Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” Authorized signatory “Xxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” Authorized signatory Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. TRUST COMPANY OF CANADA signed “Xxxxxxxxx XxxxxxxxXxxxxxxx Xxxxxx” Authorized signatory signed “Xxxxx XxxxxxxXxxxxx” Authorized signatory NY85 CAPITAL RESIN SYSTEMS INC. signed “Xxxxxxxxxxx XxxxXxxx Pendura” Authorized signatory signed “Xxxxx Xxxxxxxxx” Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxx Xxxxxxxxx in the presence of: ) ) Xxxx Xxxxx Xxxxxxx ) Name ) ) 14604 – 115A Avenue ) signed “Xxxxxxxxxxx XxxxXxxxx Xxxxxxxxx” Address ) Xxxxxxxxxxx Xxxx Xxxxx Xxxxxxxxx ) Edmonton, Alberta ) ) ) ) Accountant ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Pendura in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) 14604 – 115A Avenue ) signed “Xxxxxxx XxxxxxxXxxx Pendura” Address ) Xxxxxxx Xxxxxxx Xxxx Pendura ) Edmonton, Alberta ) ) ) ) Accountant ) Occupation ) USCC HOLDING COMPANY signed “Authorized Officer” Authorized signatory _______________________ Authorized signatory Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxx Xxxxxxxxx Signature: signed “Xxxx (Xxxx) Xxxxx Xxxxxxxxx” Address for Notice: 0-00000 XXX 00 Xxxxxx Xxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature):
Appears in 1 contract
Samples: Escrow Agreement (Resin Systems Inc)
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” /s/ Xx Xxxxx Authorized signatory “Xxxxx Xxxxxxx” /s/ Xxxxxxx Xxxx Authorized signatory NY85 ALEXANDRA CAPITAL INCCORP. “Xxxxxxxxxxx Xxxx” Per: /s/ Xxxxxxx Xxxx Authorized signatory Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxxxxx X. Xxxx in the presence of: ) ) Xxxx Xxxxxxx Xxxxx Xxxxxxxx ) Name ) ) #403 – 0000 Xxxxxx Xxxxxx ) “Xxxxxxxxxxx Xxxx” /s/ Xxxxxxx X. Xxxx Address ) Xxxxxxxxxxx Xxxx XXXXXXX X. XXXX ) Xxxxxxx, XX X0X 0X0 ) ) ) ) Executive Assistant ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxxxx Xxxxxx Xxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” /s/ Xxxxx Xxxxxx Xxxxxxx Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx XXXXX XXXXXX XXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx Xxxxxxx ) Name ) 000 X. 00xx Xxx. ) ) “/s/ Xxxxxxx Xxxxxxx” Xxxx Xxxxxxxxx Address ) Xxxxxxx Xxxxxxx XXXXXXX XXXX XXXXXXXXX ) Xxxxxxxxx, XX X0X 0X0 ) ) ) ) Student Support Worker ) Occupation ) LINKSON HOLDINGS LIMITED Per: /s/ Xxxxx Xxxxxx Xxxxxxx Authorized signatory Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxxxxx X. Xxxx Signature: “Xxxxxxxxxxx Xxxx” /s/ Xxxxxxx X. Xxxx Address for Notice: 000-000 Xxxxxxxxx Xxxx Xxxxxxxxx, X.X. X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,500,000 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xxxxx Xxxxxx Xxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” /s/ Xxxxx Xxxxxx Xxxxxxx Address for Notice: 00 Xxxxxxxxx Xxxxxx Xxxxxxxxx 000000 Xxxxxxxxx Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 4,000,000 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxx Xxxxxxxxx Signature: “/s/ Xxxxxxx Xxxx Xxxxxxxxx” Xxxxxxxxx Address for Notice: 000 Xxxx 00xx Xxxxxx Xxxxxxxxx, X.X. X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 500,000 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxxxxx Linkson Holdings Limited Signature: “/s/ Xxxxx Xxxxxx Xxxxxxx Xxxxxxx” Address for Notice: 00 Xxxxxxxxx Xxxxxx Xxxxxxxxx 000000 Xxxxxxxxx Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 2,000,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES (signed "Xxxxxxxxx Xxxxxxxxxxx") Professional Corporate Trust Authorized signatory (signed "Xxxxxxxxx XxxXxxxxx") Administrator, Client Services Authorized signatory GOGOLD RESOURCES INC. “Xxxxxxxxx (signed "Xxxxxxx X. Xxxxxxxx” ") Authorized signatory “Xxxxx Xxxxxxx” (signed "Xxxxxx Xxxxxx Xxxxxxxxx") Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” Authorized signatory Authorized signatory If the Securityholder is not an individual: 3213897 NOVA SCOTIA LIMITED (signed "Xxxxxxx X. Xxxxxxxx") Xxxxxxx X. Xxxxxxxx If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx (Securityholder) in the presence of: ) (signed "Xxxxx Xxxxxxx") Xxxx Xxxxxxx ) ) Name ) ) (signed "Xxxxxx Xxxxxx Xxxxxxxxx") “Xxxxxxxxxxx Xxxx” XXXXXXXXXX, Xxxxx'x Wharf ) Address ) Xxxxxxxxxxx Xxxx XXXXXX XXXXXX XXXXXXXXX ) Suite 2108, Halifax, NS ) ) ) ) Lawyer ) Occupation ) If the Securityholder is not an individual: 3040020 NOVA SCOTIA LIMITED (signed "Xxxxx Xxxxxxx") Xxxxx Xxxxxxx If the Securityholder is not an individual: GRUPO PAN AMERICA LTD. (signed "Xxxxxxx Xxxxxxxx") Xxxxxxx Xxxxxxxx If the Securityholder is not an individual: XXXXXXXX X. XXXXXX, INC. (signed "Xxxxx Xxxxxx") Xxxxx Xxxxxx If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxx (XxxxSecurityholder) Xxxxxxxxx in the presence of: ) (signed "Xxxxx Xxxxxxx") Xxxxx Xxxxxx ) ) Name ) ) (signed " Xxxxxx Xxxxxx") “Xxxx (XxxxXXXXXXXXXX, Xxxxx'x Wharf ) Xxxxxxxxx” Address ) Xxxx (XxxxXXXXXXX XXXXXX ) Xxxxxxxxx Suite 2108, Halifax, NS B3J 3R7 ) ) ) ) Lawyer ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in If the presence ofSecurityholder is not an individual: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx VOTIX CORPORATION LIMITED (signed " Xxxxxxx Xxxxxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ") Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Xxxxxxxxx Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx 3213897 NOVA SCOTIA LIMITED (signed "Xxxxxxx X. Xxxxxxxx") Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: 000 Xxxxxxxx Xxxx, Xxxxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 2,400,000 Securityholder Name: Xxxx Xxxxxx Xxxxxx Xxxxxxxxx (Xxxxsigned "Xxxxxx Xxxxxx Xxxxxxxxx") Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: 0000 Xxxxxxxxx Xxxxxx, Xxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 2,400,000 Securityholder Name: Xxxx Xxxxxxxxx 3040020 NOVA SCOTIA LIMITED (signed "Xxxxx Xxxxxxx") Signature: “Xxxx Xxxxxxxxx” Address for Notice: 000 Xxxxxxxxx Xxxxxx, Xxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,450,000 Securityholder Name: GRUPO PAN AMERICA LTD. (signed "Xxxxxxx Xxxxxxx Xxxxxxxx") Signature: “Xxxxxxx Xxxxxxx” Address for Notice: 0000 Xxxxxxxxx Xxxxx, Xxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 1,125,000 Securityholder Name: XXXXXXXX X. XXXXXX, INC. (signed "Xxxxx Xxxxxx") Signature: Address for Notice: 000 Xxxxx Xxx, Xxxxxxxx Plains, NS B4B 1X9 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 1,125,000 Securityholder Name: XXXXXXX XXXXXX (signed "Xxxxxxx Xxxxxx") Signature: Address for Notice: 0000 Xxxxxxxxx Xxxxxx, Xxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 1,000,000 Securityholder Name: VOTIX CORPORATION LIMITED (signed " Xxxxxxx Xxxxxxx Xxxxxxxxx") Signature: Address for Notice: 000 Xxxxx Xxxxxx, Xxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 500,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 1/10 of your escrow securities [Insert date 6 months following Final Exchange Bulletin] 15% 1/6 of your remaining escrow securities [Insert date 12 months following Final Exchange Bulletin] 15% 1/5 of your remaining escrow securities [Insert date 18 months following Final Exchange Bulletin] 15% 1/4 of your remaining escrow securities [Insert date 24 months following Final Exchange Bulletin] 15% 1/3 of your remaining escrow securities [Insert date 30 months following Final Exchange Bulletin] 15% 1/2 of your remaining escrow securities [Insert date 36 months following Final Exchange Bulletin] 15% all of your remaining escrowed securities TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% 1/4 of your escrow securities [Insert date 6 months following Final Exchange Bulletin] 25% 1/3 of your remaining escrow securities [Insert date 12 months following Final Exchange Bulletin] 25% 1/2 of your remaining escrow securities [Insert date 18 months following Final Exchange Bulletin] 25% all of your remaining escrowed securities TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ 3040020 NOVA SCOTIA LIMITED (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ 1,450,000 Common Shares of ⚫ GOGOLD RESOURCES INC. (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ GOGOLD RESOURCES INC. (the “Issuer”), ⚫ COMPUTERSHARE INVESTOR SERVICES (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrowthe Issuer remains listed on the Exchange. DATED this ⚫ 4th day of ⚫January, 2010. 3040020 NOVA SCOTIA LIMITED (Name of Securityholder - please print) (signed "Xxxxx Xxxxxxx") (Authorized Signature) President and Secretary (Official Capacity - please print) Xxxxx Xxxxxxx (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrowthe Issuer remains listed on the Exchange. DATED this ⚫ 4th day of ⚫January, 2010. (signed "Xxxxx Xxxxxxx") (Signature) Xxxxx Xxxxxxx (Name of Controlling Securityholder – please print) (Signature) (Name of Controlling Securityholder – please print) SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE 3213897 NOVA SCOTIA LIMITED (the "Securityholder") has subscribed for and agreed to purchase, as principal, 2,400,000 Common Shares of GOGOLD RESOURCES INC. (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between GOGOLD RESOURCES INC. (the “Issuer”), COMPUTERSHARE INVESTOR SERVICES (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as the Issuer remains listed on the Exchange. DATED this 4th day of January, 2010. 3213897 NOVA SCOTIA LIMITED (Name of Securityholder - please print) (signed "Xxxxxxx X. Xxxxxxxx") (Authorized Signature) President (Official Capacity - please print) Xxxxxxx X. Xxxxxxxxx (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as the Issuer remains listed on the Exchange. DATED this 4th day of January, 2010. (signed "Xxxxxxx X. Xxxxxxxx") (Signature) Xxxxxxx X. Xxxxxxxx (Name of Controlling Securityholder – please print) (Signature) (Name of Controlling Securityholder – please print) SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE XXXXXXXX X. XXXXXX, INC. (the "Securityholder") has subscribed for and agreed to purchase, as principal, 1,125,000 Common Shares of GOGOLD RESOURCES INC. (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between GOGOLD RESOURCES INC. (the “Issuer”), COMPUTERSHARE INVESTOR SERVICES (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as the Issuer remains listed on the Exchange. DATED this 4th day of January, 2010. XXXXXXXX X. XXXXXX, INC. (Name of Securityholder - please print) (signed "R. Xxxxx Xxxxxx") (Authorized Signature) Director (Official Capacity - please print)
Appears in 1 contract
Samples: Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxxxx” Authorized signatory “Xxxxx Xxxxxxxxxx” Authorized signatory NY85 SYMBIO CAPITAL INCCORP. “Xxxxxxxxxxx XxxxXxx Xxxxx” Authorized signatory “Xxxx Xxx” Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxx Xxxxx in the presence of: ) ) Xxxx Xxxxx X. Xxxxxxx ”Xxxxx Xxxxxxx” ) Name ) ) “Xxx Xxxxx” Suite 618 – 000 Xxxx Xxxxxxxx Xxxxxx ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx Xxx Xxxxx ) Xxxxxxxxx, XX X0X 0X0 ) ) ) ) Lawyer ) Occupation ) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx X. Xxxxxxx ”Xxxxx Xxxxxxx” ) Name ) ) “Xxxxxxx Xxxxxxxxx” Suite 618 – 000 Xxxx Xxxxxxxx Xxxxxx ) “Xxxx (XxxxAddress ) Xxxxxxx Xxxxxxxxx ) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx , XX X0X 0X0 ) ) ) ) Lawyer ) Occupation ) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxx in the presence of: ) ) Xxxxx Xxxxxx X. Xxxxxxx ”Xxxxx Xxxxxxx” ) Name ) ) ) “Xxxx XxxxxxxxxXxx” Suite 618 – 000 Xxxx Xxxxxxxx Xxxxxx ) Address ) Xxxx Xxxxxxxxx Xxx ) Xxxxxxxxx, XX X0X 0X0 ) ) ) ) Lawyer ) Occupation ) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx Xxxxx Xxxxxxxx in the presence of: ) ) Xxxxxx _Xxxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. FORM 5D ESCROW AGREEMENT Page 19 (as at June 14, 2010) COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” (signed) "Xxxx Xxxxxx" Authorized signatory “(signed) "Xxxxx Xxxxxxx” Xxxx" Authorized signatory NY85 PREMIUM NICKEL RESOURCES LTD. (signed) "Xxxxx Xxxxxxxx" Authorized signatory (signed) "Xxxxx Xxxxxx Xxx" Authorized signatory XXXXX XXXXXXXX (signed) "Xxxxx Xxxxxxxx" Authorized signatory BRENIKLAN LIMITED (signed) "Xxxxx Xxxxxxxx" Authorized signatory LACNIKDON LIMITED (signed) "Xxxxx Xxxxxxxx" Authorized signatory (as at June 14, 2010) XXXXXXX XXXXXX (signed) "Xxxxxxx Xxxxxx" Authorized signatory XXXXXXX XXXXXXXXX (signed) "Xxxxxxx Xxxxxxxxx" Authorized signatory THREED CAPITAL INC. “Xxxxxxxxxxx Xxxx” (signed) "Xxxxxxx Xxxxxxxxx" Authorized signatory XXXXXX XXXXXXXX (signed) "Xxxxxx Xxxxxxxx" Authorized signatory Signed2412503 ONTARIO INC. (signed) "Xxxx Xxxxxxxx" Authorized signatory XXXX XXXXXXXXX (signed) "Xxxx Xxxxxxxxx" Authorized signatory (as at June 14, sealed and delivered by 2010) Xxxxxxxxxxx XXXX XXXXXXX (signed) "Xxxx in the presence of: Xxxxxxx" Authorized signatory XXXXX XXXXXX XXX (signed) ) Xxxx Xxxxxxx ) Name ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) "Xxxxx Xxxxxx Xxx" Authorized signatory XXXX XXXXXX XXXXXXXX (signed) Name "Xxxx Xxxxxx Xxxxxxxx" Authorized signatory KNEIPE SETLHARE (signed) "Kneipe Setlhare" Authorized signatory MONTWEDI MPHATHI (signed) "Montwedi Mphathi" Authorized signatory XXXXXXX X. XXXXX (signed) “Xxxx "Xxxxxxx X. Xxxxx" Authorized signatory (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signedas at June 14, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation 2010) Schedule “"A” " to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxx Xxxxxxxx Signature: “Xxxxxxxxxxx Xxxx” (signed) "Xxxxx Xxxxxxxx" Address for Notice: [Redacted – Personal Information] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature):
Appears in 1 contract
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. ODYSSEY TRUST COMPANY “Xxxxxxxxx XxxxxxxxSigned” Authorized signatory “Xxxxx XxxxxxxSigned” Authorized signatory NY85 CAPITAL INCTURMALINA METALS CORP. “Xxxxxxxxxxx XxxxSigned” Authorized signatory “Signed” Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxx Xxxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) ) “Xxxxxxxxxxx XxxxSigned” Address ) Xxxxxxxxxxx Xxxx XXXXX XXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxxxx Xxxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) XxxxxxxxxSigned” Address ) Xxxx (Xxxx) Xxxxxxxxx XXXXX XXXXXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx XxxxxxxxxSigned” Address ) Xxxx Xxxxxxxxx XXXXXXXXX XXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx Xxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx XxxxxxxSigned” Address ) Xxxxxxx Xxxxxxx XXXXXXX XXXXXX ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)DINAPIQUE HOLDINGS
Appears in 1 contract
Samples: Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. signed “Xxxxxxxxx Xxxxxxxx” Authorized signatory “Xxxxx Xxxxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. signed “Xxxxxxxxxxx Xxxxx Xxxx” Authorized signatory XXXXXX RESOURCES CORP. signed “Xxxxx Xxxxxxxxxx” Authorized signatory signed “Xxxxxxx Xxxxxxx” Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) ) signed “Xxxxxxxxxxx XxxxXxxxxxx Xxxxxxx” Address ) Xxxxxxxxxxx Xxxx Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xx Xxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) signed “Xxxx (Xxxx) XxxxxxxxxXx Xxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx Xx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) signed “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxx Xxxxxxxxxx” Address ) Xxxxx Xxxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxx Xxxxx” Address ) Xxxxxx Xxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxx Xxxxxxxxx” Address ) Xxxxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxxxx Xxxxxxx Signature: signed “Xxxxxxxxxxx XxxxXxxxxxx Xxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicable) Common Shares 600,000 2,583,333 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xx Xxxxxxx Signature: signed “Xxxx (Xxxx) XxxxxxxxxXx Xxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicable) Common Shares 600,000 3,583,334 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx Xxxxxxxxx Xxxxxxx Xxxxxxx Signature: signed “Xxxx XxxxxxxxxXxxxxxx Xxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicable) Common Shares 600,000 3,583,334 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxxxxx Xxxxx Xxxxxxxxxx Signature: signed “Xxxxxxx XxxxxxxXxxxx Xxxxxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicable) Common Shares 200,000 283,333 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxx Xxxxx Signature: signed “Xxxxxx Xxxxx” Address for Notice: [redacted due to privacy] Securities: Class and Type (i.e. Value Securities or Surplus Securities) Number Certificate(s) (if applicable) Common Shares 83,333 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxx Xxxxxxxxx Signature: signed “Xxxxxx Xxxxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class and Type (i.e. Value Securities or Surplus Securities) Number Certificate(s) (if applicable) Common Shares 83,333 SCHEDULE B(1) – CPC TIER 1 VALUE SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 1025% 2,550,000 [Insert date 6 months following Final Exchange Bulletin] 1525% 2,550,000 [Insert date 12 months following Final Exchange Bulletin] 1525% 2,550,000 [Insert date 18 months following Final Exchange Bulletin] 25% 2,550,000 TOTAL 100% 10,200,000 *In the simplest case where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(2) – TIER 2 VALUE SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Exchange Bulletin] 10% 1,020,000 [Insert date 6 months following Exchange Bulletin] 15% 1,530,000 [Insert date 12 months following Exchange Bulletin] 15% 1,530,000 [Insert date 18 months following Exchange Bulletin] 15% 1,530,000 [Insert date 24 months following Final Exchange Bulletin] 15% 1,530,000 [Insert date 30 months following Final Exchange Bulletin] 15% 1,530,000 [Insert date 36 months following Final Exchange Bulletin] 15% 1,530,000 TOTAL 100% * 10,200,000 *In the simplest case, case where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2B(3) – TIER 1 ISSUER - SURPLUS SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 2510% [Insert date 6 months following Final Exchange Bulletin] 2520% [Insert date 12 months following Final Exchange Bulletin] 2530% [Insert date 18 months following Final Exchange Bulletin] 2540% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches SCHEDULE B(4) – TIER 2 SURPLUS SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES Timed Release Release Dates Percentage of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Total Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any Released Total Number of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day Released [Insert date of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)Exchange Bulletin] 5% [Insert date 6 months following Exchange Bulletin] 5% [Insert date 12 months following Exchange Bulletin] 10% [Insert date 18 months following Exchange Bulletin] 10% [Insert date 24 months following Exchange Bulletin] 15% [Insert date 30 months following Exchange Bulletin] 15% [Insert date 36 months following Exchange Bulletin] 40%
Appears in 1 contract
Samples: Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” ComputerShare Trust Company of Canada /s/ Xxxxxxx Xxxxx Authorized signatory “Xxxxx Xxxxxxx” /s/ Simon Law Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” Authorized signatory Distinct Infrastructure Group Inc. /s/ Xxx Xxxxx Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxx Xxxxx in the presence of: ) ) Xxxx Xxxxxxx /s/ Xxx Xxxxxx ) Name ) [redacted] ) ) “Xxxxxxxxxxx Xxxx” /s/ Xxx Xxxxx Address ) Xxxxxxxxxxx Xxxx ) ) ) ) Xxx Xxxxx Lawyer ) Occupation ) Signed, sealed and delivered by ) Xxxx (XxxxXxxxx in the presence of: ) Xxxxxxxxx /s/ Xxx Xxxxxx ) Name ) [redacted] ) /s/ Xxxx Xxxxx Address ) Xxxx Xxxxx Lawyer ) Occupation ) Signed, sealed and delivered by ) Xxxxxxxxxx Xxxxx in the presence of: ) /s/ Xxx Xxxxxx ) Name ) [redacted] ) /s/ Xxxxxxxxxx Xxxxx Address ) Xxxxxxxxxx Xxxxx Lawyer ) Occupation ) ) ) ) Signed, sealed and delivered by ) Xxxxxxx Road in the presence of: ) ) Xxxxx /s/ Xxx Xxxxxx ) Name ) [redacted] ) /s/ Xxxxxxx Road Address ) Xxxxxxx Road ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxxxxxx in the presence of: ) ) “Xxxx (Xxxx/s/ Xxx Xxxxxx ) Xxxxxxxxx” Name ) [redacted] ) /s/ Xxxxx Xxxxxxxxxxx Address ) Xxxx (XxxxXxxxx Xxxxxxxxxxx Occupation ) Xxxxxxxxx Signed, sealed and delivered by ) Xxxxx Xxxxxx in the presence of: ) ) /s/ Xxxxxx Xxxxxxx ) Name ) [redacted] ) /s/ Xxxxx Xxxxxx Address ) Xxxxx Xxxxxx Engineer ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxx in the presence of: ) ) /s/ Xxxxxx Xxxxxxx ) Name ) [redacted] ) /s/ Xxxxxxx Xxxxxx Address ) Xxxxxxx Xxxxxx Engineer ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxxxxx Xxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx /s/ Xxxxxxxx X. Xxxxxxx ) Name ) [redacted] ) ) “Xxxxxxx Xxxxxxx” /s/ Xxxxx Xxxxxx Address ) Xxxxxxx Xxxxxxx ) ) ) ) Xxxxx Xxxxxx Xxxxxx Paralegal ) Occupation ) Ettrick Advisory Services Ltd. /s/ Xxx Xxxx Authorized signatory Schedule “A” to Escrow Agreement Securityholder Securityholders Name: Xxxxxxxxxxx Xxxx Xxx Xxxxx Signature: “Xxxxxxxxxxx Xxxx” /s/ Xxx Xxxxx Address for Notice: [redacted] Securities: Class or description and Type Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder 68,000,000 Name: Xxxx (Xxxx) Xxxxxxxxx Xxxxx Signature: “/s/ Xxxx (Xxxx) Xxxxxxxxx” Xxxxx Address for Notice: [redacted] Securities: Class or description and Type Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder 68,000,000 Name: Xxxx Xxxxxxxxx Xxxxx Xxxxxxxxxxx Signature: “Xxxx Xxxxxxxxx” /s/ Xxxxx Xxxxxxxxxxx Address for Notice: [redacted] Securities: Class or description and Type Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder 350,000 Warrants 175,000 Name: Xxxxxxx Xxxxxxx Xxxxxx Signature: “/s/ Xxxxxxx Xxxxxxx” Xxxxxx Address for Notice: [redacted] Securities: Class or description and Type Number Certificate(s) (if applicable) Common Shares 250,000 Warrants 125,000 Name: Xxxxx Xxxxxxx Signature: /s/ Xxxxx Xxxxxx Address for Notice: [redacted] Securities: Class and Type Number Certificate(s) (if applicable) Common Shares 10,000 Warrants 5,000 Name: Xxxxx Xxxxxx Signature: /s/ Xxxxx Xxxxxx Address for Notice: [redacted] Securities: Class and Type Number Certificate(s) (if applicable) Common Shares 200,000 Warrants 100,000 Name: Ettrick Advisory Services Ltd. Signature: /s/ Xxx Xxxx Address for Notice: [redacted] Securities: Class and Type Number Certificate(s) (if applicable) Common Shares 1,000,000 Warrants 500,000 Name: Xxxxxxxxxx Xxxxx Signature: /s/ Xxxxxxxxxx Xxxxx Address for Notice: [redacted] Securities: Class and Type Number Certificate(s) (if applicable) Common Shares 7,500,000 Name: Xxxxxxx Road Signature: /s/ Xxxxxxx Road Address for Notice: [redacted] Securities: Class and Type (i.e. Value Securities or Surplus Securities) Number Certificate(s) (if applicable) Common Shares 7,500,000 SCHEDULE B(1) – CPC TIER 1 VALUE SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities Warrants to be Released [Insert date of Final Exchange Bulletin] 25% 38,202,500 226,250 [Insert date 6 months following Final Exchange Bulletin] 25% 38,202,500 226,250 [Insert date 12 months following Final Exchange Bulletin] 25% 38,202,500 226,250 [Insert date 18 months following Final Exchange Bulletin] 25% 38,202,500 226,250 TOTAL 100% * 152,810,000 905,000 *In the simplest case, case where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3B(5) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ Ettrick Advisory Services Ltd. (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ 1,000,000 Common Shares and 500,000 common share purchase warrants of ⚫ DistinctTech Infrastructure Group Inc. (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ DistinctTech Infrastructure Group Inc. (the “Issuer”), ⚫ (the “Escrow Agent”) ComputerShare Trust Company of Canada and the Securityholder (the “Escrow Agreement”)Securityholder. The undersigned Securityholder undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ 13th day of ⚫August, 2015. Ettrick Advisory Services Ltd. (Name of Securityholder - please print) /s/ Xxx Xxxx (Authorized Signature) President (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
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Samples: Escrow Agreement Value Security
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” EQUITY FINANCIAL TRUST COMPANY /s/ Xxxxx Xxxxxx Authorized signatory “Xxxxx Xxxxxxx” /s/ Jayden Ashbee Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” XXXXX PETROLEUM CORPORATION /s/ Xxxxx-Xxxx Xxxxx Xxxxx-Xxxx Xxxxx, CEO Authorized signatory /s/ Xxx Xxxxxxx Xxx Xxxxxxx, CFO Authorized signatory FORM 5D ESCROW AGREEMENT Page 21 (as at June 14, 2010) RESOURCES & TECHNOLOGY CORP. /s/ Xxxxxxx Xxxxxxxx Xxxxxxx Xxxxxxxx Authorized signatory If the Security holder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxx Xxxxxx in the presence of: ) ) Xxxx Xxx Xxxxxxx ) Name ) /s/ Xxx Xxxxxxx ) ) “Xxxxxxxxxxx Xxxx” /s/ Xxxxx Xxxxxx Address ) XXXXX XXXXXX ) Xxxxxxxxxxxxxxxxx 00, 0000 Xxxxxx, Xxxxxxxxxxx Xxxx ) ) ) ) CFO ) Occupation ) (as at June 14, 2010) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxxxxxx X. Xxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx Xxx Xxxxxxx, CFO ) Name ) /s/ Xxx Xxxxxxx ) ) “Xxxx (Xxxx) Xxxxxxxxx” /s/ Xxxxxxx X. Xxxxxxxx Address ) Xxxx (XxxxXXXXXXX X. XXXXXXXX ) Xxxxxxxxx Xxxxxxxxxxxxxxxxx 00, 0000 Xxxxxx, Xxxxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) CFO ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxx in the presence of: ) ) Xxx Xxxxxxx ) Name ) /s/ Xxx Xxxxxxx ) /s/ Xxxxxxx Xxxxxx Address ) XXXXXXX XXXXXX ) Xxxxxxxxxxxxxxxxx 00, 0000 Xxxxxx, Xxxxxxxxxxx ) ) ) CFO ) Occupation ) (as at June 14, 2010) Signed, sealed and delivered by ) Xxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxx Xxxxxxx ) Name ) /s/ Xxx Xxxxxxx ) ) “/s/ Xxxxxx Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx XXXXXX XXXXXXX ) Xxxxxxxxxxxxxxxxx 00, 0000 Xxxxxx, Xxxxxxxxxxx ) ) ) CFO ) Occupation ) Signed, sealed and delivered by ) Xxxxx-Xxxx Xxxxx in the presence of: ) ) Xxx Xxxxxxx, CFO ) Name ) /s/ Xxx Xxxxxxx ) /s/ Xxxxx-Xxxx Xxxxx Address ) XXXXX-XXXX XXXXX ) Xxxxxxxxxxxxxxxxx 00, 0000 Xxxxxx, Xxxxxxxxxxx ) ) ) CFO ) (as at June 14, 2010) Occupation ) Signed, sealed and delivered by ) Xxx Xxxxxxx in the presence of: ) ) Xxxxx Jenni, Corporate Secretary ) Name ) /s/ Xxxxx Xxxxx ) /s/ Xxx Xxxxxxx Address ) XXX XXXXXXX ) Alte Xxxxxxxxxx 00, 0000 Xxxxxxxxx, Xxxxxxxxxxx ) ) ) Senior Finance Manager ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxx in the presence of: ) ) Xxx Xxxxxxx, CFO ) Name ) /s/ Xxx Xxxxxxx ) /s/ Xxxxx Xxxxx Address ) XXXXX JENNI ) Xxxxxxxxxxxxxxxxx 00, 0000 Xxxxxx, Xxxxxxxxxxx ) ) ) CFO ) Occupation ) (as at June 14, 2010) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxx Xxxxxx Signature: “Xxxxxxxxxxx Xxxx” /s/ Xxxxx Xxxxxx Address for Notice: Xxxxxxxxxxxxxxxx 00, 0000 Xxxxxx, Switzerland Email.: xxx@xxxxxxxxxxxxxx.xxx Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature):
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Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. (The rest of this page is intentionally left blank) The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” EQUITY TRANSFER & TRUST COMPANY /S/ XXXXXXX XXXXXX Authorized signatory “Xxxxx Xxxxxxx” /S/ XXXXXXXX X. XXXXXXXX Authorized signatory NY85 BERKELEY CAPITAL INCCORP. “Xxxxxxxxxxx Xxxx” II /S/ XXXXXXX XXXXXXXX Authorized signatory Authorized signatory FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 22 Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxxxx Xxxxxxxx in the presence of: ) ) Xxxx Xxxxx Xxxxxx ) Name ) ) 000 Xxxxxxxx Xxxxxx ) /S/ XXXXXXX XXXXXXXX Address ) Xxxxxxx Xxxxxxxx ) Xxxxxxx, XX X0X0X0 ) ) ) Lawyer ) Occupation ) FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 23 Signed, sealed and delivered by ) Xxxxxxx Xxxxx in the presence of: ) ) Xxxxx X. Xxxxxx ) Name ) 00 Xxxxxx Xxxxxx ) /S/ XXXXXXX XXXXX Address ) Xxxxxxx Xxxxx ) Xxxxxxx, XX X0X 0X0 ) ) ) Investment Banking ) Occupation ) FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 24 Signed, sealed and delivered by ) Xxxxx X. Xxxxxx in the presence of: ) ) Xxxxxxx Xxxxxxx ) Name ) ) 000 Xxxx Xxxxxx, Xxxxx 000 ) “Xxxxxxxxxxx Xxxx” /S/ XXXXX X. XXXXXX Address ) Xxxxxxxxxxx Xxxx Xxxxx X. Xxxxxx ) Xxx Xxxxxxxxx, XX 00000 ) ) ) ) Attorney ) Occupation ) FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 25 Signed, sealed and delivered by ) Xxxx Xxxxx in the presence of: ) ) Xxxxx Xxxxx ) Name ) 000 Xxxxxxxx Xxxxxx ) /S/ XXXX XXXXX Address ) Xxxx Xxxxx London, ON ) ) ) Accountant ) Occupation ) FORM 2F (Xxxxas at April 13, 2005) CPC ESCROW AGREEMENT Page 26 Signed, sealed and delivered by ) Xxxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) 000 Xxxxxxxx Xxxxxx ) ) “Xxxx (Xxxx) Xxxxxxxxx” /S/ XXXXX XXXXXXXXX Address ) Xxxx (XxxxXxxxx Xxxxxxxxx ) Xxxxxxxxx Xxxxxxx, XX X0X0X0 ) ) ) ) Lawyer ) Occupation ) FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 27 Signed, sealed and delivered by ) Xxxxx Xxxxxx in the presence of: ) ) Xxxxx Xxxxxxxxx ) Name ) ) 000 Xxxxxx Xxxxx Xxx ) /S/ XXXXX XXXXXX Address ) Xxxxx Xxxxxx ) Xxxxxxx, XX X0X 0X0 ) ) ) CFO / Chartered Accountant ) Occupation ) FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 28 Signed, sealed and delivered by ) Xxxxx Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) 000 Xxxxxxxx Xxxxxx ) ) “Xxxx Xxxxxxxxx” /S/ XXXXX XXXX Address ) Xxxxx Xxxx Xxxxxxxxx ) Xxxxxxx, XX X0X0X0 ) ) ) ) Lawyer ) Occupation ) FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 29 Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx Xxxx Xxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx Xxxx Calendar ) Name ) ) Providenciales ) “Xxxxxxx Xxxxxxx” /S/ XXXX XXXXXX Address ) Xxxxxxx Xxxxxxx Xxxx Xxxxxx ) Turks and Caicos Islands ) ) ) ) Chartered Accountant ) Occupation ) Schedule FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 30 SCHEDULE “A” to Escrow Agreement TO ESCROW AGREEMENT Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxxxx Xxxxxxxx Signature: “Xxxxxxxxxxx Xxxx” /S/ XXXXXXX XXXXXXXX Address for Notice: 00 Xxxxx Xxxxxx, Xxxxx 0000 Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,333,333 C-2 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 31 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xxxxxxx Xxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” /S/ XXXXXXX XXXXX Address for Notice: 00 Xxxxx Xxxxxx, Xxxxx 0000 Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,333,333 C-3 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 32 Securityholder Name: Xxxx Xxxxxxxxx Xxxxx X. Xxxxxx Signature: “Xxxx Xxxxxxxxx” /S/ XXXXX X. XXXXXX Address for Notice: 00 Xxxxx Xxxxxx, Xxxxx 0000 Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,333,333 C-1 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 33 Securityholder Name: Xxxxxxx Xxxxxxx Xxxx Xxxxx Signature: “Xxxxxxx Xxxxxxx” /s/ XXXX XXXXX Address for Notice: 0000 Xxxxxxxxxx Xxx. Xxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 450,000 C-8 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 34 Securityholder Name: Xxxxx Xxxxxxxxx Signature: /S/ XXXXX XXXXXXXXX Address for Notice: 000 Xxxxxx Xxxxx Xxx. Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common 450,000 C-5 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 35 Securityholder Name: Xxxxx Xxxxxx Signature: /s/ XXXXX XXXXXX Address for Notice: 000 Xxxxxxxx Xxxxxx Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common 200,000 C-7 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 36 Securityholder Name: Xxxxx Xxxx Signature: /S/ XXXXX XXXX Address for Notice: 00 Xxxxx Xxxxxx, Xxxxx 0000 Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common 450,000 C-4 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 37 Securityholder Name: Xxxx Xxxxxx Signature: /S/ XXXX XXXXXX Address for Notice: 00 Xxxxx Xxxxxx, Xxxxx 0000 Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common 450,000 C-6 FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 38 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 1/10 of your escrow securities 599,999 [Insert date 6 months following Final Exchange Bulletin] 15% 1/6 of your remaining escrow securities 900,000 [Insert date 12 months following Final Exchange Bulletin] 15% 1/5 of your remaining escrow securities 900,000 [Insert date 18 months following Final Exchange Bulletin] 15% 1/4 of your remaining escrow securities 900,000 [Insert date 24 months following Final Exchange Bulletin] 15% 1/3 of your remaining escrow securities 900,000 [Insert date 30 months following Final Exchange Bulletin] 15% 1/2 of your remaining escrow securities 900,000 [Insert date 36 months following Final Exchange Bulletin] 15% all of your remaining escrowed securities 900,000 TOTAL 100% 5,999,999 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. FORM 2F (as at April 13, 2005) CPC ESCROW AGREEMENT Page 39 SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% 1/4 of your escrow securities 1,499,999 [Insert date 6 months following Final Exchange Bulletin] 25% 1/3 of your remaining escrow securities 1,500,000 [Insert date 12 months following Final Exchange Bulletin] 25% 1/2 of your remaining escrow securities 1,500,000 [Insert date 18 months following Final Exchange Bulletin] 25% all of your remaining escrowed securities 1,500,000 TOTAL 100% 5,999,999 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3FORM 2F (as at April 13, 2005) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ CPC ESCROW AGREEMENT Page 40 ASSIGNMENT AGREEMENT This Assignment Agreement (this “Agreement”) is being executed and delivered as of June 5, 2009 by Berkeley Capital Corp. II, a corporation existing under the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares laws of ⚫ the Province of Ontario (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “IssuerAssignor”), ⚫ Med BioGene Inc., a corporation existing under the laws of the Province of British Columbia (the “Assignee”), Equity Transfer & Trust Company (“Escrow Agent”) and those individuals (“Shareholders”) holding escrowed securities of the Securityholder Assignor (the “Escrow AgreementAssignor Securities”). The undersigned undertakes that, to in connection with the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any closing of its securities the Assignor’s Qualifying Transaction (as that could reasonably result term is defined in a change of its control without the prior consent Policy 2.4 of the TSX Venture ExchangeExchange (the “TSXV”) Corporate Finance Manual (the “Manual”)). Assignor, Assignee, Escrow Agent and Shareholders are sometimes referred to hereafter as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)“Parties”.
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Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” Authorized signatory “”Xxxxx Xxxxxxx” Authorized signatory NY85 ”Xxxx Xxxxxx” Authorized signatory CCS CAPITAL INC. “Xxxxxxxxxxx ”Xxxxxx Xxxx” Authorized signatory ”Xxxxx Xxxxxx” Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxx Xxxxx in the presence of: ) ) Xxxx Xxxxxxx ”Witnessed” ) Name ) ) ) “Xxxxxxxxxxx Xxxx_”Signed” Address ) Xxxxxxxxxxx Xxxx XXX XXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ”Witnessed” ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx”Signed” Address ) Xxxx (Xxxx) Xxxxxxxxx XXXXXX XXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxxxx Xxxxxx in the presence of: ) ) Xxxxx Xxxxxx ”Witnessed” ) Name ) ) ) “Xxxx Xxxxxxxxx”Signed” Address ) XXXXX XXXXXX ) ) ) ) ) Occupation ) 0791044 B.C. LTD. _”Signed” Authorized signatory Authorized signatory XXXXX HOLDINGS INC. _”Signed” Authorized signatory Authorized signatory CANACCORD CAPITAL CORPORATION on behalf of Xxxxxxxxxx Xxxxxxxxxxx _”Signed” Authorized Signatory Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxxxx in the presence of: ) ) ”Witnessed” ) Name ) ) ) _”Signed” Address ) XXXX XXXXX ) ) ) ) ) Occupation ) CANACCORD CAPITAL CORPORATION on behalf of Alexander Hockey-Xxxxxxx _”Signed” Authorized Signatory Signed, sealed and delivered by ) Cam Xxxxx in the presence of: ) ) ”Witnessed” ) Name ) ) ) ”Signed” Address ) CAM XXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx Xxxx in the presence of: ) ) Xxxxxx Xxxxxxx ”Witnessed” ) Name ) ) ) “Xxxxxxx Xxxxxxx_”Signed” Address ) Xxxxxxx Xxxxxxx XXXXXXX XXXX ) ) ) ) ) Occupation ) CANACCORD CAPITAL CORPORATION on behalf of Xxx Sheremeto _”Signed” Authorized Signatory CANACCORD CAPITAL CORPORATION on behalf of Xxxxxx Xxxx _”Signed” Authorized Signatory CANACCORD CAPITAL CORPORATION on behalf of Xxxxxxx Gaasenbeek _”Signed” Authorized Signatory Signed, sealed and delivered by ) Xxxxx Xxxxx in the presence of: ) ) ”Witnessed” ) Name ) ) ) _”Signed” Address ) XXXXX XXXXX ) ) ) ) ) Occupation ) CANACCORD CAPITAL CORPORATION on behalf of Xxxxxx Xxxxxxxx _”Signed” Authorized Signatory Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxx Xxxxx Signature: “Xxxxxxxxxxx XxxxSigned” Address for Notice: 0 Xxxxxxxxxx Xxxxxx Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 100,000 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxx Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) XxxxxxxxxSigned” Address for Notice: 000 X. 00xx Xxxxxx Xxxxx Xxxxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 100,000 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx Xxxxxxxxx Xxxxx Xxxxxx Signature: “Xxxx XxxxxxxxxSigned” Address for Notice: 0000 Xxxxxxxx Xxxxxx Xxxxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 100,000 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)0791044 B.C. Ltd.
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. [signature pages follows] EQUITY FINANCIAL TRUST COMPANY “Xxxxxxxxx XxxxxxxxXxxxxxx Xxx” Authorized signatory “Xxxxx Xxxx X. Xxxxxxx” Authorized signatory NY85 CAPITAL INCUGE INTERNATIONAL LTD. “Xxxxxxxxxxx XxxxNicolas Blitterswyk” Authorized signatory Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Nicolas Blitterswyk in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) “Nicolas Blitterswyk” ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx Nicolas Blitterswyk ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxx Xxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) “Xxx Xxx” ) Address ) Xxx Xxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxxxx Xxx in the presence of: ) ) ) Name ) ) “Xxxx (XxxxXxxxxxxxx Xxx” ) Xxxxxxxxx” Address ) Xxxx (XxxxXxxxxxxxx Xxx ) Xxxxxxxxx ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxx in the presence of: ) ) ) Name ) ) “Xxxxx Xxxxxxx” ) Address ) Xxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” ) Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxxx Xxxxxxx” ) Address ) Xxxxxxx Xxxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxx Xxxx in the presence of: ) ) ) Name ) ) “Xxxxx Xxx Xxxx” ) Address ) Xxxxx Xxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx XxXxxxxx in the presence of: ) ) ) Name ) ) “Xxxxxxx XxXxxxxx” ) Address ) Xxxxxxx XxXxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxx in the presence of: ) ) ) Name ) ) “Xxxxxxx Xxxx” ) Address ) Xxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xx Xxx in the presence of: ) ) ) Name ) ) “Xx Xxx” ) Address ) Xx Xxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Blitterswyk in the presence of: ) ) ) Name ) ) “Xxxxxxx Blitterswyk” ) Address ) Xxxxxxx Blitterswyk ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxx Xxxx in the presence of: ) ) ) Name ) ) “Xxx Xxxx” ) Address ) Xxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxx in the presence of: ) ) ) Name ) ) “Xxxx Xxxx” ) Address ) Xxxx Xxxx ) ) ) ) ) Occupation ) XXXXXX XXXXX HI-TECH INVESTMENTS LIMITED Per: “Yang Baoxin” Name: YANG BAOXIN Title: DIRECTOR Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: Escrow Agreement Value Security
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” Authorized signatory “Xxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” 14 VUZIX CORPORATION Authorized signatory Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Pxxx Xxxxxxx in the presence of: ) ) Signature of Witness ) ) ) Name ) Pxxx Xxxxxxx Signed, sealed and delivered by ) Gxxxx Xxxxxxx in the presence of: ) ) Signature of Witness ) ) ) Name ) Gxxxx Xxxxxxx Signed, sealed and delivered by ) Pxxx Xxxxxxxxxx in the presence of: ) ) Signature of Witness ) ) ) Name ) Pxxx Xxxxxxxxxx Signed, sealed and delivered by ) Sxxxxx Xxxx in the presence of: ) ) Xxxx Xxxxxxx Signature of Witness ) ) ) Name ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Sxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Axxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx Signature of Witness ) ) ) Name ) ) ) “Axxx Xxxxxxx Xxxxxxx” Address ) XXXXXXX FAMILY LLC Pxxx Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule Authorized Signatory SCHEDULE “A” to Escrow Agreement TO ESCROW AGREEMENT Securityholder Name: Xxxxxxxxxxx Xxxx Pxxx Xxxxxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: • Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicableApplicable) Shares of Common Shares 600,000 Stock 70,239,611 Stock Options 1,673,808 17 SCHEDULE “A” TO ESCROW AGREEMENT Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Gxxxx Xxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: • Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicableApplicable) Shares of Common Shares 600,000 Stock 11,913,777 Stock Options 374,256 18 SCHEDULE “A” TO ESCROW AGREEMENT Securityholder Name: Xxxx Xxxxxxxxx Pxxx Xxxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: • Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicableApplicable) Shares of Common Shares 600,000 Stock 20,278,453 Stock Options 174,256 19 SCHEDULE “A” TO ESCROW AGREEMENT Securityholder Name: Xxxxxxx Xxxxxxx Sxxxxx Xxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: • Securities: Class and Type (i.e. Value Securities or description Surplus Securities) Number Certificate(s) (if applicableApplicable) Shares of Common Stock 3,209,011 Stock Options 268,120 20 SCHEDULE “A” TO ESCROW AGREEMENT Securityholder Name: Axxx Xxxxxxx Signature: Address for Notice: • Securities: Class and Type (i.e. Value Securities or Surplus Securities) Number Certificate(s) (if Applicable) Stock Options 60,000 21 SCHEDULE “A” TO ESCROW AGREEMENT Securityholder Name: Txxxxxx Family LLC Signature: Address for Notice: • Securities: Class and Type (i.e. Value Securities or Surplus Securities) Number Certificate(s) (if Applicable) Shares 200,000 of Common Stock 834,285 22 SCHEDULE B(1) – CPC — TIER 1 VALUE SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities Escrowed Securities Release Dates to be Released to be Released [Insert date of Final Exchange Bulletin] 1025 % [Insert date 6 months following Final Exchange Bulletin] 1525 % [Insert date 12 months following Final Exchange Bulletin] 1525 % [Insert date 18 months following Final Exchange Bulletin] 1525 % TOTAL 100 % * In the simplest case where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. 23 SCHEDULE B(2) — TIER 2 VALUE SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES Timed Release Percentage of Total Total Number of Escrowed Securities Escrowed Securities Release Dates to be Released to be Released [Insert date of Exchange Bulletin] 10 % [Insert date 6 months following Exchange Bulletin] 15 % [Insert date 12 months following Exchange Bulletin] 15 % [Insert date 18 months following Exchange Bulletin] 15 % [Insert date 24 months following Final Exchange Bulletin] 1515 % [Insert date 30 months following Final Exchange Bulletin] 1515 % [Insert date 36 months following Final Exchange Bulletin] 1515 % TOTAL 100100 % * In the simplest case, case where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. 24 SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ • (the "“Securityholder"”) has subscribed for and agreed to purchase, as principal, ⚫ Common Shares • shares of ⚫ common stock of • (the "“Escrowed Securities"”). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ Vuzix Corporation (the “Issuer”), ⚫ (the “Escrow Agent”) Computershare Investor Services Inc. and the Securityholder (the “Escrow Agreement”)Securityholder. The undersigned Securityholder undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrowthe Issuer remains listed on the TSX Venture Exchange. DATED this ⚫ • day of ⚫December, 2009. (Name of Securityholder - — please print) (Authorized Signature) (Official Capacity - — please print) (Please print here name of individual whose signature appears above) 25 The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrowthe Issuer remains listed on the TSX Venture Exchange. DATED this ⚫ • day of ⚫December, 2009. (Signature) (Name of Controlling Securityholder – — please print) (Signature)
Appears in 1 contract
Samples: Escrow Agreement (Vuzix Corp)
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” TRUST COMPANY OF CANADA Per: (Signed) Xxxx Sasiniuk Authorized signatory “Xxxxx Xxxxxxx” Per: (Signed) Xxxxxxxxx Xxxxxxxx Authorized signatory NY85 ADDED CAPITAL INCCORP. “Xxxxxxxxxxx Xxxx” Per: (Signed) Xxxxx X. Xxxxx Authorized signatory Per: (Signed0 Xxxxxx X. Xxxxx Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxxxx in the presence of: ) ) Xxxx Xxxxxxx _(Signed) Xxxxxx X. XxXxxxx ) Name ) ) Xxxxxx X. XxXxxxx ) “(Signed) Xxxxxxxxxxx Xxxx” Xxxxxxx Address ) Xxxxxxxxxxx Xxxx Xxxxxxx ) Xxxxx 000, 000 – 00xx Xxx. X. X., Xxxxxxx, Xxxxxxx X0X 0X0 ) ) ) ) Barrister and Solicitor ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxxxxx X. Xxxxx in the presence of: ) ) Xxxxx (Signed) Xxxxxx X. XxXxxxx ) Name ) ) Xxxxxx X. XxXxxxx ) “Xxxx (XxxxSigned) Xxxxxxxxx” Xxxxxx X. Xxxxx Address ) Xxxx (XxxxXxxxxx X. Xxxxx ) Xxxxxxxxx Xxxxx 000, 000 – 00xx Xxx. X. X., Xxxxxxx, Xxxxxxx X0X 0X0 ) ) ) ) Barrister and Solicitor ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxxxx X. Xxxxx in the presence of: ) ) Xxxxx (Signed) Xxxxxx X. XxXxxxx ) Name ) ) Xxxxxx X. XxXxxxx ) “Xxxx Xxxxxxxxx” (Signed) Xxxxx X. Xxxxx Address ) Xxxx Xxxxxxxxx Xxxxx X. Xxxxx ) Xxxxx 000, 000 – 00xx Xxx. X. X., Xxxxxxx, Xxxxxxx X0X 0X0 ) ) ) ) ) Occupation ) Signed, sealed Barrister and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) Solicitor ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx X. Xxxxxxx Signature: “(Signed) Xxxxxxxxxxx Xxxx” X. Xxxxxxx Address for Notice: 000 Xxxxxxxxx Xxxxx X. X. Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 900,000 1-C Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xxxxxx X. Xxxxx Signature: “Xxxx (XxxxSigned) Xxxxxxxxx” Xxxxxx X. Xxxxx Address for Notice: 000 Xxxxxx Xxxxx Dr. S. W. Calgary, Alberta T3H 2Z1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 50,000 2-C Securityholder Name: Xxxx Xxxxxxxxx Xxxxx X. Xxxxx Signature: “Xxxx Xxxxxxxxx” (Signed) Xxxxx X. Xxxxx Address for Notice: 0000 – 0xx Xxxxxx X. X. Xxxxxxx, Xxxxxxx X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 50,000 3-C SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 1/10 of your escrow securities 100,000 [Insert date 6 months following Final Exchange Bulletin] 15% 1/6 of your remaining escrow securities 150,000 [Insert date 12 months following Final Exchange Bulletin] 15% 1/5 of your remaining escrow securities 150,000 [Insert date 18 months following Final Exchange Bulletin] 15% 1/4 of your remaining escrow securities 150,000 [Insert date 24 months following Final Exchange Bulletin] 15% 1/3 of your remaining escrow securities 150,000 [Insert date 30 months following Final Exchange Bulletin] 15% 1/2 of your remaining escrow securities 150,000 [Insert date 36 months following Final Exchange Bulletin] 15% all of your remaining escrowed securities 150,000 TOTAL 100% 1,000,000 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% 1/4 of your escrow securities [Insert date 6 months following Final Exchange Bulletin] 25% 1/3 of your remaining escrow securities [Insert date 12 months following Final Exchange Bulletin] 25% 1/2 of your remaining escrow securities [Insert date 18 months following Final Exchange Bulletin] 25% all of your remaining escrowed securities TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized as a transfer agent by the ExchangeCanadian exchange the Issuer is listed on (or if the Issuer is not listed on a Canadian exchange, by any Canadian exchange) and notice is given to the securities regulators with jurisdiction. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx XxxxxxxxXxxxx Xxxx” Authorized signatory “Xxxxx XxxxxxxXx” Authorized signatory NY85 CAPITAL BRIGHT MINDS BIOSCIENCES INC. “Xxxxxxxxxxx XxxxXxx XxXxxxxx” Authorized signatory “Xxxx Xxxxxx” Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx XXXX XXXXXXXXXX in the presence of: ) ) “Xxxxxxxx X. Xxxxxxxx” ) Signature of Witness ) “Xxxx Xxxxxxx Xxxxxxxxxx” ) XXXX XXXXXXXXXX Xxxxxxxx X. Xxxxxxxx ) Name of Witness ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx XXXXXX XXXXXXX in the presence of: ) ) Xxxxx “Xxxxxx Xxxxxxx” ) Signature of Witness ) “Xxxxxx Xxxxxxx” ) XXXXXX XXXXXXX Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation of Witness ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx XXXXXX XXXXXXXXXX in the presence of: ) ) Xxxxx ) Signature of Witness ) “Xxxxxx Xxxxxxxxxx” ) XXXXXX XXXXXXXXXX ) Name of Witness ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx XXX XXXXXXXX in the presence of: ) “Xxxxxx X. Xxxxx” ) Signature of Witness ) “Xxx XxXxxxxx” ) XXX XXXXXXXX Xxxxxx X. Xxxxx ) Name of Witness ) ) Signed, sealed and delivered by ) XXXXXX FRZYUK in the presence of: ) ) ) Signature of Witness ) “Xxxxxx Xxxxxxx Xxxxxx” ) XXXXXX FRZYUK ) Name of Witness ) ) ) Sea to Sky UG “Xxxxxxx XxxxxxxXxxx Xxxxxxxxx Bottler” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Authorized signatory Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Xxxxxxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,000,000 Warrants 1,000,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Xxxxxx Xxxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 748,000 Warrants 748,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Xxxxxx Xxxxxxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 200,000 Warrants 200,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Xxx XxXxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1844,800 Securityholder Name: Xxxxxx Frzyuk [Address Redacted] Securities: Class or description Number Certificate(s) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities (if applicable) Common 40,000 Securityholder Name: Sea to Sky UG [Address Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common 20,000 Schedule “B” to Escrow Agreement Acknowledgment and Agreement to be Released Total Number of Escrowed Securities Bound I acknowledge that the securities listed in the attached Schedule “A” (the “escrow securities”) have been or will be transferred to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to me and that the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities are subject to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “an Escrow Agent”) and the Securityholder Agreement dated (the “Escrow Agreement”). The undersigned undertakes thatFor other good and valuable consideration, I agree to be bound by the Escrow Agreement in respect of the escrow securities, as if I were an original signatory to the extent reasonably possibleEscrow Agreement. Dated at on . Where the transferee is an individual: Signed, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any sealed and delivered by ) [Transferee] in the presence of: ) ) ) Signature of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Witness ) ) ) [Transferee] ___ ) Name of Securityholder - please printWitness ) () Where the transferee is not an individual: [Transferee] Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)signatory
Appears in 1 contract
Samples: Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” [Escrow Agent] __________________________________________ Authorized signatory “Xxxxx Xxxxxxx” __________________________________________ Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” [Issuer] __________________________________________ Authorized signatory __________________________________________ Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx [Securityholder] in the presence of: ) ) Xxxx Xxxxxxx __________________________________________) Name ) ) _________________________________________ ) “Xxxxxxxxxxx Xxxx” ________________________ Address ) Xxxxxxxxxxx Xxxx [Securityholder] ) __________________________________________) ) ) ) __________________________________________) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in If the presence ofSecurityholder is not an individual: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) [Securityholder] __________________________________________ Authorized signatory __________________________________________ Authorized signatory Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: ______________________________________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. . (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. . (Signature) (Name of Controlling Securityholder – please print) (Signature)) (Name of Controlling Securityholder – please print) FORM 2F CPC ESCROW AGREEMENT Page 24
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Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INCComputershare Investor Services Inc. “Xxx Xxxx” . Authorized signatory Xxx Xxxx . Print name of authorized signatory “Xxxxxxxxx Xxxxxxxx Au . Authorized signatory Xxxxxxxx Au . Print name of authorized signatory Response Biomedical Corp. ”Xxxxx Xxxxxxxx” Authorized signatory “Xxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” Authorized signatory Authorized signatory Signed, sealed and delivered by Xxxxxxx X. Xxxxxx ) Xxxxxxxxxxx Xxxx in the presence of: ) ) Xxxx Xxxxxxx ”Xxxxxx Xxxxxx ) Name ) #1003 – 0000 Xxxxxxxx Xx. ) ) “Xxxxxxxxxxx Xxxx”Xxxxxxx X. Xxxxxx” Address ) Xxxxxxxxxxx Xxxx XXXXXXX X. XXXXXX ) Xxxxxxxxx XX X0X 0X0 ) ) ) ) Office Administration ) Occupation ) (as at August 2002) Signed, sealed and delivered by Xxxxx Xxxxxxxx ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx ”Xxxxxx Xxxxxx ) Name ) #1003 – 0000 Xxxxxxxx Xx. ) ) “Xxxx (Xxxx) Xxxxxxxxx”Xxxxx Xxxxxxxx” Address ) Xxxx (XxxxXXXXX XXXXXXXX ) Xxxxxxxxx XX X0X 0X0 ) ) ) ) Office Administration ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx XxxxxxxxxEngineering Ltd. ”Xxxxxx Xxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation Authorized signatory (as at August 2002) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxxxx X. Xxxxxx Signature: “Xxxxxxxxxxx Xxxx”Xxxxxxx X. Xxxxxx” Address for Notice: 0000 Xxxxxxx Xxxxx Xxxxx Xxxxxxxxx, XX X0X 0X0 Securities: Class and Type (i.e. Value Securities or description Surplus Securities Number Certificate(s) (if applicable) Surplus Securities Common Shares 600,000 275,000 FORM 5D ESCROW AGREEMENT Page 24 (as at August 2002) Schedule “A” to Escrow Agreement Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xxxxx Xxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx”Xxxxx Xxxxxxxx” Address for Notice: 0000 Xxxxxxx Xxxxx Xxxxx Xxxxxxxxx, XX X0X 0X0 Securities: Class and Type (i.e. Value Securities or description Surplus Securities Number Certificate(s) (if applicable) Surplus Securities Common Shares 600,000 275,000 FORM 5D ESCROW AGREEMENT Page 25 (as at August 2002) Schedule “A” to Escrow Agreement Securityholder Name: Xxxx Xxxxxxxxx Xxxxxx Engineering Ltd. Signature: “Xxxx Xxxxxxxxx”Xxxxxx Xxxxxx” Address for Notice: Xxxxx 0000, 000 Xxxx Xxxxxxxx Xxxxxx Xxxxxxxxx, XX X0X 0X0 Securities: Class and Type (i.e. Value Securities or description Surplus Securities Number Certificate(s) (if applicable) Surplus Securities Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s275,000 FORM 5D ESCROW AGREEMENT Page 26 (as at August 2002) (if applicable) Common Shares 200,000 SCHEDULE B(1B(3) – CPC TIER 1 SURPLUS SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 1/10 of your escrow securities 82,500 Common shares [Insert date 6 months following Final Exchange Bulletin] 15% 1/6 of your remaining escrow securities 123,750 Common shares [Insert date 12 months following Final Exchange Bulletin] 15% 1/5 of your remaining escrow securities 123,750 Common shares [Insert date 18 months following Final Exchange Bulletin] 15% 1/4 of your remaining escrow securities 123,750 Common shares [Insert date 24 months following Final Exchange Bulletin] 15% 1/3 of your remaining escrow securities 123,750 Common shares [Insert date 30 months following Final Exchange Bulletin] 15% 1/2 of your remaining escrow securities 123,750 Common shares [Insert date 36 months following Final Exchange Bulletin] 15% all of your remaining escrow securities 123,750 Common shares TOTAL 100% * 825,000 Common shares *In the simplest case, case where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. FORM 5D ESCROW AGREEMENT Page 27 (as at August 2002) SCHEDULE B(2B(4) – TIER 1 ISSUER - 2 SURPLUS SECURITY ESCROW AGREEMENT RELEASE OF SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% no release nil [Insert date 6 months following Final Exchange Bulletin] 25% 1/20 of your escrow securities 41,250 Common shares [Insert date 12 months following Final Exchange Bulletin] 25% 1/19 of your remaining escrow securities 41,250 Common shares [Insert date 18 months following Final Exchange Bulletin] 25% 1/18 of your remaining escrow securities 41,250 Common shares [Insert date 24 months following Exchange Bulletin] 1/17 of your remaining escrow securities 41,250 Common shares [Insert date 30 months following Exchange Bulletin] 1/8 of your remaining escrow securities 82,500 Common shares [Insert date 36 months following Exchange Bulletin] 1/7 of your remaining escrow securities 82,500 Common shares [Insert date 42 months following Exchange Bulletin] 1/6 of your remaining escrow securities 82,500 Common shares [Insert date 48 months following Exchange Bulletin] 1/5 of your remaining escrow securities 82,500 Common shares [Insert date 54 months following Exchange Bulletin] 1/4 of your remaining escrow securities 82,500 Common shares [Insert date 60 months following Exchange Bulletin] 1/3 of your remaining escrow securities 82,500 Common shares Insert date 66 months following Exchange Bulletin] 1/2 of your remaining escrow securities 82,500 Common shares [Insert date 72 months following Exchange Bulletin] all of your remaining escrow securities 82,500 Common shares TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ 825,000 Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)shares FORM 5D ESCROW AGREEMENT Page 28
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Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. FORM 5D ESCROW AGREEMENT Page 19 (as at June 14, 2010) COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” (signed) "Mxxx Xxxxxx" Authorized signatory “Xxxxx Xxxxxxx” (signed) "Axxxx Xxxx" Authorized signatory NY85 CAPITAL INCPREMIUM NICKEL RESOURCES LTD. “Xxxxxxxxxxx Xxxx” (signed) "Kxxxx Xxxxxxxx" Authorized signatory (signed) "Sxxxx Xxxxxx Xxx" Authorized signatory SignedDXXXXX XXXXX (signed) "Dxxxxx Xxxxx" Authorized Signatory ARNOLDUS BRAND (signed) "Arnoldus Brand" Authorized Signatory GXXXX XXXXXXX BXXXX (signed) "Gxxxx Xxxxxxx Bxxxx" Authorized Signatory NXXXXXX XXXXXXXXX (signed) "Nxxxxxx Xxxxxxxxx" Authorized Signatory (as at June 14, sealed and delivered by 2010) Xxxxxxxxxxx RXXXXX XXXX WXXXXX XXXXXXXXX (signed) "Rxxxxx Xxxx in the presence of: Wxxxxx Xxxxxxxxx" Authorized Signatory LXXX XXXXXXX (signed) ) Xxxx Xxxxxxx ) Name ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx "Lxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (" Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)Signatory
Appears in 1 contract
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. EQUITY FINANCIAL TRUST COMPANY “Xxxxxxxxx XxxxxxxxXxxxxxxx Xxxxxx” Authorized signatory “Xxxxx XxxxxxxXxxx Xxxxxx” Authorized signatory NY85 CAPITAL WAY VENTURES INC. “Xxxxxxxxxxx XxxxXxxxxxx Xxxxxx” Authorized signatory Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Art Xxxxxxxxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) ) “Xxxxxxxxxxx XxxxArt Xxxxxxxxxx” Address ) Xxxxxxxxxxx Xxxx Art Xxxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in If the presence ofSecurityholder is an individual: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx Xxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx XxxxxxxXxxxxx” Address ) Xxxxxxx Xxxxxxx Xxxxxx ) ) ) ) ) Occupation ) If the Securityholder is not an individual: XXXX XXXXXXXX PROFESSIONAL CORPORATION “Xxxx Xxxxxxxx” Xxxx Xxxxxxxx, President Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Art Xxxxxxxxxx Signature: “Xxxxxxxxxxx XxxxArt Xxxxxxxxxx” Address for Notice: 0000 Xxxxxx Xxxx Xxxxxxxx, Xxxxxxx XxxxxxxxX0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 1,000,000 C-3 Options 218,400 N/A Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxxxx Signature: “Xxxxxxx Xxxxxx” Address for Notice: 0000 Xxxxxx Xxxxx Victoria, British Columbia V8N 6E2 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 1,000,000 C-4 Options 218,400 N/A Schedule “A” to Escrow Agreement Securityholder Name: XXXX XXXXXXXX PROFESSIONAL CORPORATION Signature: “Xxxx Xxxxxxxx” Address for Notice: 000 Xxx Xxxxxx, Xxxxx 0000 Xxxxxxx, Xxxxxxx, X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 C-2 Options 123,200 N/A SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 167,500 [Insert date 6 months following Final Exchange Bulletin] 15% 251,250 [Insert date 12 months following Final Exchange Bulletin] 15% 251,250 [Insert date 18 months following Final Exchange Bulletin] 15% 251,250 [Insert date 24 months following Final Exchange Bulletin] 15% 251,250 [Insert date 30 months following Final Exchange Bulletin] 15% 251,250 [Insert date 36 months following Final Exchange Bulletin] 15% 251,250 TOTAL 100% 1,675,000 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxx Xxxxxx” Authorized signatory “Xxxx Xxxxxx” Authorized signatory EXCELSIOR MINING CORP. “Xxxx Xxxxxxxx” Authorized signatory “Xxxxx XxxxxxxXxxxxx” Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” Authorized signatory Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxxxxx in the presence of: ) “Xxxxxx Xxxxx” ) ) Name ) #202 – 1690 Augusta Ave. ) “Xxxx Xxxxxxxx” ) Address ) Xxxx Xxxxxxxx Burnaby, BC V5A 2V6 ) ) ) Executive Assistant ) ) Occupation ) Signed, sealed and delivered by ) Xxx X. Xxxxx in the presence of: ) “Xxxxxx Xxxxx” ) ) Name ) #202 – 1690 Augusta Ave. ) “Xxx X. Xxxxx” ) Address ) Xxx X. Xxxxx Burnaby, BC V5A 2V6 ) ) ) Executive Assistant ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxxxxx in the presence of: ) “Xxxxxxx X. Xxxxxx” ) ) Name ) 0000 Xxxxxxx Xxxxx ) “Xxxxxx Xxxxxxx” ) Address ) Xxxxxx Xxxxxxx Delta, BC V9K 4J4 ) ) ) Investor Relations ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxx in the presence of: ) “Xxxx Xxxxxx” ) ) Name ) #000 – 000 X. 00xx Xxxxxx ) “Xxxxxxx Xxxxxx” ) Address ) Xxxxxxx Xxxxxx North Vancouver, BC ) ) ) Housewife ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxx in the presence of: ) “Xxxxxx Xxxxx” ) ) Name ) #209 – 1690 Augusta Ave. ) “Xxxxx Xxxxxx” ) Address ) Xxxxx Xxxxxx Burnaby, BC V5A 2V6 ) ) ) Executive Assistant ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxx in the presence of: ) “Xxxxxx Xxxxx” ) ) Name ) #209 – 1690 Augusta Ave. ) “Xxxxx Xxxxxx” ) Address ) Xxxxx Xxxxxx Burnaby, BC V5A 2V6 ) ) ) Executive Assistant ) ) Occupation ) Signed, sealed and delivered by ) Xxx Xxxxxxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) “Xxx Xxxxxxxx” ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx Xxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) “G.S. Dowbeta” ) Xxxxxx Xxxxxxx ) Name ) ) 000 Xxxxx Xxxx Xxx. ) “Xxxxxxx Xxxxxx Xxxxxxx” ) Address ) Xxxxxxx Xxxxxxx Xxxxxx Shodine Winnipeg, MB ) ) ) Insurance Broker ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxxxxx Signature: “Xxxxxxxxxxx XxxxXxxx Xxxxxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,400,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xxx Xxxxx Signature: “Xxxx (Xxxx) XxxxxxxxxXxx Xxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 400,000 Schedule “A” to Escrow Agreement (cont’d) Securityholder Name: Xxxx Xxxxxxxxx Xxxxxx Xxxxxxx Signature: “Xxxx XxxxxxxxxXxxxxx Xxxxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 100,000 Securityholder Name: Xxxxxxx Xxxxxxx X. Xxxxxx Signature: “Xxxxxxx XxxxxxxXxxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 500,000 Schedule “A” to Escrow Agreement (cont’d) Securityholder Name: Xxxxx Xxxxxx Signature: “Xxxxx Xxxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 100,000 Securityholder Name: Xxxxx Xxxxxx Signature: “Xxxxx Xxxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 100,000 Schedule “A” to Escrow Agreement (cont’d) Securityholder Name: Xxx Xxxxxxxx Signature: “Xxx Xxxxxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 100,000 Securityholder Name: Xxxxxx Xxxxxxx Signature: “Xxxxxx Xxxxxxx” Address for Notice: Suite 0000, 0000 Xxxx Xxxxxx Xxxxxx Vancouver, BC V6E 4G1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 100,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 1/10 of your escrow securities 280,000 [Insert date 6 months following Final Exchange Bulletin] 15% 1/6 of your remaining escrow securities 420,000 [Insert date 12 months following Final Exchange Bulletin] 15% 1/5 of your remaining escrow securities 420,000 [Insert date 18 months following Final Exchange Bulletin] 15% 1/4 of your remaining escrow securities 420,000 [Insert date 24 months following Final Exchange Bulletin] 15% 1/3 of your remaining escrow securities 420,000 [Insert date 30 months following Final Exchange Bulletin] 15% 1/2 of your remaining escrow securities 420,000 [Insert date 36 months following Final Exchange Bulletin] 15% all of your remaining escrowed securities 420,000 TOTAL 100% 2,800,000 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% 1/4 of your escrow securities [Insert date 6 months following Final Exchange Bulletin] 25% 1/3 of your remaining escrow securities [Insert date 12 months following Final Exchange Bulletin] 25% 1/2 of your remaining escrow securities [Insert date 18 months following Final Exchange Bulletin] 25% all of your remaining escrowed securities TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized as a transfer agent by the ExchangeCanadian exchange the Issuer is listed on (or if the Issuer is not listed on a Canadian exchange, by any Canadian exchange) and notice is given to the securities regulators with jurisdiction. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” "Xxxxx Xxxx" Authorized signatory “"Xxxxx Xxxxxxx” Xx" Authorized signatory NY85 CAPITAL BRIGHT MINDS BIOSCIENCES INC. “Xxxxxxxxxxx Xxxx” "Xxx XxXxxxxx" Authorized signatory "Xxxx Xxxxxx" Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx XXXX XXXXXXXXXX in the presence of: ) "Xxxxxxxx X. Xxxxxxxx" ) Signature of Witness ) "Xxxx Xxxxxxx Xxxxxxxxxx" ) XXXX XXXXXXXXXX Xxxxxxxx X. Xxxxxxxx ) Name of Witness ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx XXXXXX XXXXXXX in the presence of: ) ) Xxxxx "Xxxxxx Xxxxxxx" ) Signature of Witness ) "Xxxxxx Xxxxxxx" ) XXXXXX XXXXXXX Xxxxxx Xxxxxxx ) Name of Witness ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx XXXXXX XXXXXXXXXX in the presence of: ) ) Xxxxx ) Signature of Witness ) "Xxxxxx Xxxxxxxxxx" ) XXXXXX XXXXXXXXXX ) Name of Witness ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx XXX XXXXXXXX in the presence of: ) "Xxxxxx X. Xxxxx" ) Signature of Witness ) "Xxx XxXxxxxx" ) XXX XXXXXXXX Xxxxxx X. Xxxxx ) Name of Witness ) ) Signed, sealed and delivered by ) XXXXXX FRZYUK in the presence of: ) ) ) Signature of Witness ) "Xxxxxx Xxxxxxx Xxxxxx" ) XXXXXX FRZYUK ) Name of Witness ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Sea to Sky UG "Xxxx Xxxxxxxxx Bottler" Authorized signatory Schedule “"A” " to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Xxxxxxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,000,000 Warrants 1,000,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Xxxxxx Xxxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 748,000 Warrants 748,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Xxxxxx Xxxxxxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 200,000 Warrants 200,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Xxx XxXxxxxx [Address for Notice: Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1844,800 Securityholder Name: Xxxxxx Frzyuk [Address Redacted] Securities: Class or description Number Certificate(s) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities (if applicable) Common 40,000 Securityholder Name: Sea to Sky UG [Address Redacted] Securities: Class or description Number Certificate(s) (if applicable) Common 20,000 Schedule "B" to Escrow Agreement Acknowledgment and Agreement to be Released Total Number of Escrowed Securities Bound I acknowledge that the securities listed in the attached Schedule "A" (the "escrow securities") have been or will be transferred to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to me and that the escrow securities initially deposited are subject to an Escrow Agreement dated __________________________ (the "Escrow Agreement"). For other good and no additional valuable consideration, I agree to be bound by the Escrow Agreement in respect of the escrow securities, as if I were an original signatory to the release schedule outlined above results Escrow Agreement. Dated at ____________________ on ______________. Where the transferee is an individual: Signed, sealed and delivered by ) [Transferee] in the escrow securities being released in equal tranches presence of: ) ) ) Signature of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2Witness ) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released ) ) [Insert date of Final Exchange BulletinTransferee] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please printWitness ) () Where the transferee is not an individual: [Transferee] _________________________________________ Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)signatory _________________________________________
Appears in 1 contract
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxx Xxxxxxxx” Authorized signatory “Xxxxx XxxxxxxXxxxxx” Authorized signatory NY85 CAPITAL INCCRYPTOGLOBAL CORP. “Xxxxxxxxxxx XxxxXxx Xxxxx” Authorized signatory “Xxxxx Xxxxxxxxxx” Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Roozbeh Ebbadi in the presence of: ) ) Xxxx Xxxxxxx “Xxxxx Xxxxxxx” ) Name ) ) [Redacted] ) “Xxxxxxxxxxx XxxxRoozbeh Ebbadi” Address ) Xxxxxxxxxxx Xxxx Roozbeh Ebbadi ) ) ) ) Chief Technology Officer, CryptoGlobal Corp. ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxxxx Xxxxxxx in the presence of: ) ) Xxxxx Xxxxxx “Roozbeh Ebbadi” ) Name ) ) [Redacted] ) “Xxxx (Xxxx) XxxxxxxxxXxxxx Xxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx Xxxxx Xxxxxxx ) ) ) ) Chief Operating Officer, CryptoGlobal Corp. ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxxxx Xxxxx in the presence of: ) ) Xxxxx “Xxxxxx Xxxxxx” ) Name ) ) [Redacted] ) “Xxxx XxxxxxxxxXxxxx Xxxxx” Address ) Xxxx Xxxxxxxxx Xxxxx Xxxxx ) ) ) ) Executive Assistant ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)1109382 Ontario Inc.
Appears in 1 contract
Samples: Escrow Agreement Surplus Security
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. signed “Xxxxxxxxx Xxxxxxxx” Authorized signatory “Xxxxx Xxxxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. signed “Xxxxxxxxxxx XxxxXxxx Xxxxxx” Authorized signatory PROSPECT PARK CAPITAL CORP. signed “Xxxxxx Xxxxxxxxxxxx” Authorized signatory signed “Xxxxxx Xxxxxxxx ” Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxxxx Xxxxxxxxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxx Xxxxxxxxxxxx” Address ) Xxxxxx Xxxxxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxx Xx. in the presence of: ) ) ) Name ) ) ) signed “Xxxxx Xxxxxxx Xx.” Address ) Xxxxx Xxxxxxx Xx. ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxx Xxxxxxxx” Address ) Xxxxxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx X. Xxxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxxx X. Xxxxxxx” Address ) Xxxxxxx X. Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxxx Xxxxx” Address ) Xxxxxxx Xxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxx Xxxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxx Xxxxx Xxxxxxx” Address ) Xxxxx Xxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx X. Xxxxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxx X. Xxxxxxxx” Address ) Xxxxxx X. Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx X. Xxxxxx in the presence of: ) ) ) Name ) ) ) signed “Xxxxxxx X. Xxxxxx” Address ) Xxxxxxx X. Xxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) ) signed “Xxxxxxxxxxx Xxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxxxxxx X. Xxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) signed “Xxxxxxx XxxxxxxX. Xxxxxx” Address ) Xxxxxxx Xxxxxxx X. Xxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxxx Xxxxxxxxxxxx Signature: signed “Xxxxxxxxxxx XxxxXxxxxx Xxxxxxxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 common shares 910,749 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xxxxx Xxxxxxx Xx. Signature: signed “Xxxx (Xxxx) XxxxxxxxxXxxxx Xxxxxxx Xx.” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 common shares 666,566 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx Xxxxxxxxx Xxxxxxx X. Xxxxxx Signature: signed “Xxxx XxxxxxxxxXxxxxxx X. Xxxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 common shares 333,333 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxxxxx Xxxxxx Xxxxxxxx Signature: signed “Xxxxxxx XxxxxxxXxxxxx Xxxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 common shares 100,000 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxx Signature: signed “Xxxxxxx Xxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) common shares 366,666 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx X. Xxxxxxx Signature: signed “Xxxxxxx X. Xxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) common shares 33,333 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxxx Signature: signed “Xxxxxxx Xxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) common shares 333,333 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxx Xxxxx Xxxxxxx Signature: signed “Xxxxx Xxxxx Xxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) common shares 167,903 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxx X. Xxxxxxxx Signature: signed “Xxxxxx X. Xxxxxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) common shares 163,268 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx X. Xxxxxx Signature: signed “Xxxxxxx X. Xxxxxx” Address for Notice: [redacted due to privacy] Securities: Class or description Number Certificate(s) (if applicable) common shares 661,762 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 373,691 [Insert date 6 months following Final Exchange Bulletin] 15% 560,537 [Insert date 12 months following Final Exchange Bulletin] 15% 560,537 [Insert date 18 months following Final Exchange Bulletin] 15% 560,537 [Insert date 24 months following Final Exchange Bulletin] 15% 560,537 [Insert date 30 months following Final Exchange Bulletin] 15% 560,537 [Insert date 36 months following Final Exchange Bulletin] 15% 560,537 TOTAL 100% 3,736,913 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% 934,228 [Insert date 6 months following Final Exchange Bulletin] 25% 934,228 [Insert date 12 months following Final Exchange Bulletin] 25% 934,228 [Insert date 18 months following Final Exchange Bulletin] 25% 934,229 TOTAL 100% 3,736,913 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. . (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. . (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” OLYMPIA TRUST COMPANY "Xxxx Xxxxxxx" Authorized signatory “"Xxxxx Xxxxxxx” " Authorized signatory NY85 PETRO OCCIDENTE CAPITAL INCCORP. “Xxxxxxxxxxx Xxxx” "Xxxxxxx Xxxxxx" Authorized signatory "Xxxxx Xxxxxxxxx" Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxxxx Xxxxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) ) “Xxxxxxxxxxx Xxxx” "Xxxxxxx Xxxxxx" Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx XXXXXXX XXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “"Xxxxxxx Xxxxxxx” " Address ) XXXXXXX XXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxxxx in the presence of: ) ) ) Name ) ) ) "Xxxxx Xxxxxxxxx" Address ) XXXXX XXXXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxxxxx in the presence of: ) ) ) Name ) ) ) "Xxxxxx Xxxxxxx" Address ) XXXXXX XXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxxx X’Xxxxxx in the presence of: ) ) ) Name ) ) ) "Xxxxxxxx X'Xxxxxx" Address ) XXXXXXXX X’XXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxxxxxx X. Xxxxxxxxxxx in the presence of: ) ) ) Name ) ) ) "Xxxxxxxxxxx X. Xxxxxxxxxxx" Address ) XXXXXXXXXXX X. XXXXXXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xx (Xxxxxx) Xxxxx in the presence of: ) ) ) Name ) ) "Xxxx Xx (Xxxxxx) Xxxxx" Address ) XXXX XX (CHERRY) XXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxx in the presence of: ) ) ) Name ) ) ) "Xxxx Xxxxxxx" Address ) XXXX XXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxxx in the presence of: ) ) ) Name ) ) ) "Xxxxx Xxxxxxxx" Address ) XXXXX XXXXXXXX ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxx in the presence of: ) ) ) Name ) ) ) "Xxxx Xxxxxxxx" Address ) XXXX XXXXXXXX ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxxxx Xxxxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Name Class or description Description Number Certificate(s) (if applicable) Xxxxxxx Xxxxxx Common Shares 600,000 Securityholder 500,000 C-2 Name: Xxxx (Xxxx) Xxxxx Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Name Class or description Description Number Certificate(s) (if applicable) Xxxxx Xxxxxxxxx Common Shares 600,000 Securityholder 500,000 C-1 Name: Xxxx Xxxxxxxxx Xxxxxxx Xxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Name Class or description Description Number Certificate(s) (if applicable) Xxxxxxx Xxxxxxx Common Shares 600,000 Securityholder 500,000 C-3 Name: Xxxxxxx Xxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Name Class or description Description Number Certificate(s) (if applicable) Xxxxx Xxxxxxx Common Shares 500,000 C-4 Name: Xxxxxxxx X’Xxxxxx Signature: Address for Notice: Securities: Name Class or Description Number Certificate(s) (if applicable) Xxxxxxxx X’Xxxxxx Xxxxxx Shares 500,000 C-5 Name: Xxxx Xx (Cherry) Xxxxx Signature: Address for Notice: Securities: Name Class or Description Number Certificate(s) (if applicable) Xxxx Xx (Cherry) Xxxxx Xxxxxx Shares 300,000 C-7 Name: Xxxxxxxxxxx Xxxxxxxxxxx Signature: Address for Notice: Securities: Name Class or Description Number Certificate(s) (if applicable) Xxxxxxxxxxx Xxxxxxxxxxx Common Shares 200,000 C-6 Name: Xxxx Xxxxxxx Signature: Address for Notice: Securities: Name Class or Description Number Certificate(s) (if applicable) Xxxx Xxxxxxx Common Shares 50,000 C-21 Name: Xxxxx Xxxxxxxx Signature: Address for Notice: Securities: Name Class or Description Number Certificate(s) (if applicable) Xxxxx Xxxxxxxx Common Shares 100,000 C-18 Name: Xxxx Xxxxxxxx Signature: Address for Notice: Securities: Name Class or Description Number Certificate(s) (if applicable) Xxxx Xxxxxxxx Common Shares 200,000 C-12 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 335,000 [Insert date 6 months following Final Exchange Bulletin] 15% 502,500 [Insert date 12 months following Final Exchange Bulletin] 15% 502,500 [Insert date 18 months following Final Exchange Bulletin] 15% 502,500 [Insert date 24 months following Final Exchange Bulletin] 15% 502,500 [Insert date 30 months following Final Exchange Bulletin] 15% 502,500 [Insert date 36 months following Final Exchange Bulletin] 15% 502,500 TOTAL 100% 3,350,000 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% 837,500 [Insert date 6 months following Final Exchange Bulletin] 25% 837,500 [Insert date 12 months following Final Exchange Bulletin] 25% 837,500 [Insert date 18 months following Final Exchange Bulletin] 25% 837,500 TOTAL 100% 3,350,000 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature).
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” "Xxxxx Xxx" Authorized signatory “"Xxxxx Xxxxxxx” " Authorized signatory NY85 CAPITAL XXXXX K INDUSTRIES INC. “Xxxxxxxxxxx Xxxx” "Xxxxxx Xxxxxxx" Authorized signatory "Xxxxxx Low" Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Low ) Name ) ) [address redacted] ) "Xxxxxx Xxxxxxx" Address ) Xxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxx in the presence of: ) ) Xxxxxx Low ) Name ) ) [address redacted] ) "Xxxx Xxxxxxx" Address ) Xxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Low in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) [address redacted] ) “Xxxxxxxxxxx Xxxx” "Xxxxxx Low" Address ) Xxxxxx Low ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxxxx ) Name ) ) [address redacted] ) "Xxxx Xxxxxxxx" Address ) Xxxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx XxXxxxx in the presence of: ) ) Xxxx Xxxxxxxx ) Name ) ) [address redacted] ) "Xxxxxxx XxXxxxx" Address ) Xxxxxxx XxXxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxxxxxxx in the presence of: ) ) Xxxx Xxxxxxxx ) Name ) ) [address redacted] ) "Xxxxxx Xxxxxxxxx" Address ) Xxxxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxx in the presence of: ) ) Xxxxxx Xxxx ) Name ) ) [address redacted] ) "Xxxx Xxxxx" Address ) Xxxx Xxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxx in the presence of: ) ) Xxxxxx Xxxxxxxxxxx ) Name ) ) [address redacted] ) "Xxxx Xxxxxx" Address ) Xxxx Xxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Low ) Name ) ) [address redacted] ) "Xxxxx Xxxxxxx" Address ) Xxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) [address redacted] ) "Xxxxxxx Xxxxxxxx" Address ) Xxxxxxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxxxxxx in the presence of: ) ) Nadjina Dib ) Name ) ) [address redacted] ) "Xxxxx Xxxxxxxx" Address ) Xxxxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxx Xxxxxxxx in the presence of: ) ) Xxxx Xxxxxxxx ) Name ) ) [address redacted] ) "Xxxxxx Xxxxxxxx" Address ) Xxxxxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxx in the presence of: ) ) Xxxxxx Low ) Name ) ) [address redacted] ) "Xxxxx Xxxx" Address ) Xxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Xxxxx in the presence of: ) ) Xxxxx Xxxxxx Xxxxxx ) Name ) ) [address redacted] ) “"Xxxx (Xxxx) Xxxxxxxxx” Xxxxx" Address ) Xxxx (Xxxx) Xxxxxxxxx Xxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Xxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) [address redacted] ) “"Xxxx Xxxxxxxxx” Xxxxxx" Address ) Xxxx Xxxxxxxxx Xxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxxx in the presence of: ) ) Xxxxxx Low ) Name ) ) [address redacted] ) "Xxxxxxx Xxxxxxxx" Address ) Xxxxxxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxx Xxxx in the presence of: ) ) Xxxxxxxx Xxxx ) Name ) ) [address redacted] ) "Xxxxx Xxxx" Address ) Xxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxxx in the presence of: ) ) Xxxx Xxxxxxxx ) Name ) ) [address redacted] ) "Xxxxxxx Xxxxxxxx" Address ) Xxxxxxx Xxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx Low ) Name ) ) [address redacted] ) “Xxxxxxx "Xxxxxxxxx Xxxxxxx” " Address ) Xxxxxxx Xxxxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxx in the presence of: ) ) Xxxxxxx Xxxxxx ) Name ) ) [address redacted] ) "Xxxx Xxxxxx" Address ) Xxxx Xxxxxx ) ) ) ) ) Occupation ) Xxxxxx Investments Corp. "signed" Authorized signatory NEX Industries Corp. "signed" Authorized signatory Noordin X X Xxxxx Law Corporation "signed" Authorized signatory Impactreneur Capital Corp. "signed" Authorized signatory Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxxxxx Xxxxxxx Signature: “Xxxxxxxxxxx Xxxx” "Xxxxxx Xxxxxxx" Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 N/A Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Xxxxxxx Signature: “"Xxxx (Xxxx) Xxxxxxxxx” Xxxxxxx" Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 700,000 N/A Securityholder Name: Xxxx Xxxxxxxxx Xxxxxx Low Signature: “Xxxx Xxxxxxxxx” "Xxxxxx Low" Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 100,000 N/A Securityholder Name: Xxxxxxx Xxxxxxx Xxxx Xxxxxxxx Signature: “Xxxxxxx Xxxxxxx” "Xxxx Xxxxxxxx" Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1N/A Securityholder Name: Xxxxxxx XxXxxxx Signature: "Xxxxxxx XxXxxxx" Address for Notice: Securities: Class or description Number Certificate(s) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2(if applicable) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the 200,000 N/A Securityholder Name: Xxxxxx Xxxxxxxxx Signature: "Escrowed Xxxxxx Xxxxxxxxx" Address for Notice: Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit : Class or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please printdescription Number Certificate(s) (Authorized if applicable) Common Shares 100,000 N/A Securityholder Name: Xxxx Xxxxx Signature: "Xxxx Xxxxx" Address for Notice: Securities: Class or description Number Certificate(s) (Official Capacity - please printif applicable) Common Shares 200,000 N/A Securityholder Name: Xxxx Xxxxxx Signature: "Xxxx Xxxxxx" Address for Notice: Securities: Class or description Number Certificate(s) (Please print here name of individual whose signature appears aboveif applicable) The Common Shares 300,000 N/A Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)Name: Xxxxx Xxxxxxx
Appears in 1 contract
Samples: CPC Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Comptershare Investors Services Inc. /s/ XXXX XXXXXXXX Xxxx Xxxxxxxx /s/ XXXX XXXXXXX Xxxx Xxxxxxx Corporation Capital SEP /s/ XXXXXXXX XXXXXXXX Xxxxxxxx Xxxxxxxx /s/ MTRE XXXXXX XXXXXXX Mtre Xxxxxx Xxxxxxx If the Securityholder is an individual: Signed, sealed and delivered by Xxxxxxxx Xxxxxxxx in the presence of: ) ) ) Xxxxxxxx Xxxxxxxxx Xxxxxxxx” Authorized signatory “) Name ) ) 000 Xxx Xxx Xxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” Authorized signatory Authorized signatory ) /s/ XXXXXXXX XXXXXXXX Address ) ) Xxxxxxxx Xxxxxxxx Xxx Xxxxxx, XX X0X-0XX ) Adjointe ) ) ) Occupation ) FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 21 Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx Xxxxxx Xxxxxxxxx in the presence of: ) ) Xxxxxxxx Xxxxxx ) Name ) ) 101 Monsadel ) /S/ XXXXXX XXXXXXXXX Address ) ) Xxxxxx Xxxxxxxxx Xxxxxxxx, XX X0X 0X0 ) ) ) Infirmiere ) Occupation ) Signed, sealed and delivered by ) Me Xxxxxx Xxxxxxx in the presence of: ) ) Xxxx Xxxxxxx Xxxxxxxxx ) Name ) ) 00 Xxx Xxxxxxx-Xxxxxx ) “Xxxxxxxxxxx Xxxx” /S/ MTRE XXXXXX XXXXXXX Address ) Xxxxxxxxxxx Xxxx ) Me Xxxxxx Xxxxxxx Xxxxx-Xxxxxxxx, XX X0X 0X0 ) ) ) Secretaire ) Occupation ) If the Securityholder is not an individual: Gestion X. Xxxxxxx Inc. /S/ XXXXXX XXXXXXX Xxxxx Xxxxxxx Daleco Inc. /S/ XXXXXX XXXXXXX Xxxxxx Xxxxxxx 3188302 Canada Inc. /S/ XXXX XXXXXXX Xxxx Xxxxxxx 9082-4418 Québec Inc. /S/ XXXXX XXXXXXXXX Xxxxx Xxxxxxxxx FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 23 Signed, sealed and delivered by Xxxxx Xxxxxx Xxxxxxx in the presence of: ) ) ) Xxxxxxxx Xxxxxxxxx ) Name ) ) 000 Xxx Xxx Xxxxx ) /S/ XXXXX XXXXXX XXXXXXX Address ) ) Xxxxx Xxxxxx Xxxxxxx Xxx Xxxxxx, XX X0X-0XX ) Adjointe ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx Madame Esperance Nazi in the presence of: ) ) Xxxxx Xxxxxx Xxxxxxxx Xxxxxxxxx ) ) Name ) ) 105 Xxxxxx-Oimet ) “Xxxx (Xxxx) Xxxxxxxxx” /S/ ESPERANCE NAZI Address ) Xxxx (Xxxx) Xxxxxxxxx Esperance Nazi Xxxxxxxxxx, XX X0X 1O8 ) ) Technicienne en Administration ) ) ) Occupation ) FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 24 Signed, sealed and delivered by ) Xxxx Xxxxxxxxx Monsieur Xxxxxx Xxxxxxx, in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) trust for Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Xxxxxxxx Xxxxxxxxx ) Name ) ) 105 Xxxxxx-Oimet ) “Xxxxxxx Xxxxxxx” /s/ XXXXXX XXXXXXX Address ) Xxxxxxx Xxxxxxx ) ) ) Xxxxxx Xxxxxxx, in trust for Xxxxxxx Xxxxxxx Xxxxxxxxxx, QC J6Y 1O8 ) ) ) Technicienne en Administration ) Occupation ) FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 25 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx SignatureXxxxxxxx Xxxxxxxx SIGNATURE: “Xxxxxxxxxxx Xxxx” /S/ XXXXXXXX XXXXXXXX Address for Notice: 0000, xxx Xxxxxxxx-Xxxxxx Xxxxxx Xxxx (Xxxxxx) X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 515 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 26 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx (Xxxx) Xxxxxx Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” /S/ XXXXXX XXXXXXXXX Address for Notice: 000, Xxxxxxxx Xxxxxxxx (Québec) H9J 3Y9 Securities: Class or description Number Certificate(s) (if applicable) Common shares 500 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 27 Schedule “A” to Escrow Agreement Securityholder Name: Mtre Xxxxxx Xxxxxxx Signature: /S/ MTRE XXXXXX XXXXXXX Address for Notice: 000, xx xx Xxxxxx Xxxxx-Xxxxxxxx (Xxxxxx) X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 500 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 28 Schedule “A” to Escrow Agreement Securityholder Name: Xxxx Xxxxxxxxx Gestion X. Xxxxxxx Inc. Signature: “Xxxx Xxxxxxxxx” /S/ XXXXX XXXXXXX Address for Notice: 000, xxx xxx Xxxxxxx Xx-Xxxx-Chrysostome (Québec) G6Z 2L1 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 250 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 29 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxx Xxxxxxx Daleco Inc. Signature: “Xxxxxxx Xxxxxxx” /S/ XXXXXX XXXXXXX Address for Notice: 0000, xxxx. Xx-Xxxxxx Xxxx Laval (Québec) H7T 1C3 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 1 250 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 30 Schedule “A” to Escrow Agreement Securityholder Name: 3188302 Canada Inc. Signature: /S/ XXXX XXXXXXX Address for Notice: 3925, Bel-Air Sherbrooke (Québec) J1L 1A9 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 250 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 31 Schedule “A” to Escrow Agreement Securityholder Name: 9082-4418 Québec Inc. Signature: /S/ XXXXX XXXXXXXXX Address for Notice: 0000, Xxxx-Xxxxx Xx-Xxxxxxx (Xxxxxx) X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 1 000 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 32 Schedule “A” to Escrow Agreement Securityholder Name: Xxxxx-Xxxxxx Xxxxxxx Signature: /S/ XXXXX-XXXXXX XXXXXXX Address for Notice: 0000, xxx Xxxxxxx-Xxxxxx Xxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 15 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 33 Schedule “A” to Escrow Agreement Securityholder Name: Esperance Nazi Signature: /S/ ESPERANCE NAZI Address for Notice: 00, Xxx xxx Xxxxxxx Xxxxx (Xxxxxx) X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 40 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 34 Schedule “A” to Escrow Agreement Securityholder Name: Monsieur Xxxxxx Xxxxxxx, in trust for Xxxxxxx Xxxxxxx Signature: /S/ XXXXXX XXXXXXX Address for Notice: 00, Xxx xxx Xxxxxxx Xxxxx (Xxxxxx) X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 15 000 FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 35 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% 1/10 of your remaining Escrowed Securities 425 000 [Insert date 6 months following Final Exchange Bulletin] 15% 1/6 of your remaining Escrowed Securities 637 500 [Insert date 12 months following Final Exchange Bulletin] 15% 1/5 of your remaining Escrowed Securities 637 500 [Insert date 18 months following Final Exchange Bulletin] 15% 1/4 of your remaining Escrowed Securities 637 500 [Insert date 24 months following Final Exchange Bulletin] 15% 1/3 of your remaining Escrowed Securities 637 500 [Insert date 30 months following Final Exchange Bulletin] 15% 1/2 of your remaining Escrowed Securities 637 500 [Insert date 36 months following Final Exchange Bulletin] 15% All your remaining Escrowed Securities 637 500 TOTAL 100% 4 250 000 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. FORM 2F (as at December 15, 2008) CPC ESCROW AGREEMENT Page 36 SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% 1/4 of your remaining Escrowed Securities 1 062 500 [Insert date 6 months following Final Exchange Bulletin] 25% 1/3 of your remaining Escrowed Securities 1 062 500 [Insert date 12 months following Final Exchange Bulletin] 25% 1/2 of your remaining Escrowed Securities 1 062 500 [Insert date 18 months following Final Exchange Bulletin] 25% All your remaining Escrowed Securities 1 062 500 TOTAL 100% 4 250 000 * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3ASSIGNMENT AGREEMENT This Assignment Agreement (this “Agreement”) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ is being executed and delivered as of September 11, 2009 by SEP Capital Corporation, a corporation existing under the laws of Canada (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “IssuerAssignor”), ⚫ Med BioGene Inc., a corporation existing under the laws of the Province of British Columbia (the “Assignee”), Computershare Investor Services Inc. (“Escrow Agent”) and those individuals (“Escrow Holders”) holding escrowed securities of the Securityholder Assignor (the “Escrow AgreementAssignor Securities”). The undersigned undertakes that, in connection with the closing of the Assignor’s Alternative Transaction to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities Qualifying Transaction (as that could reasonably result term is defined in a change of its control without the prior consent Policy 2.4 of the TSX Venture ExchangeExchange (the “TSXV”) Corporate Finance Manual (the “Manual”)). Assignor, Assignee, Escrow Agent and Escrow Holders are sometimes referred to hereafter as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)“Parties”.
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Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES NATIONAL BANK TRUST INC. “Xxxxxxxxx Xxxxxxxx” ----------------------------------------- Authorized signatory “Xxxxx Xxxxxxx” --------------------------------------------- Authorized signatory NY85 CAPITAL -------------------------------------------------------------------------------- FORM 5D ESCROW AGREEMENT PAGE 19 (AS AT AUGUST 2002) LMS MEDICAL SYSTEMS INC. “Xxxxxxxxxxx Xxxx” -------------------------------------------- Authorized signatory --------------------------------------------- Authorized signatory -------------------------------------------------------------------------------- FORM 5D ESCROW AGREEMENT PAGE 20 (AS AT AUGUST 2002) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx o in the presence of: ) ) Xxxx Xxxxxxx ------------------------------------------) Name ) ) ------------------------------------------) “Xxxxxxxxxxx Xxxx” ------------------------ Address ) Xxxxxxxxxxx Xxxx ) ------------------------------------------) ) ) ) ------------------------------------------) Occupation ) Signed, sealed and delivered by -------------------------------------------------------------------------------- FORM 5D ESCROW AGREEMENT PAGE 21 (AS AT AUGUST 2002) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and If the Securityholder is not an individual: o Per: -------------------------------------- Authorized signatory -------------------------------------------------------------------------------- FORM 5D ESCROW AGREEMENT PAGE 22 (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please printAS AT AUGUST 2002) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)SCHEDULE "A" TO ESCROW AGREEMENT SECURITYHOLDER NAME:
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Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized as a transfer agent by the ExchangeCanadian exchange the Issuer is listed on (or if the Issuer is not listed on a Canadian exchange, by any Canadian exchange) and notice is given to the securities regulators with jurisdiction. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INCGOLDEN OPPORTUNITY RESOURCES CORP. “Xxxxxxxxx "Xxxxx Xxxxxxxx” Authorized signatory “Xxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” " Authorized signatory Authorized signatory SignedTSX TRUST COMPANY "Xxxxx Xxx" Authorized signatory "Xxxxxx Xxxxxxxxx" Authorized signatory XXXXX XXXXXXX XXXXXXXXXX SIGNED, sealed and delivered SEALED AND DELIVERED by ) Xxxxxxxxxxx Xxxx in the presence of: ) "Xxxxx Xxxxxx" ) Signature of Witness ) "Xxxxx Xxxxxxx Xxxxxxxxxx" ) XXXXX XXXXXXX XXXXXXXXXX Xxxxx Xxxxxx ) Name of Witness ) XXXXX X. XXXXXXXX SIGNED, SEALED AND DELIVERED by ) in the presence of: ) ) Xxxx "Xxxxxx Xxxxxxx" ) Signature of Witness ) "Xxxxx X. Xxxxxxxx" ) XXXXX X. XXXXXXXX Xxxxxx Xxxxxxx ) Name of Witness ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) SignedXXXXXXX XXXXX SIGNED, sealed and delivered SEALED AND DELIVERED by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx "Xxxxxxx Xxxxxxxx" ) Signature of Witness ) "Xxxxxxx Xxxxx" ) XXXXXXX XXXXX Xxxxxxx Xxxxxxxx ) Name of Witness ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) SignedXXXXXXX XXXX SIGNED, sealed and delivered SEALED AND DELIVERED by ) Xxxx Xxxxxxxxx in the presence of: ) ) "Xxxxx Xxxxxx May Xxxxxxx" ) Name Signature of Witness ) "Xxxxxxx Xxxx" ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx XXXXXXX XXXX Xxxxx May Xxxxxxx ) Name of Witness ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule “SCHEDULE "A” to Escrow Agreement Securityholder " TO ESCROW AGREEMENT SECURITYHOLDER Name: Xxxxxxxxxxx XXXXX XXXXXXX XXXXXXXXXX 0000 Xxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Xxxx Xxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder 1 Common Shares 500,000 SCHEDULE "A" TO ESCROW AGREEMENT SECURITYHOLDER Name: XXXXX X. XXXXXXXX 0000 Xxxxxxxxx Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: , XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder 500,000 SCHEDULE "A" TO ESCROW AGREEMENT SECURITYHOLDER Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: XXXXXXX XXXXX 00 Xxx Xxxxxx Toronto, ON M5M 2H7 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder 500,000 SCHEDULE "A" TO ESCROW AGREEMENT SECURITYHOLDER Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: XXXXXXX XXXX 0000-0000 Xxxxxxxxxx Xxxxxxxx Xxxxxxxxx, XX X0X 0X0 Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 500,000 SCHEDULE B(1"B" TO ESCROW AGREEMENT ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND I acknowledge that the securities listed in the attached Schedule "A" (the "escrow securities") – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities have been or will be transferred to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to me and that the escrow securities initially deposited are subject to an Escrow Agreement dated (the "Escrow Agreement"). For other good and no additional valuable consideration, I agree to be bound by the Escrow Agreement in respect of the escrow securities, as if I were an original signatory to the release schedule outlined above results Escrow Agreement. Dated at on . Where the transferee is an individual: Signed, sealed and delivered by ) [Transferee] in the escrow securities being released in equal tranches presence of: ) ) ) Signature of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2Witness ) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released ) ) [Insert date of Final Exchange BulletinTransferee] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3_ ) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please printWitness ) () Where the transferee is not an individual: [Transferee] Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)signatory
Appears in 1 contract
Samples: Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” Redacted Authorized signatory “Xxxxx Xxxxxxx” Redacted Authorized signatory NY85 CAPITAL INCLIBERTY DEFENSE HOLDINGS, LTD. “Xxxxxxxxxxx Xxxx” Redacted Authorized signatory Redacted Authorized signatory Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx XXXXXXX XXXXX in the presence of: ) Redacted ) ) Name ) Redacted ) Redacted ) Address ) XXXXXXX XXXXX ) Redacted ) Occupation Signed, sealed and delivered by ) XXXXX XXXXXX in the presence of: ) ) Xxxx Xxxxxxx Redacted ) Name ) Redacted ) ) “Xxxxxxxxxxx Xxxx” Redacted Address ) Xxxxxxxxxxx Xxxx XXXXX XXXXXX ) ) ) ) Redacted ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx XXX XXXXXXX in the presence of: ) ) Xxxxx Xxxxxx Redacted ) Name ) Redacted ) ) “Xxxx (Xxxx) Xxxxxxxxx” Redacted Address ) Xxxx (XxxxXXX XXXXXXX ) Xxxxxxxxx ) ) ) ) Redacted ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx XXXX XXXXXX in the presence of: ) ) Xxxxx Xxxxxx Redacted ) Name ) Redacted ) ) “Xxxx Xxxxxxxxx” Redacted Address ) Xxxx Xxxxxxxxx XXXX XXXXXX Redacted ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)
Appears in 1 contract
Samples: Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized as a transfer agent by the ExchangeCanadian exchange the Issuer is listed on (or if the Issuer is not listed on a Canadian exchange, by any Canadian exchange) and notice is given to the securities regulators with jurisdiction. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES INC. “Xxxxxxxxx Xxxxxxxx” ENDEAVOR TRUST CORPORATION "Xxxxx Xxxxxx" Authorized signatory “Xxxxx Xxxxxxx” "Xxxxxxxxx Xxxx" Authorized signatory NY85 CAPITAL INCWESTMOUNT MINERALS CORP. “Xxxxxxxxxxx Xxxx” "Xxxxx Xxxxx" Authorized signatory " Xxxxxx Xxxxxx " Authorized signatory If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx XXXXX XXXXXXXX in the presence of: ) ) Xxxx Xxxxxxx "Xxx Xxxxxx" __ ) Signature of Witness ) "Xxxxx Xxxxxxxx" ) XXXXX XXXXXXXX ) Xxx Xxxxxx __ ) Name of Witness ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx XXXXX XXXXX in the presence of: ) ) ) "Xxx Xxxxxx" __ ) Signature of Witness ) "Xxxxx Xxxxx" ) XXXXX XXXXX ) Xxx Xxxxxx __ ) Name of Witness ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx XXXXXX XXXXXX in the presence of: ) ) Xxxxx "Xxx Xxxxxx" __ ) Signature of Witness ) "Xxxxxx Xxxxxx" ) XXXXXX XXXXXX ) Xxx Xxxxxx __ ) Name of Witness ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx XXXXXXX XXXXXXX in the presence of: ) ) "Xxx Xxxxxx" __ ) Signature of Witness ) "Xxxxxxx Xxxxxxx" ) ) Xxx Xxxxxx Xxxxxxx __ ) Name of Witness ) XXXXXXX XXXXXXX Signed, sealed and delivered by ) XXXXXXXX XXXXX in the presence of: ) ) ) “"Xxx Xxxxxx" __ ) Signature of Witness ) "Xxxxxxxx Xxxxx" ) XXXXXXXX XXXXX ) Xxx Xxxxxx __ ) Name of Witness ) ) CMI CORNERSTONE MANAGEMENT CORPORATION "Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxxxx ) ) ) ) ) Occupation ) " Authorized signatory SEATREND STRATEGY GROUP "Xxxxxx Xxxxxx" Authorized signatory Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Signature: “Xxxxxxxxxxx Xxxx” Address for Notice: XXXXX XXXXXXXX Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,350,000 Stock options to acquire Common Shares 175,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: CMI CORNERSTONE MANAGEMENT CORPORATION Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,000,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: XXXXX XXXXX Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 1,550,001 Stock options to acquire Common Shares 375,000 Securityholder Name: Xxxxxxx Xxxxxxx SignatureXXXXXX XXXXXX Securities: “Xxxxxxx Xxxxxxx” Address for NoticeClass or description Number Certificate(s) (if applicable) Stock options to acquire Common Shares 300,000 Securityholder Name: XXXXXXX XXXXXXX Securities: Class or description Number Certificate(s) (if applicable) Stock options to acquire Common Shares 150,000 Securityholder Name: XXXXXXXX XXXXX Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1150,000 Securityholder Name: SEATREND STRATEGY GROUP Securities: Class or description Number Certificate(s) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities (if applicable) Common Shares 1,450,000 Schedule “B” to Escrow Agreement Acknowledgment and Agreement to be Released Total Number of Escrowed Securities Bound I acknowledge that the securities listed in the attached Schedule “A” (the “escrow securities”) have been or will be transferred to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case, where there are no changes to me and that the escrow securities initially deposited and no additional escrow securities, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities are subject to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “an Escrow Agent”) and the Securityholder Agreement dated _ (the “Escrow Agreement”). The undersigned undertakes thatFor other good and valuable consideration, I agree to be bound by the Escrow Agreement in respect of the escrow securities, as if I were an original signatory to the extent reasonably possibleEscrow Agreement. Dated at on _ __. Where the transferee is an individual: Signed, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any sealed and delivered by ) [Transferee] in the presence of: ) ) _ __ ) Signature of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Witness ) ) _ ) [Transferee] _ __ ) Name of Securityholder - please printWitness ) () Where the transferee is not an individual: [Transferee] _ _ Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)signatory _ _
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Samples: Escrow Agreement
Successor to Escrow Agent. Any corporation with which the Escrow Agent may be amalgamated, merged or consolidated, or any corporation succeeding to the business of the Escrow Agent will be the successor of the Escrow Agent under this Agreement without any further act on its part or on the part or any of the Parties, provided that the successor is recognized by the Exchange. The Parties have executed and delivered this Agreement as of the date set out above. COMPUTERSHARE INVESTOR SERVICES OLYMPIA TRUST COMPANY /s/ Xxxxx Xxxxxxxx Authorized signatory /s/ Xxxxx Xxxx Authorized signatory RESPECT YOUR UNIVERSE, INC. “Xxxxxxxxx Xxxxxxxx” /s/ Xxxxxxxx Xxxxxxxx Authorized signatory “Xxxxx Xxxxxxx” Authorized signatory NY85 CAPITAL INC. “Xxxxxxxxxxx Xxxx” Authorized signatory Authorized signatory FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxxxxxxxx Xxxx in the presence of: ) ) Xxxx Xxxxxxx ) Name ) ) ) “Xxxxxxxxxxx Xxxx” Address ) Xxxxxxxxxxx Xxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx (Xxxx) Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx (Xxxx) Xxxxxxxxx” Address ) Xxxx (Xxxx) Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxx Xxxxxxxxx in the presence of: ) ) Xxxxx Xxxxxx ) Name ) ) ) “Xxxx Xxxxxxxxx” Address ) Xxxx Xxxxxxxxx ) ) ) ) ) Occupation ) Signed, sealed and delivered by ) Xxxxxxx Xxxxxxx in the presence of: ) ) Xxxxxx Xxxxxxx ) Name ) ) ) “/s/ Xxxxx Xxxxxxx Xxxxxxx” Address ) Xxxxxxx Xxxxx Xxxxxxx ) ) ) ) ) Occupation ) FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxx Xxxxxx in the presence of: ) ) ) Name ) ) ) /s/ Xxxxx Xxxxxx Address ) Xxxxx Xxxxxx ) ) ) ) ) Occupation ) FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is not an individual: Boucheron Investments, Inc. /s/ Xxxx xx Xxxxxxx Authorized signatory /s/ Xxxxxxx Xxxxxxxx Authorized signatory FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is not an individual: Stenfanus Internacional, Inc. /s/ Xxxx xx Xxxxxxx Authorized signatory /s/ Xxxxxxx Xxxxxxxx Authorized signatory FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is not an individual: Ryalight Capital Corporation /s/ Clima X. Xxxx Authorized signatory /s/ Xxxxx Xxxxx Authorized signatory FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is not an individual: Isaiah Capital Trust /s/ Clima X. Xxxx Authorized signatory /s/ Xxxxx Xxxxx Authorized signatory FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxxxx Xxxxx in the presence of: ) ) ) Name ) ) ) /s/ Xxxxx Xxxxx Address ) Xxxxx Xxxxx ) ) ) ) ) Occupation ) FORM 5D ESCROW AGREEMENT (as at June 14, 2010) If the Securityholder is an individual: Signed, sealed and delivered by ) Xxx Xxxxxxx in the presence of: ) ) ) Name ) ) /s/ Xxx Xxxxxxx Address ) Xxx Xxxxxxx ) ) ) ) ) Occupation ) FORM 5D ESCROW AGREEMENT (as at June 14, 2010) Schedule “A” to Escrow Agreement Securityholder Name: Xxxxxxxxxxx Xxxx Xxx Xxxxxxx Signature: “Xxxxxxxxxxx Xxxx” /s/ Xxx Xxxxxxx Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx (Xxxx) Xxxxxxxxx Signature: “Xxxx (Xxxx) Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxx Xxxxxxxxx Signature: “Xxxx Xxxxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 600,000 Securityholder Name: Xxxxxxx Xxxxxxx Signature: “Xxxxxxx Xxxxxxx” Address for Notice: Securities: Class or description Number Certificate(s) (if applicable) Common Shares 200,000 SCHEDULE B(1) – CPC ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 10% [Insert date 6 months following Final Exchange Bulletin] 15% [Insert date 12 months following Final Exchange Bulletin] 15% [Insert date 18 months following Final Exchange Bulletin] 15% [Insert date 24 months following Final Exchange Bulletin] 15% [Insert date 30 months following Final Exchange Bulletin] 15% [Insert date 36 months following Final Exchange Bulletin] 15% TOTAL 100% * In the simplest case000 Xxxxx Xx Xxxxx, where there are no changes to the escrow securities initially deposited and no additional escrow securitiesXX, the release schedule outlined above results in the escrow securities being released in equal tranches of 15% after completion of the release on the date of the Final Exchange Bulletin. SCHEDULE B(2) – TIER 1 ISSUER - ESCROW SECURITIES RELEASE SCHEDULE Timed Release Release Dates Percentage of Total Escrowed Securities to be Released Total Number of Escrowed Securities to be Released [Insert date of Final Exchange Bulletin] 25% [Insert date 6 months following Final Exchange Bulletin] 25% [Insert date 12 months following Final Exchange Bulletin] 25% [Insert date 18 months following Final Exchange Bulletin] 25% TOTAL 100% * In the simplest case, where there are no changes to the escrow securities initially deposited and no additional escrow securities, then the release schedule outlined above results in the escrow securities being released in equal tranches of 25%. SCHEDULE B(3) UNDERTAKING OF HOLDING COMPANY TO: THE TSX VENTURE EXCHANGE ⚫ (the "Securityholder") has subscribed for and agreed to purchase, as principal, ⚫ Common Shares of ⚫ (the "Escrowed Securities"). The Escrowed Securities will be held in escrow as detailed in the escrow agreement entered into between ⚫ (the “Issuer”), ⚫ (the “Escrow Agent”) and the Securityholder (the “Escrow Agreement”). The undersigned undertakes that, to the extent reasonably possible, it will not permit or authorize its securities to be issued or transferred, nor will it otherwise authorize any transaction involving any of its securities that could reasonably result in a change of its control without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Name of Securityholder - please print) (Authorized Signature) (Official Capacity - please print) (Please print here name of individual whose signature appears above) The Securityholder is directly controlled by the undersigned who undertakes that, to the extent reasonably possible, he will not permit or authorize securities of the Securityholder to be issued or transferred, nor otherwise carry out any transaction that could reasonably result in a change of control of the Securityholder without the prior consent of the TSX Venture Exchange, as long as any Escrowed Securities remain held or are required to be held in escrow. DATED this ⚫ day of ⚫. (Signature) (Name of Controlling Securityholder – please print) (Signature)XX 00000
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