Suitability. (A) A member or person associated with a member shall not underwrite or participate in a public offering of a direct participation program unless standards of suitability have been established by the program for participants therein and such standards are fully disclosed in the prospectus and are consistent with the provisions of subparagraph (B) of this section.
Appears in 17 contracts
Samples: Escrow Agreement (LEAF Equipment Leasing Income Fund III, L.P.), Selling Dealer Agreement (LEAF Equipment Leasing Income Fund III, L.P.), Selling Dealer Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
Suitability. (A) A member or person associated with a member shall not underwrite or participate in a public offering of a direct participation program unless standards of suitability have been established by the program for participants therein and such standards are fully disclosed in the prospectus and are consistent with the provisions of subparagraph (B) of this section).
Appears in 9 contracts
Samples: Escrow Agreement (MDS Energy Public 2014-B Lp), Escrow Agreement (MDS Energy Public 2013-B Lp), Services Agreement (Atlas Energy Resources, LLC)
Suitability. (A) A member or person associated with a member number shall not underwrite or participate in a public offering of a direct participation program unless standards of suitability have been established by the program for participants therein and such standards are fully disclosed in the prospectus and are consistent with the provisions of subparagraph (B) of this section.
Appears in 7 contracts
Samples: Selected Dealer Agreement (Global Express Capital Real Estate Investment Fund I LLC), Dm Mortgage Investors LLC, Vestin Fund Ii LLC
Suitability. (A) A member or person associated with a member number shall not underwrite or participate in a public offering of a direct participation program unless standards of suitability have been established by the program for participants therein and such standards are fully disclosed in the prospectus and are consistent with the provisions of subparagraph (B) of this section).
Appears in 3 contracts
Samples: Vestin Fund Iii LLC, Re Investments Iii LLC, Re Investments Iii LLC
