Subscription Agent Services Sample Clauses

Subscription Agent Services. The Transfer Agent will act as Subscription Agent for the Fund. In addition to subscription functions described elsewhere in this Agreement, the Transfer Agent will:
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Subscription Agent Services. ADM will act as Subscription Agent for the Trust. In addition to subscription functions described elsewhere in this Agreement, the Transfer Agent will maintain a subscription account not titled in ADM's name.
Sample 1
Subscription Agent Services. Designating an operational team to carry out Subscription Agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting • Converting Xxxxxxx Renaissance shareholder file to Computershare’s Corporate Actions System • Coordinating the offering with the Depositary Trust Company • Interfacing with the Information Agent • Calculating Rights to be distributed to each shareholder and • Printing shareholder information on the subscription form • Coordinating the mailing of subscription materials to shareholders with the Information Agent • Tracking and reporting the number of subscriptions made, as required • Processing rights received and exercised • Selling rights as requested by shareholders • Depositing participant checks and wires daily • Providing daily receipt summation of funds received • Prorating subscriptions as required • Forwarding funds to Xxxxxxx Renaissance at the end of the offering period • Calculating, issuing refund checks, if applicable • Requisitioning Xxxxxxx Renaissance shares • Calculating, issuing, mailing and collecting invoices, if applicable • Calculating, issuing and mailing of solicitation checks, if applicable Information Agent Services • Reviewing and commenting on all offer documents in advance of final printing and dissemination • Working directly with the financial printer, providing format suggestions and delivery instructions. Alternatively, we can arrange for a proposal to be provided by our subsidiary GS Financial Printing. • Assisting in the preparation and placement of advertisements/Tombstones in newspapers (at prevailing market rates) • Surveying bank and brokerage communities to obtain material requirements and to ensure that they are aware of the Offer • Coordinating the mailing of the offer materials to registered and beneficial shareholders • Establishing a toll-free telephone number to enable shareholders and their advisors to contact us with questions. Toll-free number would be displayed in the offer documents and any advertisements or press releases. • Tracking and keeping record of all incoming calls and notify the appropriate individual upon the receipt of calls outside the normal course • Initiating follow-up calls to a targeted group of banks, brokers and shareholders in order to maximize participation in the Offer • Initiating and maintain communications with the Company’s Deposi...
Sample 1
Subscription Agent Services. The Transfer Agent will accept subscriptions as set forth-In the Prospectus and Statement of Additional Information. In addition to subscription functions described elsewhere in this Agreement, the Transfer Agent will:
Sample 1
Subscription Agent Services. Designating an operational team to carry out Subscription Agent duties, including document review and execution of legal agreement, review of subscription form and communication materials, project management, and on-going project updates and reporting · Converting RMR shareholder file to Computershare’s Corporate Actions System · Coordinating the offering with the Depositary Trust Company · Interfacing with the Information Agent · Calculating Rights to be distributed to each shareholder and · Printing shareholder information on the subscription form · Coordinating the mailing of subscription materials to shareholders with the Information Agent · Tracking and reporting the number of subscriptions made, as required · Processing rights received and exercised · Selling rights as requested by shareholders · Depositing participant checks and wires daily · Providing daily receipt summation of funds received · Prorating subscriptions as required · Forwarding funds to RMR at the end of the offering period · Calculating, issuing refund checks, if applicable · Requisitioning RMR shares · Calculating, issuing, mailing and collecting invoices, if applicable · Calculating, issuing and mailing of solicitation checks, if applicable
Sample 1
Subscription Agent Services 
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Related to Subscription Agent Services

  • Transfer Agent Services The Transfer Agent will perform the following services: In accordance with the procedures established from time to time by agreement between the Fund and the Transfer Agent, the Transfer Agent shall:

  • Duties of Subscription Agent 3.1 Agent shall issue the Rights in accordance with this Agreement in the names of the holders of the Common Stock of record on the Record Date, keep such records as are necessary for the purpose of recording such issuance(s), and furnish a copy of such records to Company.

  • Investment Services The Sub-Adviser will formulate and implement a continuous investment program for the Fund conforming to the investment objective, investment policies and restrictions of the Fund as set forth in the Prospectus and Statement of Additional Information of the Company as in effect from time to time (together, the "Registration Statement"), the Articles of Incorporation and By-laws of the Company, and any investment guidelines or other instructions received by the Sub-Adviser in writing from the Investment Manager from time to time. Any amendments to the foregoing documents will not be deemed effective with respect to the Sub-Adviser until the Sub-Adviser's receipt thereof. The appropriate officers and employees of the Sub-Adviser will be available to consult with the Investment Manager, the Company and the Directors at reasonable times and upon reasonable notice concerning the business of the Company, including valuations of securities which are not registered for public sale, not traded on any securities market or otherwise may be deemed illiquid for purposes of the ICA; provided it is understood that the Sub-Adviser is not responsible for daily pricing of the Fund's assets. Subject to the supervision and control of the Investment Manager, which in turn is subject to the supervision and control of the Directors, the Sub-Adviser in its discretion will determine which issuers and securities will be purchased, held, sold or exchanged by the Fund or otherwise represented in the Fund's investment portfolio from time to time and, subject to the provisions of paragraph 3 of this Agreement, will place orders with and give instructions to brokers, dealers and others for all such transactions and cause such transactions to be executed. Custody of the Fund will be maintained by a custodian bank (the "Custodian") and the Investment Manager will authorize the Custodian to honor orders and instructions by employees of the Sub-Adviser designated by the Sub-Adviser to settle transactions in respect of the Fund. No assets may be withdrawn from the Fund other than for settlement of transactions on behalf of the Fund except upon the written authorization of appropriate officers of the Company who shall have been certified as such by proper authorities of the Company prior to the withdrawal. The Sub-Adviser will not be responsible for the provision of administrative, bookkeeping or accounting services to the Fund except as specifically provided herein, as required by the ICA or the Advisers Act or as may be necessary for the Sub-Adviser to supply to the Investment Manager, the Fund or the Fund's shareholders the information required to be provided by the Sub-Adviser hereunder. Any records maintained hereunder shall be the property of the Fund and surrendered promptly upon request. In furnishing the services under this Agreement, the Sub-Adviser will comply with and use its best efforts to enable the Fund to conform to the requirements of: (i) the ICA and the regulations promulgated thereunder; (ii) Subchapter M of the Internal Revenue Code and the regulations promulgated thereunder; (iii) other applicable provisions of state or federal law; (iv) the Articles of Incorporation and By-laws of the Company; (v) policies and determinations of the Company and the Investment Manager provided to the Sub-Adviser in writing; (vi) the fundamental and non-fundamental investment policies and restrictions applicable to the Fund, as set out in the Registration Statement of the Company in effect, or as such investment policies and restrictions from time to time may be amended by the Fund's shareholders or the Directors and communicated to the Sub-Adviser in writing; (vii) the Registration Statement; and (viii) investment guidelines or other instructions received in writing from the Investment Manager. Notwithstanding the foregoing, the Sub-Adviser shall have no responsibility to monitor compliance with limitations or restrictions for which information from the Investment Manager or its authorized agents is required to enable the Sub-Adviser to monitor compliance with such limitations or restrictions unless such information is provided to the Sub-adviser in writing. The Sub-Adviser shall supervise and monitor the activities of its representatives, personnel and agents in connection with the investment program of the Fund. Nothing in this Agreement shall be implied to prevent the Investment Manager from engaging other sub-advisers to provide investment advice and other services to the Fund or to series or portfolios of the Company for which the Sub-Adviser does not provide such services, or to prevent the Investment Manager from providing such services itself in relation to the Fund or such other series or portfolios. The Sub-Adviser shall be responsible for the preparation and filing of Schedule 13-G and Form 13-F on behalf of the Fund. The Sub-Adviser shall not be responsible for the preparation or filing of any other reports required of the Fund by any governmental or regulatory agency, except as expressly agreed in writing.

  • Investment Management Services (a) The Manager shall manage the Fund’s assets subject to and in accordance with the investment objectives and policies of the Fund and any directions which the Trust’s Board of Trustees may issue from time to time. In pursuance of the foregoing, the Manager shall make all determinations with respect to the investment of the Fund’s assets and the purchase and sale of its investment securities, and shall take such steps as may be necessary to implement the same. Such determinations and services shall include determining the manner in which any voting rights, rights to consent to corporate action and any other rights pertaining to the Fund’s investment securities shall be exercised. The Manager shall render or cause to be rendered regular reports to the Trust, at regular meetings of its Board of Trustees and at such other times as may be reasonably requested by the Trust’s Board of Trustees, of (i) the decisions made with respect to the investment of the Fund’s assets and the purchase and sale of its investment securities, (ii) the reasons for such decisions and (iii) the extent to which those decisions have been implemented.

  • Services as Placement Agent 1.1 EVD will act as Placement Agent of the Trust Interests covered by the Trust's registration statement then in effect under the 1940 Act. In acting as Placement Agent under this Placement Agent Agreement, neither EVD nor its employees or any agents thereof shall make any offer or sale of Trust Interests in a manner which would require the Trust Interests to be registered under the Securities Act of 1933, as amended (the "1933 Act").

  • Asset Management Services (i) Real Estate and Related Services:

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