Shareholder Performance Statements Sample Clauses

Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____ /open and closed account Literature Fulfillment Services* § Account Management − $____ /month (account management, lead reporting and database administration) § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting (Closed Loop) − Account Management - $____ /month − Database Installation, Setup - $____ /fund group § Miscellaneous Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $____ /monthly report Amended Exhibit C (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – Fiera Capital TRANSFER AGENT & SHAREHOLDER SERVICES - SUPPLEMENTAL SERVICES FEE SCHEDULE at August, 2012 FAF Money Market Fund Service Organizations § $____ /money market share class per year § Miscellaneous expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $____ /qualified plan account or Xxxxxxxxx ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization Additional Shareholder Paid Fees § $____ /outgoing wire transfer or overnight delivery § $____ /telephone exchange § $____ /return check or ACH or stop payment § $____ /research request per account (Cap at $____ /request) (This fee applies to requests for statements older than the prior year)
Sample 1
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Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. ■ Setup - $35,000 /fund group ■ Annual Fee - $0.17 /open and closed account Exhibit B (continued) to the Amended and Restated Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE effective 7/1/09 through 6/30/14 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees ■ $15.00 /qualified plan acct (Cap at $30.00 /SSN) ■ $15.00 /Xxxxxxxxx ESA acct (Cap at $30.00 /SSN) ■ $25.00 /transfer to successor trustee ■ $25.00 /participant distribution (Excluding SWPs) ■ $25.00 /refund of excess contribution ■ $25.00 /reconversion/recharacterization Additional Shareholder Paid Fees ■ $15.00 /outgoing wire transfer ■ $15.00 /overnight delivery ■ $5.00 /telephone exchange ■ $25.00 /return check or ACH ■ $25.00 /stop payment ■ $5.00 /research request per account (Cap at $25.00 /request) (For requested items of the second calendar year [or previous] to the request)
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. · Setup - $[ ] per fund group · Annual Fee - $[ ] per open and closed account Amended Exhibit R (continued) to the Separate Series of the Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at July 1, 2009 Charges Paid by Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · $[ ]/qualified plan acct (Cap at $[ ]/SSN) · $[ ]/Cxxxxxxxx ESA acct (Cap at $[ ]/SSN) · $[ ]/transfer to successor trustee · $[ ]/participant distribution (Excluding SWPs) · $[ ]/refund of excess contribution · $[ ]/reconversion/recharacterization Additional Shareholder Paid Fees · $[ ]/outgoing wire transfer · $[ ]/overnight delivery · $[ ]/telephone exchange · $[ ]/return check or ACH · $[ ]/stop payment · $[ ]/research request per account (Cap at $[ ]/request) (For requested items of the second calendar year [or previous] to the request)
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. ■ Setup - $___ /fund group ■ Annual Fee - $___ /open and closed account Literature Fulfillment Services* ■ Account Management − $___ /month (account management, lead reporting and database administration) ■ Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing ■ Inbound Teleservicing Only − Account Management - $___ /month − Call Servicing - $___ /minute ■ Lead Conversion Reporting (Closed Loop) − Account Management - $___ /month − Database Installation, Setup - $___ /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges. Exhibit EE (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at September, 2012 FAF Money Market Fund Service Organizations ■ $___ /money market share class per year ■ Out-of-pocket expenses (see Transfer Agent Fee Schedule)
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____ /open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $____ - 10 Users – $____ - 20 Users – $____ - 30 Users – $____ - 40 Users – $____ - 50 Users – $____ § Training - Webex - $____ /user - On Site - $____ /day § Real Time Data Feeds - Implementation (per feed) - $____ /hour (8 hour estimate) - Recurring (per feed) - $____ /month Snow
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $___ /fund group § Annual Fee - $0.17 /open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $___ - 10 Users – $___ - 20 Users – $___ - 30 Users – $___ - 40 Users – $___ - 50 Users – $___ § Training - WebEx - $___ /user - On Site at USBFS - $___ /day - At Client Location - $___ /day plus travel and out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $___ /hour (8 hour estimate) - Recurring (per feed) - $___ /month Literature Fulfillment Services* § Account Management − $250 /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 /month − Call Servicing - $1.00 /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 /month − Database Installation, Setup -$1,500 /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges. Lxxxx - 6/2012 Exhibit DD (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at June, 2012
Sample 1
Shareholder Performance Statements. We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $__ /fund group § Annual Fee - $__ /open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $__ - 10 Users – $__ - 20 Users – $__ - 30 Users – $__ - 40 Users – $__ - 50 Users – $__ § Training - WebEx - $500 /user - On Site at USBFS - $__ /day - At Client Location - $__ /day plus travel and out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $__ /hour (8 hour estimate) - Recurring (per feed) - $__ /month Lxxxx - 9/2012 Amended Exhibit DD (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at June, 2012 FAF Money Market Fund Service Organizations § $__ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule)
Sample 1
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Related to Shareholder Performance Statements

  • Historical Performance Information To the extent agreed upon by the parties, the Sub-Advisor will provide the Trust with historical performance information on similarly managed investment companies or for other accounts to be included in the Prospectus or for any other uses permitted by applicable law.

  • Grant of Performance Stock Units Subject to the terms of this Agreement, and the Incentive Plan, effective as of the Grant Date the Participant is hereby granted [Number] Performance Stock Units (the “Target Performance Units”). This Award contains the right to dividend equivalents (“Dividend Equivalents”) with respect to Earned Performance Units (as defined in Section 3(a)) as described in Section 4. Each Performance Stock Unit awarded hereunder shall become earned and vested as described in Section 3 and each Earned Performance Unit (and associated Earned Dividend Equivalents thereon as described in Section 4) shall be settled in accordance with Section 5.

  • Annual Compliance Statements The Master Servicer, the Special Servicer, the Certificate Administrator, the Custodian and, if it has made an Advance during the applicable calendar year, the Trustee shall furnish (and each of the Master Servicer, the Special Servicer, the Custodian and the Certificate Administrator (i) with respect to any Additional Servicer of such party that is a Mortgage Loan Seller Sub-Servicer, shall use commercially reasonable efforts to cause such Additional Servicer to furnish, and (ii) with respect to any other Additional Servicer of such party (other than any party to this Agreement), shall cause such Additional Servicer to furnish) (each such Additional Servicer and each of the Master Servicer, the Special Servicer, the Custodian, the Certificate Administrator and the Trustee (if applicable), a “Certifying Servicer”) to the Certificate Administrator, the Serviced Companion Loan Holders (or, in the case of a Serviced Companion Loan that is part of an Other Securitization Trust, the applicable Other Depositor and Other Exchange Act Reporting Party), the Operating Advisor (only in the case of an Officer’s Certificate furnished by the Special Servicer and after the occurrence and during the continuance of a Control Termination Event) and the Depositor on or before March 1 of each year, commencing in March 2017, an Officer’s Certificate (together with a copy thereof in XXXXX compatible format, or in such other format as otherwise agreed upon by the Depositor, the Certificate Administrator, the applicable Other Depositor, the applicable Other Exchange Act Reporting Party and the applicable Certifying Servicer) stating, as to the signer thereof, that (A) a review of such Certifying Servicer’s activities during the preceding calendar year or portion thereof and of such Certifying Servicer’s performance under this Agreement, or the applicable Sub-Servicing Agreement or primary servicing agreement in the case of an Additional Servicer, has been made under such officer’s supervision and (B) to the best of such officer’s knowledge, based on such review, such Certifying Servicer has fulfilled all its obligations under this Agreement, or the applicable Sub-Servicing Agreement or primary servicing agreement in the case of an Additional Servicer, in all material respects throughout such year or portion thereof, or, if there has been a failure to fulfill any such obligation in any material respect, specifying each such failure known to such officer and the nature and status thereof. The Master Servicer and the Special Servicer shall, and the Master Servicer and the Special Servicer shall cause (or, in the case of an Additional Servicer that is a Mortgage Loan Seller Sub-Servicer, shall use its commercially reasonable efforts to cause) each Additional Servicer hired by it to, forward a copy of each such statement to, prior to the occurrence and continuance of a Consultation Termination Event, the Controlling Class Representative and, for posting to the Rule 17g-5 Information Provider’s Website pursuant to Section 12.13, the Rule 17g-5 Information Provider. Promptly after receipt of each such Officer’s Certificate, the Depositor (and, in the case of a Serviced Companion Loan that is part of an Other Securitization Trust, the applicable Other Depositor and Other Exchange Act Reporting Party) may review each such Officer’s Certificate and, if applicable, consult with the Certifying Servicer, as applicable, as to the nature of any failures by such Certifying Servicer, respectively, or any related Additional Servicer with which the Master Servicer or the Special Servicer, as applicable, has entered into a servicing relationship with respect to the Mortgage Loans or the Companion Loans in the fulfillment of any Certifying Servicer’s obligations hereunder or under the applicable sub-servicing or primary servicing agreement. The obligations of each Certifying Servicer under this Section apply to each Certifying Servicer that serviced a Mortgage Loan or Companion Loan during the applicable period, whether or not the Certifying Servicer is acting in such capacity at the time such Officer’s Certificate is required to be delivered. With respect to each Outside Serviced Mortgage Loan serviced under the applicable Outside Servicing Agreement, the Certificate Administrator shall request, and upon receipt deliver to the Depositor, from a “Servicing Officer” or “Responsible Officer” (as such terms are defined in the applicable Outside Servicing Agreement), as applicable, of the related Outside Servicer, Outside Special Servicer, Outside Custodian, Outside Trustee and Outside Paying Agent or Outside Certificate Administrator an Officer’s Certificate in form and substance similar to the Officer’s Certificate described in this Section or such other form as is set forth in the Outside Servicing Agreement.

  • Financial Performance Covenants Notwithstanding anything to the contrary contained in Section 7.01, in the event that Holdings and the Borrower fail to comply with the requirements of any Financial Performance Covenant, until the expiration of the 10th day subsequent to the date the certificate calculating such Financial Performance Covenant is required to be delivered pursuant to Section 5.04(c), Holdings shall have the right to issue Permitted Cure Securities for cash or otherwise receive cash contributions to the capital of Holdings, and, in each case, to contribute any such cash to the capital of Borrower (collectively, the "Cure Right"), and upon the receipt by Borrower of such cash (the "Cure Amount") pursuant to the exercise by Holdings of such Cure Right such Financial Performance Covenant shall be recalculated giving effect to the following pro forma adjustments:

  • Annual Performance Bonus In the discretion of the Company's Compensation Committee, the Executive shall be eligible to receive an annual performance bonus payable in cash for each full or partial fiscal year of the Company during the Employment Period in accordance with the Company's performance-based bonus program for Executive Officers.

  • Award of Performance Stock Units The Company hereby grants to you, effective as of the Grant Date, an Award of Performance Stock Units for that number of Performance Stock Units communicated to you and set forth in the Company’s records (the “PSUs”), on the terms and conditions set forth in such communication, this Agreement and the Plan. Each PSU represents the right to receive one share of Stock, subject to the terms and conditions set forth herein.

  • Grant of Performance Share Units The Company hereby grants to the Participant the Target Number of PSUs Granted, effective as of the Date of Award and subject to the terms and conditions of the Plan and this Award Agreement. Each PSU represents the unsecured right to receive a number of Shares, if any, in accordance with the terms and conditions of this Award Agreement. The Participant shall not be required to pay any additional consideration for the issuance of the Shares, if any, upon settlement of the PSUs.

  • Portfolio Expense and Performance Data The Fund shall provide such data regarding each Portfolio’s expense ratios and investment performance as the Company shall reasonably request, to facilitate the registration and sale of the Variable Contracts. Without limiting the generality of the forgoing, the Fund shall provide the following Portfolio expense and performance data on a timely basis to facilitate the Company’s preparation of its annually updated registration statement for the Variable Contracts (and as otherwise reasonably requested by the Company), but in no event later than 75 calendar days after the close of each Portfolio’s fiscal year:

  • Performance Stock Units The Company may grant to Executive performance stock units (“PSUs”) pursuant to the Incentive Plan. All PSUs are subject to and conditioned on approval of the grant and its terms by the Board. All granted PSUs shall vest as provided in the applicable PSU grant notice and grant agreement (“PSU Agreement”). All PSUs shall be subject to the terms and conditions of the Incentive Plan and a PSU Agreement in a form prescribed by the Company, which Executive must sign as a condition to receiving the PSUs.

  • Quarterly Financial Reports As soon as practicable but not more than forty (40) days following the end of each Accounting Period ending after the Closing Date (or more frequently as mutually agreed by the parties), the Company shall supply the Reinsurer with reports related to the Reinsured Contracts as may be reasonably requested for use in connection with the preparation of the Reinsurer’s SAP financial statements or other reports prepared by the Reinsurer in compliance with its internal reporting requirements. The parties shall cooperate in good faith to establish the form for the providing of such reports.

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