Sovereign Investors Fund Sample Clauses

Sovereign Investors Fund. 00-0000000 Xxxx Xxxxxxx V.A. Strategic Income Fund -------------------------------------------------------------------------------- 00-0000000 Xxxx Xxxxxxx V.A. Technology Fund -------------------------------------------------------------------------------- Agreement/custodian/BNYScheduleII APPENDIX B I, Xxxxxxx X. Xxxx, Treasurer, of each Xxxx Xxxxxxx Fund listed on Schedule II, (each a "Fund"), do hereby certify that: The following individuals serve in the following positions with the Fund, and each has been duly elected or appointed by the Board of Trustees of the Fund to each such position and qualified therefor in conformity with the Fund's Declaration of Trust and By-Laws, and the signatures set forth opposite their respective names are their true and correct signatures. Each such person is authorized to give written or oral instructions or written or oral specifications by or on behalf of the Fund to the Bank. Xxxxxxx X. Xxxx Treasurer /s/Xxxxxxx X. Xxxx --------------- --------- ------------------ Name Position Signature Xxxxxx X. Xxxxxx Associate Treasurer /s/Xxxxxx X. Xxxxxx ---------------- ------------------- ------------------- Name Position Signature Xxxxxxx X. Xxxxx Associate Treasurer /s/Xxxxxxx X. Xxxxx ---------------- ------------------- ------------------- Name Position Signature Xxxxxx X. Xxxx Assistant Treasurer /s/Xxxxxx X. Xxxx ------------------ ------------------- ----------------- Name Position Signature Xxxx X. XxXxxxxxx Assistant Treasurer /s/Xxxx X. XxXxxxxxx ----------------- ------------------- -------------------- Name Position Signature Xxxxxx X. Xxxxxxxx Assistant Treasurer /s/Xxxxxx X. Xxxxxxxx ------------------ ------------------- --------------------- Name Position Signature S:\general\funds\authorizedsignersfundmoney FOREIGN CUSTODY MANAGER AGREEMENT AGREEMENT made as of September 10, 2001 between each Xxxx Xxxxxxx Fund listed on Schedule II (each a "Fund") and The Bank of New York ("BNY").
Sample 1Sample 2Sample 3See All (8)
AutoNDA by SimpleDocs
Sovereign Investors Fund. 00-0000000 Xxxx Xxxxxxx V.A. Strategic Income Fund -------------------------------------------------------------------------------- 00-0000000 Xxxx Xxxxxxx V.A. Technology Fund -------------------------------------------------------------------------------- Agreement/custodian/BNYScheduleII APPENDIX I THE BANK OF NEW YORK ON-LINE COMMUNICATIONS SYSTEM (THE "SYSTEM") TERMS AND CONDITIONS
Sample 1Sample 2Sample 3See All (5)
Sovereign Investors Fund. 00-0000000 Xxxx Xxxxxxx V.A. Strategic Income Fund -------------------------------------------------------------------------------- 00-0000000 Xxxx Xxxxxxx V.A. Technology Fund -------------------------------------------------------------------------------- Agreement/custodian/BNYScheduleII FUND ACCOUNTING AGREEMENT ------------------------- AGREEMENT made as of this 10th day of September, 2001 by and between each Xxxx Xxxxxxx Fund listed on Schedule II, each either a business trust organized and existing under the laws of The Commonwealth of Massachusetts or a Maryland corporation organized and existing under the laws of the state of Maryland, having its principal place of business at 000 Xxxxxxxxxx Xxxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000 (each a "Fund") and The Bank of New York, a New York corporation authorized to do a banking business, having its principal place of business at Xxx Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 (hereinafter called the "Bank").
Sample 1Sample 2Sample 3See All (5)
Sovereign Investors Fund. 00-0000000 Xxxx Xxxxxxx V.A. Strategic Income Fund -------------------------------------------------------------------------------- 00-0000000 Xxxx Xxxxxxx V.A. Technology Fund -------------------------------------------------------------------------------- or: XXXX XXXXXXX FUNDS listed above /s/Xxxxx X. Xxxxx ------------------------- By: Xxxxx X. Xxxxx Title: Second Vice President and Assistant Secretary Accepted and agreed for: THE BANK OF NEW YORK /s/Xxx X. Xxxxxx -------------------------- By: Xxx X. Xxxxxx Title: Vice President Corpsec/Agreement/custodian/BNYScheduleII APPENDIX I THE BANK OF NEW YORK ON-LINE COMMUNICATIONS SYSTEM (THE "SYSTEM") TERMS AND CONDITIONS
Sample 1Sample 2
Sovereign Investors Fund. 00-0000000 Xxxx Xxxxxxx V.A. Strategic Income Fund -------------------------------------------------------------------------------- 00-0000000 Xxxx Xxxxxxx V.A. Technology Fund -------------------------------------------------------------------------------- or: XXXX XXXXXXX FUNDS listed above /s/Xxxxx X. Xxxxx ------------------------- By: Xxxxx X. Xxxxx Title: Second Vice President and Assistant Secretary Accepted and agreed for: THE BANK OF NEW YORK /s/Xxx X. Xxxxxx -------------------------- By: Xxx X. Xxxxxx Title: Vice President Corpsec/Agreement/custodian/BNYScheduleII FUND ACCOUNTING AGREEMENT ------------------------- AGREEMENT made as of this 10th day of September, 2001 by and between each Xxxx Xxxxxxx Fund listed on Schedule II, each either a business trust organized and existing under the laws of The Commonwealth of Massachusetts or a Maryland corporation organized and existing under the laws of the state of Maryland, having its principal place of business at 000 Xxxxxxxxxx Xxxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000 (each a "Fund") and The Bank of New York, a New York corporation authorized to do a banking business, having its principal place of business at Xxx Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 (hereinafter called the "Bank").
Sample 1

Related to Sovereign Investors Fund

  • Foreign Investors If Subscriber is not a United States person (as defined by Section 7701(a)(30) of the Internal Revenue Code of 1986, as amended), Subscriber hereby represents that it has satisfied itself as to the full observance of the laws of its jurisdiction in connection with any invitation to subscribe for the Securities or any use of this Subscription Agreement, including (i) the legal requirements within its jurisdiction for the purchase of the Securities, (ii) any foreign exchange restrictions applicable to such purchase, (iii) any governmental or other consents that may need to be obtained, and (iv) the income tax and other tax consequences, if any, that may be relevant to the purchase, holding, redemption, sale, or transfer of the Securities. Subscriber’s subscription and payment for and continued beneficial ownership of the Securities will not violate any applicable securities or other laws of the Subscriber’s jurisdiction.

  • Foreign Investor If such Investor is not a United States person, such Investor represents that it has satisfied itself as to the full observance of the laws of its jurisdiction in connection with any invitation to subscribe for the Securities or any use of this Agreement, including: (i) the legal requirements within its jurisdiction for the purchase of the Securities, (ii) any foreign exchange restrictions applicable to such purchase, (iii) any governmental or other consents that may need to be obtained, and (iv) the income tax and other tax consequences, if any, that may be relevant to the purchase, holding, redemption, sale or transfer of the Securities. The Investor further represents that its payment for, and its continued beneficial ownership of the Securities, will not violate any applicable securities or other laws of its jurisdiction.

  • Passive Foreign Investment Company The Company shall conduct its business, and shall cause its Subsidiaries to conduct their respective businesses, in such a manner as will ensure that the Company will not be deemed to constitute a passive foreign investment company within the meaning of Section 1297 of the Code.

  • Multi-Manager Funds In connection with securities transactions for the Fund, the Subadviser that is (or whose affiliated person is) entering into the transaction, and any other investment manager that is advising an affiliate of the Fund (or portion of the Fund) (collectively, the “Managers” for the purposes of this section) entering into the transaction are prohibited from consulting with each other concerning transactions for the Fund in securities or other assets and, if both Managers are responsible for providing investment advice to the Fund, the Manager’s responsibility in providing advice is expressly limited to a discrete portion of the Fund’s portfolio that it manages. This prohibition does not apply to communications by the Adviser in connection with the Adviser’s (i) overall supervisory responsibility for the general management and investment of the Fund’s assets; (ii) determination of the allocation of assets among the Manager(s), if any; and (iii) investment discretion with respect to the investment of Fund assets not otherwise assigned to a Manager.

  • Non-Investment Advisory Services The Fund hereby employs the Manager to provide certain non-investment advisory services for the Portfolio, subject to the direction of the officers and the Board on the terms hereinafter set forth. Specifically, the Manager shall perform or arrange for the performance, as applicable, at its own expense (except as provided in Section 4 or unless otherwise agreed to by the Manager and the Fund, in which case at the Fund’s expense), the following services to the Fund on behalf of the Portfolio to the extent that any such services are not otherwise provided by any other service provider to the Fund:

  • Foreign Securities Systems Foreign securities shall be maintained in a Foreign Securities System in a designated country through arrangements implemented by the Custodian or a Foreign Sub-Custodian, as applicable, in such country.

  • Fund/SERV Transactions If the parties choose to use the National Securities Clearing Corporation’s Mutual Fund Settlement, Entry and Registration Verification (“Fund/SERV”) or any other NSCC service, the following provisions shall apply: The Company and the Fund or its designee will each be bound by the rules of the National Securities Clearing Corporation (“NSCC”) and the terms of any NSCC agreement filed by it or its designee with the NSCC. Without limiting the generality of the following provisions of this section, the Company and the Fund or its designee will each perform any and all duties, functions, procedures and responsibilities assigned to it and as otherwise established by the NSCC applicable to Fund/SERV, the Mutual Fund Profile Service, the Networking Matrix Level utilized and any other relevant NSCC service or system (collectively, the “NSCC Systems”). Any information transmitted through the NSCC Systems by any party or its designee to the other or its designee and pursuant to this Agreement will be accurate, complete, and in the format prescribed by the NSCC. Each party or its designee will adopt, implement and maintain procedures reasonably designed to ensure the accuracy of all transmissions through the NSCC Systems and to limit the access to, and the inputting of data into, the NSCC Systems to persons specifically authorized by such party. On each day on which the New York Stock Exchange is open for trading and on which the Fund calculates its net asset value pursuant to the rules of the SEC (“Business Day”), the Company shall aggregate and calculate the net purchase and redemption orders for each Account received by the Company by the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern Time) (the “Close of Trading”) on the Business Day. The Company shall communicate to the Fund or its designee for that Business Day, by Fund/SERV, the net aggregate purchase or redemption orders (if any) for each Account received by the Close of Trading on such Business Day (the “Trade Date”) no later than 7:00 a.m. Eastern Time (or such other time as may be agreed by the parties from time to time) (the “Fund/SERV Transactions Deadline”) on the Business Day following the Trade Date. All such aggregated orders communicated to the Fund or its designee by the Fund/SERV Transactions Deadline on the Business Day following the Trade Date shall be treated by the Fund or its designee as if received prior to the Close of Trading on the Trade Date. All orders received by the Company after the Close of Trading on a Business Day shall not be aggregated with Orders received by the Company prior to the Close of Trading on such Business Day and shall be communicated to BRIL or its designee as part of an aggregated order no sooner than after the FUND/SERV Transactions Deadline or such other time as may be agreed by the parties from time to time) the following Business Day. Cash settlement shall be transmitted pursuant to the normal NSCC settlement process. In the case of delayed settlement, the Fund or its designee shall make arrangements for the settlement of redemptions by wire no later than the time permitted for settlement of redemption orders by the 1940 Act. Unless otherwise informed in writing, such redemption wires should be sent to an account specified by the Company and agreed to by Fund Parties.

  • General Partner Gross Income Allocation After giving effect to the special allocations in paragraph 2 but prior to any allocations under subparagraphs 1(a) or 1(b), there shall be specially allocated to the General Partner an amount of (i) first, items of Partnership income and (ii) second, items of Partnership gain during each fiscal year or other applicable period in an amount equal to the excess, if any, of (A) the cumulative distributions made to the General Partner under Section 7.3(b) of the Agreement, other than distributions which would properly be treated as “guaranteed payments” or which are attributable to the reimbursement of expenses which would properly be either deductible by the Partnership or added to the tax basis of any Partnership asset, over (B) the cumulative allocations of Partnership income and gain to the General Partner under this subparagraph 1(c)(i).

  • Small Business Investment Company Buyer is a small business investment company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

  • Partnership Funds Pending application or distribution, the funds of the Partnership shall be deposited in such bank account or accounts, or invested in such interest-bearing or non-interest bearing investment, including, without limitation, checking and savings accounts, certificates of deposit and time or demand deposits in commercial banks, U.S. government securities and securities guaranteed by U.S. government agencies as shall be designed by the General Partner. Such funds shall not be commingled with funds of any other Person. Withdrawals therefrom shall be made upon such signatures as the General Partner may designate.

Time is Money Join Law Insider Premium to draft better contracts faster.