Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("Subchapter M of the Code" and the "Code," respectively), and intends to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 88 contracts
Samples: Underwriting Agreement (MainStay DefinedTerm Municipal Opportunities Fund), Guggenheim Energy & Income Fund, Auction Agency Agreement (Cohen & Steers Premium Income Realty Fund Inc)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and intends to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 49 contracts
Samples: Underwriting Agreement (Guggenheim Active Allocation Fund), Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Underwriting Agreement (PIMCO Access Income Fund)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and intends is currently, and at all times since inception of investment operations has been, in compliance with the requirements to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 43 contracts
Samples: Underwriting Agreement (Nuveen California Amt-Free Municipal Income Fund), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and intends to qualify and, at all times since its inception, has qualified as a regulated investment company under Subchapter M of the Code.
Appears in 12 contracts
Samples: Underwriting Agreement (Gabelli Equity Trust Inc), Underwriting Agreement (Gabelli Multimedia Trust Inc.), Highland Income Fund\ma
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and intends is currently, and at all times since inception of investment operations has been, in compliance with the requirements to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 7 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement Statement, each preliminary prospectus, the Time of Sale Prospectus and the Prospectus in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and intends is currently, and at all times since inception of investment operations has been, in compliance with the requirements to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 4 contracts
Samples: Underwriting Agreement (Nuveen Floating Rate Income Opportunity Fund), Underwriting Agreement (Nuveen Floating Rate Income Fund), Underwriting Agreement (Nuveen Senior Income Fund)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("Subchapter M of the Code" and the "Code," respectively), and intends to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 2 contracts
Samples: Purchase Agreement (Chartwell Dividend & Income Fund Inc), Chartwell Dividend & Income Fund Inc
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ”, respectively), and intends to qualify and, at all times since its inception, has qualified as a regulated investment company under Subchapter M of the Code.
Appears in 2 contracts
Samples: Underwriting Agreement (Gabelli Dividend & Income Trust), Underwriting Agreement (Gabelli Multimedia Trust Inc.)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in of the Registration Statement Securities in such a manner as to comply be in compliance with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("Subchapter M of the “Code" and the "Code," respectively), and intends ”) to qualify as a regulated investment company under the Code and intends to direct the investment of the net proceeds of the offering of the Securities in such a manner as to comply with the requirements of Subchapter M of the Code.
Appears in 2 contracts
Samples: Underwriting Agreement (Claymore/Guggenheim Strategic Opportunities Fund), Underwriting Agreement (Guggenheim Equal Weight Enhanced Equity Income Fund)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("Subchapter M of the Code" and the "Code," respectively), and intends to qualify as of the date of this Agreement qualifies as a regulated investment company under Subchapter M of the Code.
Appears in 2 contracts
Samples: Of Purchase Agreement (Boulder Growth & Income Fund), Purchase Agreement (Pioneer Floating Rate Trust)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and the Fund is eligible and intends to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 1 contract
Samples: Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and intends to qualify and, at all times since its inception, has qualified as a regulated investment company Fund under Subchapter M of the Code.
Appears in 1 contract
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("“Subchapter M of the Code" ” and the "“Code," ” respectively), and intends to qualify as of the date of this Agreement qualifies as a regulated investment company under Subchapter M of the Code.
Appears in 1 contract
Samples: Purchase Agreement (Duff & Phelps Utility & Corporate Bond Trust Inc)
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("Subchapter M of the Code" and the "Code," respectively), and intends to qualify as a regulated investment company under Subchapter M of the Code.Subchapter
Appears in 1 contract
Subchapter M. The Fund intends to direct the investment of the proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("Subchapter M of the Code" and the "Code," respectively), and intends to qualify as a "regulated investment company company" under Subchapter M of the Code.
Appears in 1 contract
Samples: Underwriter Participation Agreement (Lehman Brothers First Trust Income Opportunity Fund)
Subchapter M. The Fund intends to direct the investment of the ------------ proceeds of the offering described in the Registration Statement in such a manner as to comply with the requirements of Subchapter M of the Internal Revenue Code of 1986, as amended ("Subchapter M of the Code" and the "Code," respectively), and intends to qualify as a regulated investment company under Subchapter M of the Code.
Appears in 1 contract
Samples: Purchase Agreement (Nuveen Equity Premium & Growth Fund)
