Common use of Tax Reporting Clause in Contracts

Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the attached Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 16 contracts

Samples: Agent Agreement (Western Asset High Income Fund Ii Inc.), Subscription Agent Agreement (Oxford Square Capital Corp.), Subscription Agent Agreement (Virtus Total Return Fund Inc.)

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Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the attached Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.B.

Appears in 11 contracts

Samples: Subscription Agent Agreement (RiverNorth Capital & Income Fund, Inc.), Subscription Agent Agreement (RiverNorth Capital & Income Fund, Inc.), Subscription Agent Agreement (Rivernorth Opportunities Fund, Inc.)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 6 contracts

Samples: Subscription Agent Agreement (Gabelli Convertible & Income Securities Fund Inc), Agent Agreement (Gabelli Utility Trust), Subscription Agent Agreement (Royce Value Trust, Inc.)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction /Cost Basis Information Letter attached hereto as Exhibit B. A. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 6 contracts

Samples: Depositary and Information Agent Agreement (Delaware Enhanced Global Dividend & Income Fund), Depositary and Information Agent Agreement (Nuveen Mortgage Opportunity Term Fund 2), Depositary and Information Agent Agreement (Nuveen Mortgage Opportunity Term Fund)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.B.

Appears in 6 contracts

Samples: Subscription Agent Agreement (Enterprise Bancorp Inc /Ma/), Subscription Agent Agreement (Reaves Utility Income Fund), Subscription Agent Agreement (Reaves Utility Income Fund)

Tax Reporting. 9.1 78.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction /Cost Basis Information Letter attached hereto as Exhibit B. A. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 5 contracts

Samples: Depositary and Information Agent Agreement (Tortoise Energy Infrastructure Corp), Information Agent Agreement (Tortoise Energy Independence Fund, Inc.), Depositary and Information Agent Agreement (Tortoise Power & Energy Infrastructure Fund Inc)

Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the attached Exhibit B. A. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 4 contracts

Samples: Agent Agreement (Blackrock Corporate High Yield Fund, Inc.), Subscription Agent Agreement (Barnes & Noble Education, Inc.), Subscription Agent Agreement (Cbre Global Real Estate Income Fund)

Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the attached Exhibit B. A. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 4 contracts

Samples: Subscription Agent Agreement (Gabelli Global Utility & Income Trust), Subscription Agent Agreement (Gabelli Utility Trust), Agent Agreement (Gabelli Multimedia Trust Inc.)

Tax Reporting. 9.1 15.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.B.

Appears in 3 contracts

Samples: Depositary Agreement (Delaware Investments Dividend & Income Fund, Inc), Depositary Agreement (Delaware Investments Dividend & Income Fund, Inc), Depositary Agreement (Delaware Investments Dividend & Income Fund, Inc)

Tax Reporting. 9.1 3.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.B.

Appears in 3 contracts

Samples: Subscription Agent Agreement (Liberty All Star Growth Fund Inc.), Subscription Agent Agreement (Liberty All Star Growth Fund Inc.), Subscription Agent Agreement (Liberty All Star Growth Fund Inc.)

Tax Reporting. 9.1 3.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 3 contracts

Samples: Subscription and Information Agent Agreement, Subscription and Information Agent Agreement (Cushing Renaissance Fund), Subscription and Information Agent Agreement (Cushing Renaissance Fund)

Tax Reporting. 9.1 6.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction /Cost Basis Information Letter attached hereto as Exhibit B. A. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 2 contracts

Samples: Depositary and Information Agent Agreement (Delaware Enhanced Global Dividend & Income Fund), Depositary and Information Agent Agreement (Delaware Enhanced Global Dividend & Income Fund)

Tax Reporting. 9.1 3.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B1099B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 2 contracts

Samples: Subscription Agent Agreement, Subscription Agent Agreement (RMR Real Estate Income Fund)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. A. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 2 contracts

Samples: Depositary and Information Agent Agreement (Tortoise Energy Independence Fund, Inc.), Depositary and Information Agent Agreement (Tortoise Midstream Energy Fund, Inc.)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction /Cost Basis Information Letter attached hereto as Exhibit B. A. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 2 contracts

Samples: Depositary and Information Agent Agreement (Tortoise Pipeline & Energy Fund, Inc.), Depositary and Information Agent Agreement (Nuveen Taxable Municipal Income Fund)

Tax Reporting. 9.1 10.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction /Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.B.

Appears in 1 contract

Samples: Escrow Agreement (Blackhawk Network Holdings, Inc)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Subscription Agent Agreement (GDL Fund)

Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholderShareholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Subscription Agent Agreement (Aberdeen Income Credit Strategies Fund)

Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction and Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Agent Agreement (BlackRock Science & Technology Trust)

Tax Reporting. 9.1 3.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.B.

Appears in 1 contract

Samples: Subscription Agent Agreement (Liberty All Star Equity Fund)

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Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, any and all appropriate tax information forms, including, but not limited to, Internal Revenue Service (“IRS”) Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Voluntary Conversion Agent Agreement (iHeartMedia, Inc.)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholdershareholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.B.

Appears in 1 contract

Samples: Subscription Agent Agreement (Gyrodyne Co of America Inc)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Subscription Agent Agreement (Royce Value Trust, Inc.)

Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the attached Exhibit B. A. Any cost basis or tax adjustments required after the Effective Expiration Time will incur additional fees.

Appears in 1 contract

Samples: Subscription Agent Agreement (Distribution Solutions Group, Inc.)

Tax Reporting. 9.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, but not limited to, Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the attached Exhibit B. Any cost basis or tax adjustments required after the Effective Time effective time of the Subscription Offer will incur additional fees.

Appears in 1 contract

Samples: Subscription Agent Agreement (Williams Industrial Services Group Inc.)

Tax Reporting. 9.1 3.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Subscription Agent Agreement (Tortoise MLP Fund, Inc.)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional feesfees provided that such adjustments are the result of instructions from the Company or information provided by the Company.

Appears in 1 contract

Samples: Subscription Agent Agreement (New Ireland Fund Inc)

Tax Reporting. 9.1 8.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholderShareholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Subscription Agent Agreement (Gabelli Global Utility & Income Trust)

Tax Reporting. 9.1 15.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Form of Tax Instruction/Cost Basis Information Letter attached hereto as Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.A.

Appears in 1 contract

Samples: Depositary Agreement (Firsthand Technology Value Fund, Inc.)

Tax Reporting. 9.1 16.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Exhibit D attached Exhibit B. hereto. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Dutch Tender Depositary Agreement (Firsthand Technology Value Fund, Inc.)

Tax Reporting. 9.1 5.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the Tax Instruction /Cost Basis Information Letter attached hereto as Exhibit B. A. Any cost Cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Depositary and Information Agent Agreement (Delaware Investments Dividend & Income Fund, Inc)

Tax Reporting. 9.1 14.1 Agent shall prepare and file with the appropriate governmental agency and mail to each stockholderHolder, as applicable, all appropriate tax information forms, including, including but not limited to, to Forms 1099-B, covering payments or any other distributions made by Agent pursuant to this Agreement during each calendar year, or any portion thereof, during which Agent performs services hereunder, as described in the attached Exhibit B. Any cost basis or tax adjustments required after the Effective Time will incur additional fees.

Appears in 1 contract

Samples: Depositary Agreement (BlackRock Fixed Income Value Opportunities II)

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