Shareholder Information. Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 43 contracts
Samples: Transfer Agency and Services Agreement (Consulting Group Capital Markets Funds), Transfer Agency and Services Agreement (Salomon Brothers Series Funds Inc), Transfer Agency and Services Agreement (Legg Mason Partners Managed Municipals Fund, Inc)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder Shareholder of record which shall include full registration information, including, but not limited to, name, address, address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 36 contracts
Samples: Transfer Agency and Services Agreement (Nations Separate Account Trust), Transfer Agency and Services Agreement (Nations Lifegoal Funds Inc), Transfer Agency and Services Agreement (Nations Annuity Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, his address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 32 contracts
Samples: Transfer Agency Agreement (Viking Mutual Funds), Transfer Agency Agreement (Viking Mutual Funds), Transfer Agency Agreement (Integrity Fund of Funds Inc)
Shareholder Information. Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, address and taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated formnumber.
Appears in 16 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Variable Income Trust), Transfer Agency and Services Agreement (Legg Mason Partners Premium Money Market Trust), Transfer Agency and Services Agreement (Legg Mason Global Asset Management Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 16 contracts
Samples: Agency and Registrar Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Transfer Agency and Registrar Agreement (Preferred Income Opportunity Fund Inc), Transfer Agency and Registrar Agreement (Travelers Series Trust)
Shareholder Information. Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 8 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Money Market Trust), Transfer Agency and Services Agreement (Legg Mason Partners Income Trust), Transfer Agency and Services Agreement (Royce Fund)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder Shareholder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 7 contracts
Samples: Transfer Agency and Services Agreement This Agreement (Panorama Trust), Transfer Agency and Services Agreement (Northstar Equity Trust), Transfer Agency Agreement (Northstar Advantage Government Securities Fund)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, their addresses and taxpayer identification numbers and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 6 contracts
Samples: Form of Transfer Agency Agreement (Nd Insured Income Fund Inc), Transfer Agency Agreement (Eaton Vance Special Investment Trust), Transfer Agency Agreement (Wright Managed Income Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form. 2.
Appears in 6 contracts
Samples: Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney Money Funds Inc), Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney World Funds Inc), Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney Shearson Fundamental Value Fund Inc)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of ----------------------- the number of Shares held by each holder Shareholder of record which shall include full registration information, including, but not limited to, name, address, address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 5 contracts
Samples: Transfer Agency and Services Agreement (Nations Separate Account Trust), Transfer Agency and Services Agreement (Nations Funds Trust), Transfer Agency and Services Agreement (Nations Funds Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record ----------------------- of the number of Shares held by each holder Shareholder of record which shall include full registration information, including, but not limited to, name, address, address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 2 contracts
Samples: Agency and Services Agreement (Nations Funds Trust), Transfer Agency (Nations Funds Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification their addresses and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (Mexico Fund Inc), Transfer Agency and Registrar Agreement (Colonial Intermediate High Income Fund)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification number, the American AAdvantage number, class of Shares (if applicable), balance of Shares in an account, beneficial owner code (i.e., male, female, joint tenant, etc.), dividend code (i.e., reinvestment) and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (American Aadvantage Mileage Funds), Transfer Agency and Registrar Agreement (American Aadvantage Funds)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, their addresses and taxpayer identification numbers and which shall indicate whether such Shares are held in certificates certificated or uncertificated form. The Transfer Agent shall also maintain information necessary for the proper calculation of early withdrawal charges in accordance with the percentages and aging of such charges outlined in the Trust's prospectus.
Appears in 1 contract
Samples: Transfer Agency Agreement (Eaton Vance Prime Rate Reserves)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Investor Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Investor Shares are held in certificates or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Nations Fund Inc)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, his address and taxpayer identification identifica- tion number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Investors Research Fund Inc)
Shareholder Information. The Transfer Agent or its agent shall ------------------------ maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Travelers Corp Loan Fund Inc)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, his address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form. 2.
Appears in 1 contract
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, his address and taxpayer identification number and which shall indicate whether such Shares shares are held in certificates certificated or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency Agreement (Integrity Small Cap Fund of Funds Inc)
