Common use of Submission of Orders Clause in Contracts

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 7 contracts

Samples: Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.)

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Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Nuveen Global Cities REIT, Inc.” Purchase orders which include a completed and executed Subscription Agreement in good order and instruments of payment received and processed by the Company at least five (5) business days prior to the close last business day of the New York Stock Exchange month (generally, 4:00 p.m. Eastern time; unless waived by the “close of business”Dealer Manager) on any business day will be executed at the price per share as of the class of shares being purchased calculated at the end of such first business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with month (based on the procedures described in the Prospectusprior month’s transaction price). Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 6 contracts

Samples: Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.), Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.), Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the an Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the such Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Xxxx LaSalle Income Property Fund Trust, Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Primary Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Participating Broker-Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 4 contracts

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer Subscription Agreement for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchase, which must be at least the minimum purchase amount set forth Offered Shares. Except as otherwise permitted by the Fund or permitted in the Prospectus, there shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares. Those persons who purchase Minimum subsequent purchases of Offered Shares will shall be instructed by the Dealer to make their instruments of payment payable to or $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallyFund’s DRP, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus, and as otherwise permitted by the Fund. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Investors who purchase Offered Shares shall make their checks payable to “FS Global Credit Opportunities Fund—ADV.” Each investor desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its Subscription Payment for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory proceduresSubscription Payment and make payment for the aggregate amount of the subscription proceeds made payable to “FS Global Credit Opportunities Fund—ADV.” The Selected Dealer hereby agrees to be bound by the terms of the Escrow Agreement, dated March 29, 2016 (the “Escrow Agreement”), by and among the Dealer Manager, UMB Bank, N.A., as escrow agent (the “Escrow Agent”), and the Fund. If the Processing Broker-Dealer conducts its internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments are received from subscribers, Eligibility Forms and instruments of payment will be transmitted then, by the end noon of the next business day following receipt thereof by the Processing Broker-Dealer, the Processing Broker-Dealer will transmit the Subscription Agreements and Subscription Payments for deposit to Dividend Capital Diversified Property the Fund Inc. as set forth in or its designated agent. If the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and Processing Broker-Dealer conducts its internal supervisory review is conducted at a different location, Eligibility Forms location than the location at which Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review Subscription Payments are received from subscribers (the “Final Review Office”), Subscription Agreements and Subscription Payments will be transmitted by the Processing Broker-Dealer to the Final Review Office by noon of the next business day following receipt thereof by the Processing Broker-Dealer. The Final Review Office will in turn, by the end noon of the next business day following receipt thereof by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments for deposit to Dividend Capital Diversified Property the Fund Inc. or its designated agent. Selected Dealer understands that the Fund reserves the unconditional right to reject any order for any reason or no reason at all. Notwithstanding the foregoing, with respect to any Offered Shares to be purchased by a custodial account, the Processing Broker-Dealer shall cause the custodian of such account to deliver a completed Subscription Agreement and Subscription Payment for such account directly to the Fund’s transfer agent. The Processing Broker-Dealer shall furnish with each delivery of Subscription Payments a list of the related subscribers showing for each subscriber his, her or its name, address, social security number or tax identification number, as set forth in applicable, state of residence, amount of Offered Shares subscribed for and the Eligibility Form or as otherwise directed by the Companyamount of money paid for such Offered Shares.

Appears in 4 contracts

Samples: Selected Dealer Agreement (FS Global Credit Opportunities Fund - ADV), Selected Dealer Agreement (FS Global Credit Opportunities Fund - ADV), Selected Dealer Agreement (FS Global Credit Opportunities Fund - ADV)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Selling Group Member to make their checks or wire transfers (“instruments of payment”) payable to the Company. Purchase orders which include (i) instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company at least two (2) business days prior to the close first calendar day of the New York Stock Exchange month and (generally, 4:00 p.m. Eastern time; ii) a completed and executed Subscription Agreement in good order received by the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until Company at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectus. If month (unless waived by the Dealer receives an Eligibility Form Manager) will be executed as of the first calendar day of the month (based on the prior month’s transaction price per share of the applicable share). Any redemption requests must be made in accordance with the applicable procedures described in the Company’s offering document, the Company’s share redemption program and applicable law, rules and regulations. The parties acknowledge and agree that a redemption request is not received in “good order” unless the redemption request and all required documentation is complete and received by the Company’s transfer agent by the applicable redemption request deadline described in the Company’s offering document or otherwise specified by the Company in writing. The Selling Group Member will return any instrument of payment it receives not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment instructions directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments Instruments of payment received by the Dealer which Selling Group Member that conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following proceduresmethods: Where, pursuant to the DealerSelling Group Member’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms subscription documents and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer Selling Group Member for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form Company or as otherwise directed by the Companyits agent. Where, pursuant to the DealerSelling Group Member’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer Selling Group Member to the office of the Dealer Selling Group Member conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, turn by the end of the next business day following receipt by the Final Review Office, Office transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form Company or as otherwise directed by the Companyits agent.

Appears in 3 contracts

Samples: Dealer Manager Agreement (Cottonwood Communities, Inc.), Dealer Manager Agreement (Cottonwood Communities, Inc.), Dealer Manager Agreement (Cottonwood Communities, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement substantially in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) for the purchase price of the Offered Shares. The Dealer Manager shall ensure that any Selected Dealer shall only offer to sell and accept Subscription Agreements and Subscription Payments for classes of Offered Shares that it is authorized to sell pursuant to the Selected Dealer Agreement (including any schedules or exhibits thereto) and in accordance with the amount of such person’s purchase, which must be at least the minimum purchase amount offering terms and conditions as set forth in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of any combination of Class A, Class D, or Class T Offered Shares will be instructed by of $5,000, and a minimum initial purchase of Class I Offered Shares of $500,000 (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Additional purchases of payment payable to Class A, Class D or Class T Offered Shares shall be in increments of $500 per transaction, or in increments of $50,000 in Class I Offered Shares per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallyDRP, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Any minimum purchase amount may be waived in the close sole discretion of business on any business daythe Corporation. Prior to the Corporation meeting the Minimum Offering, or persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Investment Corporation IV.” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “FS Investment Corporation IV.” After meeting the Minimum Offering described throughout the Prospectus, the Corporation will sell the Offered Shares on a day that is not a business day, will be executed continuous basis at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, prices and in accordance with the procedures offering terms and conditions set forth in and subject to any adjustment described or otherwise provided in the Prospectus. Subscribers Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives receive fractional Offered Shares. The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, or for a class of Offered Shares that such Processing Broker-Dealer is not authorized to sell, or for a sale of Offered Shares not meeting the Dealer offering terms and conditions set forth in the Prospectus, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 3 contracts

Samples: Dealer Manager Agreement (FS Investment Corp IV), Dealer Manager Agreement (FS Investment Corp IV), Dealer Manager Agreement (FS Investment Corp IV)

Submission of Orders. 6.1 Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility agreement in the form attached as an appendix to the Prospectus and provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified UMB Bank, as Escrow Agent for RREEF Property Fund Trust, Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “RREEF Property Trust, Inc.”; provided, however, that investors residing in jurisdictions requiring higher minimum offering amounts will continue to be instructed to make their instruments of payment payable to or for the benefit of “UMB Bank, as Escrow Agent for RREEF Property Trust, Inc.” until the Company has received subscriptions for the applicable minimum offering amount, as described in the Prospectus. Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share Share of the class of shares Shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share Share of the class of shares Shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Primary Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the final Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 3 contracts

Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close of business on any business dayCorporation meeting the Minimum Offering, or persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Investment Corporation III.” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Investment Corporation III.” After meeting the Minimum Offering described throughout the Prospectus, the Corporation will sell the Offered Shares on a day that is not continuous basis at a business dayprice of $10.00 per Offered Share, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures subject to any adjustment described or otherwise provided in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy “Plan of Distribution” section of the Prospectus. If Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check or wire transfer for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in aggregate amount of the Eligibility Form or as otherwise directed by the Company. Where, pursuant subscription proceeds made payable (1) prior to the Dealer’s internal supervisory proceduresCorporation raising the Minimum Offering, final to “UMB Bank, N.A., as escrow agent for FS Investment Corporation III” and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer (2) subsequent to the office of Corporation raising the Dealer conducting such final internal supervisory review (the Minimum Offering, to Final Review OfficeUMB Bank, N.A., as agent for FS Investment Corporation III.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 3 contracts

Samples: Selected Dealer Agreement (FS Investment Corp III), Selected Dealer Agreement (FS Investment Corp III), Selected Dealer Agreement (FS Investment Corp III)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified BNY Mellon Investment Servicing (US) Inc., as Escrow Agent for Clarion Property Fund Trust Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Clarion Property Trust Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Primary Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Participating Broker-Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 3 contracts

Samples: Dealer Manager Agreement (Clarion Partners Property Trust Inc.), Dealer Manager Agreement (Clarion Property Trust Inc.), Dealer Manager Agreement (Clarion Property Trust Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement substantially in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Participating Broker-Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase The Dealer Manager shall ensure that any Participating Broker-Dealer shall only offer to sell and accept Subscription Agreements and Subscription Payments for Offered Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described offering terms and conditions as set forth in the Prospectus. Purchase orders received and processed after Prior to the close of business on any business dayCorporation meeting the Minimum Offering, or persons who purchase Offered Shares shall make their Subscription Payments payable to “UMB Bank, N.A., as Escrow Agent for Owl Rock Technology Income Corp.” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their Subscription Payments payable to “UMB Bank, N.A., as Escrow Agent for Owl Rock Technology Income Corp.” After meeting the Minimum Offering described throughout the Prospectus, the Corporation will sell the Offered Shares on a day that is not a business day, will be executed continuous basis at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, prices and in accordance with the procedures offering terms and conditions set forth in and subject to any adjustment described or otherwise provided in the Prospectus. Subscribers Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives receive fractional Offered Shares. The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, or for a sale of Offered Shares not meeting the Dealer offering terms and conditions set forth in the Prospectus, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 3 contracts

Samples: Dealer Manager Agreement (Owl Rock Technology Income Corp.), Dealer Manager Agreement (Owl Rock Technology Income Corp.), Dealer Manager Agreement (Owl Rock Technology Income Corp.)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Xxxx LaSalle Income Property Fund Trust, Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Primary Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Participating Broker-Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 3 contracts

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Selected Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Selected Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund UMB Bank, N.A., as Escrow Agent for Apollo Realty Income Solutions, Inc.” Purchase orders received as described in the Prospectus and processed Subscription Agreement for any Offering in which there is a minimum offering contingency described in the Prospectus, including any continuing escrow obligations imposed by certain states as described in the Company prior to the close of the New York Stock Exchange Prospectus (generally, 4:00 p.m. Eastern time; the “close of businessMinimum Offering”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of that has not yet been satisfied. If no such business day plus, for Class A shares only, Minimum Offering is applicable selling commissions, or has already been satisfied in accordance with the procedures described in Prospectus, then those persons who purchase Shares will be instructed by the ProspectusSelected Dealer to make their instruments of payment payable to or for the benefit of “Apollo Realty Income Solutions, Inc.” after the escrow period. Purchase orders that include (a) instruments of payment received by the Company at least two (2) business days prior to the first calendar day of the month and processed after (b) a completed and executed Subscription Agreement in good order received by the close Company at least five (5) business days prior to the first calendar day of business on any business day, or on a day that is not a business day, the month (unless waived by the Dealer Manager) will be executed at the price per share as of the class first calendar day of shares being purchased calculated at each month (based on the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectusprior month’s transaction price). Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. Any repurchase requests must be made in accordance with the applicable procedures described in the Company’s offering document, the Company’s Share Repurchase Plan (as defined below), and applicable law, rules, and regulations. The parties acknowledge and agree that a repurchase request is not received in good order unless the repurchase request and all required documentation is complete and received by the Company’s transfer agent by the applicable repurchase request deadline described in the Company’s offering document or otherwise specified by the Company in writing. If the Selected Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, as further described in the Prospectus the Selected Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Selected Dealer which that conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: procedures set forth below. Where, pursuant to the Selected Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Selected Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth the escrow agent described in the Eligibility Form Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or as otherwise directed by has been satisfied in accordance with the Company. WhereProspectus, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreement and instruments of payment will be transmitted by the end of the next business day following receipt by the Selected Dealer to the Company or its agent as set forth in the Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Selected Dealer’s internal supervisory procedures, final internal supervisory review is conducted at a different location, Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Selected Dealer to the office of the Selected Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or has been satisfied in accordance with the Prospectus, then the Final Review Office will, by the end of the next business day following receipt by the Final Review Office, transmit such Subscription Agreement and instruments of payment to the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 3 contracts

Samples: Form of Selected Dealer Agreement (Apollo Realty Income Solutions, Inc.), Form of Selected Dealer Agreement (Apollo Realty Income Solutions, Inc.), Form of Selected Dealer Agreement (Apollo Realty Income Solutions, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to Selected Dealer or Dealer Manager, as the Dealer case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Corporation raising gross offering proceeds of business on any business day, or on a day that is $2,500,000 from persons not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance affiliated with the procedures described Corporation or the Adviser (the “Minimum Offering”), persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Investment Corporation III.” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Investment Corporation III.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal If Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to Selected Dealer, in which case Selected Dealer will collect the proceeds of received investor funds will be the subscriber’s check and issue a check for the aggregate amount of the subscription proceeds made in accordance with the following procedures: Where, pursuant payable to the Dealer’s internal supervisory proceduresorder of “UMB Bank, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribersN.A., Eligibility Forms and instruments of payment will as agent for FS Investment Corporation III.” Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated [ ], final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2013 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”) and the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyCorporation.

Appears in 3 contracts

Samples: Selected Dealer Agreement (FS Investment Corp III), Selected Dealer Agreement (FS Investment Corp III), Selected Dealer Agreement (FS Investment Corp III)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering agreement (the each, a Eligibility FormSubscription Agreement”) and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount (as calculated in accordance with the procedures described in the Prospectus) set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.Ares Strategic Income Fund.” Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until Fund at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth and (ii) a completed and executed Subscription Agreement in good order received by the Fund at least five (5) business days prior to the first calendar day of the month (unless waived by the Intermediary Manager) will be executed as of the first calendar day of the month (based on the NAV per Share as determined as of the previous day, being the last day of the preceding month). Any tender offer requests must be made in accordance with the applicable procedures described in the Fund’s Registration Statement, the Fund’s Share Repurchase Program described in the Registration Statement (the “Plan”), and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is not received in “good order” unless the tender offer and all required documentation is complete and received by the Fund’s transfer agent by the applicable tender offer deadline described in the Fund’s tender offer documents or otherwise specified by the Fund in writing. Subscription Agreements and instruments of payment will be transmitted by the Intermediary Manager to the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which there is a minimum offering requirement contingency described in the Prospectus (“Minimum Offering”) that has not yet been satisfied or, after any such Minimum Offering is satisfied or if no such Minimum Offering is applicable to an Offering, to the Fund, as soon as practicable, but in any event by the end of the second business day following receipt by the Intermediary Manager. If the Dealer Broker receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer Broker shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer Broker which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.:

Appears in 3 contracts

Samples: Intermediary Manager Agreement (Ares Strategic Income Fund), Intermediary Manager Agreement (Ares Strategic Income Fund), Selected Intermediary Agreement (Ares Strategic Income Fund)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount Except as set forth in the Prospectus. Those below, those persons who purchase Shares shall be instructed by the Dealer to make their checks payable to or wire transfer directed to “[•], as Escrow Agent for Rodin Income Trust, Inc.” After the Company meets the Minimum Offering requirement of $2,000,000, subscribers will be instructed by the Dealer to make their instruments of payment checks payable to or to send wire transfers for the benefit account of “Dividend Capital Diversified Property Fund Rodin Income Trust, Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on Any Dealer receiving a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment check not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form and instrument of payment check directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment Checks received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: . Where, pursuant to the a Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms subscription documents and instruments of payment checks are initially received from subscribers, Eligibility Forms and instruments of payment checks will be transmitted by the end of the next business day following receipt of the subscription documents and the check by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the escrow agent or, after the Minimum Offering has been achieved, to the Company or to such other account or agent as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the a Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different locationlocation (the “Final Review Office”), Eligibility Forms subscription documents and instruments of payment checks will be transmitted to the Final Review Office by the end of the next business day following receipt of the subscription documents and check by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”)Dealer. The Final Review Office will in turn, transmit such subscription documents and checks by the end of the next business day following receipt by the Final Review OfficeOffice to the escrow agent or, transmit after the Minimum Offering has been achieved, to the Company or to such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. other account or agent as set forth in the Eligibility Form or as otherwise directed by the Company. Dealer agrees to be bound by the terms of the Escrow Agreement executed as of , 2016, by [•], as Escrow Agent, the Dealer Manager and the Company. Dealers shall deliver checks and completed subscription documents required to be sent to the escrow agent pursuant to this Section II via overnight courier to [•], as Escrow Agent for Rodin Income Trust, Inc., Attention: [•].

Appears in 3 contracts

Samples: Selected Dealer Agreement (Rodin Income Trust, Inc.), Selected Dealer Agreement (Rodin Income Trust, Inc.), Rodin Income Trust, Inc.

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer Subscription Agreement for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchase, which must be at least the minimum purchase amount set forth Offered Shares. Except as otherwise permitted by the Fund or permitted in the Prospectus, there shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares. Those persons who purchase Minimum subsequent purchases of Offered Shares will shall be instructed by the Dealer to make their instruments of payment payable to or $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallyFund’s DRP, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus, and as otherwise permitted by the Fund. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Investors who purchase Offered Shares shall make their checks payable to “FS Global Credit Opportunities Fund—T.” Each investor desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its Subscription Payment for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory proceduresSubscription Payment and make payment for the aggregate amount of the subscription proceeds made payable to “FS Global Credit Opportunities Fund—T.” The Selected Dealer hereby agrees to be bound by the terms of the Escrow Agreement, dated March 29, 2016 (the “Escrow Agreement”), by and among the Dealer Manager, UMB Bank, N.A., as escrow agent (the “Escrow Agent”), and the Fund. If the Processing Broker-Dealer conducts its internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments are received from subscribers, Eligibility Forms and instruments of payment will be transmitted then, by the end noon of the next business day following receipt thereof by the Processing Broker-Dealer, the Processing Broker-Dealer will transmit the Subscription Agreements and Subscription Payments for deposit to Dividend Capital Diversified Property the Fund Inc. as set forth in or its designated agent. If the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and Processing Broker-Dealer conducts its internal supervisory review is conducted at a different location, Eligibility Forms location than the location at which Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review Subscription Payments are received from subscribers (the “Final Review Office”), Subscription Agreements and Subscription Payments will be transmitted by the Processing Broker-Dealer to the Final Review Office by noon of the next business day following receipt thereof by the Processing Broker-Dealer. The Final Review Office will in turn, by the end noon of the next business day following receipt thereof by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments for deposit to Dividend Capital Diversified Property the Fund Inc. or its designated agent. Selected Dealer understands that the Fund reserves the unconditional right to reject any order for any reason or no reason at all. Notwithstanding the foregoing, with respect to any Offered Shares to be purchased by a custodial account, the Processing Broker-Dealer shall cause the custodian of such account to deliver a completed Subscription Agreement and Subscription Payment for such account directly to the Fund’s transfer agent. The Processing Broker-Dealer shall furnish with each delivery of Subscription Payments a list of the related subscribers showing for each subscriber his, her or its name, address, social security number or tax identification number, as set forth in applicable, state of residence, amount of Offered Shares subscribed for and the Eligibility Form or as otherwise directed by the Companyamount of money paid for such Offered Shares.

Appears in 2 contracts

Samples: Selected Dealer Agreement (FS Global Credit Opportunities Fund - T), Selected Dealer Agreement (FS Global Credit Opportunities Fund - T)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the ProspectusPrivate Placement Memorandum. Those persons who purchase Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Starwood Credit Real Estate Income Trust”. Purchase orders that include a completed and executed Subscription Agreement in good order and instruments of payment received and processed by the Company Trust at least five (5) business days prior to the close last business day of the New York Stock Exchange month (generally, 4:00 p.m. Eastern time; unless waived by the “close of business”Dealer Manager) on any business day will be executed at the price per share as of the class of shares being purchased calculated at the end of such business first calendar day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with month (based on the procedures described in the Prospectusprior month’s transaction price). Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the ProspectusPrivate Placement Memorandum. If the Participating Broker-Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which that conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: procedures set forth below. Where, pursuant to the Participating Broker-Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by Participating Broker-Dealer to the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. Trust or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the CompanyTrust. Where, pursuant to the Participating Broker-Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Participating Broker-Dealer to the office of the Participating Broker-Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turnwill, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Trust or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the CompanyTrust.

Appears in 2 contracts

Samples: Dealer Manager Agreement (Starwood Credit Real Estate Income Trust), Dealer Manager Agreement (Starwood Credit Real Estate Income Trust)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the ProspectusPrivate Placement Memorandum. Those persons who purchase Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” North Haven Net REIT”. Purchase orders that include a completed and executed Subscription Agreement in good order and instruments of payment received and processed by the Company Trust at least five (5) business days prior to the close first business day of the New York Stock Exchange month (generally, 4:00 p.m. Eastern time; unless waived by the “close of business”Dealer Manager) on any business day will be executed at the price per share as of the class of shares being purchased calculated at the end of such business first calendar day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with month (based on the procedures described in the Prospectusprior month’s transaction price). Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the ProspectusPrivate Placement Memorandum. If the Participating Broker-Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which that conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: procedures set forth below. Where, pursuant to the Participating Broker-Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by Participating Broker-Dealer to the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. Trust or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the CompanyTrust. Where, pursuant to the Participating Broker-Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Participating Broker-Dealer to the office of the Participating Broker-Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turnwill, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Trust or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the CompanyTrust.

Appears in 2 contracts

Samples: Dealer Manager Agreement (North Haven Net REIT), Dealer Manager Agreement (North Haven Net REIT)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons Persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified RREEF Property Fund Trust, Inc.” Purchase orders Subscriptions received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; , which is referred to herein as the “close of business”) on any business day will be executed at the price per share of Share for the class of shares Shares being purchased (which purchase price will equal the NAV per Share for such class) calculated at the end of such business day day, plus, for Class A shares Shares and Class T Shares only, any applicable selling commissions, in accordance with the procedures described in the Prospectus, and, for Class T Shares only, an up-front dealer manager fee. Purchase orders Subscriptions received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of Share for the class of shares Shares being purchased calculated at the end of the next business day day, plus, for Class A shares Shares and Class T Shares only, any applicable selling commissions, in accordance with the procedures described in the Prospectus, and, for Class T Shares only, an up-front dealer manager fee. Subscribers A purchaser will be contractually obligated to purchase Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business on the date the subscription is received by the Company. In accordance with state securities regulations, investors may not submit an initial purchase order subscription until at least five (5) business days after the date on which the subscriber receives such investor has received a copy of the final Prospectus. If the Participating Broker-Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 2 contracts

Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Agreement (RREEF Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription an eligibility form provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified [ ], as Escrow Agent for Clarion Property Fund Trust Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Clarion Property Trust Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Dealer Manager Agreement (Clarion Property Trust Inc.), Dealer Manager Agreement (Clarion Property Trust Inc.)

Submission of Orders. Each The Dealer Manager will require in its agreements with each Dealer that each Dealer comply with the submission of orders procedures set forth in the form of Participating Dealer Agreement attached as Exhibit “A” to this Agreement. Although it is anticipated that the distribution process will be facilitated in all instances through the Dealers, to the extent the Dealer Manager is involved in the distribution process other than through a Dealer, the Dealer Manager will comply with such submission of orders procedures, and will require each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility agreement in the form filed as an appendix to the Prospectus (a “Subscription Agreement”) in the form provided by the Company to each the Dealer Manager for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer Manager or as otherwise directed by the Dealer Manager such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares Subscription Agreements and instruments of payment will be instructed transmitted by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior Manager to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures escrow agent described in the Prospectus. Purchase orders received Prospectus and processed Subscription Agreement for any Offering in which there is a minimum offering contingency described in the Prospectus (“Minimum Offering”) that has not yet been satisfied or, after any such Minimum Offering is satisfied or if no such Minimum Offering is applicable to an Offering, to the close of business on Company, as soon as practicable, but in any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at event by the end of the next second business day plus, for Class A shares only, applicable selling commissions, in accordance with following receipt by the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the ProspectusDealer Manager. If the Dealer Manager receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructionsinstructions set forth in the form of Participating Dealer Agreement, the Dealer Manager shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments Instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds rejected subscribers will be made in accordance with the following procedures: Where, pursuant promptly returned to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from such subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.), Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Company to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close of business on any business dayCompany meeting the Minimum Offering, or persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for VII Peaks-KBR Co-Optivist Income BDC II, Inc.” Subsequent to the Company raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “VII Peaks-KBR Co-Optivist Income BDC II, Inc.” After meeting the Minimum Offering described throughout the Prospectus, the Company will sell the Offered Shares on a day that is not continuous basis at a business dayprice of $10.00 per Offered Share, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures subject to any adjustment described or otherwise provided in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy “Plan of Distribution” section of the Prospectus. If Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company13.

Appears in 2 contracts

Samples: Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.)

Submission of Orders. 13.1. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Participating Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $10,000 in Offered Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described except as otherwise indicated in the Prospectus. Purchase orders received and processed after the close of business on any business day, or in any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Offered Shares shall be $500 per transaction. Persons who purchase Offered Shares shall make their checks payable to “Triton Pacific Investment Corporation, Inc.” The Company will sell the Offered Shares on a day continuous basis at a price of $15.00 per Offered Share, subject to any adjustment to ensure that Offered Shares are not sold at a price, after deduction of selling commissions and the Dealer Manager Fee, that is not a business day, will be executed at the price below net asset value per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Offered Share. Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of five business days following receipt by the next business day following its receiptProcessing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company13.

Appears in 2 contracts

Samples: Participating Dealer Agreement (Triton Pacific Investment Corporation, Inc.), Participating Dealer Agreement (Triton Pacific Investment Corporation, Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription an eligibility form provided by the Company to the Distributor and each Participating Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer Distributor or Participating Dealer, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) payable to “NorthEnd Income Property Trust Inc.” in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial A purchaser will be contractually obligated to purchase Primary Shares in the aggregate dollar amount of the purchaser’s order until at least five (5) as of the close of business days on the date the order is received by the Company but will have the right to rescind the sale if the purchaser or the purchaser’s financial advisor notifies the Company or the Distributor in writing of the cancellation of such order prior to the close of business on the fifth business day after the date on which the subscriber receives a copy of order is received by the ProspectusCompany. In accordance with state securities regulations, orders will not be executed before the fifth business day following the date the order is received by the Company. If the Processing Broker-Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Processing Broker-Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer. Eligibility Forms and instruments of payment received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 2 contracts

Samples: Distribution Agreement (NorthEnd Income Property Trust Inc.), Distribution Agreement (NorthEnd Income Property Trust Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to the Dealer Manager and each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Total Realty Trust Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A W shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A W shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted in care of the Dealer Manager by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Total Realty Trust Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.Total Realty Trust Inc.

Appears in 2 contracts

Samples: Form of Selected Dealer Agreement (Dividend Capital Total Realty Trust Inc.), Form of Selected Dealer Agreement (Dividend Capital Total Realty Trust Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which there is a minimum offering contingency described in the Prospectus (the Dividend Capital Diversified Property Fund Minimum Offering”) that has not yet been satisfied. If no such Minimum Offering is applicable or has already been satisfied in accordance with the Prospectus, then those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Blackstone Real Estate Income Trust, Inc.” Purchase orders which include a completed and executed Subscription Agreement in good order and instruments of payment received and processed by the Company at least five (5) business days prior to the close last business day of the New York Stock Exchange month (generally, 4:00 p.m. Eastern time; unless waived by the “close of business”Dealer Manager) on any business day will be executed at the price per share as of the class of shares being purchased calculated at the end of such first business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with month (based on the procedures described in the Prospectusprior month’s transaction price). Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or has been satisfied in accordance with the Prospectus, then Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or has been satisfied in accordance with the Prospectus, then the Final Review Office will, by the end of the next business day following receipt by the Final Review Office, transmit such Subscription Agreements and instruments of payment to the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Selected Dealer Agreement (Blackstone Real Estate Income Trust, Inc.), Selected Dealer Agreement (Blackstone Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment checks payable to “UMB Bank, N.A., Escrow Agent for Xxxxxxx-Benefit Street Partners BDC Corp.” where appropriate, or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior directly to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed Xxxxxxx-Benefit Street Partners BDC Corp. after the close of business on any business day, or on Minimum Offering has been achieved. Any Dealer receiving a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment check not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form and instrument of payment check directly to such subscriber not later than the end noon Eastern Time of the next business day following its receipt. Eligibility Forms and instruments of payment Checks received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section Article II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms subscription documents and instruments of payment checks are received from subscribers, Eligibility Forms and instruments of payment checks will be transmitted by the end noon Eastern Time of the next business day following receipt by the Dealer to the Company for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form with an escrow agent, where appropriate, or as otherwise directed by for deposit directly with the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment checks will be transmitted by the end noon Eastern Time of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, turn transmit by the end 5:00 pm Eastern Time of the next business day following receipt at a different location by the Final Review OfficeOffice such checks to the Company for deposit with an escrow agent, transmit where appropriate, or for deposit directly with the Company. Dealers understand that the Company reserves the unconditional right to reject any order, in whole or in part, for any or no reason. Notwithstanding the foregoing, with respect to any offered Shares to be purchased by a custodial account, the processing broker-dealer shall cause the custodian of such Eligibility Forms account to deliver a completed subscription agreement and instruments of subscription payment for deposit such account directly to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by transfer agent. The processing broker-dealer shall furnish with each delivery of subscription payments a list of the Companysubscribers showing the name, address, tax identification number, state of residence, amount of offered Shares subscribed for, and the amount of money paid.

Appears in 2 contracts

Samples: Participating Dealer Agreement (Griffin-Benefit Street Partners BDC Corp.), Participating Dealer Agreement (Griffin-Benefit Street Partners BDC Corp.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by Dealer to make their instruments of payment payable to or for the benefit of the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which there is a minimum offering contingency described in the Prospectus (the “Minimum Offering”) that has not yet been satisfied. If no such Minimum Offering is applicable or has already been satisfied in accordance with the Prospectus, then those persons who purchase Shares will be instructed by Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Starwood Real Estate Income Trust, Inc.” Purchase The Dealer Manager or the Company shall notify Dealer at least five (5) business days prior to the date Dealer must provide to the Company instruments of payment to fund subscriber purchase orders solely for the initial issuance of Shares in connection with the satisfaction of any applicable Minimum Offering contingency. On the date specified in the notice, Dealer shall deliver such instruments of payment in the amount of the transaction price (as defined in Section 3 below) and applicable selling commissions and dealer manager fees for all subscribers’ purchases for deposit to the escrow account. Selling commissions and dealer manager fees may be delivered to a separate bank account as agent or trustee for the persons who have the beneficial interests therein rather than the escrow account. After the Minimum Offering is satisfied, purchase orders which include a completed and executed Subscription Agreement in good order and instruments of payment received and processed by the Company at least five (5) business days prior to the close last business day of the New York Stock Exchange month (generally, 4:00 p.m. Eastern time; unless waived by the “close of business”Dealer Manager) on any business day will be executed at the price per share as of the class of shares being purchased calculated at the end of such first business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with month (based on the procedures described in the Prospectusprior month’s transaction price). Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth the escrow agent described in the Eligibility Form Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or as otherwise directed by has been satisfied in accordance with the Company. WhereProspectus, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms then Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by Dealer to the Company or its agent as set forth in the Subscription Agreement or as otherwise directed by the Company. Where, pursuant to Dealer’s internal supervisory procedures, final internal supervisory review is conducted at a different location, Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or has been satisfied in accordance with the Prospectus, then the Final Review Office will, by the end of the next business day following receipt by the Final Review Office, transmit such Subscription Agreements and instruments of payment to the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Selected Dealer Agreement (Starwood Real Estate Income Trust, Inc.), Selected Dealer Agreement (Starwood Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility agreement, whether in paper form or, solely to the extent authorized in writing by the Dealer Manager, electronic form, provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons Persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified RREEF Property Fund Trust, Inc.” Purchase orders Subscriptions received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; , which is referred to herein as the “close of business”) on any business day will be executed at the price per share of Share for the class of shares Shares being purchased (which purchase price will equal the NAV per Share for such class) calculated at the end of such business day day, plus, for Class A shares A, Class T, Class S and Class T2 Shares only, any applicable selling commissions, in accordance with the procedures described in the Prospectus, and, for Class T and Class T2 Shares only, an up-front dealer manager fee. Purchase orders Subscriptions received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of Share for the class of shares Shares being purchased calculated at the end of the next business day day, plus, for Class A shares A, Class T, Class S and Class T2 Shares only, any applicable selling commissions, in accordance with the procedures described in the Prospectus, and, for Class T and Class T2 Shares only, an up-front dealer manager fee. Subscribers A purchaser will be contractually obligated to purchase Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business on the date the subscription is received by the Company, in paper form or, solely to the extent authorized in writing by the Dealer-Manager, electronic form. In accordance with state securities regulations, investors may not submit an initial purchase order subscription until at least five (5) business days after the date on which the subscriber receives such investor has received a copy of the final Prospectus. If Participating Broker-Dealer receives a Subscription Agreement, whether in paper form or, solely to the extent authorized in writing by the Dealer receives an Eligibility Form Manager, electronic form, or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return reject, in the case of an electronic Subscription Agreement, or return, in the case of a paper Subscription Agreement, such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 2 contracts

Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Company to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after the close of business on any business dayPersons who purchase Offered Shares shall make their checks payable to “VII Peaks Co-Optivist Income BDC II, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Inc.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Selected Dealer Agreement (VII Peaks Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Fund to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received Prior to the Fund meeting the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Energy and processed after Power Fund.” Subsequent to the close of business on any business dayFund raising the Minimum Offering, or persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Energy and Power Fund.” After meeting the Minimum Offering described throughout the Prospectus, the Fund will sell the Offered Shares on a day that is not continuous basis at a business dayprice of $10.00 per Offered Share, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures subject to any adjustment described or otherwise provided in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy “Plan of Distribution” section of the Prospectus. If Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check or wire transfer for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in aggregate amount of the Eligibility Form or as otherwise directed by the Company. Where, pursuant subscription proceeds made payable (1) prior to the Dealer’s internal supervisory proceduresFund raising the Minimum Offering, final to “UMB Bank, N.A., as escrow agent for FS Energy and internal supervisory review is conducted at a different location, Eligibility Forms Power Fund” and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer (2) subsequent to the office of Fund raising the Dealer conducting such final internal supervisory review (the Minimum Offering, to Final Review OfficeUMB Bank, N.A., as agent for FS Energy and Power Fund.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Selected Dealer Agreement (FS Energy & Power Fund), Selected Dealer Agreement (FS Energy & Power Fund)

Submission of Orders. Each The Dealer Manager will require in its agreements with each Dealer that each Dealer comply with the submission of orders procedures set forth in the form of Selected Dealer Agreement attached as Exhibit “A” to this Agreement. If the Dealer Manager is involved in the distribution process other than through a Dealer, the Dealer Manager will comply with such submission of orders procedures, and will require each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form in the form provided by the Company to each the Dealer Manager for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer Manager or as otherwise directed by the Dealer Manager such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares Eligibility Forms and instruments of payment will be instructed transmitted by the Dealer Manager to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed Inc. as soon as practicable, but in any event by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next second business day plus, for Class A shares only, applicable selling commissions, in accordance with following receipt by the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the ProspectusDealer Manager. If the Dealer Manager receives an Eligibility Form or instrument of payment not conforming to the foregoing instructionsinstructions set forth in the form of Selected Dealer Agreement, the Dealer Manager shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments Instruments of payment received by the Dealer which conform of rejected subscribers will be promptly returned to such subscribers. If the foregoing instructions correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall be transmitted for deposit pursuant to one constitute a binding agreement between us as of the methods described in this Section IIdate first above written. Transmittal of received investor funds will be made in accordance with the following proceduresVery truly yours, DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC. By: WhereXxxxxxx X. Xxxxxxx, pursuant Chief Executive Officer Accepted and agreed to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end as of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Wheredate first above written: DIVIDEND CAPITAL SECURITIES LLC By: Xxxxxxx Xxxxxx, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”President Schedule 1 Registration Statement(s). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the an Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft or wire transfer (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Lang LaSalle Income Property Fund Trust, Inc.” Purchase orders received Participating Broker-Dealer acknowledges and agrees that it shall only submit to the Company a Subscription Agreement for a person who has been in receipt of the Prospectus for at least five business days prior to the date that it submits the Subscription Agreement to the Company. Subscriptions processed and accepted by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; , referred to herein as the “close of business”) on any business day will be executed at the price NAV per share of for the class of shares being purchased calculated at as of that day and as posted on the end of such business day plusCompany’s website, for Class A shares only, plus any applicable selling commissions, in accordance with the procedures commissions described in the Prospectus. Purchase orders received Subscriptions processed and processed accepted by the Company after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of for the class of shares being purchased calculated at the end as of the next following business day plusday, for Class A shares only, plus any applicable selling commissions, in accordance with the procedures commissions described in the Prospectus. Subscribers may not submit an initial A purchaser will be contractually obligated to purchase order until at least five (5) Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business days after on the date on which the subscriber subscription is accepted by the Company. If Participating Broker-Dealer receives a copy of the Prospectus. If the Dealer receives an Eligibility Form Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 2 contracts

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close of business on any business dayCorporation meeting the Minimum Offering, or persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Investment Corporation II.” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Investment Corporation II.” After meeting the Minimum Offering described throughout the Prospectus, the Corporation will sell the Offered Shares on a day that is not continuous basis at a business dayprice of $10.00 per Offered Share, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures subject to any adjustment described or otherwise provided in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy “Plan of Distribution” section of the Prospectus. If Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check or wire transfer for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in aggregate amount of the Eligibility Form or as otherwise directed by the Company. Where, pursuant subscription proceeds made payable (1) prior to the Dealer’s internal supervisory proceduresCorporation raising the Minimum Offering, final to “UMB Bank, N.A., as escrow agent for FS Investment Corporation II” and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer (2) subsequent to the office of Corporation raising the Dealer conducting such final internal supervisory review (the Minimum Offering, to Final Review OfficeUMB Bank, N.A., as agent for FS Investment Corporation II.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Selected Dealer Agreement (FS Investment Corp II), Selected Dealer Agreement (FS Investment Corp II)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received the escrow agent as described in the Prospectus and processed by Subscription Agreement for the Company prior to Offering if the close of minimum offering requirement described in the New York Stock Exchange Prospectus (generally, 4:00 p.m. Eastern time; the “close of businessMinimum Offering Requirement”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of has not yet been satisfied. If such business day plus, for Class A shares only, applicable selling commissions, Minimum Offering Requirement has already been satisfied in accordance with the procedures described Prospectus, then those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Oaktree Real Estate Income Trust, Inc.” Prior to the Minimum Offering Requirement being met, purchase orders that include a completed and executed Subscription Agreement in good order and instruments of payment received by the Prospectus. Purchase orders received and processed after Company at least five business days prior to the close of business on any business day, or on a day that date escrow is not a business day, broken (unless waived by the Dealer Manager) will be executed at the price per share as of the class date escrow is broken (based on the initial offering price). After the Minimum Offering Requirement is met, purchase orders that include a completed and executed Subscription Agreement in good order and instruments of shares being purchased calculated at payment received by the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until Company at least five (5) business days after prior to the date on which first calendar day of any month (unless waived by the subscriber receives a copy Dealer Manager) will be executed as of the Prospectusfirst business day of such month (based on the prior month’s transaction price). If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next two (2) business day days following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with one of the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.applicable:

Appears in 2 contracts

Samples: Dealer Manager Agreement (Oaktree Real Estate Income Trust, Inc.), Form of Selected Dealer Agreement (Oaktree Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.Oaktree Strategic Credit Fund.” Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth and (ii) a completed and executed Subscription Agreement in good order received by the Company at least five (5) business days prior to the first calendar day of the month (unless waived by the Distribution Manager) will be executed as of the first calendar day of the month (based on the NAV per share as determined as of the previous day, being the last day of the preceding month). The parties acknowledge and agree that a Subscription Agreement is not received in “good order” unless it has been executed and completed with appropriate responses. In addition, any tender offer requests must be made in accordance with the applicable procedures described in the Company’s Registration Statement, the Company’s Share Repurchase Program described in the Registration Statement (the “Plan”), the applicable offer to purchase and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is not received in “good order” unless the tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. If the Dealer Broker receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer Broker shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer Broker which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.:

Appears in 2 contracts

Samples: Selected Intermediary Agreement (Oaktree Strategic Credit Fund), Selected Intermediary Agreement (Oaktree Strategic Credit Fund)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to Selected Dealer or Dealer Manager, as the Dealer case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft or wire transfer (hereinafter referred to as a instrument of paymentSubscription Payment”) for the purchase price of the Offered Shares. Selected Dealer shall only offer to sell and accept completed Subscription Agreements and Subscription Payments for classes of Offered Shares that it is authorized to sell on Schedule 1 to this Agreement and in accordance with the amount of such person’s purchase, which must be at least the minimum purchase amount offering terms and conditions as set forth in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Class D, Class M, Class T and Class T-C Offered Shares will be instructed by and of $1,000,000 for Class I Offered Shares (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Company to the Dealer to make their instruments Manager). Additional purchases of payment payable to or Offered Shares shall be in increments of $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange Company’s distribution reinvestment plan (generally“DRP”), 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Any minimum purchase amount may be waived in the close of business on any business day, or on a day that is not a business day, will be executed at the price per share discretion of the class of shares being purchased calculated at Company’s board or the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Adviser. Persons who purchase Offered Shares shall make their checks payable to “FS Credit Real Estate Income Trust.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructionsinstructions or for a class of Offered Shares that such Processing Broker-Dealer is not authorized to sell on Schedule 1 of this Agreement, or for a sale of Offered Shares not meeting the Dealer offering terms and conditions of the Prospectus, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal If Selected Dealer instructs its customers to make its check for Offered Shares subscribed for payable directly to Selected Dealer, in which case Selected Dealer will collect the proceeds of received investor funds will be the subscriber’s check and issue a check for the aggregate amount of the subscription proceeds made in accordance with the following procedures: Where, pursuant payable to the Dealer’s internal supervisory procedures, internal supervisory review order of “FS Credit Real Estate Income Trust,” Selected Dealer represents that it is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company$250,000” broker dealer.

Appears in 2 contracts

Samples: Selected Dealer Agreement (FS Credit Real Estate Income Trust, Inc.), Selected Dealer Agreement (FS Credit Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft or wire transfer (hereinafter referred to as a instrument of paymentSubscription Payment”) for the purchase price of the Offered Shares. Selected Dealer shall only offer to sell and accept completed Subscription Agreements and Subscription Payments for classes of Offered Shares that it is authorized to sell on Schedule 1 to this Agreement and in accordance with the amount of such person’s purchase, which must be at least the minimum purchase amount offering terms and conditions as set forth in the Prospectus. Those persons Persons who purchase Offered Shares will be instructed by the Dealer to shall make their instruments of payment checks payable to or “FS Credit Real Estate Income Trust.” Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for the benefit a certain dollar amount, rather than a number of “Dividend Capital Diversified Property Fund Inc.” Offered Shares and, as a result, may receive fractional Offered Shares. Purchase orders which include a completed and executed Subscription Agreement in good order received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectus. If month (unless waived by the Dealer receives an Eligibility Form Manager or instrument otherwise agreed to herein) will be executed as of payment the first calendar day of the month. Selected Dealer receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructionsinstructions or for a class of Offered Shares that Selected Dealer is not authorized to sell on Schedule 1 of this Agreement, or for a sale of Offered Shares not meeting the Dealer offering terms and conditions of the Prospectus, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by Selected Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Selected Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal If Selected Dealer instructs its customers to make its check for Offered Shares subscribed for payable directly to Selected Dealer, in which case Selected Dealer will collect the proceeds of received investor funds will be the subscriber’s check and issue a check for the aggregate amount of the subscription proceeds made in accordance with the following procedures: Where, pursuant payable to the Dealer’s internal supervisory procedures, internal supervisory review order of “FS Credit Real Estate Income Trust,” Selected Dealer represents that it is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company$250,000” broker dealer.

Appears in 2 contracts

Samples: Selected Dealer Agreement (FS Credit Real Estate Income Trust, Inc.), Dealer Manager Agreement (FS Credit Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Company to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Company raising gross offering proceeds of business on any business day, or on a day that is $1,000,000 from persons not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance affiliated with the procedures described Company or the Adviser (the “Minimum Offering”), persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for VII Peaks-KBR Co-Optivist Income BDC II, Inc.” Subsequent to the Company raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “VII Peaks-KBR Co-Optivist Income BDC II, Inc.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement substantially in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons The Dealer Manager shall ensure that any Selected Dealer shall only offer to sell and accept Subscription Agreements and Subscription Payments for classes of Offered Shares that it is authorized to sell pursuant to the Selected Dealer Agreement (including any schedules or exhibits thereto) and in accordance with the offering terms and conditions as set forth in the Prospectus. Persons who purchase Offered Shares will be instructed by the Dealer to shall make their instruments of payment payable to or for the benefit of Dividend Capital Diversified Property Fund Inc.FS Credit Real Estate Income Trust.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Offered Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If The Company will sell the Offered Shares on a continuous basis at prices and in accordance with the offering terms and conditions set forth in and subject to any adjustment described or otherwise provided in the Prospectus. Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, or for a class of Offered Shares that such Processing Broker-Dealer is not authorized to sell, or for a sale of Offered Shares not meeting the Dealer offering terms and conditions set forth in the Prospectus, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 2 contracts

Samples: Selected Dealer Agreement (FS Credit Real Estate Income Trust, Inc.), Selected Dealer Agreement (FS Credit Real Estate Income Trust, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order for the purchase price of the Offered Shares (a instrument of paymentSubscription Payment) in ). Except as otherwise permitted by the amount of such person’s purchase, which must be at least the minimum purchase amount set forth Fund or indicated in the Prospectus, there shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares. Those persons who purchase Minimum subsequent purchases of Offered Shares will shall be instructed by the Dealer to make their instruments of payment payable to or $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallyFund’s DRP, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or as otherwise permitted by the Fund. Investors who purchase Offered Shares shall make their checks payable to “FS Global Credit Opportunities Fund—ADV.” The Fund will sell the Offered Shares at an initial public offering price equal to the NAV per common share of FSGCO on the date of the initial weekly closing in the Offering and, thereafter, the Fund will sell the Offered Shares on a day that is not continuous basis at a business day, will be executed at public offering price equal to the price Fund’s then current NAV per share Common Share. In no event shall the aggregate Distribution Fees exceed 2.0% of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described gross offering proceeds received in the ProspectusOffering. Subscribers Each investor desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives receive fractional Offered Shares. The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check or wire transfer for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end aggregate amount of the next business day following receipt by the Dealer subscription proceeds made payable to the office of the Dealer conducting such final internal supervisory review (the Final Review OfficeFS Global Credit Opportunities Fund—ADV.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Global Credit Opportunities Fund - ADV)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend SS&C GIDS, Inc./Kxxxxxx Xxxxx Capital Diversified Property Fund Inc.Company - Escrow Account,Purchase during the escrow period and “Kxxxxxx Xxxxx Capital Company” following the escrow period. Investors may only purchase our Common Shares pursuant to accepted subscription orders received and processed by the Company prior to the close as of the New York Stock Exchange first day of each month (generally, 4:00 p.m. Eastern time; based on the “close of business”) on any business day will be executed at the price NAV per share as determined as of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business previous day, or on a being the last day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end preceding month), and to be accepted, a subscription request must be made with a completed and executed subscription agreement in good order and payment of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial full purchase order until price of our Common Shares being subscribed at least five (5) business days after prior to the date on which the subscriber receives a copy first day of the Prospectusmonth. If the Dealer receives an Eligibility Form or instrument of payment not conforming a purchase order is received less than five (5) business days prior to the foregoing instructionsfirst day of the month, unless waived by the Managing Dealer, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of purchase order will be executed in the next business day following its receiptmonth’s closing at the transaction price applicable to that month. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will Any tender offer requests must be made in accordance with the following procedures: Whereapplicable procedures described in the Company’s Registration Statement, pursuant to the DealerCompany’s internal supervisory proceduresShare Repurchase Program described in the Registration Statement (the “Plan”), internal supervisory review and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is conducted at not received in “good order” unless the same location at which Eligibility Forms tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. Bxxxxx agrees, upon receipt of any and all checks, drafts, money orders or other instruments of payment are received from subscribersprospective purchasers of shares, Eligibility Forms and instruments of payment will be transmitted by the end to transmit same, together with a copy of the next business day following receipt by executed Subscription Agreement or copy of the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Wheresignature page of such agreement, pursuant which conforms to the Dealer’s internal supervisory foregoing instructions and stating among other things, the name of the purchaser, current address, and the amount of the investment, in accordance with the following procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by unless otherwise agreed with the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.Managing Dealer:

Appears in 1 contract

Samples: Managing Dealer Agreement (Kennedy Lewis Capital Co)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Subscription Eligibility Form”) and to deliver to the Participating Broker-Dealer such completed and executed Subscription Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified BNY Mellon Investment Servicing (US) Inc., as Escrow Agent for Clarion Property Fund Trust Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Clarion Property Trust Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of for the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of for the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Agreement (Clarion Partners Property Trust Inc.)

Submission of Orders. Each The Dealer Manager will require in its agreements with each Dealer that each Dealer comply with the submission of orders procedures set forth in the form of Selected Dealer Agreement attached as Exhibit “A” to this Agreement. Notwithstanding the foregoing, the Dealer Manager may authorize certain Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks or wire transfers (“instruments of payment”) for Shares subscribed for payable directly to the Dealer or authorize a debit from the customer’s account maintained with the Dealer for the amount of Shares subscribed for by the customer. In such case, the Dealer will collect the proceeds of the subscribers’ instruments of payment and debits and transmit funds to the Company or its designated agent. The procedures for the transmittal of instruments of payment of $250,000 broker-dealers will be set forth in the agreements between the $250,000 broker-dealer and the Dealer Manager. If the Dealer Manager is involved in the distribution process other than through a Dealer, the Dealer Manager will comply with such submission of orders procedures, and will require each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form in the form provided by the Company to each the Dealer Manager for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer Manager or as otherwise directed by the Dealer Manager such completed and executed Eligibility Form together with a check or wire transfer (“an instrument of payment”) payment in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares Eligibility Forms and instruments of payment will be instructed transmitted by the Dealer Manager to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generallyas soon as practicable, 4:00 p.m. Eastern time; the “close of business”) on but in any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at event by the end of the next second business day plus, for Class A shares only, applicable selling commissions, in accordance with following receipt by the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the ProspectusDealer Manager. If the Dealer Manager receives an Eligibility Form or instrument of payment not conforming to the foregoing instructionsinstructions set forth in the form of Selected Dealer Agreement, the Dealer Manager shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments Instruments of payment received by the Dealer which conform of rejected subscribers will be promptly returned to such subscribers. ​ ​ If the foregoing instructions correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall be transmitted for deposit pursuant to one constitute a binding agreement between us as of the methods described in this Section IIdate first above written. Transmittal of received investor funds will be made in accordance with the following proceduresXxxxxx ​ ​​ ​​​​ ​ Very truly yours, ​ ​ ​ ARES REAL ESTATE INCOME TRUST INC. ​ By: Where/s/ XXXXXX X. XXXXXXX ​ ​ Name: Xxxxxx X. Xxxxxxx ​ ​ Title: Managing Director, pursuant Chief Financial Officer & Treasurer ​ ​ ​ ​ ​ ​ By: /s/ XXXXX XXXXXXXX ​ ​ Name: Xxxxx Xxxxxxxx ​ ​ Title: Managing Director, Co-Chief Executive Officer Accepted and agreed to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end as of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Wheredate first above written: ARES WEALTH MANAGEMENT SOLUTIONS, pursuant to the Dealer’s internal supervisory proceduresLLC By: /s/ XXXXX XXXXXXX Name: Xxxxx Xxxxxxx ​ ​ Title: Managing Director, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”Chief Executive Officer ​ ​ Schedule 1 Registration Statement(s). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Ares Real Estate Income Trust Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer Subscription Agreement for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchase, which must be at least the minimum purchase amount set forth Offered Shares. Except as otherwise permitted by the Fund or permitted in the Prospectus, there shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares. Those persons who purchase Minimum subsequent purchases of Offered Shares will shall be instructed by the Dealer to make their instruments of payment payable to or $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallyFund’s DRP, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus, and as otherwise permitted by the Fund. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Investors who purchase Offered Shares shall make their checks payable to “FS Global Credit Opportunities Fund—T2.” Each investor desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its Subscription Payment for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory proceduresSubscription Payment and make payment for the aggregate amount of the subscription proceeds made payable to “FS Global Credit Opportunities Fund—T2.” The Selected Dealer hereby agrees to be bound by the terms of the Escrow Agreement, dated March 31, 2017 (the “Escrow Agreement”), by and among the Dealer Manager, UMB Bank, N.A., as escrow agent (the “Escrow Agent”), and the Fund. If the Processing Broker-Dealer conducts its internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments are received from subscribers, Eligibility Forms and instruments of payment will be transmitted then, by the end noon of the next business day following receipt thereof by the Processing Broker-Dealer, the Processing Broker-Dealer will transmit the Subscription Agreements and Subscription Payments for deposit to Dividend Capital Diversified Property the Fund Inc. as set forth in or its designated agent. If the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and Processing Broker-Dealer conducts its internal supervisory review is conducted at a different location, Eligibility Forms location than the location at which Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review Subscription Payments are received from subscribers (the “Final Review Office”), Subscription Agreements and Subscription Payments will be transmitted by the Processing Broker-Dealer to the Final Review Office by noon of the next business day following receipt thereof by the Processing Broker-Dealer. The Final Review Office will in turn, by the end noon of the next business day following receipt thereof by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments for deposit to Dividend Capital Diversified Property the Fund Inc. or its designated agent. Selected Dealer understands that the Fund reserves the unconditional right to reject any order for any reason or no reason at all. Notwithstanding the foregoing, with respect to any Offered Shares to be purchased by a custodial account, the Processing Broker-Dealer shall cause the custodian of such account to deliver a completed Subscription Agreement and Subscription Payment for such account directly to the Fund’s transfer agent. The Processing Broker-Dealer shall furnish with each delivery of Subscription Payments a list of the related subscribers showing for each subscriber his, her or its name, address, social security number or tax identification number, as set forth in applicable, state of residence, amount of Offered Shares subscribed for and the Eligibility Form or as otherwise directed by the Companyamount of money paid for such Offered Shares.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Global Credit Opportunities Fund-T2)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which there is a minimum offering contingency described in the Prospectus (the Dividend Capital Diversified Property Fund Minimum Offering”) that has not yet been satisfied. If no such Minimum Offering is applicable or has already been satisfied in accordance with the Prospectus, then those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Blackstone Real Estate Income Trust, Inc.” Purchase orders which include a completed and executed Subscription Agreement in good order and instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth (unless waived by the Dealer Manager) will be executed as of the first business day of the next month (based on the prior month’s transaction price). If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or has been satisfied in accordance with the Prospectus, then Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which a Minimum Offering is applicable and has not yet been satisfied. If no such Minimum Offering is applicable or has been satisfied in accordance with the Prospectus, then the Final Review Office will, by the end of the next business day following receipt by the Final Review Office, transmit such Subscription Agreements and instruments of payment to the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (Blackstone Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer Selected RIA such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the ProspectusProspectus unless waived by the Company. Those persons who purchase Shares will be instructed by the Dealer Selected RIA to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Nuveen Global Cities REIT, Inc.” Purchase orders which include a completed and executed Subscription Agreement in good order and instruments of payment received and processed by the Company at least five (5) business days prior to the close last business day of the New York Stock Exchange month (generally, 4:00 p.m. Eastern time; unless waived by the “close of business”Dealer Manager) on any business day will be executed at the price per share as of the class of shares being purchased calculated at the end of such first business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with month (based on the procedures described in the Prospectusprior month’s transaction price). Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer Selected RIA receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer Selected RIA shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer Selected RIA which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the DealerSelected RIA’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements in good form and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer Selected RIA for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the DealerSelected RIA’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements in good form and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer Selected RIA to the office of the Dealer Selected RIA conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order for the purchase price of the Offered Shares (a instrument of paymentSubscription Payment) in ). Except as otherwise permitted by the amount of such person’s purchase, which must be at least the minimum purchase amount set forth Fund or indicated in the Prospectus, there shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares. Those persons who purchase Minimum subsequent purchases of Offered Shares will shall be instructed by the Dealer to make their instruments of payment payable to or $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallyFund’s DRP, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or as otherwise permitted by the Fund. Investors who purchase Offered Shares shall make their checks payable to “FS Global Credit Opportunities Fund—T2.” The Fund will sell the Offered Shares at an initial public offering price equal to the NAV per common share of FSGCO on the date of the initial weekly closing in the Offering, plus Selling Commissions and the Dealer Manager Fee of up to 3.0% and 1.0%, respectively, of the Fund’s public offering price per Common Share and, thereafter, the Fund will sell the Offered Shares on a day that is not continuous basis at a business daypublic offering price equal to the Fund’s then current NAV per Common Share, will be executed at plus Selling Commissions and the Dealer Manager Fee of up to 3.0% and 1.0%, respectively, of the Fund’s public offering price per share of the class of shares being purchased calculated at the end of the next business day plusCommon Share, subject to adjustment for Class A shares only, applicable selling commissions, in accordance with the procedures any discounts described or otherwise provided in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy “Plan of Distribution” section of the Prospectus. If In no event shall the aggregate underwriting compensation from all sources (determined in accordance with applicable FINRA rules), including Selling Commissions, Dealer receives an Eligibility Form or instrument Manager Fees, Distribution Fees, Contingent Deferred Sales Charges and the reimbursement of payment training and educational expenses, bona fide due diligence expenses and the fees and expenses of legal counsel (except for reimbursement of “blue sky” fees) to participating FINRA members in connection with the Offering, exceed 8.0% of the gross offering proceeds received in the Offering. Each investor desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker- dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check or wire transfer for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end aggregate amount of the next business day following receipt by the Dealer subscription proceeds made payable to the office of the Dealer conducting such final internal supervisory review (the Final Review OfficeFS Global Credit Opportunities Fund—T2.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Global Credit Opportunities Fund-T2)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Subscription Eligibility Form”) and to deliver to the Participating Broker-Dealer such completed and executed Subscription Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified BNY Mellon Instrument Servicing (US) Inc., as Escrow Agent for Clarion Property Fund Trust Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Clarion Property Trust Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of for the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of for the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Agreement (Clarion Property Trust Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Manager or the Dealer to make their instruments of payment checks payable to or for the benefit of Dividend Capital Diversified Property Fund Prospect Floating Rate and Alternative Income Fund, Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on Any Dealer receiving a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment check not conforming to the foregoing instructions, the Dealer this instruction shall return such Eligibility Form and instrument of payment check directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment Checks received by the Dealer which conform to the foregoing instructions this instruction shall be transmitted by overnight mail to the Company for deposit pursuant along with a completed application, using the form provided by the Company. The Dealer Manager may authorize the Dealer if the Dealer is a “$250,000 broker-dealer” to one instruct its customers to make its checks for Shares subscribed for payable directly to the Dealer. In such case, the Dealer will collect the proceeds of the methods described in this Section IIsubscriber’s checks and issue a check for the aggregate amount of the subscription proceeds made payable to “Prospect Floating Rate and Alternative Income Fund, Inc.” Checks of rejected subscribers will be promptly returned to such subscribers. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms the subscription and instruments checks for purchase of payment Shares are initially received by Dealer from subscribers, Eligibility Forms Dealer shall transmit the subscription and instruments check for the purchase of payment Shares will be transmitted by the end of the next business day following receipt by the Dealer of the check and subscription to the Company for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by directly with the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different locationlocation (the “Final Review Office”), Eligibility Forms Dealer shall transmit the subscription and instruments checks for the purchase of payment will be transmitted Shares and subscription to the Final Review Office by the end of the next business day following Xxxxxx’s receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (subscription and check for the “Final Review Office”)purchase of Shares. The Final Review Office will in turnwill, by the end of the next business day following its receipt of the subscription and check for the purchase of Shares, forward both the subscription and check for the purchase of Shares to the Company for deposit directly with the Company. If requested by the Final Review OfficeCompany or the Dealer Manager, transmit such Eligibility Forms and instruments of payment the Dealer shall obtain from subscribers for deposit the Shares other documentation reasonably deemed by the Company or the Dealer Manager to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form be required under applicable law or as otherwise directed by may be necessary to reflect the Companypolicies of the Company or the Dealer Manager. Such documentation may include, without limitation, subscribers’ written acknowledgement and agreement to the privacy policies of the Company or the Dealer Manager.

Appears in 1 contract

Samples: Dealer Manager Agreement (Prospect Floating Rate & Alternative Income Fund, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Corporation raising gross offering proceeds of business on any business day, or on a day that is $2,500,000 from persons not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance affiliated with the procedures described Corporation or the Adviser (the “Minimum Offering”), persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Investment Corporation II.” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Investment Corporation II.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory procedurescheck and issue a check for the aggregate amount of the subscription proceeds made payable to the order of “UMB Bank, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribersN.A., Eligibility Forms and instruments of payment will as agent for FS Investment Corporation II.” The Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated January 23, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2012 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”) and the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyCorporation.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Investment Corp II)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Blackstone Real Estate Income Trust, Inc.” Purchase orders which include (i) instruments of payment received and processed by the Company at least two (2) business days prior to the close first calendar day of the New York Stock Exchange month and (generally, 4:00 p.m. Eastern time; ii) a completed and executed Subscription Agreement in good order received by the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until Company at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth (unless waived by the Dealer Manager) will be executed as of the first calendar day of the month (based on the prior month’s transaction price per share of the applicable share). Any repurchase requests must be made in accordance with the applicable procedures described in the Company’s offering document, the Company’s Share Repurchase Plan, and applicable law, rules and regulations. The parties acknowledge and agree that a repurchase request is not received in “good order’’ unless the repurchase request and all required documentation is complete and received by the Company’s transfer agent by the applicable repurchase request deadline described in the Company’s offering document or otherwise specified by the Company in writing. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (Blackstone Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of $10.00 per Share subscribed for, or such person’s purchase, which must be at least discounted purchase price per Share that may apply based upon the minimum purchase amount set forth available discounts specified in the Prospectus. Those There shall be a minimum initial purchase by any one purchaser of $2,000 of Shares (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Shares shall be $500 per transaction. Until such time as the Company has satisfied the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account (or such greater amount as may be applicable in respect of any greater escrow in respect of subscribers from any state), those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment checks payable to “[ ],” or a reasonable contractor or abbreviation thereof. Thereafter, those persons who purchase Shares will be instructed by the Dealer to make their checks payable to “[ ].” The Dealer Manager may authorize Dealer, if Dealer is a “$250,000 broker-dealer,” to instruct its customers to make its checks for Shares subscribed for payable directly to the Dealer, in which case the Dealer will collect the proceeds of the subscriber’s checks and issue a check made payable to the order of the Escrow Agent or the Company, as the case may be, for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close aggregate amount of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectussubscription proceeds. Purchase orders received Subscription Agreements and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument instruments of payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form and instrument of payment be returned directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Dealer Manager Agreement (O'Donnell Strategic Gateway REIT, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Xxxxx & Steers Income Opportunities REIT, Inc.” Purchase orders which include either a completed and executed Subscription Agreement in good order or a Subscription Confirmation (as defined below) (such Subscription Agreement and Subscription Confirmation are sometimes collectively referred to herein as “Subscription Documents”) received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until its transfer agent at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth (unless waived by the Dealer Manager) will be executed as of the first calendar day of the month (based on the prior month’s transaction price per share of the applicable share). For purposes of this Agreement, a “Subscription Confirmation” shall mean a written summary by the Dealer of all necessary information from a completed and executed Subscription Agreement in good order received by the Dealer. The Dealer hereby represents and warrants upon providing any such Subscription Confirmation to the Company or its transfer agent that the Dealer has received the completed and executed Subscription Agreement in good order and that the summary of information from such Subscription Agreement provided to the Company or its transfer agent is accurate. Upon request from the Company or its transfer agent, the Dealer covenants to promptly provide the Company and/or its transfer agent, as applicable, access to any completed and executed Subscription Agreement that is the subject of a Subscription Confirmation. Any repurchase requests must be made in accordance with the applicable procedures described in the Company’s offering document, the Company’s Share Repurchase Plan the (“Plan”), and applicable law, rules and regulations. The parties acknowledge and agree that a repurchase request is not received in “good order’’ unless the repurchase request and all required documentation is complete and received by the Company’s transfer agent by the applicable repurchase request deadline described in the Company’s offering document or otherwise specified by the Company in writing. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Cohen & Steers Income Opportunities REIT, Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Xxxx LaSalle Income Property Fund Trust, Inc.” Purchase orders Subscriptions received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of for the class of shares being purchased calculated at the end of such business day day, plus, for Class A shares Shares only, any applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Purchase orders Subscriptions received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of for the class of shares being purchased calculated at the end of the next business day day, plus, for Class A shares Shares only, any applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Subscribers A purchaser will be contractually obligated to purchase Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business on the date the subscription is received by the Company. In accordance with state securities regulations, investors may not submit an initial purchase order subscription until at least five (5) business days after the date on which the subscriber such investor has received a final prospectus. If Participating Broker-Dealer receives a copy of the Prospectus. If the Dealer receives an Eligibility Form Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by Until such time as the Company to each Dealer has received and accepted subscriptions for use in connection with the Offering at least $1,000,000 of Units (the “Eligibility FormMinimum Offering”) and to released the proceeds from such subscriptions from escrow (or such greater amount as may be applicable in respect of any greater escrow in respect of subscribers from any state), each prospective investor shall deliver to the Dealer such a completed and executed Eligibility Form signed copy of the Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit order of “Dividend Capital Diversified Property Fund Inc.California Bank & Trust – Escrow Holder for Redwood Mortgage Investors IX, LLC.Purchase orders received Following the receipt and processed acceptance by the Company prior to the close of the New York Stock Exchange (generallyMinimum Offering, 4:00 p.m. Eastern time; the a purchaser’s check shall be made payable to close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plusRedwood Mortgage Investors IX, for Class A shares onlyLLC” and remitted directly to Redwood Mortgage Investors IX, applicable selling commissionsLLC, in accordance 000 Xxxxxxxx Xxxx., Xxxxx 000, Xxxxxxx Xxxx, Xxxxxxxxxx 00000, Attention: Manager, together with the procedures described in the Prospectus. Purchase orders received Subscription Agreement and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end other above referenced documents by noon of the next business day plusafter your receipt. You shall ascertain that each Subscription Agreement and check submitted by a prospective purchaser of Units has been fully completed and properly executed by such prospective purchaser. The Managers, for Class A shares onlyno later than thirty (30) days after such receipt of such Subscription Agreement, applicable selling commissions, in accordance with shall determine whether they wish to accept the procedures described proposed purchaser as a member in the ProspectusCompany. Subscribers may not submit an initial purchase order until at least five It is understood that the Managers reserve the right to reject the tender of any Subscription Agreement for any reason whatsoever. Should the Managers determine to accept the tender of a Subscription Agreement, the Managers will promptly advise you of such action. Should the Managers determine to reject such tender, they will notify you of such determination within this thirty (530) business days after day period and will return to you the date on which tendered Subscription Agreement. The escrow agent or the subscriber receives Managers will return to you a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming check made payable to the foregoing instructions, proposed purchaser in the Dealer shall same amount as the proposed purchaser’s initial check. You agree to return such Eligibility Form this Subscription Agreement and instrument of payment directly check to such subscriber not later than the end prospective purchaser by noon of the next business day following its receiptday. Eligibility Forms and instruments of payment received by the Dealer You shall not be entitled to any commissions with respect to subscription offers which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Companyrejected.

Appears in 1 contract

Samples: Broker Dealer Agreement (Redwood Mortgage Investors IX)

Submission of Orders. 13.1. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement substantially in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Private Placement Memorandum and to deliver to the Participating Broker-Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Shares, which must be at least the minimum purchase amount set forth in the ProspectusPrivate Placement Memorandum. Those persons who purchase The Dealer Manager shall ensure that any Participating Broker-Dealer shall only offer to sell and accept Subscription Agreements and Subscription Payments for Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described offering terms and conditions as set forth in the ProspectusPrivate Placement Memorandum. Purchase orders received and processed after Persons who purchase Shares shall make their Subscription Payments payable to “UMB Bank, N.A., as Escrow Agent for Oak Street Net Lease Trust.” The Trust will sell the close of business on any business day, or Shares on a day that is not a business day, will be executed continuous basis at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, prices and in accordance with the procedures offering terms and conditions set forth in and subject to any adjustment described or otherwise provided in the ProspectusPrivate Placement Memorandum. Subscribers Each person desiring to purchase Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Shares and, as a result, may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives receive fractional Shares. The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, or for a sale of Shares not meeting the Dealer offering terms and conditions set forth in the Private Placement Memorandum, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Oak Street Net Lease Trust)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the ProspectusMemorandum, subject to any waiver of such minimum purchase amount for certain categories of purchasers in the discretion of the Company’s advisor (as described in the Memorandum). Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Xxxx LaSalle Income Property Fund Trust, Inc.” Purchase The purchase price for purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) business on any business day will be executed at the price NAV per share of the class of shares Shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the ProspectusMemorandum, plus, applicable selling commissions. Purchase orders received Subscriptions processed and processed accepted by the Company after the close of business on any business day, or on a day that is not a business day, will be executed at the price NAV per share of the class of shares Shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the ProspectusMemorandum, plus, applicable selling commissions. Subscribers may not submit an initial A purchaser will be contractually obligated to purchase order until at least five (5) Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business days after on the date on which the subscriber subscription is accepted by the Company. If Participating Broker-Dealer receives a copy of the Prospectus. If the Dealer receives an Eligibility Form Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Xxxx LaSalle Income Property Fund Trust, Inc.” Purchase orders received Subscriptions processed and processed accepted by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price NAV per share of for the class of shares being purchased calculated at as of that day and as posted on the end of such business day Company’s website, plus, for Class A shares Shares only, any applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received Subscriptions processed and processed accepted by the Company after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of for the class of shares being purchased calculated at the end as of the next following business day day, plus, for Class A shares Shares only, any applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial A purchaser will be contractually obligated to purchase order until at least five (5) Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business days after on the date on which the subscriber subscription is accepted by the Company. If Participating Broker-Dealer receives a copy of the Prospectus. If the Dealer receives an Eligibility Form Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to the escrow agent for the Company set forth in the Subscription Agreement and Prospectus or after the Minimum Offering has been achieved, to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase the Company. Prior to achievement of the Minimum Offering, purchase orders which include (i) instruments of payment received and processed by the Company at least two (2) business days prior to the close of the New York Stock Exchange date escrow is broken and (generally, 4:00 p.m. Eastern time; the ii) either (a) a completed and executed Subscription Agreement in good order or (b) a Subscription Confirmation (as defined below) (such Subscription Agreement and Subscription Confirmation are sometimes collectively referred to herein as close of businessSubscription Documents”) on any business day will be executed at received by the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, Company or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until its transfer agent at least five (5) business days after prior to the date on which escrow is broken (unless waived by the subscriber receives a copy Dealer Manager) will be executed as of the Prospectusdate escrow is broken (based on the initial offering price per share of the applicable share class). After achievement of the Minimum Offering, purchase orders which include (i) instruments of payment received by the Company at least two (2) business days prior to the first calendar day of the month and (ii) either (a) a completed and executed Subscription Agreement in good order or a Subscription Confirmation received by the Company or its transfer agent at least five (5) business days prior to the first calendar day of the month (unless waived by the Dealer Manager) will be executed as of the first calendar day of the month (based on the prior month’s transaction price per share of the applicable share class). For purposes of this Agreement, a “Subscription Confirmation” shall mean a written summary by the Dealer of all necessary information from a completed and executed Subscription Agreement in good order received by the Dealer. Dealer hereby represents upon providing any such Subscription Confirmation to the Company or its transfer agent that the Dealer has received the completed and executed Subscription Agreement in good order and that the summary of information from such Subscription Agreement provided to the Company or its transfer agent is accurate. Any repurchase requests must be made in accordance with the applicable procedures described in the Company’s offering document, the Company’s Share Repurchase Plan, and applicable law, rules and regulations. The parties acknowledge and agree that a repurchase request is not received in "good order'' unless the repurchase request and all required documentation is complete and received by the Company's transfer agent by the applicable repurchase request deadline described in the Company’s offering document or otherwise specified by the Company in writing. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s 's internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Documents and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. an escrow agent for the Company or, after the Minimum Offering has been achieved, the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s 's internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Documents and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the "Final Review Office"). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Documents and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. an escrow agent for the Company or, after the Minimum Offering has been achieved, the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (EQT Exeter Real Estate Income Trust Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Black Creek Diversified Property Fund Inc.” Purchase orders which include a completed and executed Eligibility Form in good order and instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth (unless waived by the Dealer Manager) will be executed as of the first calendar day of the next month (based on the prior month’s transaction price per share of the applicable share). If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s 's internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Black Creek Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s 's internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Black Creek Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.)

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Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to Selected Dealer or Dealer Manager, as the Dealer case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Corporation raising gross offering proceeds of business on any business day$2,500,000 (the “Minimum Offering”), or on a day that is not a business daypersons who purchase Offered Shares shall make their checks payable to “UMB Fund Services, will be executed at Inc., as agent for UMB Bank, N.A., as escrow agent for Freedom Capital Corporation.” Subsequent to the price per share of Corporation raising the class of shares being purchased calculated at the end of the next business day plusMinimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Fund Services, Inc., as agent for Class A shares onlyUMB Bank, applicable selling commissionsN.A., in accordance with the procedures described as agent for Freedom Capital Corporation.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal If Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to Selected Dealer, in which case Selected Dealer will collect the proceeds of received investor funds will be made in accordance with the following procedures: Where, pursuant subscriber’s check and issue a check for the aggregate amount of the subscription proceeds. Prior to the Dealer’s internal supervisory proceduresCorporation meeting the Minimum Offering, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments Selected Dealer shall make its checks payable to the order of payment are received from subscribers“UMB Fund Services, Eligibility Forms and instruments Inc., as agent for UMB Bank, N.A., as escrow agent for Freedom Capital Corporation.” Subsequent to the Corporation raising the Minimum Offering, the Selected Dealer shall make its checks payable to the order of payment will “UMB Fund Services, Inc., as agent for UMB Bank, N.A., as agent for Freedom Capital Corporation.” Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated [ ], final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2015 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”), the next business day following receipt by Dealer Manager and the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyCorporation.

Appears in 1 contract

Samples: Selected Dealer Agreement (Freedom Capital Corp/Md)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order for the purchase price of the Offered Shares (a instrument of paymentSubscription Payment) in ). Except as otherwise permitted by the amount of such person’s purchase, which must be at least the minimum purchase amount set forth Fund or indicated in the Prospectus, there shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares. Those persons who purchase Minimum subsequent purchases of Offered Shares will shall be instructed by the Dealer to make their instruments of payment payable to or $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallyFund’s DRP, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or as otherwise permitted by the Fund. Investors who purchase Offered Shares shall make their checks payable to “FS Global Credit Opportunities Fund—T.” The Fund will sell the Offered Shares at an initial public offering price equal to the NAV per common share of FSGCO on the date of the initial weekly closing in the Offering, plus Selling Commissions and the Dealer Manager Fee of up to 3.0% and 1.0%, respectively, of the Fund’s public offering price per Common Share and, thereafter, the Fund will sell the Offered Shares on a day that is not continuous basis at a business daypublic offering price equal to the Fund’s then current NAV per Common Share, will be executed at plus Selling Commissions and the Dealer Manager Fee of up to 3.0% and 1.0%, respectively, of the Fund’s public offering price per share of the class of shares being purchased calculated at the end of the next business day plusCommon Share, subject to adjustment for Class A shares only, applicable selling commissions, in accordance with the procedures any discounts described or otherwise provided in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy “Plan of Distribution” section of the Prospectus. If In no event shall the aggregate underwriting compensation from all sources (determined in accordance with applicable FINRA rules), including Selling Commissions, Dealer receives an Eligibility Form or instrument Manager Fees, Distribution Fees, Contingent Deferred Sales Charges and the reimbursement of payment training and educational expenses, bona fide due diligence expenses and the fees and expenses of legal counsel (except for reimbursement of “blue sky” fees) to participating FINRA members in connection with the Offering, exceed 8.0% of the gross offering proceeds received in the Offering. Each investor desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check or wire transfer for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end aggregate amount of the next business day following receipt by the Dealer subscription proceeds made payable to the office of the Dealer conducting such final internal supervisory review (the Final Review OfficeFS Global Credit Opportunities Fund—T.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Global Credit Opportunities Fund - T)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Total Realty Trust Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Total Realty Trust Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Total Realty Trust Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Form of Selected Dealer Agreement (Dividend Capital Total Realty Trust Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend SS&C GIDS, Inc./Xxxxxxx Xxxxx Capital Diversified Property Fund Inc.Company - Escrow Account,Purchase during the escrow period and “Xxxxxxx Xxxxx Capital Company” following the escrow period. Investors may only purchase our Common Shares pursuant to accepted subscription orders received and processed by the Company prior to the close as of the New York Stock Exchange first day of each month (generally, 4:00 p.m. Eastern time; based on the “close of business”) on any business day will be executed at the price NAV per share as determined as of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business previous day, or on a being the last day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end preceding month), and to be accepted, a subscription request must be made with a completed and executed subscription agreement in good order and payment of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial full purchase order until price of our Common Shares being subscribed at least five (5) business days after prior to the date on which the subscriber receives a copy first day of the Prospectusmonth. If the Dealer receives an Eligibility Form or instrument of payment not conforming a purchase order is received less than five (5) business days prior to the foregoing instructionsfirst day of the month, unless waived by the Managing Dealer, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of purchase order will be executed in the next business day following its receiptmonth’s closing at the transaction price applicable to that month. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will Any tender offer requests must be made in accordance with the following procedures: Whereapplicable procedures described in the Company’s Registration Statement, pursuant to the DealerCompany’s internal supervisory proceduresShare Repurchase Program described in the Registration Statement (the “Plan”), internal supervisory review and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is conducted at not received in “good order” unless the same location at which Eligibility Forms tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. Xxxxxx agrees, upon receipt of any and all checks, drafts, money orders or other instruments of payment are received from subscribersprospective purchasers of shares, Eligibility Forms and instruments of payment will be transmitted by the end to transmit same, together with a copy of the next business day following receipt by executed Subscription Agreement or copy of the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Wheresignature page of such agreement, pursuant which conforms to the Dealer’s internal supervisory foregoing instructions and stating among other things, the name of the purchaser, current address, and the amount of the investment, in accordance with the following procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by unless otherwise agreed with the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.Managing Dealer:

Appears in 1 contract

Samples: Managing Dealer Agreement (Kennedy Lewis Capital Co)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property U.S. Bank National Association/HPS Corporate Lending Fund Inc.- Escrow Account,during the escrow period and “HPS Corporate Lending Fund” following the escrow period. Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form month and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms (ii) a completed and instruments of payment executed Subscription Agreement in good order received by the Dealer which conform Company at least five (5) business days prior to the foregoing instructions shall be transmitted for deposit pursuant to one first calendar day of the methods described in this Section IImonth (unless waived by the Managing Dealer) will be executed as of the first calendar day of the month (based on the NAV per share as determined as of the previous day, being the last day of the preceding month). Transmittal of received investor funds will Any tender offer requests must be made in accordance with the following procedures: Whereapplicable procedures described in the Company’s Registration Statement, pursuant to the DealerCompany’s internal supervisory proceduresShare Repurchase Program described in the Registration Statement (the “Plan”), internal supervisory review and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is conducted at not received in “good order” unless the same location at which Eligibility Forms tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. Broker agrees, upon receipt of any and all checks, drafts, money orders or other instruments of payment are received from subscribersprospective purchasers of shares, Eligibility Forms and instruments of payment will be transmitted by the end to transmit same, together with a copy of the next business day following receipt by executed Subscription Agreement or copy of the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Wheresignature page of such agreement, pursuant which conforms to the Dealer’s internal supervisory foregoing instructions and stating among other things, the name of the purchaser, current address, and the amount of the investment, in accordance with the following procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by unless otherwise agreed with the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.Managing Dealer:

Appears in 1 contract

Samples: Managing Dealer Agreement (HPS Corporate Lending Fund)

Submission of Orders. 13.1. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Participating Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) for the purchase price of the Offered Shares, subject to any discount that may apply based upon the volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the amount of such person’s purchaseProspectus. Persons who purchase Offered Shares shall make their checks payable to “Prospect Flexible Income Fund, which must be Inc.” The Company will sell the Offered Shares on a continuous basis at least prices and in accordance with the minimum purchase amount offering terms and conditions set forth in the Prospectus. Those persons who purchase , subject to any adjustment to ensure that Offered Shares will be instructed by are not sold at a price, after deduction of selling commissions and the Dealer Manager Fee, that is below net asset value per Offered Share. Each person desiring to make their instruments purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of payment payable to or for the benefit Offered Shares and, as a result, may receive fractional Offered Shares. There shall be a minimum initial purchase by any one purchaser of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange $5,000 in Offered Shares (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described except as otherwise indicated in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at in any letter or memorandum from the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If Company to the Dealer receives an Eligibility Form or instrument Manager). Minimum subsequent purchases of payment Offered Shares shall be $500 per transaction. Persons who purchase Offered Shares shall make their checks payable to “Prospect Flexible Income Fund, Inc.” The Processing Broker-Dealer receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of five business days following receipt by the next business day following its receiptProcessing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company13.

Appears in 1 contract

Samples: Participating Dealer Agreement (Prospect Flexible Income Fund, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Nuveen Xxxxxxxxx Private Capital Diversified Property Fund Inc.Income Fund.” Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth and (ii) a completed and executed Subscription Agreement in good order received by the Company at least five (5) business days prior to the first calendar day of the month (unless waived by the Intermediary Manager) will be executed as of the first calendar day of the month (based on the NAV per share as determined as of the previous day, being the last day of the preceding month). Any tender offer requests must be made in accordance with the applicable procedures described in the Company’s Registration Statement, the Company’s Share Repurchase Program described in the Registration Statement (the “Plan”), and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is not received in “good order” unless the tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Intermediary Manager Agreement (Nuveen Churchill Private Capital Income Fund)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased or other special circumstances pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Offered Shares shall be $1,000 in Offered Shares per transaction. Persons who purchase Offered Shares will be instructed by the Dealer to shall make their instruments of payment checks payable to or “UMB Bank, N.A., as escrow agent for the benefit of “Dividend Capital Diversified Property Fund Xxxxxxx Capital, Inc.” Purchase orders received and processed by The Company will sell the Company prior Offered Shares on a continuous basis at a price of $10.00 per Offered Share, subject to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures certain discounts as described in the Prospectus. Purchase orders received , and processed further subject to any adjustment to ensure that Offered Shares are not sold at a price, after deduction of selling commissions and the close of business on any business dayDealer Manager Fee, or on a day that is not a business day, will be executed at the price below net asset value per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Offered Share. Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in aggregate amount of the Eligibility Form or as otherwise directed by the Company. Where, pursuant subscription proceeds made payable to the Dealer’s internal supervisory proceduresorder of “UMB Bank, final and internal supervisory review is conducted at a different locationN.A., Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Officeas escrow agent for Xxxxxxx Capital, Inc.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (Keating Capital Inc)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase Shares will be instructed by the Dealer to make their instruments any one purchaser of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange 500 shares (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described except as otherwise indicated in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business dayin any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Offered Shares shall be 100 shares per transaction. Persons who purchase Offered Shares shall make their checks payable to “ Xxxxxx Street Bank & Trust, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plusas escrow agent for Xxxxxxx Capital, for Class A shares only, applicable selling commissions, in accordance with the procedures described Inc. ” Each person desiring to purchase Offered Shares in the Prospectus. Subscribers may not Offering must submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives subscriptions for a copy of the Prospectus. If the specific share amount The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory procedures, internal supervisory review is conducted at check and issue a check for the same location at which Eligibility Forms and instruments aggregate amount of payment are received from subscribers, Eligibility Forms and instruments the subscription proceeds made payable to the order of payment will “Xxxxxxx Capital Escrow Account.” Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated ______, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2009 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Escrow Agent and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (Keating Capital Inc)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Nuveen Xxxxxxxxx Private Capital Diversified Property Fund Inc.Income Fund/ UMB Bank, N.A. – Escrow Accountduring the escrow period and “Nuveen Xxxxxxxxx Private Capital Income Fund” following the escrow period. Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth and (ii) a completed and executed Subscription Agreement in good order received by the Company at least five (5) business days prior to the first calendar day of the month (unless waived by the Intermediary Manager) will be executed as of the first calendar day of the month (based on the NAV per share as determined as of the previous day, being the last day of the preceding month). Any tender offer requests must be made in accordance with the applicable procedures described in the Company’s Registration Statement, the Company’s Share Repurchase Program described in the Registration Statement (the “Plan”), and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is not received in “good order” unless the tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Intermediary Manager Agreement (Nuveen Churchill Private Capital Income Fund)

Submission of Orders. Each person desiring to purchase Primary Shares in the an Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft or wire transfer (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Xxxx LaSalle Income Property Fund Trust, Inc.” Purchase orders received Participating Broker-Dealer acknowledges and agrees that it shall only submit to the Company a Subscription Agreement for a person who has been in receipt of the Prospectus for at least five business days prior to the date that it submits the Subscription Agreement to the Company. Subscriptions processed and accepted by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; , referred to herein as the “close of business”) on any business day will be executed at the price NAV per share of for the class of shares being purchased calculated at as of that day and as posted on the end of such business day plusCompany’s website, for Class A shares only, plus any applicable selling commissions, in accordance with the procedures commissions described in the Prospectus. Purchase orders received Subscriptions processed and processed accepted by the Company after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of for the class of shares being purchased calculated at the end as of the next following business day plusday, for Class A shares only, plus any applicable selling commissions, in accordance with the procedures commissions described in the Prospectus. Subscribers may not submit an initial A purchaser will be contractually obligated to purchase order until at least five (5) Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business days after on the date on which the subscriber subscription is accepted by the Company. If Participating Broker-Dealer receives a copy of the Prospectus. If the Dealer receives an Eligibility Form Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription an eligibility form provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified [ ], as Escrow Agent for Clarion Property Fund Trust Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Clarion Property Trust Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, plus applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, plus applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Agreement (Clarion Property Trust Inc.)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement substantially in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons The Dealer Manager shall ensure that any Selected Dealer shall only offer to sell and accept Subscription Agreements and Subscription Payments for classes of Offered Shares that it is authorized to sell pursuant to the Selected Dealer Agreement (including any schedules or exhibits thereto) and in accordance with the offering terms and conditions as set forth in the Prospectus. Persons who purchase Offered Shares will be instructed by the Dealer to shall make their instruments of payment payable to or for the benefit of Dividend Capital Diversified Property Fund Inc.FS Credit Real Estate Income Trust.” Purchase orders received and processed by the Company Corporation prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Offered Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If The Corporation will sell the Offered Shares on a continuous basis at prices and in accordance with the offering terms and conditions set forth in and subject to any adjustment described or otherwise provided in the Prospectus. Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, or for a class of Offered Shares that such Processing Broker-Dealer is not authorized to sell, or for a sale of Offered Shares not meeting the Dealer offering terms and conditions set forth in the Prospectus, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (FS Credit Real Estate Income Trust, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to Selected Dealer or Dealer Manager, as the Dealer case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Corporation raising gross offering proceeds of business on any business day$2,500,000 (the “Minimum Offering”), or on a day that is not a business daypersons who purchase Offered Shares shall make their checks payable to “UMB Fund Services, will be executed at Inc., as agent for UMB Bank, N.A., as escrow agent for Freedom Capital Corporation.” Subsequent to the price per share of Corporation raising the class of shares being purchased calculated at the end of the next business day plusMinimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Fund Services, Inc., as agent for Class A shares onlyUMB Bank, applicable selling commissionsN.A., in accordance with the procedures described as agent for Freedom Capital Corporation.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal If Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to Selected Dealer, in which case Selected Dealer will collect the proceeds of received investor funds will be made in accordance with the following procedures: Where, pursuant subscriber’s check and issue a check for the aggregate amount of the subscription proceeds. Prior to the Dealer’s internal supervisory proceduresCorporation meeting the Minimum Offering, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments Selected Dealer shall make its checks payable to the order of payment are received from subscribers“UMB Fund Services, Eligibility Forms and instruments Inc., as agent for UMB Bank, N.A., as escrow agent for Freedom Capital Corporation.” Subsequent to the Corporation raising the Minimum Offering, the Selected Dealer shall make its checks payable to the order of payment will “UMB Fund Services, Inc., as agent for UMB Bank, N.A., as agent for Freedom Capital Corporation.” Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated March 5, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2015 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”), the next business day following receipt by Dealer Manager and the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyCorporation.

Appears in 1 contract

Samples: Selected Dealer Agreement (Freedom Capital Corp/Md)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Corporation raising gross offering proceeds of business on any business day, or on a day that is $2,500,000 from persons not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance affiliated with the procedures described Corporation or the Adviser (the “Minimum Offering”), persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Investment Corporation II.” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Investment Corporation II.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory procedurescheck and issue a check for the aggregate amount of the subscription proceeds made payable to the order of “UMB Bank, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribersN.A., Eligibility Forms and instruments of payment will as agent for FS Investment Corporation II.” The Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated [ ], final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2012 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”) and the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyCorporation.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Investment Corp II)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”a) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who place orders for the purchase of Shares will be instructed by the Distributor or a Soliciting Dealer to make their instruments checks, drafts, wires, Automated Clearing House (ACH) or money orders (collectively, “Instruments of payment Payment”) payable to the order of [“[ ], Escrow Agent for The Gabelli Go Anywhere Trust,” or for a recognizable contraction or abbreviation thereof,] and the benefit Distributor or Soliciting Dealer may instruct such persons to remit their Instruments of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior Payment directly to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the ProspectusEscrow Agent. If the Distributor or a Soliciting Dealer receives an Eligibility Form Instrument of Payment made payable to a party other than the Escrow Agent, or instrument of payment otherwise not conforming to the foregoing instructionsinstructions set forth in the Escrow Agreement, the Distributor or Soliciting Dealer shall return such Eligibility Form and instrument Instrument of payment Payment directly to such subscriber not later in a timely fashion in accordance with applicable law, and if the Escrow Agent receives an Instrument of Payment made payable to a party other than the end Escrow Agent, or otherwise not conforming to the instructions set forth in the Escrow Agreement, the Distributor may authorize the Escrow Agent to return such Instrument of the next business day following its receiptPayment directly to such subscriber in a timely fashion in accordance with applicable law. Eligibility Forms and instruments Instruments of payment Payment received by the Dealer Distributor which conform to the foregoing instructions set forth in the Escrow Agreement shall be transmitted for deposit pursuant to one of the methods described in this Section II3. The Distributor may authorize certain Soliciting Dealers which are “$250,000 broker-dealers” to instruct their customers to make their Instruments of Payment for Shares subscribed for payable directly to the Soliciting Dealer. In such case, the Soliciting Dealer will collect the proceeds of the subscribers’ Instruments of Payment and issue an Instrument of Payment for the aggregate amount of the subscription proceeds made payable to the order of the Escrow Agent. Instruments of Payment of rejected subscribers will be promptly returned to such subscribers. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Distribution Agreement (Gabelli Go Anywhere Trust)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription an eligibility form provided by the Company to each Dealer or the Distributor for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Participating Dealer such completed and executed Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) payable to “NorthEnd Income Property Trust Inc.” in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, plus applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, plus applicable selling commissions, commissions in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial A purchaser will be contractually obligated to purchase Primary Shares in the aggregate dollar amount of the purchaser’s order until at least five (5) as of the close of business days on the date the order is received by the Company, but will have the right to rescind the sale if the purchaser or the purchaser’s financial advisor notifies the Company or the Distributor in writing of the cancellation of such order prior to the close of business on the fifth day after the date on which the subscriber receives a copy of order is received by the ProspectusCompany. In accordance with state securities regulations, orders will not be executed before the fifth business day following the date the order is received by the Company. If the Participating Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Participating Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer. Eligibility Forms and instruments of payment received by the Participating Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Participating Dealer Agreement (NorthEnd Income Property Trust Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund KBS Real Estate Investment Trust III, Inc.” Purchase orders which include (i) instruments of payment received and processed by the Company at least two (2) business days prior to the close first calendar day of the New York Stock Exchange month and (generally, 4:00 p.m. Eastern time; ii) a completed and executed Subscription Agreement in good order received by the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until Company at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth (unless waived by the Dealer Manager) will be executed as of the first calendar day of the month (based on the prior month’s transaction price per share of the applicable share). Any redemption requests must be made in accordance with the applicable procedures described in the Company’s offering document, the Company’s Share Redemption Program and applicable law, rules and regulations. The parties acknowledge and agree that a redemption request is not received in “good order” unless the redemption request and all required documentation is complete and received by the Company’s transfer agent by the applicable redemption request deadline described in the Company’s offering document or otherwise specified by the Company in writing. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (KBS Real Estate Investment Trust III, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by Until such time as the Company to each Dealer has received and accepted subscriptions for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least 250,000 shares and released the minimum purchase proceeds from such subscriptions from escrow (or such greater amount set forth as may be applicable in the Prospectus. Those respect of any greater escrow in respect of subscribers from any state), those persons who purchase Shares will be instructed by the Dealer Manager or the Dealer to make their instruments of payment checks payable to or “Trinity Trust Company, as escrow agent for the benefit of “Dividend Xxxxxx Capital Diversified Property Fund REIT, Inc.” Purchase orders received and processed Thereafter, in the discretion of the Dealer Manager upon notice to the Dealer, those persons who purchase shares will be instructed by the Company prior Dealer to the close of the New York Stock Exchange (generallymake their checks payable to “Xxxxxx Capital REIT, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on Inc.” Any Dealer receiving a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment check not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form and instrument of payment check directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment Checks received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section Article II. The Dealer Manager may authorize Dealer if Dealer is a “$250,000 broker-dealer” to instruct its customers to make its checks for Shares subscribed for payable directly to the Dealer, in which case the Dealer will collect the proceeds of the subscriber’s checks and issue a check for the aggregate amount of the subscription proceeds made payable to the order of the escrow agent, or if the Company has received and accepted subscriptions for at least 250,000 shares and released the proceeds from such subscriptions from escrow, made payable to the order of the Company. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.:

Appears in 1 contract

Samples: Selected Dealer Agreement (Lanier Capital REIT, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Pacific Oak Strategic Opportunity REIT, Inc.” Purchase orders which include (i) instruments of payment received and processed by the Company at least two (2) business days prior to the close first calendar day of the New York Stock Exchange month and (generally, 4:00 p.m. Eastern time; ii) a completed and executed Subscription Agreement in good order received by the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until Company at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth (unless waived by the Dealer Manager) will be executed as of the first calendar day of the month (based on the prior month’s transaction price per share of the applicable share). Any redemption requests must be made in accordance with the applicable procedures described in the Company’s offering document, the Company’s Share Redemption Program and applicable law, rules and regulations. The parties acknowledge and agree that a redemption request is not received in “good order” unless the redemption request and all required documentation is complete and received by the Company’s transfer agent by the applicable redemption request deadline described in the Company’s offering document or otherwise specified by the Company in writing. If the Dealer receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms Subscription Agreements and instruments of payment are received from subscribers, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms Subscription Agreements and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Subscription Agreements and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. the Company or its agent as set forth in the Eligibility Form Subscription Agreement or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Pacific Oak Strategic Opportunity REIT, Inc.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering agreement (the each, a Eligibility FormSubscription Agreement”) and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will shall be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend AG Twin Brook Capital Diversified Property Fund Inc.Income Fund.” Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth and (ii) a completed and executed Subscription Agreement in good order received by the Company at least five (5) business days prior to the first calendar day of the month (unless waived by the Company) will be executed as of the first calendar day of the month (based on the net asset value (“NAV”) per share as determined as of the previous day, being the last day of the preceding month). The Broker shall be responsible for the accuracy, timeliness and completeness of any orders transmitted by it on behalf of its customers by any means, including wire or telephone. Any tender offer requests must be made in accordance with the applicable procedures described in the Company’s Registration Statement, the Company’s share repurchase program described in the Registration Statement (the “Plan”), and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is not received in “good order” unless the tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. If the Dealer Broker receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer Broker shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer Broker which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.:

Appears in 1 contract

Samples: Selected Intermediary Agreement (AG Twin Brook Capital Income Fund)

Submission of Orders. Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified BNY Mellon Investment Servicing (US) Inc., as Escrow Agent for Clarion Partners Property Fund Trust Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Clarion Partners Property Trust Inc.”; provided, however, that investors residing in jurisdictions requiring higher minimum offering amounts will continue to be instructed to make their instruments of payment payable to or for the benefit of “BNY Mellon Investment Servicing (US) Inc., as Escrow Agent for Clarion Partners Property Trust Inc.” until the Company has received subscriptions for the applicable minimum offering amount, as described in the Prospectus. Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Primary Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Participating Broker-Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Dealer Manager Agreement (Clarion Partners Property Trust Inc.)

Submission of Orders. 13.1. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Participating Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons Persons who purchase Offered Shares shall make their checks payable to “City National Bank—Triton Pacific Investment Corporation, Inc.” After meeting the Minimum Offering described throughout the Prospectus, the Company will be instructed by sell the Offered Shares on a continuous basis at a price of $15.00 per Offered Share, subject to any adjustment to ensure that Offered Shares are not sold at a price, after deduction of selling commissions and the Dealer Manager Fee, that is below net asset value per Offered Share. Each person desiring to make their instruments purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of payment payable to or for the benefit Offered Shares and, as a result, may receive fractional Offered Shares. There shall be a minimum initial purchase by any one purchaser of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange $5,000 in Offered Shares (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described except as otherwise indicated in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at in any letter or memorandum from the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If Company to the Dealer receives an Eligibility Form or instrument Manager). Minimum subsequent purchases of payment Offered Shares shall be $500 per transaction. Persons who purchase Offered Shares shall make their checks payable to “City National Bank—Triton Pacific Investment Corporation, Inc.” The Processing Broker-Dealer receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of five business days following receipt by the next business day following its receiptProcessing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company13.

Appears in 1 contract

Samples: Dealer Agreement

Submission of Orders. 6.1 Each person desiring to purchase Primary Shares in the Offering will be required to complete and execute a subscription eligibility agreement in the form attached as an appendix to the Prospectus and provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft, wire or wire transfer money order (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those Until such time as the Company has received and accepted subscriptions for the Minimum Offering and released the proceeds from such subscriptions from the Escrow Account, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified UMB Bank, as Escrow Agent for RREEF America Property Fund Income Trust, Inc.” Thereafter, those persons who purchase Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “RREEF America Property Income Trust, Inc.”; provided, however, that investors residing in jurisdictions requiring higher minimum offering amounts will continue to be instructed to make their instruments of payment payable to or for the benefit of “UMB Bank, as Escrow Agent for RREEF America Property Income Trust, Inc.” until the Company has received subscriptions for the applicable minimum offering amount, as described in the Prospectus. Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share Share of the class of shares Shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed placed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share Share of the class of shares Shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order No sale of Primary Shares shall be completed until at least five (5) business days after the date on which the subscriber receives a copy of the final Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: RREEF America Property Income Trust, Inc.

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering agreement (the each, a Eligibility FormSubscription Agreement”) and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will shall be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.Apollo Debt Solutions BDC.” Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth and (ii) a completed and executed Subscription Agreement in good order received by the Company at least five (5) business days prior to the first calendar day of the month (unless waived by the Intermediary Manager) will be executed as of the first calendar day of the month (based on the NAV per share as determined as of the previous day, being the last day of the preceding month). Any tender offer requests must be made in accordance with the applicable procedures described in the Company’s Registration Statement, the Company’s Share Repurchase Program described in the Registration Statement (the “Plan”), and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is not received in “good order” unless the tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. Subscription Agreements and instruments of payment will be transmitted by the Intermediary Manager to the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which there is a minimum offering requirement contingency described in the Prospectus (“Minimum Offering”) that has not yet been satisfied or, after any such Minimum Offering is satisfied or if no such Minimum Offering is applicable to an Offering, to the Company, as soon as practicable, but in any event by the end of the second business day following receipt by the Intermediary Manager. If the Dealer Broker receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer Broker shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer Broker which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.:

Appears in 1 contract

Samples: Selected Intermediary Agreement (Apollo Debt Solutions BDC)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Company to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Persons who purchase Offered Shares shall make their checks payable to “VII Peaks Co-Optivist Income BDC II, Inc.” The Company will sell the close of business on any business day, or Offered Shares on a day that is not continuous basis at a business dayprice of $_________ per Offered Share, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures subject to any adjustment described or otherwise provided in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy “Plan of Distribution” section of the Prospectus. If Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. The Processing Broker-Dealer receives an Eligibility Form or instrument of payment receiving a Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company13.

Appears in 1 contract

Samples: Selected Dealer Agreement (VII Peaks Co-Optivist Income BDC II, Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to Selected Dealer or Dealer Manager, as the Dealer case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Corporation raising gross offering proceeds of business on any business day$1,000,000 (the “Minimum Offering”), or on a day that is not a business daypersons who purchase Offered Shares shall make their checks payable to “UMB Bank, will be executed at N.A., as escrow agent for First Capital Investment Corporation.” Subsequent to the price per share of Corporation raising the class of shares being purchased calculated at the end of the next business day plusMinimum Offering, for Class A shares only, applicable selling commissions, in accordance with the procedures described persons who purchase Offered Shares shall make their checks payable to “First Capital Investment Corporation.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal If Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to Selected Dealer, in which case Selected Dealer will collect the proceeds of received investor funds will be made in accordance with the following procedures: Where, pursuant subscriber’s check and issue a check for the aggregate amount of the subscription proceeds. Prior to the Dealer’s internal supervisory proceduresCorporation meeting the Minimum Offering, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments Selected Dealer shall make its checks payable to the order of payment are received from subscribers“UMB Bank, Eligibility Forms and instruments N.A., as escrow agent for First Capital Investment Corporation.” Subsequent to the Corporation raising the Minimum Offering, the Selected Dealer shall make its checks payable to the order of payment will “First Capital Investment Corporation.” Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Whereamended and restated Escrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated September 9, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2015 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”), the next business day following receipt by Dealer Manager and the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyCorporation.

Appears in 1 contract

Samples: Selected Dealer Agreement (First Capital Investment Corp)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement substantially in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Participating Broker-Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase The Dealer Manager shall ensure that any Participating Broker-Dealer shall only offer to sell and accept Subscription Agreements and Subscription Payments for Offered Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described offering terms and conditions as set forth in the Prospectus. Purchase orders received and processed after Prior to the close of business on any business dayCorporation meeting the Minimum Offering, or persons who purchase Offered Shares shall make their Subscription Payments payable to “[•].” Subsequent to the Corporation raising the Minimum Offering, persons who purchase Offered Shares shall make their Subscription Payments payable to “[•].” After meeting the Minimum Offering described throughout the Prospectus, the Corporation will sell the Offered Shares on a day that is not a business day, will be executed continuous basis at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, prices and in accordance with the procedures offering terms and conditions set forth in and subject to any adjustment described or otherwise provided in the Prospectus. Subscribers Each person desiring to purchase Offered Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives receive fractional Offered Shares. The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, or for a sale of Offered Shares not meeting the Dealer offering terms and conditions set forth in the Prospectus, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Owl Rock Core Income Corp.)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering agreement (the each, a Eligibility FormSubscription Agreement”) and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will shall be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend AG Twin Brook Capital Diversified Property Fund Inc.Income Fund.” Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectusmonth and (ii) a completed and executed Subscription Agreement in good order received by the Company at least five (5) business days prior to the first calendar day of the month (unless waived by the Company) will be executed as of the first calendar day of the month (based on the net asset value (“NAV”) per share as determined as of the previous day, being the last day of the preceding month). Any tender offer requests must be made in accordance with the applicable procedures described in the Company’s Registration Statement, the Company’s share repurchase program described in the Registration Statement (the “Plan”), and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is not received in “good order” unless the tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. Subscription Agreements and instruments of payment will be transmitted by the Company to the escrow agent described in the Prospectus and Subscription Agreement for any Offering in which there is a minimum offering requirement contingency described in the Prospectus (“Minimum Offering”) that has not yet been satisfied or, after any such Minimum Offering is satisfied or if no such Minimum Offering is applicable to an Offering, to the Company, as soon as practicable, but in any event by the end of the second business day following receipt by the Company. If the Dealer Broker receives an Eligibility Form a Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Dealer Broker shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms Subscription Agreements and instruments of payment received by the Dealer Broker which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.:

Appears in 1 contract

Samples: Selected Intermediary Agreement (AG Twin Brook Capital Income Fund)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by (except as otherwise indicated in the Prospectus, or in any letter or memorandum from the Fund to the Dealer to make their instruments Manager). Minimum subsequent purchases of payment payable to or Offered Shares shall be $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange (generallydistribution reinvestment plan, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Prior to the close Fund raising gross offering proceeds of business on any business day, or on a day that is $2,500,000 from persons not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance affiliated with the procedures described Fund or the Adviser (the “Minimum Offering”), persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as escrow agent for FS Energy and Power Fund.” Subsequent to the Fund raising the Minimum Offering, persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Energy and Power Fund.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory procedurescheck and issue a check for the aggregate amount of the subscription proceeds made payable to the order of “UMB Bank, internal supervisory review is conducted at the same location at which Eligibility Forms N.A., as agent for FS Energy and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will Power Fund.” The Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated March 29, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2011 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”) and the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyFund.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Energy & Power Fund)

Submission of Orders. Each The Dealer Manager will require in its agreements with each Dealer that each Dealer comply with the submission of orders procedures set forth in the form of Selected Dealer Agreement attached as Exhibit “A” to this Agreement. If the Dealer Manager is involved in the distribution process other than through a Dealer, the Dealer Manager will comply with such submission of orders procedures, and will require each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form in the form provided by the Company to each the Dealer Manager for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer Manager or as otherwise directed by the Dealer Manager such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares Eligibility Forms and instruments of payment will be instructed transmitted by the Dealer Manager to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed Inc. as soon as practicable, but in any event by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next second business day plus, for Class A shares only, applicable selling commissions, in accordance with following receipt by the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the ProspectusDealer Manager. If the Dealer Manager receives an Eligibility Form or instrument of payment not conforming to the foregoing instructionsinstructions set forth in the form of Selected Dealer Agreement, the Dealer Manager shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments Instruments of payment received by the Dealer which conform of rejected subscribers will be promptly returned to such subscribers. If the foregoing instructions correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall be transmitted for deposit pursuant to one constitute a binding agreement between us as of the methods described in this Section IIdate first above written. Transmittal of received investor funds will be made in accordance with the following proceduresVery truly yours, DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC. By: Where/s/ X. Xxxx Xxxxx X. Xxxx Xxxxx, pursuant Chief Financial Officer Accepted and agreed to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end as of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Wheredate first above written: DIVIDEND CAPITAL SECURITIES LLC By: /s/ Xxxxxxx Xxxxxx Xxxxxxx Xxxxxx, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”President Schedule 1 Registration Statement(s). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described except as otherwise indicated in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business dayin any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Offered Shares shall be $500 per transaction. Persons who purchase Offered Shares shall make their checks payable to “UMB Bank, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plusN.A., as agent for Class A shares only, applicable selling commissions, in accordance with the procedures described FS Investment Corporation.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory procedurescheck and issue a check for the aggregate amount of the subscription proceeds made payable to the order of “UMB Bank, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribersN.A., Eligibility Forms and instruments of payment will as agent for FS Investment Corporation.” Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated [ ], final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2008 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Escrow Agent and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Investment CORP)

Submission of Orders. Each person desiring to purchase Primary Shares in the an Offering will be required to complete and execute a subscription eligibility form agreement provided by the Company to the Dealer Manager and each Participating Broker-Dealer for use in connection with the Offering (the “Eligibility FormSubscription Agreement”) and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement together with a check check, draft or wire transfer (hereinafter referred to as an “instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Persons purchasing Primary Shares will be instructed by the Participating Broker-Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Xxxxx Xxxx LaSalle Income Property Fund Trust, Inc.” Purchase orders received Subscriptions processed and processed accepted by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; , referred to herein as the “close of business”) on any business day will be executed at the price NAV per share of for the class of shares being purchased calculated at as of that day and as posted on the end of such business day plusCompany’s website, for Class A shares only, plus any applicable selling commissions, in accordance with the procedures commissions described in the Prospectus. Purchase orders received Subscriptions processed and processed accepted by the Company after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of for the class of shares being purchased calculated at the end as of the next following business day plusday, for Class A shares only, plus any applicable selling commissions, in accordance with the procedures commissions described in the Prospectus. Subscribers may not submit an initial A purchaser will be contractually obligated to purchase order until at least five (5) Primary Shares in the aggregate dollar amount of the purchaser’s subscription as of the close of business days after on the date on which the subscriber subscription is accepted by the Company. If Participating Broker-Dealer receives a copy of the Prospectus. If the Dealer receives an Eligibility Form Subscription Agreement or instrument of payment not conforming to the foregoing instructions, the Participating Broker-Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment directly to such subscriber purchaser not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer. Eligibility Forms Subscription Agreements and instruments of payment received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.methods:

Appears in 1 contract

Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Submission of Orders. 1.1. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement substantially in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Private Placement Memorandum and to deliver to the Participating Broker-Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Shares, which must be at least the minimum purchase amount set forth in the ProspectusPrivate Placement Memorandum. Those persons who purchase The Dealer Manager shall ensure that any Participating Broker-Dealer shall only offer to sell and accept Subscription Agreements and Subscription Payments for Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described offering terms and conditions as set forth in the ProspectusPrivate Placement Memorandum. Purchase orders received and processed after Persons who purchase Shares shall make their Subscription Payments payable to “UMB Bank, N.A., as Escrow Agent for Blue Owl Real Estate Net Lease Trust.” The Trust will sell the close of business on any business day, or Shares on a day that is not a business day, will be executed continuous basis at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, prices and in accordance with the procedures offering terms and conditions set forth in and subject to any adjustment described or otherwise provided in the ProspectusPrivate Placement Memorandum. Subscribers Each person desiring to purchase Shares in the Offering must submit subscriptions for a certain dollar amount, rather than a number of Shares and, as a result, may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives receive fractional Shares. The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, or for a sale of Shares not meeting the Dealer offering terms and conditions set forth in the Private Placement Memorandum, shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Blue Owl Real Estate Net Lease Trust)

Submission of Orders. 13.1 Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described except as otherwise indicated in the Prospectus. Purchase orders received and processed after the close of business on any business day, or in any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Offered Shares shall be $500 per transaction. Persons who purchase Offered Shares shall make their checks payable to “UMB Bank, N.A., as agent for FS Investment Corporation.” After meeting the $2,500,000 minimum offering requirement (the “Minimum Offering”), the Company will sell the Offered Shares on a day continuous basis at a price of $10.00 per Offered Share, subject to any adjustment to ensure that Offered Shares are not sold at a price, after deduction of selling commissions and the Dealer Manager Fee, that is not a business day, will be executed at the price below net asset value per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described Offered Share. Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II13. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant . The Dealer Manager may authorize certain Selected Dealers that are “$250,000 broker-dealers” to instruct their customers to make their checks for Offered Shares subscribed for payable directly to the Selected Dealer’s internal supervisory procedures. In such case, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment Selected Dealer will be transmitted by collect the end proceeds of the next business day following receipt by subscribers’ checks and issue a check for the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in aggregate amount of the Eligibility Form or as otherwise directed by the Company. Where, pursuant subscription proceeds made payable to the Dealer’s internal supervisory proceduresorder of “UMB Bank, final and internal supervisory review is conducted at a different locationN.A., Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Officeas agent for FS Investment Corporation.). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (FS Investment CORP)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Participating Broker-Dealer such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft or wire transfer (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchase, which must the Offered Shares. There shall be at least the a minimum initial purchase amount set forth by any one purchaser of $5,000 (except as otherwise indicated in the Prospectus. Those persons who purchase Shares will be instructed by , or in any letter or memorandum from the Corporation to the Dealer to make their instruments Manager). Additional purchases of payment payable to or Offered Shares shall be in increments of $500 per transaction, except for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior purchases made pursuant to the close of the New York Stock Exchange Corporation’s distribution reinvestment plan (generally, 4:00 p.m. Eastern time; the “close of businessDRP) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus), for Class A shares only, applicable selling commissions, in accordance with the procedures as described in the Prospectus. Purchase orders received and processed after Any minimum purchase amount may be waived in the close of business on any business day, or on a day that is not a business day, will be executed at the price per share sole discretion of the class Corporation. Prior to the Corporation raising gross offering proceeds of shares being purchased calculated at $2,500,000 (the end of “Minimum Offering”), persons who purchase Offered Shares shall make their Subscription Payments payable to “UMB Bank, N.A., as escrow agent for Owl Rock Capital Corporation II.” Subsequent to the next business day plusCorporation raising the Minimum Offering, persons who purchase Offered Shares shall make their Subscription Payments payable to “UMB Bank, N.A., as agent for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives Owl Rock Capital Corporation II.” The Participating Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructionsinstructions or for a sale of Offered Shares not meeting the offering terms and conditions of the Prospectus, the Dealer shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Participating Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Participating Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal If Participating Broker-Dealer instructs its customers to make its Subscription Payment for Offered Shares subscribed for payable directly to Participating Broker-Dealer, in which case Participating Broker-Dealer will collect the proceeds of received investor funds will be the subscriber’s Subscription Payment and issue a check for the aggregate amount of the subscription proceeds made in accordance with payable to the following procedures: Where, order of “Owl Rock Capital Corporation II,” Participating Broker-Dealer represents that it is a “$250,000” broker dealer pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will SEC Rule 15c3-1(a)(2)(i). Participating Broker-Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated October 13, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2016 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among UMB Bank, N.A. (the end of “Escrow Agent”), the next business day following receipt by Dealer Manager and the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the CompanyCorporation.

Appears in 1 contract

Samples: Dealer Agreement (Owl Rock Capital Corp II)

Submission of Orders. (a) Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility agreement in the form provided by attached as Appendix B to the Company to each Dealer for use in connection with the Offering Memorandum (the a Eligibility FormSubscription Agreement”) and to deliver to the Dealer Participating Broker-Dealer, such completed and executed Eligibility Form Subscription Agreement, together with a check or wire transfer (hereinafter referred to as a instrument of paymentSubscription Payment”) for the purchase price of the Shares. Participating Broker-Dealer shall only offer to sell and accept completed Subscription Agreements and Subscription Payments for such classes of Shares that it is authorized to sell on Schedule 1 to this Agreement and in accordance with the amount of such person’s purchase, which must be at least the minimum purchase amount offering terms and conditions as set forth in the ProspectusMemorandum. There shall be a minimum initial purchase by any one purchaser of a combination of Class F-S common shares, Class F-D common shares and Class F-I common shares of $25,000 (in each case, except as otherwise indicated in the Memorandum, or in any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Class F-S common shares, Class F-D common shares and Class F-I common shares shall be $500 per transaction. Any minimum initial or subsequent purchase amount may be waived in the sole discretion of the Dealer Manager. Those persons who purchase Shares will be instructed by the Participating Broker-Dealer to make their instruments Subscription Payments payable to or for the benefit of payment UMB Bank, N.A. (the “Escrow Agent”) as described in the Memorandum and Subscription Agreement for the Offering if the minimum offering requirement described in the Memorandum (the “Minimum Offering Requirement”) has not yet been satisfied. If such Minimum Offering Requirement has already been satisfied in accordance with the Memorandum, then those persons who purchase Shares will be instructed by the Participating Broker-Dealer to make their Subscription Payments payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.Fortress Net Lease REIT.Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will Any repurchase requests must be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth applicable procedures described in the Eligibility Form or Company’s offering document and repurchase plan, as otherwise directed well as applicable laws, rules, and regulations. The parties acknowledge and agree that a repurchase request is not received in “good order” unless the repurchase request and all required documentation is completed and received by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted transfer agent by the end of applicable repurchase request deadline set for in the next business day following receipt Company’s offering document or otherwise specified by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will Company in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Companywriting.

Appears in 1 contract

Samples: Dealer Agreement (Fortress Net Lease REIT)

Submission of Orders. Each person desiring to purchase Offered Shares in the Offering will be required to complete and execute a subscription eligibility Subscription Agreement in the form provided by attached as an Appendix to the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Prospectus and to deliver to the Selected Dealer or Dealer Manager, as the case may be (the “Processing Broker-Dealer”), such completed and executed Eligibility Form Subscription Agreement, together with a check check, draft, wire or wire transfer money order (hereinafter referred to as a instrument of paymentSubscription Payment”) in for the amount purchase price of such person’s purchasethe Offered Shares, which must be at least subject to any discount that may apply based upon the minimum purchase amount set forth volume of Offered Shares purchased pursuant to the schedule of discounts and procedures specified in the Prospectus. Those persons who There shall be a minimum initial purchase by any one purchaser of $5,000 in Offered Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described except as otherwise indicated in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business dayin any letter or memorandum from the Company to the Dealer Manager). Minimum subsequent purchases of Offered Shares shall be $1,000 in Offered Shares per transaction. Persons who purchase Offered Shares shall make their checks payable to “UMB Bank, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plusN.A., as escrow agent for Class A shares onlyXxxxxxx Capital, applicable selling commissions, in accordance with the procedures described Inc.” Each person desiring to purchase Offered Shares in the ProspectusOffering must submit subscriptions for a certain dollar amount, rather than a number of Offered Shares and, as a result, may receive fractional Offered Shares. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives The Processing Broker-Dealer receiving a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment Subscription Agreement and Subscription Payment not conforming to the foregoing instructions, the Dealer instructions shall return such Eligibility Form Subscription Agreement and instrument of payment Subscription Payment directly to such subscriber not later than the end of the next second business day following its receiptreceipt by the Processing Broker-Dealer of such materials. Eligibility Forms Subscription Agreements and instruments of payment Subscription Payments received by the Processing Broker-Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with If the following procedures: Where, pursuant Selected Dealer is a “$250,000 broker-dealer,” the Dealer Manager may authorize the Selected Dealer to instruct its customers to make its check for Offered Shares subscribed for payable directly to the Selected Dealer, in which case the Selected Dealer will collect the proceeds of the subscriber’s internal supervisory procedurescheck and issue a check for the aggregate amount of the subscription proceeds made payable to the order of “UMB Bank, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribersN.A., Eligibility Forms and instruments of payment will as escrow agent for Xxxxxxx Capital, Inc.” Selected Dealer hereby agrees to be transmitted bound by the end terms of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. WhereEscrow Agreement, pursuant to the Dealer’s internal supervisory proceduresdated May 27, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review 2009 (the “Final Review OfficeEscrow Agreement”). The Final Review Office will in turn, by and among the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms Escrow Agent and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

Appears in 1 contract

Samples: Selected Dealer Agreement (Keating Capital Inc)

Submission of Orders. Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) Subscription Agreement and to deliver to the Dealer Broker such completed and executed Eligibility Form Subscription Agreement together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer Broker to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property U.S. Bank National Association/HPS Corporate Lending Fund Inc.- Escrow Account,during the escrow period and “HPS Corporate Lending Fund” following the escrow period. Purchase orders which include (i) instruments of payment received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after prior to the date on which the subscriber receives a copy first calendar day of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form month and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms (ii) a completed and instruments of payment executed Subscription Agreement in good order received by the Dealer which conform Company at least five (5) business days prior to the foregoing instructions shall be transmitted for deposit pursuant to one first calendar day of the methods described in this Section IImonth (unless waived by the Managing Dealer) will be executed as of the first calendar day of the month (based on the NAV per share as determined as of the previous day, being the last day of the preceding month). Transmittal of received investor funds will Any tender offer requests must be made in accordance with the following procedures: Whereapplicable procedures described in the Company’s Registration Statement, pursuant to the DealerCompany’s internal supervisory proceduresShare Repurchase Program described in the Registration Statement (the ”Plan”), internal supervisory review and applicable law, rules and regulations. The parties acknowledge and agree that a tender offer is conducted at not received in “good order” unless the same location at which Eligibility Forms tender offer and all required documentation is complete and received by the Company’s transfer agent by the applicable tender offer deadline described in the Company’s tender offer documents or otherwise specified by the Company in writing. Broker agrees, upon receipt of any and all checks, drafts, money orders or other instruments of payment are received from subscribersprospective purchasers of shares, Eligibility Forms and instruments of payment will be transmitted by the end to transmit same, together with a copy of the next business day following receipt by executed Subscription Agreement or copy of the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Wheresignature page of such agreement, pursuant which conforms to the Dealer’s internal supervisory foregoing instructions and stating among other things, the name of the purchaser, current address, and the amount of the investment, in accordance with the following procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by unless otherwise agreed with the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.Managing Dealer:

Appears in 1 contract

Samples: Form of Managing Dealer Agreement (HPS Corporate Lending Fund)

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