Subchapter M. The Fund is currently in compliance with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 18 contracts
Samples: Equity Distribution Agreement (DNP Select Income Fund Inc), Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust)
Subchapter M. The Fund is currently in compliance intends to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities Net Proceeds in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 17 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Subchapter M. The Fund is currently in compliance intends to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 15 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Subchapter M. The Fund is currently in compliance with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “"Code”") to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 5 contracts
Samples: Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.), Underwriting Agreement (Alpine Total Dynamic Dividend Fund), Underwriting Agreement (First Trust Dynamic Europe Equity Income Fund)
Subchapter M. The Fund is currently in compliance with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities Placement Shares in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 3 contracts
Samples: Sales Agreement (Miller/Howard High Income Equity Fund), Sales Agreement (Rivernorth Opportunities Fund, Inc.), Investment Advisory Agreement (Miller/Howard High Income Equity Fund)
Subchapter M. The Fund is currently in compliance with the requirements of Subchapter M of intends to qualify as a regulated investment company under the Internal Revenue Code of 1986, as amended (the “Code”) to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 2 contracts
Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund), Underwriting Agreement (THL Credit Senior Loan Fund)
Subchapter M. The Fund is currently in compliance intends to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “"Code”") to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 2 contracts
Samples: Underwriting Agreement (Eaton Vance Tax-Managed Global Diversified Equity Income Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)
Subchapter M. The Fund is currently in compliance with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities Preferred Shares in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Strategic Total Return Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)
Subchapter M. The Fund is currently in compliance has complied at all times since its inception with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) ), to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the with the requirements of Subchapter M of the Code.
Appears in 2 contracts
Samples: AllianzGI Convertible & Income Fund, AllianzGI Convertible & Income Fund II
Subchapter M. The Fund is currently in compliance with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “"Code”") to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the qualification requirements of, and will thereafter conduct its business in accfordance with the requirements of Subchapter M of the Code.
Appears in 2 contracts
Samples: Underwriting Agreement (Cornerstone Progressive Return Fund), Underwriting Agreement (Cornerstone Progressive Return Fund)
Subchapter M. The Fund is currently in compliance intends to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”) ), to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 1 contract
Samples: Underwriting Agreement (Calamos Dynamic Convertible & Income Fund)
