Common use of Shell Company Status Clause in Contracts

Shell Company Status. To the Company's knowledge, the Company is not, and has never been, an issuer identified in Rule 144(i)(1) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements reflecting its status as an entity that is no longer an issuer described in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC.

Appears in 8 contracts

Samples: Escrow Agreement (Paulson Capital (Delaware) Corp.), Escrow Agreement (Paulson Capital (Delaware) Corp.), Escrow Agreement (Paulson Capital (Delaware) Corp.)

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Shell Company Status. To the Company's knowledge, the The Company is not, and has never been, an issuer identified in Rule 144(i)(1) of under the Securities Act and has filed with the SEC current “Form 10 information” (as defined in Rule 144(i)(3) under the Securities Act. The Company is, and has been for a period of ) at least 90 days, subject 12 calendar months prior to the reporting requirements date of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 6 contracts

Samples: Purchase Agreement (Chicken Soup for the Soul Entertainment, Inc.), Purchase Agreement (Venus Concept Inc.), Purchase Agreement (VYNE Therapeutics Inc.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never beennot been in the past twenty-four (24) months, an issuer identified in Rule 144(i)(1144(i)(1)(i) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to filed with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its SEC current "Form 10 information" with ” (as defined in Rule 144(i)(3)) at least twelve (12) months prior to the SEC pursuant to and in accordance with applicable requirements date of this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC144(i)(1)(i).

Appears in 4 contracts

Samples: Purchase Agreement (Enochian Biosciences Inc), Purchase Agreement (Nutex Health, Inc.), Purchase Agreement (HyreCar Inc.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never not been in the past twenty-four (24) months been, an issuer identified in Rule 144(i)(1) of under the Securities Act and has filed with the SEC current “Form 10 information” (as defined in Rule 144(i)(3) under the Securities Act. The Company is, and has been for a period of ) at least 90 days, subject twelve (12) months prior to the reporting requirements date of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 3 contracts

Samples: Purchase Agreement (Lithium Corp), Purchase Agreement (Aileron Therapeutics Inc), Purchase Agreement (Enochian Biosciences Inc)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never beennot been for a period of at least one year from the date hereof, an issuer identified in Rule 144(i)(1) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" ” (as defined in Rule 144(i)(3)) with the SEC pursuant to and in accordance with applicable requirements reflecting its status as an entity that is was no longer an issuer described in Rule 144(i)(1144(i)(1)(i) and at least more than one (1) year has elapsed ago from the date that hereof. The Company shall provide a legal opinion of counsel to the Company filed "Form 10 information" in a form reasonably acceptable to the Purchaser with the SECrespect to this representation.

Appears in 3 contracts

Samples: Securities Purchase Agreement (International Land Alliance Inc.), Securities Purchase Agreement (HeartBeam, Inc.), Securities Purchase Agreement (Quantum Computing Inc.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never been, an issuer identified in Rule 144(i)(1) of under the Securities Act. The Company is, Act and has been for a period of at least 90 days, subject to filed with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its SEC current "Form 10 information" with (as defined in Rule 144(i)(3) under the SEC pursuant Securities Act) at least 12 calendar months prior to and in accordance with applicable requirements the date of this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 3 contracts

Samples: Purchase Agreement (Portage Biotech Inc.), Purchase Agreement (Biodesix Inc), Purchase Agreement (X4 Pharmaceuticals, Inc)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never been, an issuer identified in Rule 144(i)(1) of under the Securities Act. The Company is, Act and has been for a period of at least 90 days, subject to filed with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its SEC current "Form 10 information" with (as defined in Rule 144(i)(3) under the SEC pursuant Securities Act) at least 12 calendar months prior to and in accordance with applicable requirements the date of this Agreement reflecting its status as an entity that is no longer not an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 2 contracts

Samples: Purchase Agreement (Cognition Therapeutics Inc), Purchase Agreement (Zynerba Pharmaceuticals, Inc.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never beennot been in the past twenty-four (24) months, an issuer identified in Rule 144(i)(1) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to filed with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its SEC current "Form 10 information" with ” (as defined in Rule 144(i)(3)) at least twelve (12) months prior to the SEC pursuant to and in accordance with applicable requirements date of this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC).

Appears in 2 contracts

Samples: Purchase Agreement (Evaxion Biotech a/S), Purchase Agreement (Trevi Therapeutics, Inc.)

Shell Company Status. To the Company's knowledge, the Company is not, and has never been, not an issuer identified in Rule 144(i)(1) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements reflecting its status as an entity that is no longer an issuer described in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC.

Appears in 2 contracts

Samples: Subscription Agreement (Bitcoin Shop Inc.), Subscription Agreement (Bitcoin Shop Inc.)

Shell Company Status. To the Company's knowledge, the The Company is notnot currently, and since October 26, 2010 has never not been, an issuer identified in Rule 144(i)(1) of under the Securities Act and has filed with the SEC current “Form 10 information” (as defined in Rule 144(i)(3) under the Securities Act. The Company is, and has been for a period of ) at least 90 days, subject 12 calendar months prior to the reporting requirements date of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 1 contract

Samples: Purchase Agreement (Invivo Therapeutics Holdings Corp.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never beennot been in the past twenty-four (24) months, an issuer identified in Rule 144(i)(1) of under the Securities Act and has filed with the SEC current “Form 10 information” (as defined in Rule 144(i)(3) under the Securities Act. The Company is, and has been for a period of ) at least 90 days, subject twelve (12) months prior to the reporting requirements date of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 1 contract

Samples: Purchase Agreement (Advaxis, Inc.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never been, not currently an issuer identified in Rule 144(i)(1) of under the Securities Act and has filed with the SEC current “Form 10 information” (as defined in Rule 144(i)(3) under the Securities Act. The Company is, and has been for a period of ) at least 90 days, subject 12 calendar months prior to the reporting requirements date of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 1 contract

Samples: Purchase Agreement (Acer Therapeutics Inc.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never been, an issuer identified in Rule 144(i)(1) of under the Securities Act. The Company is, Act and has been for a period of at least 90 days, subject to filed with the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its SEC current "Form 10 information" with (as defined in Rule 144(i)(3) under the SEC pursuant Securities Act) at least 12 calendar months prior to and in accordance with applicable requirements the date of this Agreement reflecting its status as an entity that is no longer not an issuer described identified in Rule 144(i)(1144(i)(1)(i) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 1 contract

Samples: Purchase Agreement (Marker Therapeutics, Inc.)

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Shell Company Status. To the Company's ’s knowledge, the Company is not, and has never been, not an issuer identified in Rule 144(i)(1) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements reflecting its status as an entity that is no longer an issuer described in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC.

Appears in 1 contract

Samples: Subscription Agreement (Bitcoin Shop Inc.)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never beennot been in the past twenty-four (24) months, an issuer identified in Rule 144(i)(1144(i)(1)(i) of the Securities Act. The Company isand, and has been for a period of at least 90 daysif so, subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its with the SEC current "Form 10 information" with ” (as defined in Rule 144(i)(3)) at least twelve (12) months prior to the SEC pursuant to and in accordance with applicable requirements date of this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC144(i)(1)(i).

Appears in 1 contract

Samples: Purchase Agreement (Heart Test Laboratories, Inc.)

Shell Company Status. To the Company's knowledge, the Company is not, and for the seven (7) years prior to the date hereof has never not been, an issuer identified in Rule 144(i)(1) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements reflecting its status as an entity that is no longer an issuer described in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC.

Appears in 1 contract

Samples: Subscription Agreement (MGT Capital Investments Inc)

Shell Company Status. To the Company's knowledgeKnowledge, the Company is not, and for the seven (7) years prior to the date hereof has never not been, an issuer identified in Rule 144(i)(1) of the Securities 1933 Act. The Company is, and has been for a period of at least 90 days, subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange 1934 Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements reflecting its status as an entity that is no longer an issuer described in Rule 144(i)(1) and at least one (1) year has elapsed from the date that the Company filed "Form 10 information" with the SEC.

Appears in 1 contract

Samples: Securities Purchase Agreement (MGT Capital Investments Inc)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never beennot been at any time in the past 24 months, an issuer identified in Rule 144(i)(1) of the Securities Act. The Company is, and has been for a period of at least 90 days, subject to the reporting requirements of Section 13 or Section 15(d(1) of the Exchange Act. The Company has filed its with the SEC current "Form 10 information" with ” (as defined in Rule 144(i)(3)) at least 12 calendar months prior to the SEC pursuant to and in accordance with applicable requirements date of this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1144(i)(1)and (2) and at least one (1) year has elapsed from the date that the Company timely filed "Form 10 information" with the SECSEC all reports required pursuant to the 1934 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Liqtech International Inc)

Shell Company Status. To the Company's knowledge, the The Company is not, and has never been, an issuer identified in Rule 144(i)(1) of under the Securities Act and has filed with the SEC current “Form 10 information” (as defined in Rule 144(i)(3) under the Securities Act. The Company is, and has been for a period of ) at least 90 days, subject twelve (12) calendar months prior to the reporting requirements date of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements this Agreement reflecting its status as an entity that is no longer not an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 1 contract

Samples: Purchase Agreement (Veru Inc.)

Shell Company Status. To the Company's knowledge, the The Company is notnot currently, and since January 5, 2021, has never not been, an issuer identified in Rule 144(i)(1) of under the Securities Act and has filed with the SEC current “Form 10 information” (as defined in Rule 144(i)(3) under the Securities Act. The Company is, and has been for a period of ) at least 90 days, subject 12 calendar months prior to the reporting requirements date of Section 13 or Section 15(d) of the Exchange Act. The Company has filed its current "Form 10 information" with the SEC pursuant to and in accordance with applicable requirements this Agreement reflecting its status as an entity that is no longer an issuer described identified in Rule 144(i)(1) and at least one (1) year has elapsed from under the date that the Company filed "Form 10 information" with the SECSecurities Act.

Appears in 1 contract

Samples: Purchase Agreement (Clene Inc.)

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