) Company Series B Preferred Stock 3.1(b)(iiiHSR Act 6.9(b) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Identified Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bInbound Licenses 3.11(d)(i) Creditors’ Indemnification Claim Notice 8.4(a) Indemnification Claim Objection Notice 8.4(b) Indemnity Escrow Expiration Date 8.4(e) Independent Accountant 2.9(b) Information Privacy and Security Laws 3.11(a)(x) Intellectual Property Rights 4.3(a3.11(a)(xi) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bInterested Party 3.13(a) e-mail 9.3 Effective Time 2.2(bInvoice 1.5(a)(v) End Date 8.1(b)(iiKey Employees Recitals Lease Agreements 3.10(b) Exchange Agent 3.3(aLeased Real Property 3.10(b) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b2.3(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bContract(s) 3.12(b) MedMal Tail Policy 5.4(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Notice of Adjustment Disagreement 2.9(b) OFAC 3.24 Open Source Licenses 3.11(a)(xii) Open Source Material 3.11(a)(xii) Option Release Individual 3.2(c) Outbound Licenses 3.11(d)(ii) Parachute Payment Waiver 6.6(a) Parent Preamble Parent Additional Dividend Amount 6.19(bIndemnified Parties 8.2(a) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(aPrepared Returns 5.2(a)(ii) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPatent Rights 3.11(a)(xi) Per Share Preferred Merger Consideration 3.1(b)(iiiPaying Agent Agreement 2.3(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPayoff Letter 1.5(a)(v) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiPersonal Data 3.11(a)(xiii) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPersonnel Agreements 3.11(f)(i) Per Share Stock Consideration 3.1(b)(iPost-Closing Deficit Amount 2.9(d) Phantom Share Consideration Post-Closing Excess Amount 2.9(e) Post-Closing Statement 2.9(b) Preliminary Allocation Schedule 2.12 Privacy Statements 3.11(a)(xiv) Prohibited Party Lists 3.24 Personal Information 3.11(a)(xvi) PTO 3.11(b) Registered IP 3.11(a)(xviii) Representative Losses 8.6(b) Terms Reference Required Information 2.3(a) Resignation Letters 1.5(a)(iii) Resolved Matters 2.9(b) Restraint 7.1(a) Restricted Shares 3.2(a) Qualified REIT Subsidiary 4.1(bRetained Escrow Amount 8.4(e) Qualifying Income 8.3(i)(iSection 280G Payments 6.6(b) Registration Shrink-Wrap Software 3.11(a)(xx) Standard Form Agreements 3.11(d)(iii) Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivNo. 5 3.6(d) Stockholder Notice 5.1(b) Stockholder Representative Preamble Surviving Corporation 1.2 Tax Representations 8.1 Tail Policies 5.4(b) Technology 3.11(a)(xxi) Third Party Claim 8.5 Third Party Notice 8.5 Top Customer 3.26(a) Top Partner 3.26(a) United States Real Property Holding Corporation 3.8(a)(viii) Unresolved Matters 2.9(b) [Remainder of page intentionally left blank] In Witness Whereof, Parent, Merger Sub, the Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)and the Stockholder Representative have caused this Agreement to be signed, all as of the date first written above. ACCOLADE, INC. By: /s/ Rxxxxx Xxxxx Name: Rxxxxx Xxxxx Title: Chief Executive Officer PANDA MERGER SUB, INC. By: /s/ Rxxxxx Xxxxx Name: Rxxxxx Xxxxx Title: President In Witness Whereof, Parent, Merger Sub, the Company and the Stockholder Representative have caused this Agreement to be signed, all as of the date first written above. PLUSHCARE,INC. By: /s/ Rxxx XxXxxxx Name: Rxxx XxXxxxx Title: Chief Executive Officer [Signature Page to Agreement and Plan of Merger] In Witness Whereof, Parent, Merger Sub, the Company and the Stockholder Representative have caused this Agreement to be signed, all as of the date first written above. Fortis Advisors LLC, solely in its capacity as the Stockholder Representative By: /s/ Rxxx Xxxxxx Name: Rxxx Xxxxxx Title: Managing Director ANNEX A CERTAIN DEFINED TERMS

Appears in 1 contract

Samples: Agreement and Plan of Merger (Accolade, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Section Actions 9.5(a) Adverse Recommendation Change 6.3(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 4.7(c) Base Indenture 6.13(c) Book-Entry Shares 3.3(b)(i3.1(a)(i) Cancelled Shares 3.1(b)(v3.1(a)(ii) Certificate 3.1(a)(i) Certificate of Merger 2.2(b2.3 Chosen Courts 9.5(a) Certificates 3.3(b)(iClearance Date 6.6(a) Closing 2.2(a) 2.2 Closing Date 2.2(a2.2 Collective Bargaining Agreement 4.18(a)(iii) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(aAcquisition Agreement 6.3(e) Company Affiliate 9.10(aApprovals 4.3(c) Company Board of Directors Recitals Company Board Recommendation Recitals By-laws 4.1(b) Company Change of Recommendation 6.3(bCertificate 4.1(b) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule IV Company Employees 6.4(a) Company Contracts 3.2(bFinancial Statements 4.4(b) Company DER Consideration 3.2(bIndemnified Parties 6.9(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIntervening Event Recommendation Change 6.3(g) Company Leased Real Property 4.16 Company Material Adverse Effect 4.1(aContracts 4.18(a)(xi) Company Organizational Documents 4.1(b) Company Owned Real Property 4.16 Company Permits 4.9 4.7(b) Company Plans 4.10(a) Real Property Leases 4.16 Company Recommendation Recitals Company SEC Documents 4.5(a4.4(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Company Special Meeting 6.6(b) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 4.3(b) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Organizational Documents 4.1(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Takeover Transaction 8.3(a) Confidentiality Agreement 6.7(b6.2(c) Creditors’ Rights 4.3(aCredit Agreement 6.13(h) Credit Agreement Termination 6.13(h) Debt Offer 6.13(a) Debt Offer Documents 6.13(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b2.3 DGCL Recitals DGCL 262 3.1(b) e-mail 9.3 Dissenting Shares 3.1(b) Effective Time 2.2(b) End Date 8.1(b)(ii2.3 EU Merger Regulation 4.3(c) Exchange Agent 3.3(aAct 4.3(c) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFood Laws 4.8(b) GAAP 4.5(b4.4(b) Indemnified Liabilities 6.10(aHSR Act 4.3(c) Indemnified Persons 6.10(aIRS 4.11(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.2(c) Leverage Covenants 6.1(a)(xivLong Stop Date 8.1(b) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals 2.1 Merger Filings 2.2(bConsideration 3.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan 4.11(e) Notes 6.13(a) Notes Indenture 6.13(c) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bApprovals 5.2(b) Parent Board of Directors Recitals Parent Board Recommendation 5.3(aExpenses 8.3(d) Parent Change of Recommendation Parties Preamble Party Preamble Payment Agent 3.2(a) Payment Agent Agreement 3.2(a) Payment Fund 3.2(b) Payoff Amount 63 Payoff Letter 63 Post-Closing Plans 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aPremium Cap 6.9(c) Qualified REIT Subsidiary 4.1(bPlan 4.11(c) Qualifying Income 8.3(i)(iRepresentatives 6.3(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivXxxxxxxx-Xxxxx Act 4.4(a) Securities Act 4.3(c) Supplemental Indenture 6.13(c) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee 8.3(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)ARTICLE II

Appears in 1 contract

Samples: Agreement and Plan of Merger (WHITEWAVE FOODS Co)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Aspen 4.10(b) Book-Entry Shares 3.3(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a6.16(a) Company Adjusted Book Value Per Share 3.1(c) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.15 Definition Section Company Manager Plans 4.10(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.21 Company Owned Real Property 4.15 Company Permits 4.9 Company Plans 4.10(a) Company Portfolio Securities 6.1(b)(iv) Company Preferred Stock Redemptions 6.22 Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(bCompany Warrant Purchases 6.22 Contingent Cash Purchase Price 3.1(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Gaea 4.1(a) Gxxxxxx 4.10(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Recitals MLLC Act Recitals Non-Disclosure Agreement 6.6(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Definition Section Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivREOs 4.15 Special Committee Recitals Specified Incentive Equity Issuances 6.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.14 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Great Ajax Corp.)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following terms (as capitalized terms are defined in this Agreement as referenced in below) will have the following tablemeanings when used herein: Definition 2019 Company Performance Share Award Section 2.3(b)(i) 2019 Vested Shares Section 2.3(b)(i)(A) 2020 Company Performance Share Award Section 2.3(b)(ii) 2020 Vested Shares Section 2.3(b)(ii)(A) ACA Section 3.11(c) Accelerated Company Restricted Share Award Section 2.3(a) Action Section 5.11(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Alternative Proposal Section 5.5(f) Antitrust Termination Fee Section 7.3(b)(ii) Articles of Merger 2.2(b) Section 1.3 Board of Directors Recitals Book-Entry Shares 3.3(b)(iSection 2.2(a) Cancelled Shares 3.1(b)(vSection 2.1(a)(ii) Cash Equity Section 4.5(b) Cedar Confidentiality Agreement Section 5.4(b) 64 Cedar Guarantor Recitals Certificate of Merger 2.2(b) Section 1.3 Certificates 3.3(b)(i) Closing Section 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bSection 5.5(c) Closing Section 1.2 Closing Date Section 1.2 Code Section 2.2(b)(iii) Commitment Letters Section 4.5(b) Common Stock Section 2.1(a)(i) Company Common Stock 3.1(b)(iPreamble Company Benefit Plans Section 3.11(a) Company Contracts 3.2(bBylaws Section 1.5 Company Damage Cap Section 7.3(c)(ii) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bEmployees Section 5.7(a) Company ESOP Section 5.7(g) Company Material Adverse Effect 4.1(aContract Section 3.19(a) Company Meeting Section 5.6(b) Company Performance Share Awards Section 2.3(b)(ii) Company Permits 4.9 Section 3.7(b) Company Plans 4.10(aRelated Parties Section 7.3(a) Company Restricted Share Awards Section 2.3(a) Company SEC Documents Section 3.4(a) Company Stockholder Approval Section 3.18 Company Termination Fee Section 7.3(a) Confidentiality Agreements Section 5.4(c) Conifer Confidentiality Agreement Section 5.4(b) Conifer Guarantor Recitals Credit Agreement Section 5.12(e) Debt Commitment Letter Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiDebt Financing Section 4.5(a) Company Series B Preferred Stock 3.1(b)(iiiDefinitive Agreements Section 5.12(a) Company Series C Preferred Stock 3.1(b)(iiiDissenting Shares Section 2.1(b) Company Special Committee Divestiture Actions Section 5.8(b) DLLCA Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) Section 1.3 End Date 8.1(b)(iiSection 7.1(b) Exchange Agent 3.3(aEnforceability Exceptions Section 3.19(b) Enforcement Expenses Section 7.3(c)(i) Equity Investors Recitals ERISA Section 3.11(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExecutive Committee Employees Section 5.11(a) GAAP Existing Credit Facilities Termination Section 5.12(e) FDA Section 3.9(a) Financing Section 4.5(b) Indemnified Liabilities 6.10(aFood Authorities Section 3.9(a) FTC Section 3.9(a) Governmental Entity Section 3.3(b) Guarantee Section 4.13 HSR Act Section 3.3(b) Indemnified Persons 6.10(aParty Section 5.11(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIntellectual Property Section 3.15(a) Leverage Covenants 6.1(a)(xivIntervening Event Section 5.4(h) Maryland Courts 9.7(bIntervening Event Notice Section 5.5(d) Maryland Department 2.2(bInvestment Agreement Section 4.5(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Lease Section 3.16 Leased Real Property Section 3.16 Legal Restraint Section 6.1(b) MAE Detriment Section 5.8(b) Maximum Amount Section 5.11(c) MBCA Recitals Merger Recitals Merger Filings 2.2(bAmounts Section 4.5(d) Merger Consideration Section 2.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Multiemployer Plan Section MGCL 2.1 Operating Partnership 2.1 3.11(a) New Plans Section 5.7(a) Old Plans Section 5.7(a) Owned Real Property Section 3.16 Parent Preamble Parent Additional Dividend Amount 6.19(bApprovals Section 4.2(b) Parent Affiliate 9.10(bDamage Cap Section 7.3(c)(ii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bDebt Financing Termination Fee Section 7.3(b)(ii) Parent Disclosure Letter Article V 4 Parent Equity Plan 5.2(aFinancing Termination Fee Section 7.3(b)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Section 4.1 Parent Related Parties Section 7.3(a) Paying Agent Section 2.2(a) Payoff Amount Section 5.11(f) Permits Section 3.7(b) Preferred Stock Section 3.2(a) Products Section 3.9(a) Proxy Statement Section 3.13 Real Property Section 3.16 Recommendation Section 3.3(a) Reimbursement Obligations Section 5.12(e) Representatives Section 5.4(a) Share Section 2.1(a)(i) SP Right Notice Period Section 8.5(b) Specified Acquisition Section 5.8(e) Specified Approvals Section 3.3(b) Superior Proposal Section 5.4(g) Superior Proposal Notice Section 5.5(c) Surviving Corporation Section 1.1 Termination Date Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTermination Right Notice Period Section 7.1(h) Parent SEC Documents 5.5(aUSDA Section 3.9(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Walnut Preamble

Appears in 1 contract

Samples: Agreement and Plan of Merger (Sanderson Farms Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Section Agreement Preamble Amendment to the Company Management Acquisition 7.2(b) Agreement Recitals Articles of Merger Alternative Transaction Proposal 4.2(a) Applicable Laws 3.1(g)(ii) CDA 4.2(c)(i) Certificates 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate Change of Merger 2.2(b) Certificates 3.3(b)(iRecommendation 4.2(d)(ii) Closing 2.2(a) 1.2 Closing Date 2.2(a) 1.2 Code Recitals Company Preamble 2 Definition Section Recitals Company Additional Dividend Amount 6.19(aA Warrants Merger Consideration 2.1(a) Company Affiliate 9.10(aB Warrants Merger Consideration 2.1(a) Company Board Recitals Benefit Plan 5.12 Company Board Recommendation Recitals By-Laws 1.7(a) Company Change of Recommendation 6.3(bCharter 1.7(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bWarrants 5.1(a) Continuing GigOptix Directors 1.8(b) Continuing Lumera Directors 1.8(b) Creditors’ Rights 4.3(aLaws 3.1(c)(i) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bDesignated Director 1.8(a) e-mail 9.3 DGCL Recitals Effective Time 2.2(b1.3 Employee Benefit Plan 3.1(i)(i) End Date 8.1(b)(iiEnvironmental Claims 3.1(l)(i) Environmental Permits 3.1(l)(i) ERISA 3.1(i)(i) Exchange Act 1.7(b) Exchange Agent 3.3(a2.2(a) Exchange Fund 3.3(a2.2(a) Forfeited Phantom Shares 3.2(aForeign Benefit Plan 3.1(i)(xv) Form S-4 3.1(e) GAAP 4.5(b3.1(d) GigOptix Recitals GigOptix Audited Historical Financial Statements 5.4 GigOptix Balance Sheet 3.1(d)(ii) GigOptix Benefit Plan 3.1(d)(ii) GigOptix Certificate of Merger 1.3 GigOptix Certificate 2.2(b) GigOptix Common Stock Merger Consideration 2.1(a) GigOptix Director 1.8(a) GigOptix Disclosure Schedule 3.1 GigOptix Effective Time 1.3 GigOptix Exchange Ratio 2.1(a) GigOptix Financial Statements 3.1(d)(i) GigOptix Indemnified Parties 5.7(a) GigOptix Licenses or Permits 3.1(g)(i) GigOptix Material Contract 3.1(o)(i) GigOptix Member Approval 5.2 GigOptix Membership Units Recitals GigOptix Merger Recitals GigOptix Merger Consideration 2.1(a) GigOptix Operating Agreement 3.1(a)(ii) GigOptix Options 3.1(b)(i) GigOptix Organizational Documents 3.1(a)(ii) GigOptix Plan 3.1(b)(i) GigOptix Subsidiary Organizational Documents 3.1(a)(ii) GigOptix Surviving Company 1.1(a) GigOptix Unaudited Financial Statements 3.1(d)(i) GigOptix Voting Debt 3.1(b)(ii) GigOptix’s Counsel 5.11(c) ILLCA Recitals Improvements 3.1(p) Indemnified Liabilities 6.10(aParties 5.7(a) Indemnified Persons 6.10(aIndependent Director 1.8(a) Joint Proxy Statement 4.4 Letter Liens 3.1(a)(iii) Lumera Recitals Lumera Balance Sheet 3.2(d)(iv) Lumera Benefit Plans 3.2(h)(i) Lumera By-Laws 3.2(a)(ii) Lumera Certificate of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department Merger 1.3 Lumera Certificates 2.2(b) Lumera Charter 3.2(a)(ii) Lumera Common Stock Recitals Lumera Directors 1.8(a) Lumera Disclosure Schedule 3.2 Lumera Effective Time 1.3 Lumera Exchange Ratio 2.1(d) Lumera Indemnified Parties 5.7(a) Lumera Licenses or Permits 3.2(f)(i) Lumera Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract 3.2(n) Lumera Merger Recitals Lumera Merger Filings 2.2(bConsideration 2.1(d) Lumera Options 3.2(b)(i) Lumera Organizational Documents 3.2(a)(ii) Lumera Preferred Stock 3.2(b)(i) Lumera SEC Documents 3.2(d)(i) Lumera Stock Plan 3.2(b)(i) Lumera Stockholder Approval 5.1(b) Lumera Stockholders’ Meeting 5.1(b) Lumera Subsidiary Organizational Documents 3.2(a)(ii) Lumera Surviving Corporation 1.1(b) Lumera Termination Fee 7.2(c) Lumera Third Party Bidder 7.2(c) Lumera Voting Debt 3.2(b)(iii) Lumera Warrants 3.2(b)(i) Lumera’s Counsel 5.11(c) Merger Consideration 2.1(d) Merger Sub Preamble G Recitals Merger Sub Sole Member L Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bMergers Recitals Minimum Trading Price Test 2.1(h)(ii) Multiemployer Plan 3.1(i)(v) NASDAQ 2.1(g) New Equity Plan 5.13(b) Outside Date 7.1(b)(i) Parent Affiliate 9.10(b5.18 Predecessor Company 3.1 Prospective GigOptix Financial Statements 4.1(c) Parent Board Proxy Statement 3.1(e) Recommendations Recitals Parent Board Recommendation 5.3(aRepresentatives 4.2(a) Parent Change of Recommendation 6.4(bSEC 3.1(e) Parent Securities Act 3.1(e) SOX 3.1(k)(ii) Surviving GigOptix Membership Units Recitals Surviving Lumera Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTax Representation Letters 5.11(c)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Lumera Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vCARES Act 6.1(b)(x) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plans 6.8(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right Employee 6.8(a) Company Equity Awards 3.2(b) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.16(b) Company Notional Stock Award 3.2(a)(iii) Company Owned Real Property 4.15(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Proxy Statement 4.4(b) Company PSU Award 3.2(a)(ii) Definition Section Company Related Party Transaction 4.24 Company Reserve Report 4.17(a)(i) Company Restricted Stock Award 3.2(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiOption 3.2(a)(v) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b6.6(b) Consent Solicitations 6.16(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(c) Debt Offer Documents 6.16(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.7(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Diamondback Energy, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section 667 Recitals Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Assignment Agreement Recitals Xxxxx Recitals Xxxxx Royalty Note Recitals Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iv) Certificates 3.3(b)(i3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Department 2.2(b) e-mail 9.3 Designated Agent Recitals DGCL Recitals Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Exchanged Option 0 FDA Permits Section 4.23(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.2(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Stockholder Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Non-Disclosure Agreement 6.7(b) Original Loan Amount Recitals Original Loan Documents Recitals Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan Plans 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf Pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPotential Product Section 4.23(c) Registration Statement Section 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Aditxt, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(vi) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a6.17(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Class B Common Stock 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Definition Section Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.22(b) Company Performance RSUs 3.2(b)(i) Company Permits 4.9 Company Plans 4.10(a) Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii3.1(b)(iv) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Company Trust Preferred Securities 6.22(a) Company Undesignated Preferred Stock 4.2(a) Confidentiality Agreement 6.7(b6.6(b) Continuing Employee 6.8(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Sole Member Shareholder Recitals Definition Section MGCL 2.1 MSR Purchase Agreement 4.16(a)(xiii) MSRs 4.16(a)(xiii) Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Preamble Definition Section Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Cash Consideration 3.1(b)(i) Per Share Common Merger Consideration 3.1(b)(i) Per Share Series B Preferred Merger Consideration 3.1(b)(iii) Per Share Series C Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii3.1(b)(iv) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aPlan of Merger 2.2(b) Post-Closing Plan 6.8(c) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(f)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivStock Price Performance RSU 3.2(b)(ii) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Recitals Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.10 Transactions Recitals Vesting Phantom Shares 3.2(a)TruPS Assumption 6.22(a) TruPS Discharge 6.22(a) Virginia Commission 2.2(b) Virginia Courts 9.7(b) VSCA Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Arlington Asset Investment Corp.)

Terms Defined Elsewhere. As used in this Agreement, the The following capitalized terms are defined elsewhere in this Agreement as referenced in the following tableReorganization Agreement: Definition Section Agreement Applicable Accounting Principles 2.4.1 Auditor 2.4.3.3 Cap Amount 7.3.3 Casino Support Letter Recitals CBD Recitals Claims Notice 7.5.1 Closing 3.2 Closing Date 3.2 Closing Statement 2.4.2 Cnova Brazil Preamble Amendment to the Company Cnova Brazil Appraisal Report 3.3.7.2(a) Cnova Brazil IP 6.2.17 Cnova Brazil Management Accounts 6.2.4 8 / 48 Cnova Brazil Permits 6.2.3 Cnova Brazil Post-Closing Resolutions 3.3.4 Cnova Brazil Protocol of Merger 3.3.7.2(a) Cnova Brazil Share Acquisition 3.2.3.1 Cnova Brazil Share Distribution 3.2.2.1 Cnova Disclosure Schedule 6.2 Cnova Finança Restructuring 8.8 Cnova Fundamental Representations 7.3 Cnova Indemnified Parties 7.2 Cnova NV Preamble Cnova Shareholder Approval 4.1(a) Cnova Shareholders Meeting 8.2.2 CNV Ordinary Shares Recitals Confidentiality Obligation 8.4 Confidentiality Period 8.4 Consumer Claims 7.1.3 Consumer Claims Deductible 7.3.2 De Minimis Amount 7.3.4 Disputed Amounts 2.4.3.3 Due Diligence 5.1 DutchCo 3.2.2.1 Environmental Laws 6.2.18 Equity Plans 6.2.12.2 Estimated Closing Net Debt 2.4.1 Estimated Closing Statement 2.4.1 Estimated Closing Working Capital 2.4.1 First Anniversary Date 8.10.2 General Deductible 7.3.2 ICC Rules 10.2.1 Indemnified Party 7.5.1 Indemnifying Party 7.5.1 Indirectly Held Cnova Shares 3.1 Investigation 7.1.3 IOF 10.1.1 Labor Claims Deductible 7.3.2 Loans 3.3.6 Losses 7.1 LuxCo 3.1 Merger of Cnova Brazil 3.3.7.1 Merger of VV Part 3.2.1.1 Merger of VV Part Exchange Ratio 3.2.1.1 Parties Preamble Party Preamble Post-Closing Adjustment 2.4.3.5 Relevant Agreements 6.2.11.1 Reorganization Recitals 9 / 48 Reorganization Agreement Recitals Articles of Merger 2.2(bRepayment Amount 3.3.6 Resolution Period 2.4.3.3 Review Period 2.4.3.1 Schedule 13E-3 8.6.1 Second Anniversary Date 8.10.3 Sixth Anniversary Date 8.10.4 Special Cnova Brazil Shares 3.2.2.1(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Special Distribution Shares 3.2.2.1(a) Statement of Objections 2.4.3.2 Tender Offer Recitals Company Stockholders Third Anniversary Date 8.11.3 Third-Party Claim 7.5.1 Transaction Committee Recitals Via Varejo Preamble Via Varejo Indemnified Parties 7.1 Via Varejo Shareholder Approval 4.1(a) Via Varejo Shareholders Meeting 4.4 Confidentiality Agreement 6.7(b8.2.1 VV Part 3.1 VV Part Appraisal Reports 3.2.1.2(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary VV Part Capital Increase 3.1 VV Part Protocol of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a3.2.1.2(b)

Appears in 1 contract

Samples: Reorganization Agreement (Cnova N.V.)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Definition Term Section Additional Consents 8.8(f) Agreement Preamble Amendment to the Company Management Agreement Alternative Financing 8.19(b) Alternative Transaction Structure 2.9 Applicable Date ARTICLE V Audited Financial Statements 8.22(a) Bankruptcy and Equity Exception 5.2(a) BGI Recitals Articles CEO Designee 2.8(a) Certificates of Merger 2.2(b2.3 Charter 2.4 Charter Amendment Effective Time 1.2 Chosen Courts 11.4(b) Book-Entry Shares 3.3(b)(iClosing 2.2 Closing Date 2.2 Continuing Remainco Designee 2.8(d) Cancelled Shares 3.1(b)(vContinuing RMT Partner Designee 2.8(e) Costs 8.15(a) D&O Insurance 8.15(b) Delayed RMT 2.9 Detriment 8.8(e)(i) DGCL 2.1(a) DLLCA 2.1(b) Exchange Agent 4.2 Exchange Fund 4.2 Exchange Offer Recitals Term Section Financing 8.19(a) Financing Agreements 8.19(a) First Certificate of Merger 2.2(b2.3 First Effective Time 2.3 First Merger Recitals First Merger Sub Preamble First Merger Surviving Corporation 2.1(a) Certificates 3.3(b)(iInbound RMT Partner Intellectual Property Licenses 7.13(a) Closing 2.2(aInbound Spinco Intellectual Property Licenses 6.14(a) Closing Indemnified Parties 8.15(a) Infringe 6.14(c) Initial Spin Recitals Latest Spinco P&L 6.5(a) Leased RMT Partner Real Property 7.16(b) Leased Spinco Real Property 6.17(b) Lien Releases 8.18(d) Merger Recitals Merger Consideration 3.1(a) Merger Subs Preamble Operating Agreement 2.5 Original Date 2.2(a8.5(b) Code Recitals Company Outside Date 10.2(a) Owned RMT Partner Real Property 7.16(a) Owned Spinco Real Property 6.17(a) Party or Parties Preamble 2 Definition Section Company Additional Dividend Amount 6.19(aPayoff Letters 8.18(d) Company Affiliate 9.10(aPBCL 1.2 Permanent Financing 8.19(a) Company Permanent Financing Agreements 8.19(a) Proxy Statement 8.4(a) Remainco Preamble Remainco Board Recitals Company Remainco Designees 2.8(a) Remainco Detriment 8.8(e)(ii) Remainco Marks 8.20(a) Remainco Reports ARTICLE V Requisite Regulatory Approvals 9.1(d) RMT Partner Preamble RMT Partner Alternative Acquisition Agreement 8.3(d)(i)(D) RMT Partner Board Recommendation Recitals Company RMT Partner Change of Recommendation 6.3(b8.3(d)(i)(D) Company Common Stock 3.1(b)(iRMT Partner Charter Amendment 1.1 RMT Partner Designees 2.8(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company RMT Partner Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bARTICLE VII RMT Partner Insurance Policies 7.14 Term Section RMT Partner Leases 7.16(b) Company RMT Partner Material Adverse Effect 4.1(aContracts 7.10(a) Company Permits 4.9 Company RMT Partner Product 7.18(a) RMT Partner Real Property 7.16(c) RMT Partner Reports ARTICLE VII RMT Partner Shareholders Meeting 8.5(a) RMT Partner Stock Plans 4.10(a7.2(a) Company SEC Documents 4.5(aRMT Partner Termination Fee 10.5(b)(i) Company Series A Preferred Stock 3.1(b)(iiiRMT Partner Transaction Litigation 8.18(a) Company Series B Preferred Stock 3.1(b)(iiiSanctioned Jurisdiction 6.9(b) Company Series C Preferred Stock 3.1(b)(iiiSanctioned Person 6.9(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Second Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter 2.3 Second Certificate of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)2.3

Appears in 1 contract

Samples: RMT Transaction Agreement (Berry Global Group, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition 401(k) Termination Date Section 7.7(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAI Technology Section 4.14(f) Alternative Financing Section 7.13(g) Applicable Antitrust Laws Section 8.1(e) Approvals Section 7.2(a) Aggregate Spread Value Section 3.1(a)(i)(D) Alternative Financing Section 7.13(g) Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.1(a)(i)(E) Cancelled Shares 3.1(b)(vSection 3.1(a)(ii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i)(A) Cash Election Section 3.1(a)(i)(A) Cash Election Number Section 3.2(a)(ii)(A) Cash Election Shares Section 3.1(a)(i)(A) Certificate Section 3.1(a)(i)(E) Certificate of Merger 2.2(bSection 2.3 Change of Recommendation Section 6.3(a) Certificates 3.3(b)(i) Citi Section 4.22 Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble 2 Definition Company Acquisition Agreement Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a6.3(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iEquivalent Section 3.1(a)(i)(D) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company RSU Stock Section 3.1(a)(i)(D) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(c)(ii) Creditors’ Rights 4.3(aContinuing Employees Section 7.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights Section 1.1 COVID-19 Measures Section 1.1 Credit Facility Terminations Section 7.14 Current ESPP Offering Period Section 3.3(f) e-mail 9.3 Debt Commitment Letter Section 5.12(a) Definitive Agreements Section 7.13(g) DGCL Recitals DGCL 262 Section 3.1(b) Dissenting Shares Section 3.1(b) DOJ Section 7.2(f) Effective Time 2.2(bSection 2.3 Election Section 3.2(b)(i) End Date 8.1(b)(iiElection Deadline Section 3.2(b)(iv) Election Period Section 3.2(b)(iii) Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.2(c) Exchange Fund 3.3(aSection 3.2(d) Forfeited Phantom Exchange Ratio Section 3.1(a)(i)(D) Excluded Shares 3.2(aSection 3.1(a)(iv) Financing Section 5.12(a) Financing Agent Section 7.14 Form of Election Section 3.2(b)(ii) Form S-4 Section 4.21 Fractional Share Cash Amount Section 3.1(d) FTC Section 7.2(f) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aXxxxxxx Xxxxx Section 4.25 HIPAA Section 1.1 Holder Section 3.2(b) Indemnified Persons 6.10(aParties Section 7.4(a) Joint Proxy Information Statement 4.4 Section 4.4(a) Infringing Section 4.14(c) Integration Committee Section 7.1(c) Integration Plan Section 7.1(c) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(iSection 3.2(e) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMalicious Code Section 4.15(c) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Maximum Cash Share Number Section 3.2(a)(i) Maximum Parent Insurance Policies 5.17 Stock Number Section 3.2(a)(i) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i)(D) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Multiemployer Plan Section MGCL 2.1 Operating Partnership 2.1 4.10(d) New Plans Section 7.7(b) Net Option Stock Section 3.1(a)(i)(D) Non-Election Shares Section 3.1(a)(i)(C) Non-Recourse Party Section 10.14 Old Plans Section 7.7(b) -17- Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aGoverning Documents Section 5.1 Parent Permits Section 5.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 5.2(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Parties Preamble Party Preamble Patents Section 1.1 Payoff Letter Section 7.14 Per Share Common Merger Cash Consideration 3.1(b)(iSection 3.1(a)(i)(D) Per Share Preferred Merger Consideration 3.1(b)(iiiProhibited Modification Section 7.13(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiProxy Statement Section 4.4(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiRelevant Matters Section 10.9(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiReplacement Target Compensation Section 6.1(a)(2)(vi) Per Share Restricted Parties Section 4.10(f) Xxxxxxxx-Xxxxx Act Section 4.5(a) Shortfall Number Section 3.2(a)(ii)(B) Stock Consideration 3.1(b)(iSection 3.1(a)(i)(B) Phantom Share Consideration 3.2(aStock Election Section 3.1(a)(i)(B) Qualified REIT Subsidiary 4.1(bStock Election Shares Section 3.1(a)(i)(B) Qualifying Income 8.3(i)(iSupport Agreement Recitals Trade Secrets Section 1.1 WARN Act Section 4.11(b) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWritten Consent Delivery Time Section 7.12(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (First Advantage Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Location Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBylaws 3.2 Capitalization Date 5.2(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.2(d)(i)(F) Charter 3.1 Closing 2.1 Closing Date 2.1 Company Common Stock 3.1(b)(iPreamble Company Approvals 5.4(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV V Company Dividend Equivalent Right 3.2(bPersonal Information 5.18(l) Company Material Adverse Effect 4.1(aRecommendation 5.3(b) Company Permits 4.9 Company Plans 4.10(aTax Representation Letter 7.18(c) Company SEC Documents 4.5(aContinuation Period 7.11(a) Company Series A Preferred Stock 3.1(b)(iiiD&O Insurance 7.12(b) Company Series B Preferred Stock 3.1(b)(iiiDelisting Period 7.17(a) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) 2.2 Exchange Fund 3.3(a4.3(a)(i) Forfeited Phantom Shares 3.2(aFDA 5.20(a) GAAP 4.5(bFDA Licenses 5.20(a) Indemnified Liabilities 6.10(aFundamental Action 7.2(d)(iii) Indemnified Persons 6.10(aGovernmental Antitrust Entity 7.6(b)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInterim Period 7.1(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLegal Restraint 8.1(c) Material Company Insurance Policies 4.17 Contract 5.11(a) Material Parent Insurance Policies 5.17 Customer 5.12(a) Material Vendor 5.12(b) Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Non-Wholly Owned Subsidiary 5.2(f) Notice of Redemption 7.13(a) Notice 7.2(d)(iii) Notice Period 7.2(d)(iii) Outside Date 9.2(a) Parent Preamble Parent Additional Dividend Amount 6.19(bApprovals 6.4(a) Parent Affiliate 9.10(bDSU 4.2(f) Parent Board Recitals Parent Board Recommendation 5.3(aOption 4.2(a) Parent Change of Recommendation 6.4(bRSU 4.2(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bTax Representation Letter 7.18(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aSAR 4.2(e) Parent Management Parties Preamble Permitted Confidentiality Agreement Amendment 7.2(b)(i) Potential Purchasers 7.6(d) Potential Sale Transaction 7.6(d) Privacy and Security Measures 5.18(k) Privacy-Related Contracts 5.11(a)(vi) Proxy Statement 7.3(a) Definition Location Stock Ownership Rep 6.8 Support Agreement Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aSurviving Corporation 2.3 Tax Representation Letters 7.18(c) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Third-Party Consents 7.8 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a7.15 TRA Terminations 7.13(d) Vote-Down 9.2(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Change Healthcare Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition 401(k) Plan Section 7.7(d) Acceptance Time Section 1.1(d) Acquisition Sub Preamble Aggregate Cash Amount Section 5.7(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Arrangements Section 7.10 Book-Entry Shares 3.3(b)(iSection 3.1(a) Bribery Legislation Section 4.13(a) Cancelled Shares 3.1(b)(vSection 3.1(b) Certificate of Merger 2.2(bSection 2.3(a) Certificates 3.3(b)(iSection 3.1(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble 2 Definition Company Benefit Plans Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a4.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Compensation Committee Section 7.10 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award Section 3.4(d) Company Material Adverse Effect 4.1(aLeased Real Property Section 4.19(b) Company License-In Agreement Section 4.17(c) Company LTIP Award Section 7.7(d) Company Option Section 3.4(a) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PU Award Section 3.4(c) Company RSU Award Section 3.4(b) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Terminating Breach Section 9.1(c) Continuing Employees Section 7.7(a) Creators Section 4.17(f) D&O Insurance Section 7.4(c) Debt Commitment Letter Section 5.7(a) Debt Financing Section 5.7(a) Debt Financing Agreements Section 7.13(b) Debt Providers Section 5.7(a) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Shares Section 3.3(a) Creditors’ Rights 4.3(aDOJ Section 7.2(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEnforceability Limitations Section 4.3(c) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) FCPA Section 4.13(a) Financing Extension Notice Section 1.1(c)(ii)(C) First Extended Outside Date Section 9.1(d) FTC Section 7.2(b) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iMajor Customers Section 4.21 Major Suppliers Section 4.21 Material Contract Section 4.20(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 1.1(a)(i) New Plans Section 7.7(b) Offer Recitals Definition Offer Closing Section MGCL 2.1 Operating Partnership 2.1 2.6 Offer Documents Section 1.1(e)(i)(1) Offer Price Section 1.1(a) Offer to Purchase Section 1.1(a) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Governing Documents Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTerminating Breach Section 9.1(b) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Parties Preamble Party Preamble Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bRegulatory Fee Section 9.2(c) Qualifying Income 8.3(i)(iRequisite Financing Section 1.1(c)(ii)(C) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRetention Program Section 7.7(f) Sarbanes Oxley Act Section 4.6 Schedule 14D-9 Section 1.2(b) Schedule TO Section 1.1(e)(i)(1) Second Extended Outside Date Section 9.1(d) Secretary of State Section 2.3(a) Stockholders Meeting Section 7.11 Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 9.2(b)(i) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Annex II

Appears in 1 contract

Samples: Agreement and Plan of Merger (On Semiconductor Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Defined Term Location of Definition Adverse Effect on Debt Financing Section 7.5(b) Adverse Recommendation Change Section 6.3(c) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Section 6.3(c) Alternative Financing Section 7.5(b) Alternative Financing Documents Section 7.5(b) Arbitrator Section 10.8(b) Base Premium Section 7.6(c) Defined Term Location of Definition Benefit Plan Section 4.14(b) Benefit Plans Section 4.14(b) CICL Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bEquity Interests Section 4.2(b) Company Common Stock 3.1(b)(iGroup Section 9.3(f) Company Contracts Termination Fee Section 9.3(a) Consenting Warrantholder Section 3.2(b) Company DER Consideration 3.2(bCovered Persons Section 7.6(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDebt Commitment Letters Section 5.5(a) Company Material Adverse Effect 4.1(aDebt Financing Section 5.5(a) Company Permits 4.9 Company Plans 4.10(aDissenting Shareholders Section 3.5(a) Company SEC Documents 4.5(aDissenting Shares Section 3.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3 Enforceability Exceptions Section 4.3 Environmental Claim Section 4.17(a) End Date 8.1(b)(iiEquity Commitment Letters Section 5.5(a) Equity Financing Section 5.5(a) Exchange Agent 3.3(a) Act Section 4.5 Exchange Fund 3.3(aSection 3.6(a) Forfeited Phantom Shares 3.2(aFinancial Statements Section 4.6(b) GAAP 4.5(bFinancing Section 5.5(a) Indemnified Liabilities 6.10(aFinancing Documents Section 5.5(a) Indemnified Persons 6.10(aGovernmental Entity Section 4.5 HKIAC Section 10.8(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iHoldCo Preamble HoldCo Group Section 9.3(f) Leverage Covenants 6.1(a)(xivHoldCo Option Section 3.3(b) Maryland Courts 9.7(bHoldCo RSU Award Section 3.3(c) Maryland Department 2.2(bHoldCo Share Plan Section 3.3(b) HoldCo Termination Fee Section 9.3(b) IFRS Section 4.6(b) Indemnification Agreements Section 7.6(a) Intervening Event Section 6.3(e) Leased Real Property Section 4.11(a) Limited Guarantee Recitals Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 4.15(a) Merger Recitals Merger Filings 2.2(bConsideration Section 3.6(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Non-U.S. Benefit Plan Section MGCL 2.1 4.14(h) NYSE Section 4.2(c) Operating Partnership 2.1 Subsidiary Section 4.15(a)(xi) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change Parties Preamble Defined Term Location of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iDefinition Parties Preamble Party Preamble Paying Agent Section 3.6(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSection 3.1(a) Per Share Preferred Series B Warrant Consent Fee Section 3.2(b) Per Warrant Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Section 3.2(a) Qualified REIT Subsidiary 4.1(bPlan of Merger Section 2.3 Rules Section 10.8(b) Qualifying Income 8.3(i)(iXxxxxxxx-Xxxxx Act Section 4.6(a) Registration Schedule 13E-3 Section 6.4(a) SEC Section 4.5 SEC Documents Section 4.6(a) Securities Act Section 4.6(a) Share Certificates Section 3.6(b)(i) Shareholder Proxy Statement 4.8 REITs Section 4.5 Shareholder Record Date Section 6.5(a) Social Insurance Section 4.14(j) Special Committee Recitals Remedial Measures 6.1(b)(xiv) Support Agreement Recitals Surviving Company Entity Section 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTakeover Statute Section 4.23 Tax Returns Section 4.12(a) Transaction Litigation 6.15 Section 7.9 Transactions Recitals Vesting Phantom Uncertificated Shares 3.2(aSection 3.6(b)(i) Uncertificated Warrants Section 3.6(b)(i) US$ Section 1.3(c) Warrant Amendment Section 6.6 Warrant Certificates Section 3.6(b)(i) Warrantholder Consent Deadline Section 6.6(b) Warrantholder Proxy Statement Section 4.5 Warrantholder Record Date Section 6.6(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (New Frontier Public Holding Ltd.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition 2016 Budget Section 5.1(j) 2018 Indenture Section 5.14(a) 2018 Notes Section 5.14(a) 2018 Supplemental Indenture Section 5.14(a) 2020 Indenture Section 5.14(a) 82 2020 Notes Section 5.14(a) 2020 Supplemental Indenture Section 5.14(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnnual Bonus Plan Section 5.6(d) Apex Preamble Apex Shareholder Approval Section 4.11 Applicable Pro-Ration Factor Section 2.4(b) Book-Entry Shares 3.3(b)(iSection 2.2(b)(ii) Bribery Legislation Section 3.17(a) Cancelled Shares 3.1(b)(vSection 2.1(c) Capitalization Date Section 3.2(a) Certificate of Merger 2.2(bSection 1.2 Certificates Section 2.2(b)(i) Certificates 3.3(b)(iCFIUS Notice Section 3.5 CFIUS Turndown Section 5.4(d) Change of Board Recommendation Section 5.3(a) Class B Common Stock Section 3.2(a) Closing 2.2(a) Section 1.2 Closing Date 2.2(a) Code Recitals Section 1.2 Commitment Letters Section 4.12 Company Preamble 2 Definition Company Balance Sheet Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 3.9 Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bSection 3.3(a) Company Common Stock 3.1(b)(iBylaws Section 3.1(b) Company Contracts 3.2(bCharter Section 3.1(b) Company DER Consideration 3.2(bDisclosure Schedule Article 3 Company Employees Section 5.6(a) Company Director Designee 2.6 Filings Section 3.7(a) Company Disclosure Letter Article IV Financial Advisor Section 3.22 Company Dividend Equivalent Right 3.2(bFinancial Statements Section 3.7(c) Company Material Adverse Effect 4.1(aContract Section 3.13(a) Company Option Section 2.4(a) Company Permits 4.9 Section 3.6(a) Company Plans 4.10(aPreferred Stock Section 3.2(a) Company Registered IP Section 3.16(a) Company Related Parties Section 7.3(e) Company RSU Award Section 2.4(b) Company SEC Documents 4.5(aSection 3.7(a) Company Series A Preferred Stock 3.1(b)(iiiSubsidiaries Section 3.1(a) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Section 3.1(a) Company Series C Preferred Stock 3.1(b)(iiiTermination Fee Section 7.3(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.2(b) Creditors’ Rights 4.3(acontrol Section 8.5 Covered Persons Section 5.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance Section 5.7(c) e-mail 9.3 83 Debt Commitment Letter Section 4.12 Debt Financing Sources Section 4.12 Debt Offer Section 5.14(a) Debt Offer Documents Section 5.14(a) DGCL Recitals Dissenting Shares Section 2.3(a) DRAA Section 8.13(b) Effect Section 8.5 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(aSection 1.2 Equity Commitment Letters Section 4.12 Equity Financing Sources Section 4.12 ERISA Affiliate Section 3.11(c) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aFairness Opinion Section 3.22 FCPA Section 3.17(a) GAAP 4.5(bFinancing Section 4.12 Financing Sources Section 4.12 Government Contract Section 3.26 Holdings Preamble Indenture Section 5.14(a) Indemnified Liabilities 6.10(aInitial Outside Date Section 7.1(b) Indemnified Persons 6.10(aInsurance Policies Section 3.21 Issuing Bank Recitals LC Cure Deadline Section 5.15(c) Joint Proxy Statement 4.4 LC Delivery Deadline Section 5.15(a) LC Expiration Date Section 5.15(a) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bCredit Recitals LTIP Section 5.6(e) Material Company Insurance Policies 4.17 Lease Section 3.20(b) Material Parent Insurance Policies 5.17 Jurisdiction Section 6.1(a) Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition New Plans Section MGCL 2.1 Operating Partnership 2.1 5.6(b) Notes Section 5.14(a) Notice Period Section 5.3(d) NYSE Section 3.5 Old Plans Section 5.6(b) Other Regulatory Termination Fee Section 7.4(d) Outside Date Section 7.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties Section 7.4(h) Parent Affiliate 9.10(bSubsidiaries Section 4.3 Parent Subsidiary Section 4.3 Parent Termination Fee Section 7.4(a) Parent Board 84 Patents Section 8.5 Paying Agent Section 2.2(a) PRC Regulatory Approvals Section 4.4 Prohibitive Law Section 6.1(a) Proposed Changed Terms Section 5.3(d)(ii) Proxy Statement Section 3.5 Replacement LC Credit Facility Section 5.15(f) Replacement Letter of Credit Section 5.15(d) Required Financial Information Section 5.13(a) Restricted Commitment Letter Amendments Section 5.12(e) Retention Program Section 5.6(f) Rules Section 8.13(b) Xxxxxxxx-Xxxxx Act Section 3.7(a) SBLC Commitment Letter Section 4.12 SBLC Financing Sources Section 4.12 Section 16 Section 5.9 Seine 5.4(f) Shares Recitals Parent Board Recommendation 5.3(aSignificant Company Subsidiary Section 3.1(b) Parent Change of Recommendation 6.4(bSolvent Section 4.13 Stockholder Approval Section 3.3(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivStockholder Meeting Section 3.3(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 1.1(a) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSZSE Section 4.4 SZSE Clearance Section 4.4 Trademarks Section 8.5 Tribunal Section 8.13(b)(i)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Lexmark International Inc /Ky/)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section Act 1.2(a) Agents 9.15 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.11(a) BookAmended Parent By-Entry Shares 3.3(b)(iLaws 1.4(c) Cancelled Shares 3.1(b)(v) Amended Parent Certificate of Merger 2.2(bIncorporation 1.4(c) Certificates 3.3(b)(iAudited Financial Statements 4.4(a) Board Recommendation Change 6.1(d) Borrower 4.1(d)(ii) Cash Election Shares 2.1(a)(i) Closing 2.2(a) 1.3 Closing Date 2.2(a1.3 Debt Commitment Letters 4.21 Debt Financing 4.21 Dissenting Shares 2.1(c) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b1.1(b) End Date 8.1(b)(iiElection Deadline 2.3(b) Election Form 2.3(a) Election Period 2.3(b) Exchange Agent 3.3(a2.4(a) Exchange Fund 3.3(a2.4(b) Forfeited Phantom Shares 3.2(aFCC 3.22 FCC Application 6.18 FCC Approval 6.18 FCC Authorization 3.22 Financing Documents 6.11(b) GAAP 4.5(bFinancing Parties 6.11(b) Indemnified Liabilities 6.10(aGuarantor 4.1(d)(ii) Indemnified Persons 6.10(aHoldcos 4.1(d)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIM Preamble IM Financial Statements 4.4(a) Leverage Covenants 6.1(a)(xivIM Intellectual Property 4.10(a) Maryland Courts 9.7(bIM IP Licenses 4.10(c) Maryland Department 2.2(bIM Leased Property 4.11(b) Term Section IM LLC Agreement Recitals IM Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contracts 4.8(b) IM Members Recitals IM Merger Recitals IM Merger Filings 2.2(bConsideration 2.7(a)(i) IM Merger Filing 1.2(b) IM Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC IM Organizational Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iIM Owned Property 4.11(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivIM Parties. Preamble IM Permits 4.6(a) Surviving Company 2.1 Taxable REIT IM Property 4.11(b) IM Real Property Lease 4.11(b) IM Registered Intellectual Property 4.10(b) IM Subsidiary Organizational Documents 4.1(b) Terminable Breach 8.1(b)(iiiIM Surviving LLC 1.2(a) Transaction Litigation 6.15 Transactions IM Voting Debt 4.2(c) Indemnified Party 6.12(a) Interim Financial Statements 4.4(a) Intervening Event 6.1(d) Lender Parties 9.15 Lenders 9.15 Licensed IM Intellectual Property 4.10(a) Licensed OUTD Intellectual Property 3.10(a) Line of Business 3.8(a)(iii) Lock-Up Agreement Recitals Vesting Phantom Shares 3.2(a)Mailing Date 2.3(a) Merger Subsidiaries Preamble

Appears in 1 contract

Samples: Agreement and Plan of Merger (Outdoor Channel Holdings Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Term Section Acquisition Agreement as referenced in the following table: Definition Section 7.1(a) Act 1.2(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAmended Parent By-Laws 1.5(d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Amended Parent Certificate of Merger 2.2(bIncorporation 1.5(d) Certificates 3.3(b)(iAzteca Preamble Azteca Adverse Recommendation Change 7.1(c) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Azteca Board Recitals Company Azteca Board Recommendation Recitals Company Change of Recommendation 6.3(b7.3(a) Company Common Stock 3.1(b)(iAzteca Certificate 2.1(a) Company Contracts 3.2(bAzteca Financial Statements 5.6(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Azteca Material Adverse Effect 4.1(a8.2(a) Company Azteca Merger Recitals Azteca Merger Consideration 2.1(a) Azteca Merger Filing 1.1(b) Azteca Merger Sub Preamble Azteca Notice of Recommendation Change 7.1(d) Azteca Permits 4.9 Company Plans 4.10(a5.7(b) Company Azteca Preferred Stock 5.2(a) Azteca SEC Documents 4.5(a5.6(a) Company Series A Preferred Stock 3.1(b)(iiiAzteca Stockholders' Meeting 7.2 Azteca Surviving Corporation 1.1(a) Company Series B Preferred Stock 3.1(b)(iii62 Term Section Cine Preamble Cine Benefit Plans 4.14(a) Company Series C Preferred Stock 3.1(b)(iiiCine Board Recitals Cine Material Contracts 4.10 Cine Merger Recitals Cine Merger Consideration 2.8(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bCine Merger Filing 1.3(b) Creditors’ Rights 4.3(aCine Merger Sub Preamble Cine Permits 4.13 Cine Surviving Corporation 1.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bClosing 1.4 Closing Date 1.4 Companies Preamble Converted Warrant 2.2 Dissenting Shares 2.1(c) e-mail 9.3 Effective Time 2.2(b1.1(b) End Date 8.1(b)(ii) Equity Restructuring Agreement Recitals Exchange Agent 3.3(a2.3(a) Exchange Fund 3.3(a2.3(b) Forfeited Phantom Shares 3.2(aFCC Approval 7.15 Holdco 4.1(b) GAAP 4.5(bIM Preamble IM Benefit Plans 3.14(a) Indemnified Liabilities 6.10(aIM ERISA Affiliate 3.14(c) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) IM Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contracts 3.10 IM Member Recitals IM Merger Recitals IM Merger Filings 2.2(bConsideration 2.5(a)(i) IM Merger Filing 1.2(b) IM Merger Sub Preamble IM Permits 3.13(a) IM Real Property 3.18 IM Surviving LLC 1.2(a) Indemnified Party 7.10(a) Insurance Policies 3.17 Intervening Event 7.1(d) Lease 3.18 Leased Properties 3.18 Leases 3.18 Lock-Up Agreement Recitals Material FCC Authorizations 3.13(b) Merger Sub Sole Member Subsidiaries Preamble Mergers Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Xxxxxx Xxxxxxx 3.21 Outside Date 9.1(b)(i) Owned Properties 3.18 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Proxy Statement/Prospectus 7.2 Recommendation 5.3(aChange Notice Period 7.1(d) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Term Section Registration Rights Agreement Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs 7.2 Related Party 5.11 Representatives 7.4(a) Subleases 3.18 Support Agreement Recitals Remedial Measures 6.1(b)(xivSurviving Entities 1.3(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Warrant Purchase Agreement Recitals Vesting Phantom Shares 3.2(a)Warrantholders Meeting 7.2

Appears in 1 contract

Samples: Agreement and Plan of Merger (Azteca Acquisition Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Location Acquired Companies Recitals Acquired Company Releasee Section Agreement 8.20(a) Acquired Interests Recitals Acquisition Transaction Section 5.21(b) Allocation Section 5.13(a)(ii) Antitrust Division Section 5.5(b) Applicable Debt Financing Provisions Section 8.11 Assigned Software Section 5.30 Back Office Operations Section 3.9(b) Balance Sheet Date Section 3.6 Bankruptcy and Equity Principles Section 3.2 Business Product Section 3.8(b) Buyer Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBuyer 401(k) Book-Entry Shares 3.3(b)(iPlan Section 5.2(c)(iii) Cancelled Shares 3.1(b)(vBuyer Benefit Plan Section 5.2(c)(i) Certificate of Merger 2.2(bBuyer Disclosing Party Section 5.4(e) Certificates 3.3(b)(iBuyer General Liability Policies Section 5.24(a) Buyer Insureds Section 5.24(b) Buyer Parties Section 7.3(b) Buyer’s Allocation Section 5.13(a)(ii) Chosen Courts Section 8.3 Closing Section 2.3(a) Closing 2.2(aCash Amounts Section 2.4(b) Closing Date 2.2(aSection 2.3(a) Code Recitals Company Preamble 2 Definition Closing Indebtedness Section Company Additional Dividend Amount 6.19(a2.4(b) Closing Net Working Capital Section 2.4(b) Closing Transaction Expenses Section 2.4(b) Commitment Letters Section 4.7(a) Company Affiliate 9.10(aRecitals Confidential Business Information Section 5.4(b) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bContinuation Period Section 5.2(b)(i) Company Common Stock 3.1(b)(iCovered Parties Section 5.14 Covered Persons Section 5.21(a) Company Contracts 3.2(bCurrent Representation Section 8.17(a) Company DER Consideration 3.2(bDebt Commitment Letter Section 4.7(a) Company Director Designee 2.6 Company Disclosure Debt Fee Letter Article IV Company Dividend Equivalent Right 3.2(bSection 4.7(a) Company Material Adverse Effect 4.1(aDebt Financing Section 4.7(a) Company Permits 4.9 Company Plans 4.10(aDesignated LOA Employee Section 5.2(a)(i) Company SEC Documents 4.5(aDesignated Person Section 8.17(a) Company Series A Preferred Stock 3.1(b)(iiiDisagreement Notice Section 2.4(c) Company Series B Preferred Stock 3.1(b)(iiiDisclosing Party Section 5.4(c) Company Series C Preferred Stock 3.1(b)(iiiDivestiture Actions Section 5.5(c) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3(a) End Date 8.1(b)(iiEquity Commitment Letter Section 4.7(a) Exchange Agent 3.3(aEquity Financing Section 4.7(a) Exchange Fund 3.3(aEstimated Closing Cash Amounts Section 2.4(a)(i) Forfeited Phantom Shares 3.2(aEstimated Closing Indebtedness Section 2.4(a)(i) GAAP 4.5(bEstimated Closing Statement Section 2.4(a)(i) Indemnified Liabilities 6.10(aEstimated Net Working Capital Section 2.4(a)(i) Indemnified Persons 6.10(aEstimated Transaction Expenses Section 2.4(a)(i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iExcluded Businesses Section 1.1 Exclusivity Period Section 5.27 Final Cash Amounts Section 2.4(h) Leverage Covenants 6.1(a)(xivFinal Closing Adjustment Section 2.4(i) Maryland Courts 9.7(bFinal Indebtedness Section 2.4(h) Maryland Department 2.2(bFinal Net Working Capital Section 2.4(h) Material Company Final Purchase Price Section 2.4(i) Final Transaction Expenses Section 2.4(h) Financial Statements Section 3.6 Financing Section 4.7(a) Financing Related Parties Section 7.3(b) FTC Section 5.5(b) Governmental Filings Section 3.4(a) Guarantors Recitals Independent Accounting Firm Section 2.4(e) Initial Purchase Price Section 2.4(a)(ii) Insurance Policies 4.17 Section 3.25 Lease Agreement Section 5.29 Legacy Policies Section 5.24(c) Limited Guarantee Recitals Material Parent Contract Section 3.12(a) Minimum Cash Balance Section 5.25 Outside Date Section 7.1(b) Payoff Letters Section 2.4(a)(i) Permits Section 3.14(b) Post-Closing Representation Section 8.17(a) Pre-Closing State Income Tax Section 5.13(c) Preliminary Adjustment Statement Section 2.4(b) Privileged Communications Section 8.17(b) R&W Insurance Policy Section 5.18 Recovery Costs Section 7.3(b) Recovery Interest Section 7.3(b) Registered Business Intellectual Property Section 3.16(a) Resolution Period Section 2.4(e) Review Period Section 2.4(c) Sale Section 2.1 Sales Tax Study Section 5.13(k) Section 336(e) Elections Section 5.13(h)(iii)(1) Section 336(e) Forms Section 5.13(h)(iii)(2) Section 338(h)(10) Elections Section 5.13(h)(ii)(1) Section 338(h)(10) Forms Section 5.13(h)(ii)(2) Seller Preamble Seller Confidential Information Section 5.4(d) Seller Debt Release Documents Section 2.3(b)(vi) Seller General Liability Policies 5.17 Merger Section 5.24(b) Seller Guarantors Section 5.16(a) Seller Insureds Section 5.24(a) Seller Parties Section 7.3(b) Seller Releasee Section 8.20(b) Seller’s Allocation Notice Section 5.13(a)(ii) Service Credits Section 5.2(b)(ii) Signing Date Preamble Sufficiency Assets Section 3.24 Supply/Distribution Agreement Section 5.27 Support Services Section 5.10 Terminating Contracts Section 5.9(a) Termination Fee Section 7.3(a) Termination Payments Section 7.3(a) THP Recitals Merger Filings 2.2(bTop Customers Section 3.26(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Top Suppliers Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii3.26(b) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Accounting Principles Section 1.1 Transaction Amounts Section 4.7(c) Transaction Invoices Section 2.4(a)(i) Transferred Employee Section 5.2(a)(i) Transitional Trademark License Period Section 5.11(a) Union Section 3.13(b) Unresolved Items Section 2.4(e) VDA Process Section 5.13(k) willful and material breach Section 7.2 ARTICLE II

Appears in 1 contract

Samples: Purchase and Sale Agreement (Trinity Industries Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section Aggregate Consideration 5.12(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.15(b) Alternative Financing Commitment Letter 6.15(b) Ancillary Documents 9.17 Antitrust Counsel Only Material 6.4(c) Book-Entry Shares 3.3(b)(i3.2(b)(iii) Cancelled Shares 3.1(b)(v3.1(c) Capitalization Date 4.2(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i3.2(b)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(b) Company Common Stock 3.1(b)(iCharter 4.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 4 Company Dividend Equivalent Right 3.2(bEmployee 6.7(a) Company Financial Statements 4.7(b) Company Leased Real Property 4.18(b) Company Material Adverse Effect 4.1(aContract 4.13(a)(x) Company Notice Period 6.3(f) Company Owned Real Property 4.18(a) Company Permits 4.9 4.6(a) Xxxx Xxxxxxx Company Plans 4.10(aPreferred Stock 4.2(a) Company Property 4.18(b) Company Real Property Lease 4.18(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iiiSubsidiary 4.1(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(aConsent Solicitation 6.14(c)(ii) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCovered Persons 6.8(a) e-mail 9.3 D&O Insurance 6.8(c) Debt Financing 5.12(a) Debt Offer 6.14(c)(i) Debt Offer Documents 6.14(c)(i) Debt Offers 6.14(c)(i) Deferred Settlement Date 3.4(b) Definitive Financing Agreements 6.15(a) Dissenting Shares 3.3 Effective Time 2.2(b2.2 Effects 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEvaluation Material 6.2(b) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bExcluded Information 6.14(a) Indemnified Liabilities 6.10(aExisting Indemnification Agreements 6.8(a) Indemnified Persons 6.10(aExpense Cap 8.3(d) Joint Proxy Statement 4.4 Expiration Time 1.1(d)(i) Fairness Opinion 4.22 Financing 5.12(a) Financing Letters 5.12(a) Insurance Policies 4.21 Investor Recitals Investors Recitals Letter of Transmittal 3.3(b)(i3.2(b)(ii) Leverage Covenants 6.1(a)(xivLimited Guarantee 5.12(f) Maryland Courts 9.7(bMaximum Liability Amount 8.3(f) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 New Plan 6.7(b) Offering Documents 6.14(a) Old Plans 6.7(b) Option Consideration 3.4(a) Outside Date 8.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(bPaying Agent 3.2(a) Parent Affiliate 9.10(bXxxx Xxxxxxx Xxxxxx Letter 6.14(e) Parent Board Recitals Parent Board Recommendation 5.3(aProject 4.18(d) Parent Change of Recommendation 6.4(bRedemption 6.14(c)(iii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bRelease 3.4(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aRepresentatives 6.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aRequired Xxxxxx 0.00(x) Parent Permits 5.9 Parent Plans 5.10(aXXX Consideration 3.4(b) Parent SEC Documents 5.5(a4.7(a) Parent Stock Issuance Recitals Parent Section 16 6.10 Significant Company Subsidiary 4.1(a) Solvent 5.10 Specified Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Tender and Support Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTrustee 6.14(c)(ii)

Appears in 1 contract

Samples: Agreement and Plan of Merger (New Home Co Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Acceptance Time Section 2.4(a) Action Section 5.14 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Section 7.5(c)(ii) Articles of Merger 2.2(bSection 3.3 Bankruptcy Exception Section 5.3(a) Board Appointment Date Section 2.4(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(bSection 4.2(b) Certificates 3.3(b)(iSection 4.2(b) CFIUS Notice Section 7.19 Closing 2.2(a) Section 3.2 Closing Date 2.2(a) Code Recitals Section 3.2 Company Preamble 2 Definition Company Adverse Recommendation Change Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a7.5(c)(i) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bSection 2.3(a)(v) Company Common Stock 3.1(b)(iRecitals Company Disclosure Documents Section 5.10(a) Company Contracts 3.2(bFinancial Advisor Section 5.3(c) Company DER Consideration 3.2(bFinancial Statements Section 5.7(b) Company Director Designee 2.6 Intellectual Property Section 5.16 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bMaterial Contract Section 5.13(a) Company Material Adverse Effect 4.1(aPlan(s) Section 5.11(a) Company Permits 4.9 Preferred Stock Section 5.2(a) Company Plans 4.10(aRepresentatives Section 7.4(a) Company SEC Documents 4.5(aFilings Section 5.7(a) Company Series A Preferred Stock 3.1(b)(iiiShareholder Approval Section 5.3(b) Company Series B Preferred Stock 3.1(b)(iiiShareholders Recitals Company Shareholders’ Meeting Section 7.2(a) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Section 5.1 Compensation Committee Section 5.23 Continuing Directors Section 2.4(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDetermination Notice Section 7.5(d)(i)(C) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Dissenting Shareholder Section 4.3 Dissenting Shares Section 4.3 Effective Time 2.2(b) Section 3.3 Employment Compensation Arrangement Section 5.23 End Date 8.1(b)(iiSection 9.1(b)(i) Exchange Agent 3.3(aERISA Section 5.11(a) ERISA Affiliate Section 5.11(a) Exchange Fund 3.3(aSection 4.2(a) Forfeited Phantom Shares 3.2(aExpiration Date Annex A FCPA Section 5.6(b) GAAP 4.5(bGovernmental Antitrust Entity Section 7.6(e)(i) Indemnified Liabilities 6.10(aParties Section 7.13(a) Indemnified Persons 6.10(aIndependent Directors Section 2.4(b) Joint Proxy Statement 4.4 Letter Intervening Event Change of Transmittal 3.3(b)(iRecommendation Section 7.5(d)(ii) Leverage Covenants 6.1(a)(xivInvestments Section 5.2(d) Maryland Courts 9.7(bIRS Section 5.11(b) Maryland Department 2.2(bLoan Payoff Amount Section 7.7(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Measurement Date Section 5.2(a) Merger Recitals Merger Filings 2.2(bConsideration Section 4.1(a) Merger Sub Preamble Merger Sub Sole Member MGBCL Recitals Definition Minimum Condition Section MGCL 2.1 Operating Partnership 2.1 2.1(b) Notes Section 7.7(a) Notice Period Section 7.5(d)(i)(C) Offer Recitals Offer Documents Section 2.1(g) Offer Price Recitals Offer to Purchase Section 2.1(g) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Documents Section 6.7(b) Parent Affiliate 9.10(bRepresentatives Section 7.4(a) Parent Board Recitals Parent Board Recommendation 5.3(aParty, Parties Preamble Paying Agent Section 4.2(a) Parent Change of Recommendation 6.4(bProxy Statement Section 7.2(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Recent SEC Reports Article V Parent Equity Plan 5.2(aRedemption Section 7.7(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aSchedule TO Section 2.1(g) Parent Permits 5.9 Parent Plans 5.10(aSchedule 14D-9 Section 2.3(b) Parent SEC Documents 5.5(aShort-Form Threshold Section 7.3 Surviving Corporation Section 3.1 Tail Period Section 7.13(c) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iTakeover Provisions Section 2.3(a)(iv) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTop-Up Option Section 2.2(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Section 7.8 WARN Act Section 5.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (Baldor Electric Co)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section Agreement Preamble Amendment to the Company Management Allegiant 3.2(c) Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.2(d) Alternative Financing 6.17(c) Base Amount 6.4(c) Bonus Plans 6.7(c) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2(b)(ii) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(iChange of Recommendation 5.2(a) Closing 2.2(a) 1.2 Closing Date 2.2(a) Code Recitals 1.2 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plan 6.7(d) Company Affiliate 9.10(aAcquisition Agreement 5.2(a) Company Agent 3.27(b) Company Benefit Plan 3.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date 3.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bLease 3.16(b) Company Material Adverse Effect 4.1(aOption Consideration 2.4(a) Company Permits 4.9 Company Plans 4.10(a3.9(b) Company SEC Documents 4.5(aPSU Consideration 2.4(c) Company Series A Preferred Stock 3.1(b)(iiiRelated Parties 8.3(f) Company Series B Preferred Stock 3.1(b)(iiiRSA Consideration 2.4(b) Company Series C Preferred Stock 3.1(b)(iiiStatutory Statements 3.27(d)(i) Company Special Committee Recitals Stockholder Approval 3.3(a) Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(b5.3(b) Creditors’ Rights 4.3(aContinuing Employees 6.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights Annex A CoR Notice 5.2(e) e-mail 9.3 CoR Notice Period 5.2(e) Databases Annex A Debt Commitment Letter 4.10(a) Debt Financing 4.10(a) DGCL Recitals Dissenting Shares 2.3 DOJ 6.2(b) Domain Names Annex A Term Section DTC 1.16(a)(ii) DTC Payment 2.2(f) Effective Time 2.2(b1.2 Electronic Delivery 9.6 Enforceability Limitations 3.3(c) End Date 8.1(b)(iiEnvironmental Permits 3.18(a) Exchange Agent 3.3(aFCPA Annex A Fee Letter 4.10(b) Exchange Fund 3.3(aFinancing Amounts 4.10(a) Forfeited Phantom Shares 3.2(aFinancing Entities Annex A FTC 6.2(b) GAAP 4.5(b3.5(b) Indemnified Liabilities 6.10(aGuaranteed Obligations 9.15(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Guarantor Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Guarantor Material Adverse Effect 5.1(a9.15(e)(i) Parent Permits 5.9 Parent Plans 5.10(aIFRS 9.15(a) Parent SEC Documents 5.5(aIndemnified Parties 6.4(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iIndenture 6.12(b) Per Share Preferred Merger Consideration 3.1(b)(iiiInitial Outside Date 8.1(d) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiLabor Agreement 3.11(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiLeased Real Property 3.16(b) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiMaterial Contracts 3.17(a) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Material Supplier 3.19 Material Supplier Agreement 3.19

Appears in 1 contract

Samples: Agreement and Plan of Merger (M.D.C. Holdings, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section Acceptable MNPI 5.15 (i) Affiliate Contract 3.20 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3 (d)(ii) Alternative Financing 5.15 (d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2 (b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i2.2 (b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1 (b) Code Recitals Commitment Letters 4.5 (b) Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAwards 2.4 (a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3 (b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3 (d)(i) Company Bylaws 3.1 Company Charter 3.1 Company Disclosure Schedule Article III Company Material Contracts 3.2(b3.16 (b) Company DER Consideration 3.2(bMeeting 5.4 (a)(i) 90 Company Real Property 3.14 (d) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bRegistered IP 3.19 (a) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(aRelated Parties 7.2 (f) Company SEC Documents 4.5(a3.5 (a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5 (c) Company Series B Preferred Stock 3.1(b)(iiiContinuation Period 5.6 (a) Company Series C Preferred Stock 3.1(b)(iiiContinuing Employee 5.6 (a) Company Special Committee D&O Insurance 5.7 (c) Debt Commitment Letter 0 Debt Financing 0 Definitive Agreements 5.15 (a) DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Disclosure Schedules Article IV Dissenting Shares 2.3 Effective Time 2.2(b1.2 Equity Commitment Letter 4.5 (b) End Date 8.1(b)(iiEquity Financing 4.5 (b) Exchange Agent 3.3(aEvent Notice Period 5.3 (e)(i)(1) Exchange Fund 3.3(aFCC 5.5 (a) Forfeited Phantom Shares 3.2(aFCC Rules 5.5 (a) GAAP 4.5(bFinancing 4.5 (b) Indemnified Liabilities 6.10(aFinancing Amounts 4.5 (e) Indemnified Persons 6.10(aIdentified MNPI 5.15 (i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndemnification Contract 5.7 (a) Leverage Covenants 6.1(a)(xivIndemnitee 5.7 (a) Maryland Courts 9.7(bIndemnitees 5.7 (a) Maryland Department 2.2(bIntervening Event 5.3 (e)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 2.1 (a) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Non-Recourse Party 9.16 No-Shop Period Start Date 5.3 (a) Notified Party 5.17 Outside Date 7.1 (b) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article IV Parent Related Parties 7.2 (f) Parent Affiliate 9.10(bSubsidiaries 4.3 (a) Parent Board Subsidiary 4.3 (a) Paying Agent 2.2 (a) Payoff Letter 5.14 Preferred Stock 3.2 (a) Prohibited Modifications 5.15 (a) Proposal Notice Period 5.3 (e)(ii)(2) Proxy Statement 5.4 (a)(ii) Receiving Party 5.17 Reimbursement Obligations 7.2 (f) Remedy Actions 5.5 (e) Replacement Financing 5.15 (b) Xxxxxxxx-Xxxxx Act 3.5 (a) Share Recitals Parent Board Recommendation 5.3(aShares Recitals Significant Customers 3.17 Significant Suppliers 3.17 Solvent 4.7 Surviving Corporation 1.1 (a) Parent Change of Recommendation 6.4(bSystems 3.19 (e) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bTax Sharing Agreement 3.15 (a)(vii) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Collection Costs 7.2 (e) Transaction Litigation 6.15 Claims 7.2 (f) Transactions Recitals Vesting Phantom Shares 3.2(a1.1 (a) Transition Committee 5.16 (a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (U.S. Silica Holdings, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vCash Equivalent Merger Consideration 3.2(c) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a401(k) Plans 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Owned Real Property 4.15(a) Company Performance Unit Awards 3.2(c) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Reports 4.17(a)(i) Definition Section Company Restricted Stock Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Debt Offer Documents 6.17(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Concho Resources Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.1(b)(i) Buyer Preamble Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.1(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble 2 Definition Section Company 401(k) Plans 7.9(f) Company Additional Dividend Amount 6.19(a7.18(a) Company Affiliate 9.10(a10.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designees 2.5 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Performance Units 3.2(b) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(aPortfolio Securities 7.1(b)(iv) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Restricted Stock 3.1(b)(iii3.2(a) Company Series C Preferred Stock 3.1(b)(iiiSEC Documents 4.5(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.7(b) Continuing Employees 7.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 7.10(c) e-mail 9.3 Dispute Notice 3.1(c)(ii) Earned Unit 3.2(b) Effective Time 2.2(b) End Date 8.1(b)(ii9.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) Indemnified Liabilities 6.10(a7.10(a) Indemnified Persons 6.10(a7.10(a) Joint Proxy Statement 4.4 Intended Tax Treatment 2.6 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Listing 7.20 LLC Act Recitals Maryland Courts 9.7(b10.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 MGCL Recitals Merger Recitals Merger Filings 2.2(bName Change Recitals Notice of Recommendation Change 7.3(d)(iii) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Notice Period 7.3(d)(iii) Parent Preamble Parent Additional Dividend Amount 6.19(b7.18(b) Parent Affiliate 9.10(b10.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Manager Preamble Parent Manager Recitals Permits 6.4 Parent Manager Plans 7.9(a) Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals pdf 10.5 Per Common Share Consideration 3.1(b)(i) Per Common Share Parent Stockholders Recitals .pdf 9.5 Consideration 3.1(b)(i) Per Common Share Common Merger Parent Stock Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i9.3(f)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivReclassification Recitals Reverse Stock Split Recitals Sexual Misconduct Allegation 4.11(e) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii9.1(b)(iii) Total Parent Consideration 3.1(b)(iii) Transaction Litigation 6.15 7.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Capstead Mortgage Corp)

Terms Defined Elsewhere. As used In addition to the terms defined in Section 9.03, the following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Definition Term Section Adverse Recommendation Change Section 5.02(d) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(bArbitration Action Section 5.02(g)(i) Section 9.09(c) Bankruptcy and Equity Exception Section 3.04(a) Book-Entry Shares 3.3(b)(iSection 2.01(b) Cancelled Shares 3.1(b)(vCertificates Section 2.01(b) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Section 1.03 Closing 2.2(a) Section 1.02 Closing Date 2.2(a) Code Recitals Section 1.02 Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Recital B Company Board Recommendation Recitals Company Change of Recommendation 6.3(bSection 3.04(b) Company Common Stock 3.1(b)(iBylaws Section 3.01(b) Company Contracts 3.2(bCapital Stock Section 3.03(a) Company DER Consideration 3.2(bCharter Section 3.01(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(b) Financial Advisor Section 3.20 Company Material Adverse Effect 4.1(aIndemnified Party Section 6.05(a) Company Permits 4.9 Section 3.12(a) Company Plans 4.10(aPreferred Stock Section 3.03(a) Company Registered IP Section 3.17(a) Company RSU Section 2.04(d) Company SEC Documents 4.5(aSection 3.06(a) Company Series A Preferred Stock 3.1(b)(iiiOption Section 2.04(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval Section 3.04(a) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Section 3.04(b) Company Subsidiaries Section 3.02(a) Company Termination Fee Section 8.02(b) Company Voting Debt Section 3.03(e) Confidentiality Agreement 6.7(bSection 6.02 Continuing Employee Section 6.13(a) Creditors’ Rights 4.3(aDGCL Recital A Dissenting Shares Section 2.03 Draft Financial Statements Section 3.06(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 1.03 Equity Commitment Letter Recital F Equity Investor Recital F Term Section Escrow Account Section 6.14 Escrow Agent Section 6.14 Escrow Agreement Recital G Escrow Deposit Section 6.14 ESPP Section 2.05 Excluded Shares Section 2.01(a) End Date 8.1(b)(iiFinancing Section 4.11(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIn-the-Money Company Stock Option Section 2.04(a) Material Company Insurance Policies 4.17 Contract Section 3.15(b) Material Parent Insurance Policies 5.17 Customer Section 3.19(a) Material Lease Section 3.16(b) Material Supplier Section 3.19(b) Maximum Amount Section 6.05(b) Merger Recitals Recital A Merger Filings 2.2(bConsideration Section 2.01(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition NASDAQ Section MGCL 2.1 Operating Partnership 2.1 3.05(a) Notice Period Section 5.02(g)(i) Outside Date Section 8.01(b)(i) Owned Real Property Section 3.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(bTermination Fee Section 8.02(c) Parent Affiliate 9.10(bParties Preamble Paying Agent Section 2.02(a) Parent Board Recitals Parent Board Recommendation 5.3(aPayment Fund Section 2.02(a) Parent Change of Recommendation 6.4(bPermits Section 3.12(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bPost-Closing Plans Section 6.13(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aProxy Statement Section 6.01(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aRegulatory Filings Section 6.04(b) Parent Permits 5.9 Parent Plans 5.10(aRepresentatives Section 5.02(a) Parent SEC Documents 5.5(aShares Section 2.01(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSIAC Rules Section 9.09(b) Per Share Preferred Merger Consideration 3.1(b)(iiiSpecified Person Section 8.02(f) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSSOs Section 3.17(i) Surviving Corporation Section 1.01 Unvested RSU Section 2.04(d) Vested Company 2.1 Taxable REIT Subsidiary 4.1(bOptions Section 2.04(a) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aVested RSU Section 2.04(d)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Lattice Semiconductor Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Common Merger Consideration 3.1(b)(i) Company Preamble 2 Definition Section Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b4.16(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Employee Benefit Plans 6.9(b) Company Equity Plan 3.2(a) Company Material Adverse Effect 4.1(a) Company MBS 4.17 Company Permits 4.9 Company Plans 4.10(a) Company Preferred Stock 3.1(b)(iii) Company Restricted Stock 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Definition Section Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a)(i) Confidentiality Agreement 6.7(b) Creditors' Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) Dispute Notice 3.1(c)(ii) e-mail 9.3 9.3(c) Effective Time 2.2(b) Eiger Holdings Recitals Eiger Partnership Recitals End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Exchange Ratio Announcement 3.1(c)(iv) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Independent Accounting or Valuation Firm 3.1(c)(iii) Joint Proxy Statement 4.4 4.4(a)(i) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.19 Material Parent Insurance Policies 5.17 MGCL 2.1 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals Definition Section MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b6.19(b)(ii) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) 5.5 Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Stock Consideration 3.1(b)(i) Per Share Definition Section Pine River 6.9(a) Portfolio Securities 6.1(b)(iv) Post-Merger Employee Benefit Plans 6.9(a) Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Preferred Series E Merger Consideration 3.1(b)(i3.1(b)(iii) Phantom Share Consideration 3.2(aPrior Company Bidders 6.3(a) Prior Parent Bidders 6.4(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i) Registration Statement 4.8 4.8(a) REITs Recitals Remedial Measures 6.1(b)(xivRetention Amount 6.1(b)(ix) SEP-XXX 6.1(b)(ix) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)U.S. Treasuries 4.18 ARTICLE II THE MERGER

Appears in 1 contract

Samples: Iii Agreement and Plan of Merger (Two Harbors Investment Corp.)

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