SPECIAL TYPES OF COLLATERAL a. Company and its subsidiaries own (or have any ownership interest in) the following kinds of assets. Copyrights or copyright applications registered with the U.S. Copyright Office Yes ¨ No x Software registered with the U.S. Copyright Office Yes ¨ No x Software not registered with the U.S. Copyright Office Yes ¨ No x Patents and patent applications Yes ¨ No x Trademarks or trademark applications (including any service marks, collective marks and certification marks) Yes ¨ No x Licenses to use trademarks, patents and copyrights of others Yes ¨ No x Material licenses, permits (including environmental), authorizations, or certifications issued by federal, state, or local governments issued to Company and/or its subsidiaries or with respect to their assets, properties, or businesses Yes x No ¨ Stocks, bonds or other securities held by Company or its subsidiaries in other entities (Company or sub is the stock owner) Yes ¨ No x Promissory notes, or other instruments or evidence of indebtedness issued in favor of Company or any of its subsidiaries (Company or sub is the lender) Yes ¨ No x Leases of equipment, security agreements naming Company or its subsidiaries as secured party or other chattel paper (Company or sub is the lessor/secured party) Yes ¨ No x Aircraft Yes ¨ No x Vessels, Boats or Ships Yes ¨ No x Railroad Rolling Stock Yes ¨ No x Motor Vehicles Yes ¨ No x If the answer is “yes” to any of the above questions, attach a Schedule 4(a) listing each asset owned by Company and/or its subsidiaries (separately identified and scheduled for each entity) and identifying which party owns the asset, the relevant jurisdiction (such as IP registered in non-U.S. jurisdictions or the jurisdiction under which a motor vehicle is registered), each registration, application, or other identification number, and all other relevant information. In the cases of licenses, include the relevant parties and the specific property being licensed, and, if any licenses are material to Company’s and/or any of its subsidiaries’ business, provide copies of such licenses.
SPECIAL TYPES OF COLLATERAL a. The Company and its subsidiaries own (or have any ownership interest in) the following kinds of assets. (If the answer is “Yes” to any of the following questions, please attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) Copyrights or copyright applications registered with the U.S. Copyright Office Yes ¨ No x Software registered with the U.S. Copyright Office Yes ¨ No x Software not registered with the U.S. Copyright Office Yes x No ¨ Patents and patent applications Yes x No ¨ Trademarks or trademark applications (including any service marks, collective marks and certification marks) Yes x No ¨ Licenses to use trademarks, patents and copyrights of others Yes x No ¨ Licenses, permits (including environmental), authorizations, or certifications issued by federal, state, or local governments issued to the Company and/or its subsidiaries or with respect to their assets, properties, or businesses Yes x No ¨ Stocks, bonds or other securities Yes x No ¨ Promissory notes, or other instruments or evidence of indebtedness Yes ¨ No x Leases of equipment, security agreements naming such person as secured party or other chattel paper Yes x No ¨ Aircraft Yes ¨ No x Vessels, Boats or Ships Yes ¨ No x To: Silicon Valley Bank Perfection Certificate Railroad Rolling Stock Yes ¨ No x Motor Vehicles Yes ¨ No x
SPECIAL TYPES OF COLLATERAL a. The following are all of the trademarks or trademark applications of the COMPANY and its subsidiaries (including any service marks, collective marks and certification marks), together with the trademark numbers and dates of registration with the U.S. Patent and Trademark Office, if applicable: If Foreign Trademark, COMPANY/ Trademark Number Date What Country? Subsidiary (i) . . (ii) . . (iii) . .
SPECIAL TYPES OF COLLATERAL a. An updated copy of Schedule 5(a) is attached hereto as Exhibit B.
SPECIAL TYPES OF COLLATERAL. Trademark - 5a. Number Date If Foreign, What Country Subsidiary B & Design 3,107,432 2/15/2001 Bakers Pending Pending Pending Xxxxx’x 655,552 12/20/2005 Canada 661,116 3/22/2006 Canada 719,778 8/8/1961 Ciella 3,321,308 10/23/2007 Duck Design 1,558,021 9/26/1989 Leed’s 719,777 8/8/1961 No Parking 1,943,049 12/19/1995 Pending QualiCraft (Stylized) 430,591 6/17/1947 Riverstone Pending Sole Project Proposed Stomp 2,273,024 8/24/1999 Swing & Design 1,504,057 9/13/1988 The Legworks 986,497 6/18/1974 The Wild Pair TMA249,138 8/8/1980 Canada 977,532 1/22/1974 955,819 3/20/1973 The Wild Pair & Design 1,495,801 7/12/1988 Wild Pair Pending 1,198,008 6/15/1982 Wild Pair (Stylized) 2,681,306 1/28/2003 Pending TOZ 2,849,107 10/12/2000 2,745,441 10/12/2000 Patent Name - 5b. Number Date If Foreign, What Country Subsidiary Inventor Accessory Wall Panel Pending P Edison, J XxxxxxXxxxx, K Obata, R Xxxxxxxx Decorative Plate on Shoe Sole Pending W Young, B Keely Display Table D539,564 4/3/2007 P Edison, J XxxxxxXxxxx, K Obata, R Xxxxxxxx SPECIAL TYPES OF COLLATERAL Patent Name - 5b. Number Date If Foreign, What Country Subsidiary Inventor Pedestal Display Table D549,012 8/21/2007 P Edison, J XxxxxxXxxxx, K Obata, R Xxxxxxxx Store Counter Display and Backdrop Area D553,878 10/30/2007 P Edison, J XxxxxxXxxxx, K Obata, R Xxxxxxxx Store Wall Fixture (3 piece unit) D554,907 11/13/2007 P Edison, J XxxxxxXxxxx, K Obata, R Xxxxxxxx Store Wall Fixture (2 piece unit) D554,908 11/13/2007 P Edison, J XxxxxxXxxxx, K Obata, R Xxxxxxxx Store Window Dsiplay Fixture with Stripe D543,383 5/29/2007 P Edison, J XxxxxxXxxxx, K Obata, R Xxxxxxxx
SPECIAL TYPES OF COLLATERAL a. The following are all of the patents, trademarks, servicemarks, and copyrights, or applications therefor, of the Company: Patents: Description Application / Patent No. Issue Dates Trademarks and Servicemarks: Description Application / Registration No. Issue Dates Copyrights: Description Application / Registration No. Issue Dates
SPECIAL TYPES OF COLLATERAL a. The Company and its subsidiaries own the following kinds of assets. (If the answer is “Yes” to any of the following questions, please attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) Copyrights or copyright applications registered with the U.S. Copyright Office Yes o No þ Software registered with the U.S. Copyright Office Yes o No þ Software not registered with the U.S. Copyright Office Yes o No þ Patents and patent applications (See Note 1 below) Yes þ No o Trademarks or trademark applications (including any service marks, collective marks and certification marks) (See Note 1 below) Yes þ No o Licenses to use trademarks, patents and copyrights of others (See Note 1 below) Yes þ No o Licenses, permits (including environmental), authorizations, or certifications issued by federal, state, or local governments issued to the Company and/or its subsidiaries or with respect to their assets, properties, or businesses (See Note 2) Yes o No o Stocks, bonds or other securities Yes o No o Promissory notes, or other instruments or evidence of indebtedness (Note 3) Yes o No o Leases of equipment, security agreements naming such person as secured party or other chattel paper Yes o No o Aircraft Yes o No o Vessels, Boats or Ships Yes o No o Railroad Rolling Stock Yes o No o Motor Vehicles Yes o No o Note 1: SFMT Inc. holds approximately 44 issued US. Patents and approximately 85 additional applications and approximately 9 issued foreign Patents and 41 additional foreign applications. The Company also holds 10 U.S. Trademark registrations and 22 Foreign registrations. Note 2: SFMT Inc. has such authorizations and licenses as are required in the jurisdictions and industry in which it operates. Note 3: SFMT holds a promissory note from its CEO related to the exercise of stock options that is secured by the underlying shares (which are held in escrow.)
SPECIAL TYPES OF COLLATERAL. The Company’s patent portfolio as of April 1, 2013 is attached. · The Company’s trademark and trademark applications is attached. · The Company has been granted licenses to utilize certain intellectual property generated jointly and individually under certain situations during the course of certain research and development programs. · The Company has been issued licenses and permits to conduct business in the City of Palo Alto and in the County of Santa Xxxxx. · The Company has entered into leases for three (3) copier machines and two (2) water coolers. · The Company has entered into the following material agreements: · GlaxoSmithKine LLC Research and Development Collaboration, Option and License Agreement, dated as of October 5, 2007, as amended · Elanco Animal Health, a division of Xxx Xxxxx and Company Collaborative Research, License & Commercialization Agreement, dated as of August 25, 2010, as amended · Medicis Pharmaceutical Corporation Research and Development Option and License Agreement, dated as of February 9, 2011 · The Xxxx &Melinda Gates Foundation Research Agreement, dated as of April 5, 2013
SPECIAL TYPES OF COLLATERAL a. The following are all of the trademarks, trademark applications, trade names and service marks of the COMPANY and its Affiliates (including any service marks, collective BG Staffing, Inc. Perfection Certificate marks and certification marks), together with the trademark numbers and dates of registration with the U.S. Patent and Trademark Office, if applicable: Trademark Registration No. Serial No. Filing Date Registration Date If Foreign Trademark, What Country? COMPANY/Affiliate BG PERSONNEL SERVICES 2189451 75351490 9/4/1997 9/15/1998 n/a BG Personnel, LP INSTAFF 3930355 76703842 7/20/2010 3/15/2011 n/a BG Staffing, Inc. TRIANCE 3934652 76701303 1/21/2010 3/22/2011 n/a BG Staffing, Inc. TRIANCE & Design 4038738 76703844 7/20/2010 10/11/2011 n/a BG Staffing, Inc. Zycron 3256059 78951598 8/14/2006 6/26/2007 n/a BG Staffing, LLC ACCOUNTABLE SEARCH 0000000 77534879 7/30/2008 4/26/2011 n/a BG Finance and Accounting, Inc. SMART RESOURCES 2583592 76138054 9/28/2000 6/18/2002 n/a BG Finance and Accounting, Inc. Xxxxxxx & Xxxxxxx XX Finance and Accounting, Inc. D&W Talent BG Finance and Accounting, Inc. Vision Technology Services BG Staffing, LLC
SPECIAL TYPES OF COLLATERAL a. The Company and its subsidiaries own the following kinds of assets. (If the answer is "Yes" to any of the following questions, attach a schedule describing each such asset owned by the Company or its subsidiaries and identifying which party owns the asset.) --------------------------------------------------------------------------------------------------------- Copyrights or copyright applications registered with the U.S. Copyright Office Yes /X/ No / / --------------------------------------------------------------------------------------------------------- Software registered with the U.S. Copyright Office Yes /X/ No / / --------------------------------------------------------------------------------------------------------- Software NOT registered with the U.S. Copyright Office Yes /X/ No / / --------------------------------------------------------------------------------------------------------- Patents and patent applications Yes / / No /X/ --------------------------------------------------------------------------------------------------------- Trademarks or trademark applications (including any service marks, collective marks and certification marks) Yes /X/ No / / --------------------------------------------------------------------------------------------------------- Licenses to use trademarks, patents and copyrights of others Yes / / No /X/ --------------------------------------------------------------------------------------------------------- Franchise, marketing agreements or similar agreements: Yes / / No /X/ --------------------------------------------------------------------------------------------------------- Stocks, Bonds or other securities: Yes / / No /X/ --------------------------------------------------------------------------------------------------------- Promissory notes, or other instruments or evidence of indebtedness: Yes / / No /X/ --------------------------------------------------------------------------------------------------------- Leases of equipment, security agreements naming such person as secured party, or other chattel paper: Yes / / No /X/ --------------------------------------------------------------------------------------------------------- Aircraft: Yes / / No /X/ --------------------------------------------------------------------------------------------------------- Vessels, Boats or Ships: Yes / / No /X/ ---------------------------------------------------------------------------------------------------------...
