Common use of Shareholder Communications Election Clause in Contracts

Shareholder Communications Election. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below.

Appears in 72 contracts

Samples: Master Custodian Agreement (India Fund, Inc.), Master Custodian Agreement (JNL Series Trust), Master Custodian Agreement (PPM Funds)

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Shareholder Communications Election. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ The Custodian is authorized to release the Fund’s name, address, and share positions.

Appears in 48 contracts

Samples: Master Custodian Agreement (Calamos ETF Trust), Master Custodian Agreement (Calamos Global Convertible & Dynamic Income Trust), Master Custodian Agreement (Calamos Global Dynamic Income Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below.corporate

Appears in 11 contracts

Samples: Custodian Contract (Kemper Target Equity Fund), Custodian Contract (Kemper Value Plus Growth Fund), Custodian Contract (Kemper Small Capitalization Equity Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rulerole, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities stock the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents consent or objects object by checking one of the alternatives below.

Appears in 10 contracts

Samples: Master Custodian Contract (Invesco Securities Trust), Master Custodian Contract (Invesco Van Kampen Exchange Fund), Master Custodian Contract (Aim International Mutual Funds (Invesco International Mutual Funds))

Shareholder Communications Election. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ The Custodian is authorized to release the Fund’s name, address, and share positions.

Appears in 5 contracts

Samples: Form of Custodian Agreement (NexPoint Capital, Inc.), Custodian Agreement (Alcentra Capital Corp), Custodian Agreement (Stellus Capital Investment Corp)

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Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below.

Appears in 3 contracts

Samples: Custodian Contract (American General Series Portfolio Co 2), Custodian Contract (American General Series Portfolio Co 2), Custodian Contract (Old Mutual South Africa Equity Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each a Fund to indicate whether it authorizes the Custodian to provide such a Fund’s name, address, and share position to requesting companies whose securities the a Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the a Fund as consenting to disclosure of this information for all securities owned by the a Fund or any funds or accounts established by the a Fund. For a Fund’s protection, the Rule prohibits the requesting company from using the a Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the a Fund consents or objects by checking one of the alternatives below.

Appears in 2 contracts

Samples: Custodian Contract (Ubs Relationship Funds), Custodian Contract (Sma Relationship Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the a Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the each Fund consents or objects by checking one of the alternatives below. YES ¨ The Custodian is authorized to release the Fund’s name, address, and share positions.

Appears in 2 contracts

Samples: Master Custodian Agreement (Scudder Advisor Funds Ii), Master Custodian Agreement (DWS Balanced Fund)

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