Common use of Shareholder Communications Clause in Contracts

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund to indicate whether such Fund authorizes the Custodian to provide such Fund's name, address, and share position to requesting companies whose stock each Fund owns. If a Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund as consenting to disclosure of this information for all securities owned by such Fund or any funds or accounts established by each Fund. For each Fund's protection, the Rule prohibits the requesting company from using such Fund's name and address for any purpose other than corporate communications. Please indicate below whether each Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the name, address, and share positions of each Fund listed on Appendix 1. NO [X] The Custodian is not authorized to release the name, address, and share positions of each Fund listed on Appendix 1.

Appears in 18 contracts

Samples: Master Custodian Contract (Phoenix Multi Portfolio Fund), Master Custodian Contract (Phoenix Investment Trust 97), Master Custodian Contract (Phoenix Equity Trust)

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Shareholder Communications. Securities and Exchange Commission Rule 14b-2 under the Securities Exchange Act of 1934, as amended, requires banks which that hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a Fund tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each Fund's protection, the Rule prohibits the requesting company from using such Fund's name and address for any purpose other than corporate communications. Please indicate below whether each Fund consents the Funds consent or objects object by checking one of the alternatives below. below YES [ ] The Custodian is authorized to release the each Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the each Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 13 contracts

Samples: Agreement Between (Blackrock Municipal Income Investment Trust), Agreement Between (Blackrock Muniyield Michigan Quality Fund, Inc.), Agreement Between (Blackrock Muniholdings New Jersey Quality Fund, Inc.)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the name, address, and share positions of each Fund listed on Appendix 1. Exhibit A. NO [X] The Custodian is not authorized to release the name, address, and share positions of each Fund listed on Appendix 1.Exhibit A.

Appears in 11 contracts

Samples: Custodian Contract (Van Kampen Retirement Strategy Trust), Van Kampen American Capital Government Securities Fund, Van Kampen American Capital U S Government Trust for Income

Shareholder Communications. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 10 contracts

Samples: Custodian Contract (Morgan Stanley Institutional Fund Inc), Custodian Contract (Morgan Stanley Institutional Fund Inc), Custodian Contract (Morgan Stanley Institutional Fund Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1. Exhibit A. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1.Exhibit A.

Appears in 9 contracts

Samples: Van Kampen Series Fund Inc, Van Kampen American Capital Prime Rate Income Trust, Van Kampen American Capital U S Government Trust for Income

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1. Exhibit A. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1.Exhibit A.

Appears in 8 contracts

Samples: Custodian Contract (Van Kampen Select Sector Municipal Trust), Van Kampen Trust for Investment Grade New York Municipals, Van Kampen Municipal Opportunity Trust

Shareholder Communications. Securities and Exchange Commission SEC Rule 14b-2 promulgated under the Exchange Act requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund the Company to indicate whether such Fund it authorizes the Custodian to provide such Fund's the Company’s name, address, and share position to requesting companies whose stock each Fund the Company owns. If a Fund the Company tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a Fund the Company tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund the Company as consenting to disclosure of this information for all securities owned by such Fund the Company or any funds or accounts established by each Fundthe Company. For each Fund's the Company’s protection, the Rule prohibits the requesting company from using such Fund's the Company’s name and address for any purpose other than corporate communications. Please indicate below whether each Fund the Company consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Company’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] The Custodian is not authorized to release the Company’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 7 contracts

Samples: Custodian Agreement (KKR FS Income Trust Select), Custodian Agreement (FS Energy & Power Fund II), Custodian Agreement (FS Investment Corp III)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 under the Securities Exchange Act of 1934, as amended, requires banks which that hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each the Fund owns. If a Fund tells the Custodian "no", ,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each Fund's protection, the Rule prohibits the requesting company from using such Fund's name and address for any purpose other than corporate communications. Please indicate below whether each Fund consents the Funds consent or objects object by checking one of the alternatives below. below YES [ ] The Custodian is authorized to release the each Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the each Fund’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 7 contracts

Samples: Custodian Agreement (BlackRock Multi-Sector Opportunities Trust II), Custodian Agreement (Blackrock Muniyield New Jersey Fund, Inc.), Custodian Agreement (BlackRock Fixed Income Value Opportunities II)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 4 contracts

Samples: Custodian Contract (Style Select Series Inc), Custodian Contract (Tiaa Cref Life Fund), Custodian Contract (Hartford Series Fund Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 4 contracts

Samples: Custodian Agreement (Lazard Retirement Series Inc), Merrill Lynch Index Funds Inc, Merrill Lynch Index Trust

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each securities the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1. NO [X] The Custodian is not authorized to release the name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 3 contracts

Samples: Custodian Agreement (Morgan Stanley Global Long/Short Fund A), Custodian Agreement (Alternative Investment Partners Absolute Return Fund II A), Custodian Agreement (Morgan Stanley Global Long/Short Fund P)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 3 contracts

Samples: Custodian Contract (Tiaa Cref Mutual Fund), Custodian Contract (Davis International Series Inc), Tiaa Cref Institutional Mutual Funds

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund the Trust to indicate whether such Fund it authorizes the Custodian to provide such Fund's the Trust’s name, address, and share position to requesting companies whose stock each Fund the Trust owns. If a Fund the Trust tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a Fund the Trust tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund the Trust as consenting to disclosure of this information for all securities owned by such Fund the Trust or any funds or accounts established by each Fundthe Trust. For each Fund's the Trust’s protection, the Rule prohibits the requesting company Trust from using such Fund's the Trust’s name and address for any purpose other than corporate communications. Please indicate below whether each Fund the Trust consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] x The Custodian is not authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 2 contracts

Samples: Custodian Agreement (Nuveen Long/Short Commodity Total Return Fund), Custodian Agreement (Nuveen Long/Short Commodity Total Return Fund)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each securities the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] x The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1.positions. SIGNATURE PAGE

Appears in 2 contracts

Samples: Custodian Agreement (Morgan Stanley Institutional Fund of Hedge Funds II LP), Custodian Agreement (Alternative Investment Partners Absolute Return Fund STS)

Shareholder Communications. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] x The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 2 contracts

Samples: Custodian Contract, Custodian Contract (Universal Institutional Funds Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund Trust to indicate whether such Fund it authorizes the Custodian to provide such Fund's Trust’s name, address, and share position to requesting companies whose stock each Fund the Trust owns. If a Fund Trust tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a Fund Trust tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund the Trust as consenting to disclosure of this information for all securities owned by such Fund the Trust or any funds or accounts established by each Fundthe Trust. For each Fund's a Trust’s protection, the Rule prohibits the requesting company from using such Fund's the Trust’s name and address for any purpose other than corporate communications. Please indicate below whether each Fund the Trust consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] The Custodian is not authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 2 contracts

Samples: Custodian Agreement (FactorShares 2X: TBond Bull/S&p500 Bear), Custodian Agreement (FactorShares S&P Crude Oil Premium)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 under the Exchange Act requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings holding of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund to indicate whether such Fund it authorizes the Custodian to provide such Fund's name, address, and share position to requesting companies whose stock each securities Fund owns. If a Fund tells the Custodian "no", the ," Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund fund as consenting to disclosure of this information for all securities owned by such Fund or any funds Portfolios or accounts Accounts established by each Fund. For each Fund's protection, the Rule rule prohibits the requesting company from using such Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 2 contracts

Samples: Custody and Investment Accounting Agreement (Monument Series Fund Inc), Custody and Investment Accounting Agreement (Monument Series Fund Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] |_| The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1. Exhibit A. NO [X] |X| The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1.Exhibit A.

Appears in 2 contracts

Samples: Custodian Contract (Van Kampen Trust for Investment Grade Florida Municipals), Custodian Contract (Van Kampen Trust for Investment Grade New Jersey Municipals)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ x ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 2 contracts

Samples: Custodian Contract (Alliance Institutional Funds Inc), Alliance Institutional Funds Inc

Shareholder Communications. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 2 contracts

Samples: Custodian Contract (Morgan Stanley Balanced Fund), Custodian Contract (Morgan Stanley Series Funds)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian and Fund Accounting Agreement (LPT Variable Insurance Series Trust)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (RBB Fund Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 l4b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities Securities for the names, addresses and holdings of beneficial owners owners, of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO No [X] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Aim Special Opportunities Funds

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Lm Institutional Fund Advisors Ii Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [XX ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Transamerica Investors Inc

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Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] / / The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] /X/ The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Aim Special Opportunities Funds)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is You are authorized to release the our name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ X ] The Custodian is You are not authorized to release the our name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Invesco Money Market Funds Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each securities the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [Xx] The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1.positions. SIGNATURE PAGE

Appears in 1 contract

Samples: Custodian Agreement (Alternative Investment Partners Absolute Return Fund)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund the Funs authorizes the Custodian to provide such the Fund's namenames, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name names and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects object by checking one of the alternatives below. YES [ ] Yes / / The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] No /X/ The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Hartford HLS Series Fund Ii Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is You are authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] The Custodian is You are not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Invesco Tax Free Income Funds Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund the Trust to indicate whether such Fund the Trust authorizes the Custodian to provide such Fund's the Trust’s name, address, and share position to requesting companies whose stock each Fund the Trust owns. If a Fund the Trust tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a Fund the Trust tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund the Trust as consenting to disclosure of this information for all securities owned by such Fund the Trust or any funds or accounts established by each Fundthe Trust. For each Fund's the Trust’s protection, the Rule prohibits the requesting company from using such Fund's the Trust’s name and address for any purpose other than corporate communications. Please indicate below whether each Fund the Trust consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] ¨ The Custodian is not authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Legg Mason Investment Trust)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 under the Exchange Act requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings holding of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund the Trust to indicate whether such Fund it authorizes the Custodian to provide such Fundthe Trust's name, address, and share position to requesting companies whose stock each Fund securities the Trust owns. If a Fund the Trust tells the Custodian "no", ," the Custodian will not provide this information to requesting companies. If a Fund the Trust tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund the Trust as consenting to disclosure of this information for all securities owned by such Fund the Trust or any funds Funds or accounts Accounts established by each Fundthe Trust. For each Fundthe Trust's protection, the Rule prohibits the requesting company from using such Fundthe Trust's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [XX ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Agreement (Usaa Life Investment Trust)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each securities the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Afd Exchange Reserves)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund the Trust to indicate whether such Fund it authorizes the Custodian to provide such Fund's the Trust’s name, address, and share position to requesting companies whose stock each Fund the Trust owns. If a Fund the Trust tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a Fund the Trust tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such Fund the Trust as consenting to disclosure of this information for all securities owned by such Fund the Trust or any funds or accounts established by each Fundthe Trust. For each Fund's the Trust’s protection, the Rule prohibits the requesting company from using such Fund's the Trust’s name and address for any purpose other than corporate communications. Please indicate below whether each Fund the Trust consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] x The Custodian is not authorized to release the Trust’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Agreement (Nuveen Diversified Commodity Fund)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund the Funds to indicate whether such Fund authorizes the Funds authorize the Custodian to provide such the Fund's namenames, address, and share position to requesting companies whose stock each Fund ownsthe Funds own. If a Fund the Funds tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a Fund tells the Funds tell the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such Fund the Funds or any funds or accounts established by each Fundthe Funds. For each Fund's the Funds' protection, the Rule prohibits the requesting company from using such Fund's name the Funds' names and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES Yes [ ] The Custodian is authorized to release the Funds' name, address, and share positions of each Fund listed on Appendix 1positions. NO No [X] The Custodian is not authorized to release the Funds' name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Fortis Equity Portfolios Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each securities the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] Yes ¨ The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] No x The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1.positions. SIGNATURE PAGE

Appears in 1 contract

Samples: Custodian Agreement (Alternative Investment Partners Absolute Return Fund II P)

Shareholder Communications. U.S. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers Funds to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such Fund's name, address, the name of the Fund and its address and share position to requesting companies whose stock each Fund ownsis owned by the Fund. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X[ X ] The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Master Custody Services Agreement (PIMCO Flexible Credit Income Fund)

Shareholder Communications. Securities and Exchange Commission SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions.

Appears in 1 contract

Samples: Custodian Contract (Morgan Stanley Institutional Fund Inc)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each securities the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [Xx] The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1.positions. Information Classification: Limited Access SIGNATURE PAGE

Appears in 1 contract

Samples: Custodian Agreement (AIP Macro Registered Fund P)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such the Fund authorizes the Custodian to provide such the Fund's name, address, and share position to requesting companies whose stock each the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's protection, the Rule prohibits the requesting company from using such the Fund's name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents consent or objects object by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1. Exhibit A. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions of each Fund listed on Appendix 1.Exhibit A.

Appears in 1 contract

Samples: Custodian Contract (Van Kampen Dynamic Credit Opportunities Fund)

Shareholder Communications. Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether such Fund it authorizes the Custodian to provide such the Fund's ’s name, address, and share position to requesting companies whose stock each securities the Fund owns. If a the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or do does not check either "yes" or "no" below, the Custodian is required by the rule to treat such the Fund as consenting to disclosure of this information for all securities owned by such the Fund or any funds or accounts established by each the Fund. For each the Fund's ’s protection, the Rule prohibits the requesting company from using such the Fund's ’s name and address for any purpose other than corporate communications. Please indicate below whether each the Fund consents or objects by checking one of the alternatives below. YES Yes [ ] The Custodian is authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1positions. NO [Xx] The Custodian is not authorized to release the Fund’s name, address, and share positions of each Fund listed on Appendix 1.positions. Information Classification: Limited Access SIGNATURE PAGE

Appears in 1 contract

Samples: Custodian Agreement (AIP Macro Registered Fund A)

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