Short Selling. 6.1 The Customer acknowledges that applicable laws and regulations may prohibit the Company from placing a sale order on the Customer’s behalf when the order relates to Securities which the Customer does not own (“Short Sell Order”). The Customer undertakes that:
Appears in 7 contracts
Samples: Margin Client Agreement, Securities Client Agreement, Securities Client Agreement
Short Selling. 6.1 36. The Customer acknowledges that applicable laws and regulations may prohibit the Company from placing a sale order on the Customer’s 's behalf when the order relates to Securities which the Customer does not own (“"Short Sell Order”"). The Customer undertakes that:
Appears in 3 contracts
Samples: Account Agreement, Account Agreement, Account Agreement
Short Selling. 6.1 34. The Customer acknowledges that applicable laws and regulations may prohibit the Company from placing a sale order on the Customer’s 's behalf when the order relates to Securities which the Customer does not own (“"Short Sell Order”"). The Customer undertakes that:
Appears in 1 contract
Samples: Account Agreement
