SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) that would constitute an assignment or require a written contract pursuant to the Investment Company Act. Any compensation payable to such person shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 38 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Sub Advisory Agreement (Eq Advisors Trust), Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 30 contracts
Samples: Investment Sub Advisory Agreement (Hatteras Alternative Mutual Funds Trust), Investment Sub Advisory Agreement (Hatteras Alternative Mutual Funds Trust), Investment Sub Advisory Agreement (Hatteras Alternative Mutual Funds Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Advisor nor the Fund shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 24 contracts
Samples: Investment Sub Advisory Agreement (First Trust Alternative Opportunities Fund), Investment Sub Advisory Agreement (First Trust Private Credit Fund), Investment Sub Advisory Agreement (First Trust Private Credit Fund)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 16 contracts
Samples: Investment Sub Advisory Agreement (SPDR Series Trust), Investment Sub Advisory Agreement (SSGA Active Trust), Investment Sub Advisory Agreement (SSGA Active Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 14 contracts
Samples: Form of Sub Advisory Agreement (WisdomTree Digital Trust), Sub Advisory Agreement (WisdomTree Trust), Mutual Participation Agreement (WisdomTree Investments, Inc.)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Allocated Portion that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 12 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Eq Advisors Trust (Eq Advisors Trust), Eq Advisors Trust (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company 1940 Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 12 contracts
Samples: Investment Sub Advisory Agreement (Financial Investors Trust), Sub Advisory Agreement (Financial Investors Trust), Sub Advisory Agreement (Financial Investors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract approval of an advisory agreement pursuant to Section 15 of the Investment Company 1940 Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 10 contracts
Samples: Sub Advisory Agreement (Krane Shares Trust), Sub Advisory Agreement (Krane Shares Trust), Sub Advisory Agreement (Krane Shares Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (Advisers Investment Trust), Investment Sub Advisory Agreement (DundeeWealth Funds), Interim Investment Sub Advisory Agreement (DundeeWealth Funds)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company 1940 Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (Advisers Investment Trust), Investment Sub Advisory Agreement (Advisers Investment Trust), Sub Advisory Agreement (Financial Investors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person person, including affiliates of the Sub-Adviser, it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) that would constitute an assignment or require a written contract pursuant to the Investment Company Act. Any compensation payable to such person shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 8 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Company shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 8 contracts
Samples: Investment Sub Advisory Agreement (RBB Fund, Inc.), Investment Sub Advisory Agreement (RBB Fund, Inc.), Investment Sub Advisory Agreement (RBB Fund, Inc.)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither Investment Adviser nor the Adviser Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 8 contracts
Samples: Sub Advisory Agreement (ALPS ETF Trust), Sub Advisory Agreement (ALPS ETF Trust), Sub Advisory Agreement (Financial Investors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, ; provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 8 contracts
Samples: Sub Advisory Agreement (Hennessy Advisors Inc), Sub Advisory Agreement (Hennessy Funds Trust), Sub Advisory Agreement (Hennessy Funds Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall will perform any services with respect to the Portfolio(s) a Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person shall persons will be the sole responsibility of the Sub-Adviser, and neither the Adviser shall nor the Trust will have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 7 contracts
Samples: Investment Sub Advisory Agreement (WisdomTree Digital Trust), Advisory Agreement (WisdomTree Digital Trust), Investment Sub Advisory Agreement (WisdomTree Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Fund shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 5 contracts
Samples: Investment Sub Advisory Agreement (Infinity Core Alternative Fund), Investment Sub Advisory Agreement (Infinity Core Alternative Fund), Investment Sub Advisory Agreement (Infinity Core Alternative Fund)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Funds that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither Manager nor the Adviser Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 5 contracts
Samples: Sub Advisory Agreement (Hennessy Advisors Inc), Sub Advisory Agreement (Hennessy Funds Trust), Sub Advisory Agreement (Hennessy Funds Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Corporation shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 5 contracts
Samples: Sub Advisory Agreement (HealthShares (TM) Inc.), Interim Sub Advisory Agreement (TDX Independence Funds, Inc.), Sub Advisory Agreement (Realty Funds, Inc.)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract pursuant to the Investment Company Act. Any compensation payable to such person shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (1290 Funds), Investment Sub Advisory Agreement (1290 Funds), Investment Sub Advisory Agreement (1290 Funds)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (1290 Funds), Investment Sub Advisory Agreement (1290 Funds), Investment Sub Advisory Agreement (1290 Funds)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall will perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company 1940 Act. Any compensation payable to such person shall persons will be the sole responsibility of the Sub-Adviser, and neither the Adviser shall nor the Company will have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Db-X Exchange-Traded Funds Inc.), Sub Advisory Agreement (DBX ETF Trust), Sub Advisory Agreement (DBX ETF Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person person, including its affiliates, it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company 1940 Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Financial Investors Trust), Sub Advisory Agreement (Financial Investors Trust), Sub Advisory Agreement (Financial Investors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, ; provided that no such person shall perform any services with respect to the Portfolio(s) Funds that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither Manager nor the Adviser Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Hennessy Funds Trust), Sub Advisory Agreement (Hennessy Advisors Inc), Sub Advisory Agreement (Hennessy Funds Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) that would constitute an assignment or require a written contract pursuant to the Investment Company Act. Any compensation payable to such person shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate with itself with any person it believes to be particularly suited fitted to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreementthereto.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (1290 Funds), Investment Sub Advisory Agreement (1290 Funds), Sub Advisory Agreement (1290 Funds)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Portfolios that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Allocated Portion that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 3 contracts
Samples: Eq Advisors Trust (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust), Eq Advisors Trust (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall will perform any services with respect to the Portfolio(s) a Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company ActAct []. Any compensation payable to such person shall persons will be the sole responsibility of the Sub-Adviser, and neither the Adviser shall nor the Trust will have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (WisdomTree Trust), Form of Investment Sub Advisory Agreement (WisdomTree Trust), Investment Sub Advisory Agreement (WisdomTree Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Allocated Portion that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 3 contracts
Samples: Eq Advisors Trust (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust), Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Funds that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither Manager nor the Adviser Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Hennessy Advisors Inc), Sub Advisory Agreement (Hennessy Funds Trust), Sub Advisory Agreement (Hennessy Funds Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract approval of an advisory agreement pursuant to Section 15 of the Investment Company 1940 Act, unless consented to in writing by the Adviser and approved in accordance with applicable law, regulations and interpretations. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Krane Shares Trust), Sub Advisory Agreement (Krane Shares Trust), Sub Advisory Agreement (Krane Shares Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser Advisor may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser Advisor hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-AdviserAdvisor, and neither the Adviser Advisor nor the Company shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Dominion Funds Inc), Investment Sub Advisory Agreement (Dominion Funds Inc)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Portfolio that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (SSgA Active ETF Trust), Advisory Agreement (SSgA Active ETF Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate with itself with any person it believes to be particularly suited fitted to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Portfolio that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreementthereto.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Portfolio that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Portfolio shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 2 contracts
Samples: Form of Sub Advisory Agreement (WisdomTree Trust), Sub Advisory Agreement (WisdomTree Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall will perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person shall persons will be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser shall nor the Corporation will have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 2 contracts
Samples: Interim Sub Advisory Agreement (TDX Independence Funds, Inc.), Interim Sub Advisory Agreement (TDX Independence Funds, Inc.)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-such Sub- Adviser hereunder, provided that no such person shall will perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company 1940 Act. Any compensation payable to such person shall persons will be the sole responsibility of the Sub-Adviser, and neither the Adviser shall nor the Company will have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (DBX ETF Trust), Sub Advisory Agreement (DBX ETF Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser Sub‑Adviser hereunder, ; provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Hennessy Funds Trust), Sub Advisory Agreement (Hennessy Advisors Inc)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall will perform any services with respect to the Portfolio(s) a Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company ActAct [ ]. Any compensation payable to such person shall persons will be the sole responsibility of the Sub-Adviser, and neither the Adviser shall nor the Trust will have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (WisdomTree Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate with itself with any person it believes to be particularly suited fitted to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Allocated Portion that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreementthereto.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The A Sub-Adviser may from time to time employ or associate with itself with any person it believes to be particularly suited fitted to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreementthereto.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company 1940 Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (ALPS Series Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a new or amended written contract advisory agreement pursuant to the Investment Company 1940 Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the this Agreement.
Appears in 1 contract
Samples: Financial Investors Trust (Financial Investors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract approval of an advisory agreement pursuant to applicable law, unless consented to in writing by the Investment Company ActAdviser and approved in accordance with applicable law. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The A Sub-Adviser may from time to time employ or associate with itself with any person it believes to be particularly suited fitted to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Portfolio that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreementthereto.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Eq Advisors Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract approval of an advisory agreement pursuant to the Investment Company Actapplicable law. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Allocated Portion that would constitute an assignment or require a written contract advisory agreement (other than this Agreement) pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser Manager nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate with itself with any person it believes to be particularly suited fitted to assist it in providing the services to be performed by the Sub-Adviser hereunderhereunder provided, provided that no such person shall perform any services with respect to the Portfolio(s) that Portfolio which would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreementthereto.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Stockback Trust)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) any Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.Information Classification: Limited Access
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (State Street Variable Insurance Series Funds Inc)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Master Fund that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Adviser nor the Master Fund shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Hatteras Global Private Equity Partners Master Fund, LLC)
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement pursuant to the Investment Company Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and neither the Investment Adviser nor the Trust shall have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the such Sub-Adviser hereunder, provided that no such person shall will perform any services with respect to the Portfolio(sFund(s) that would constitute an assignment or require a written contract advisory agreement I6004673.9 pursuant to the Investment Company Act. Any 1000 Xxx.Xxx compensation payable to such person shall persons will be the sole responsibility of the Sub-Adviser, and neither the Adviser shall nor the Company will have no any obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
SUPPLEMENTAL ARRANGEMENTS. The Sub-Adviser may from time to time employ or associate itself with any person it believes to be particularly suited to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Portfolio(s) Fund that would constitute an assignment or require a written contract approval of an advisory agreement pursuant to Section 15 of the Investment Company 1940 Act. Any compensation payable to such person persons shall be the sole responsibility of the Sub-Adviser, and the Adviser shall have no obligations with respect thereto or otherwise arising under the Agreement.
Appears in 1 contract
