Common use of Services Included in Annual Fee Per Fund Clause in Contracts

Services Included in Annual Fee Per Fund. Daily performance reporting § Advisor Information Source Web portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees * § $[ ] /fund (subject to change based on Board review and approval) § $[ ] / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Exhibit W (continued) to the Advisors Series Trust Fund Accounting Agreement FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at July, 2013 Pricing Services § $[ ] Domestic and Canadian Equities/Options § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] - Bank Loans § $[ ] - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] /CMO/Month § $[ ] /Mortgage Backed/Month § $[ ] /Month Minimum/Fund Group Fair Value Services (Interactive Data) § $[ ] on the First 100 Securities/Day § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Advisors Series Trust)

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Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ […] /fund (subject to change based on Board review and approval) § $[ […] for each additional fund (subject to change based on Board review and approval) § $[…] / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costscosts (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materialsbook portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature not required at November 16, 2016 as the fund administration fee schedules are not changing. Amended Exhibit W G (continued) to the Advisors Managed Portfolio Series Trust Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at JulyMay, 2013 Pricing Services 2012 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § $[ […] Domestic and Canadian Equities/Options additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $[…] /project § Subsequent new share class launch – $[…] /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $[…] /fund per year § Setup – $[…] /fund group § Data Feed – $[…] /security per month Section 15(c) Reporting § $[ […] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates /fund per report – first class § $[ […] CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] - Bank Loans § $[ ] - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign /additional class report Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing Attribution (>10/day) Factor Services (BondBuyerMorningstar Direct) § $[ […] /CMO/Month first user § $[ […] /Mortgage Backed/Month second user § $[ […] /Month Minimumthereafter BookMark Electronic Board Book Portal § USBFS will establish a central, secure portal for Board materials using a unique client board URL. § Your Fund Administrator will load/Fund Group Fair Value Services maintain all fund board book data for the main fund board meetings and meetings. § Features password-protected, encrypted servers with automatic failover. § Training and ongoing system support. § Accessible from your smart phone or iPad. § Allows multiple users to access materials concurrently. § Searchable archive. § Ability to make personal comments. Annual Fee § 0 - 10 users - $[…] (Interactive Dataincludes 3 GB of storage) § 10 - 20 users - $[ […] on the First 100 Securities/Day § 20 - 30 users - $[…] § 30 - 40 users - $[…] Additional storage: § 3 GB included in annual charge § $[ […] on the Balance for each additional 5 GB of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service storage Daily Pre- and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Post-Tax Fund is being added.(INCLUDED IN ANNUAL FEE) and/or Sub-Advisor Performance Reporting § Performance Service – $[…] /CUSIP per month § Setup – $[…] /CUSIP § Conversion – quoted separately § FTP Delivery – $[…] setup /FTP site

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Managed Portfolio Series)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) * Note 1 – Effective 10/1/2015, a fee concession of 20% for Fund Administration and Fund Accounting will be in place for the M.D. Sass Short Term U.S. Government Agency income Fund (formerly the M.D. Sass 1-3 Year Duration U.S. Agency Bond Fund) for a period of no more than three years OR until the Fund begins operating below its expense cap. Fees that are to receive the concession have been noted. Third Party Administrative Data Charges (descriptive data for each security) § $_____ / per security per month for fund administrative data CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] _____ /fund (subject to change based on Board review and approval) § $[ ] _____ / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Exhibit W B (continued) to the Advisors Series Trust for Professional Managers Fund Accounting Administration Servicing Agreement – M.D. Sass FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at JulyOctober, 2013 Pricing Services 2015 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § _____ basis point on assets § $[ ] Domestic and Canadian Equities/Options _____ additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $_____ /project § Subsequent new share class launch – $_____ /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $_____ /fund per year § Setup – $_____ /fund group § Data Feed – $_____ /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates _____ /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds _____ /additional class report Equity Attribution § $[ ] - Bank Loans _____ first user § $[ ] - Credit Default Swaps/Swaptions _____ 2nd user § $[ ] _____ thereafter § Plus, $_____ - Basic Interest Rate Swaps $_____ annually Electronic Board Materials § USBFS will establish a unique client board URL and load/maintain all fund board book data for the main fund board meetings and meetings for up to two separate committees § Up to 10 non-USBFS users including advisor, legal, audit, etc. § Complete application, data and user security – data encryption and password protected § On-line customized board materials preparation workflow § Includes web-based and local/off-line versions § Includes complete initial and ongoing user training § Includes 24/7/365 access via toll free number § Includes remote diagnostics for each user, including firewall and network issues § Triple server backup / failover Annual Fee § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing _____ /year (>10/day) Factor Services (BondBuyerincludes 10 external users) § $[ ] /CMO/Month _____ /year per additional user § $[ ] /Mortgage Backed_____ implementation/Month setup fee Daily Pre- and Post-Tax Performance Reporting (INCLUDED IN ANNUAL FEE) § Performance Service – $[ ] /Month Minimum/Fund Group Fair Value Services _____ /CUSIP per month § Setup – $_____ /CUSIP § Conversion – quoted separately § FTP Delivery – $_____ setup /FTP site Advisor Information Source Web Portal (Interactive DataINCLUDED IN ANNUAL FEE) § $[ ] _____ /fund per month § Specialized projects will be analyzed and an estimate will be provided prior to work being performed (Signatures on the First 100 Securities/Day § $[ ] following page) Amended Exhibit B (continued) to the Trust for Professional Managers Fund Administration Servicing Agreement – M.D. Sass Advisor's signature below acknowledges approval of the two pages of fund administration fees on the Balance of Securities/Day NOTEThis Amended Exhibit B By: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. M.D. Sass Investors Services, Inc. Name: /s/ Bxxxx Xxx Title: COO & GC Date: 11/16/15 Advisor’s Signature not required as signature below acknowledged approval of the two pages of fund administration fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.on this Amended Exhibit B.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Trust for Professional Managers)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $[ ] 3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Advisor’s Signature below acknowledges approval of the fee schedule above. Boston Common Asset Management, LLC By: /s/Gxxxx Xxxxx Name: Gxxxx Xxxxx Title: President Date: 12/15/10 Exhibit W V (continued) to the Advisors Series Trust Professionally Managed Portfolios Fund Accounting Agreement FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyNovember, 2013 2010 Pricing Services § $[ ] 0.15 Domestic and Canadian Equities/Options § $[ ] 0.50 Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates § $[ ] 0.80 CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] 2.25 - Bank Loans § $[ ] 3.00 - Credit Default Swaps/Swaptions § $[ ] 1.50 - Basic Interest Rate Swaps § $[ ] 125 /Fund per Month - Mutual Fund Pricing § $[ ] 2.00 /Foreign Equity Security per Month for Corporate Action Service § $[ ] 1.00 /Domestic Equity Security per Month for Corporate Action Service § $[ ] 125 /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] 1.50 /CMO/Month § $[ ] 0.25 /Mortgage Backed/Month § $[ ] 300 /Month Minimum/Fund Group Fair Value Services (Interactive Data) § $[ ] 0.60 on the First 100 Securities/Day § $[ ] 0.44 on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only below acknowledges approval of the Aasgard Dividend Growth Small and Mid Cap Fund is being added.fee schedule above. Boston Common Asset Management, LLC By: /s/ Gxxxx Xxxxx Name: Gxxxx Xxxxx Title: President Date: 12/15/10

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Professionally Managed Portfolios)

Services Included in Annual Fee Per Fund. Daily performance reporting § Advisor Information Source Web portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] ___ /fund (subject to change based on Board review and approval) § $[ ] ___ / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of the fee schedules on this Amended Exhibit W X. WBI Investments Inc. By: /s/ Dxx Xxxxxxxxx, Xx. Printed Name: Dxx Xxxxxxxxx, Xx. Title: CEO Date: 4/16/2013 Amended Exhibit X (continued) to the Advisors Series Trust Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyDecember, 2013 Pricing Services 2010 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § ___ basis point on assets § $[ ] Domestic and Canadian Equities/Options ___ additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $___ /project § Subsequent new share class launch – $___ /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $___ /fund per year § Setup – $___ /fund group § Data Feed – $___ /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates ___ /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds ___ /additional class report Equity Attribution § $[ ] - Bank Loans ___ first user § $[ ] - Credit Default Swaps/Swaptions ___ 2nd user § $[ ] ___ thereafter § Plus, $___ - Basic Interest Rate Swaps $___ annually Electronic Board Materials § USBFS will establish a unique client board URL and load/maintain all fund board book data for the main fund board meetings and meetings for up to two separate committees § Up to 10 non-USBFS users including advisor, legal, audit, etc. § Complete application, data and user security – data encryption and password protected § On-line customized board materials preparation workflow § Includes web-based and local/off-line versions § Includes complete initial and ongoing user training § Includes 24/7/365 access via toll free number § Includes remote diagnostics for each user, including firewall and network issues § Triple server backup / failover Annual Fee § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing ___ /year (>10/day) Factor Services (BondBuyerincludes 10 external users) § $[ ] /CMO/Month ___ /year per additional user § $[ ] /Mortgage Backed___ implementation/Month setup fee Daily Pre- and Post-Tax Performance Reporting (INCLUDED IN ANNUAL FEE) § Performance Service – $[ ] /Month Minimum/Fund Group Fair Value Services ___ /CUSIP per month § Setup – $___ /CUSIP § Conversion – quoted separately § FTP Delivery – $___ setup /FTP site Advisor Information Source Web Portal (Interactive DataINCLUDED IN ANNUAL FEE) § $[ ] on the First 100 Securities/Day ___ /fund per month § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service Specialized projects will be analyzed and are subject an estimate will be provided prior to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is work being added.performed

Appears in 1 contract

Samples: Advisors Series Trust (Advisors Series Trust)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Orinda SkyView Multi-Manager Hedged Equity Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $[ ] 2,500 / sub-advisor per fund CCO Annual Fees (Per Advisor Relationship/Orinda SkyView Macro Opportunities Fund)* § $9,000 /fund (subject to change based on Board review and approval) § $3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor's Signature below acknowledges approval of the fee schedules on this Exhibit Z. Orinda Asset Management, LLC By: _____________________________ Printed Name: _____________________ Title: _____________________ Date: _____________________ Orinda - 3/2012 Amended Exhibit W Z (continued) to the Advisors Series Trust Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyMarch, 2013 Pricing Services § $[ ] Domestic and Canadian Equities/Options § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] - Bank Loans § $[ ] - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] /CMO/Month § $[ ] /Mortgage Backed/Month § $[ ] /Month Minimum/Fund Group Fair Value Services (Interactive Data) § $[ ] on the First 100 Securities/Day § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.2011

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Advisors Series Trust)

Services Included in Annual Fee Per Fund. Daily performance reporting § Advisor Information Source Web portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees Fees* § $[ ] ___ /fund (subject to change based on Board review and approval) § $[ ] ___ / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. ** Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature below acknowledges approval of the fee schedules on this Amended Exhibit W. Coldstream Capital Management, Inc. By: /s/ Exxxx Xxxxx Printed Name: Exxxx Xxxxx Title: CCO Date: 8/20/2013 Coldstream Amended Exhibit W (continued) to the Advisors Series Trust Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at July, 2013 Pricing Services Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § ___ basis point on assets § $[ ] Domestic and Canadian Equities/Options ___ additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $___ /project § Subsequent new share class launch – $___ /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $___ /fund per year § Setup – $___ /fund group § Data Feed – $___ /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates ___ /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds ___ /additional class report Equity Attribution § $[ ] - Bank Loans ___ first user § $[ ] - Credit Default Swaps/Swaptions ___ 2nd user § $[ ] ___ thereafter § Plus, $___ - Basic Interest Rate Swaps $___ annually Electronic Board Materials § USBFS will establish a unique client board URL and load/maintain all fund board book data for the main fund board meetings and meetings for up to two separate committees § Up to ___ non-USBFS users including advisor, legal, audit, etc. § Complete application, data and user security – data encryption and password protected § On-line customized board materials preparation workflow § Includes web-based and local/off-line versions § Includes complete initial and ongoing user training § Includes ___ access via toll free number § Includes remote diagnostics for each user, including firewall and network issues § Triple server backup / failover Annual Fee § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing ___ /year (>10/day) Factor Services (BondBuyerincludes ___ external users) § $[ ] /CMO/Month ___ /year per additional user § $[ ] /Mortgage Backed___ implementation/Month setup fee Daily Pre- and Post-Tax Performance Reporting (INCLUDED IN ANNUAL FEE) § Performance Service – $[ ] /Month Minimum/Fund Group Fair Value Services ___ /CUSIP per month § Setup – $___ /CUSIP § Conversion – quoted separately § FTP Delivery – $___ setup /FTP site Advisor Information Source Web Portal (Interactive DataINCLUDED IN ANNUAL FEE) § $[ ] on the First 100 Securities/Day ___ /fund per month § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service Specialized projects will be analyzed and are subject an estimate will be provided prior to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is work being added.performed

Appears in 1 contract

Samples: Advisors Series Trust (Advisors Series Trust)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] /fund 12,000 for the first fund (subject to change based on Board review and approval) § $[ ] $ 9,000 for each additional fund (subject to change based on Board review and approval) § $ 3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costscosts (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materialsbook portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Advisor’s Signature below acknowledges approval of the fee schedules on this Exhibit W F. AC ONE ASSET MANAGEMENT, LLC By:/s/ Pxxxxxx Xxxxxx Printed Name: Pxxxxxx Xxxxxx Date: 2/29/2012 AC ONE Exhibit F (continued) to the Advisors Managed Portfolio Series Trust Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at JulyNovember, 2013 Pricing Services 2011 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § $[ ] Domestic and Canadian Equities/Options 15,000 additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $15,000 /project § Subsequent new share class launch – $10,000 /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River)\ § Base fee – $20,000 /fund per year § Setup – $2,500 /fund group § Data Feed – $0.15 /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates 2,000 /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] - Bank Loans § $[ ] - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign 600 /additional class report Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing Attribution (>10/day) Factor Services (BondBuyerMorningstar Direct) § $[ ] /CMO/Month 16,000 first user § $[ ] /Mortgage Backed/Month 10,500 second user § $[ ] /Month Minimum8,000 thereafter BookMark Electronic Board Book Portal § USBFS will establish a central, secure portal for Board materials using a unique client board URL. § Your Fund Administrator will load/Fund Group Fair Value Services maintain all fund board book data for the main fund board meetings and meetings. § Features password-protected, encrypted servers with automatic failover. § Training and ongoing system support. § Accessible from your smart phone or iPad. § Allows multiple users to access materials concurrently. § Searchable archive. § Ability to make personal comments. Annual Fee § 0 - 10 users - $4,800 (Interactive Dataincludes 3 GB of storage) § 10 - 20 users - $[ ] on the First 100 Securities/Day 6,000 § 20 - 30 users - $7,000 § 30 - 40 users - $8,000 Additional storage: § 3 GB included in annual charge § $[ ] on the Balance 500 for each additional 5 GB of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service storage Daily Pre- and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Post-Tax Fund is being added.(INCLUDED IN ANNUAL FEE) and/or Sub-Advisor Performance Reporting § Performance Service – $300 /CUSIP per month § Setup – $100 /CUSIP § Conversion – quoted separately § FTP Delivery – $2,500 setup /FTP site AC ONE

Appears in 1 contract

Samples: Administration Servicing Agreement (Managed Portfolio Series)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $ 9,000 for each additional fund (subject to change based on Board review and approval) § $[ ] 3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costscosts (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materialsbook portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Advisor’s Signature below acknowledges approval of the fee schedules on this Exhibit W F. AC ONE ASSET MANAGEMENT, LLC By: /s/Pxxxxxx Xxxxxx Printed Name: Pxxxxxx Xxxxxx Title: President Date:2/29/2012 AC ONE Exhibit F (continued) to the Advisors Managed Portfolio Series Trust Fund Accounting Agreement FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyMarch, 2013 2012 Pricing Services Services* § $[ ] 0.15 - Domestic and Canadian Equities/Options , Options, ADRs § $[ ] Corp0.50 - Domestic Corporate/GovConvertible/Gov’t/Agency Bonds/International , Foreign Equities/, Futures/, Forwards, Currency Rates § $[ ] 0.80 - CMOs/, Municipal Bonds/, Money Market Instruments, Foreign Corporate/International Bonds Convertible/Gov’t/Agency Bonds, Asset Backed Securities, Mortgage Backed Securities § $[ ] 2.25 - Bank Loans § $[ ] 3.00 - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month 1.50 - Mutual Fund Pricing Swaptions, Index Swaps § $[ ] 0.90 - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps Corporate Action & Manual Pricing Services § $2.00 /Foreign Equity Security per Month for Corporate Action Service § $[ ] 1.00 /Domestic Equity Security per Month for Corporate Action Service § $[ ] 125 /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] /CMO/Month § $[ ] /Mortgage Backed/Month § $[ ] /Month Minimum/Fund Group Fair Value Services (Interactive Data) )* § $[ ] 0.636 on the First 100 Securities/Day Securities § $[ ] 0.4664 on the Balance of Securities/Day Securities * Per security per fund per pricing day. NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative and/or additional sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.AC ONE

Appears in 1 contract

Samples: Accounting Servicing Agreement (Managed Portfolio Series)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $[ ] 3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Advisor’s Signature below acknowledges approval of the fee schedules above and on page 3. Boston Common Asset Management, LLC By: /s/Gxxxx Xxxxx Name: Gxxxx Xxxxx Title: President Date: 12/15/10 Exhibit W U (continued) to the Advisors Series Trust Professionally Managed Portfolios Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at JulyNovember, 2013 Pricing Services 2010 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § 1 basis point on assets § $[ ] Domestic and Canadian Equities/Options 15,000 additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $15,000 /project § Subsequent new share class launch – $10,000 /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $20,000 /fund per year § Setup – $2,500 /fund group § Data Feed – $0.15 /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates 2,000 /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds 600 /additional class report Equity Attribution § $[ ] - Bank Loans 16,000 first user § $[ ] - Credit Default Swaps/Swaptions 10,500 2nd user § $[ ] 8,000 thereafter § Plus, $3,000 - Basic Interest Rate Swaps $5,000 annually Electronic Board Materials § USBFS will establish a unique client board URL and load/maintain all fund board book data for the main fund board meetings and meetings for up to two separate committees § Up to 10 non-USBFS users including advisor, legal, audit, etc. § Complete application, data and user security – data encryption and password protected § On-line customized board materials preparation workflow § Includes web-based and local/off-line versions § Includes complete initial and ongoing user training § Includes 24/7/365 access via toll free number § Includes remote diagnostics for each user, including firewall and network issues § Triple server backup / failover Annual Fee § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing 24,000 /year (>10/day) Factor Services (BondBuyerincludes 10 external users) § $[ ] /CMO/Month 800 /year per additional user § $[ ] /Mortgage Backed4,000 implementation/Month setup fee Daily Pre- and Post-Tax Performance Reporting (INCLUDED IN ANNUAL FEE) § Performance Service – $[ ] /Month Minimum/Fund Group Fair Value Services 300 /CUSIP per month § Setup – $100 /CUSIP § Conversion – quoted separately § FTP Delivery – $2,500 setup /FTP site Advisor Information Source Web Portal (Interactive DataINCLUDED IN ANNUAL FEE) § $[ ] on the First 100 Securities/Day 150 /fund per month § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service Specialized projects will be analyzed and are subject an estimate will be provided prior to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is work being added.performed

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Professionally Managed Portfolios)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $[ ] 9,000 for each additional fund (subject to change based on Board review and approval) § $3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costscosts (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materialsbook portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Advisor’s Signature below acknowledges approval of the two fee schedules on this Exhibit W DD. Kxxxxxx Management, L.P. By: /s/Gxxx X. Xxxxxxxx Printed Name: Gxxx X. Xxxxxxxx Title: Chief Financial Officer Date: 6/5/12 Kxxxxxx – 6/2012 Exhibit DD (continued) to the Advisors Series Trust Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyJune, 2013 Pricing Services 2012 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § $[ ] Domestic and Canadian Equities/Options 15,000 additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $15,000 /project § Subsequent new share class launch – $10,000 /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $20,000 /fund per year § Setup – $2,500 /fund group § Data Feed – $0.15 /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates 2,000 /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] - Bank Loans § $[ ] - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign 600 /additional class report Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing Attribution (>10/day) Factor Services (BondBuyerMorningstar Direct) § $[ ] /CMO/Month 16,000 first user § $[ ] /Mortgage Backed/Month 10,500 second user § $[ ] /Month Minimum8,000 thereafter BookMark Electronic Board Book Portal § USBFS will establish a central, secure portal for Board materials using a unique client board URL. § Your Fund Administrator will load/Fund Group Fair Value Services maintain all fund board book data for the main fund board meetings and meetings. § Features password-protected, encrypted servers with automatic failover. § Training and ongoing system support. § Accessible from your smart phone or iPad. § Allows multiple users to access materials concurrently. § Searchable archive. § Ability to make personal comments. Annual Fee § 0-10 users - $4,800 (Interactive Dataincludes 3 GB of storage) § 10-20 users - $[ ] on the First 6,000 § 20-30 users - $7,000 § 30-40 users - $8,000 Additional Storage: 3 GB included in annual charge; $500 for each additional 5 GB of storage Daily Pre- and Post-Tax Performance Reporting (INCLUDED IN ANNUAL FEE) and/or Sub=Advisor Performance Reporting § Performance Service – $300 /CUSIP per month § Setup – $100 Securities/Day /CUSIP § Conversion – quoted separately § FTP Delivery – $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.2,500 setup /FTP site

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Advisors Series Trust)

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Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] ___ /fund (subject to change based on Board review and approval) § $ ___ for each additional fund (subject to change based on Board review and approval) § $[ ] ___ / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costscosts (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materialsbook portal (BookMark), and additional services mutually agreed upon. ** Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature is not required at December 5, 2013 as the Fund Administration fees are not changing. Kxxxxxx Amended Exhibit W DD (continued) to the Advisors Series Trust Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyJune, 2013 Pricing Services § $[ ] Domestic and Canadian Equities/Options § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] - Bank Loans § $[ ] - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] /CMO/Month § $[ ] /Mortgage Backed/Month § $[ ] /Month Minimum/Fund Group Fair Value Services (Interactive Data) § $[ ] on the First 100 Securities/Day § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.2012

Appears in 1 contract

Samples: Administration Servicing Agreement (Advisors Series Trust)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $[ ] 3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Advisor’s Signature below acknowledges approval of the fee schedules above and on page 3. GoodHaven Capital Management, LLC By: /s/Lxxxx Xxxxxxxxx Name: Lxxxx Xxxxxxxxx Title: Managing Partner Date: 4/1/11 Exhibit W V (continued) to the Advisors Series Trust Professionally Managed Portfolios Fund Accounting Administration Servicing Agreement FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at JulyFebruary, 2013 Pricing Services 2011 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, including annual registration statement update and drafting of supplements: § 1 basis point on assets § $[ ] Domestic and Canadian Equities/Options 15,000 additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $15,000 /project § Subsequent new share class launch – $10,000 /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $20,000 /fund per year § Setup – $2,500 /fund group § Data Feed – $0.15 /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates 2,000 /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds 600 /additional class report Equity Attribution § $[ ] - Bank Loans 16,000 first user § $[ ] - Credit Default Swaps/Swaptions 10,500 2nd user § $[ ] 8,000 thereafter § Plus, $3,000 - Basic Interest Rate Swaps $5,000 annually Electronic Board Materials § USBFS will establish a unique client board URL and load/maintain all fund board book data for the main fund board meetings and meetings for up to two separate committees § Up to 10 non-USBFS users including advisor, legal, audit, etc. § Complete application, data and user security – data encryption and password protected § On-line customized board materials preparation workflow § Includes web-based and local/off-line versions § Includes complete initial and ongoing user training § Includes 24/7/365 access via toll free number § Includes remote diagnostics for each user, including firewall and network issues § Triple server backup / failover Annual Fee § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing 24,000 /year (>10/day) Factor Services (BondBuyerincludes 10 external users) § $[ ] /CMO/Month 800 /year per additional user § $[ ] /Mortgage Backed4,000 implementation/Month setup fee Daily Pre- and Post-Tax Performance Reporting (INCLUDED IN ANNUAL FEE) § Performance Service – $[ ] /Month Minimum/Fund Group Fair Value Services 300 /CUSIP per month § Setup – $100 /CUSIP § Conversion – quoted separately § FTP Delivery – $2,500 setup /FTP site Advisor Information Source Web Portal (Interactive DataINCLUDED IN ANNUAL FEE) § $[ ] on the First 100 Securities/Day 150 /fund per month § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service Specialized projects will be analyzed and are subject an estimate will be provided prior to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is work being added.performed

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Professionally Managed Portfolios)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ […] /fund (subject to change based on Board review and approval) § $[ […] for each additional fund (subject to change based on Board review and approval) § $[…] / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costscosts (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materialsbook portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s Signature not required at November 16, 2016 as the fund accounting fee schedules are not changing. Amended Exhibit W G (continued) to the Advisors Managed Portfolio Series Trust Fund Accounting Agreement FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyMay, 2013 Pricing Services § $[ ] Domestic and Canadian Equities/Options § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] - Bank Loans § $[ ] - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] /CMO/Month § $[ ] /Mortgage Backed/Month § $[ ] /Month Minimum/Fund Group Fair Value Services (Interactive Data) § $[ ] on the First 100 Securities/Day § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.2012

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Managed Portfolio Series)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $[ ] 9,000 for each additional fund (subject to change based on Board review and approval) § $3,500 / sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costscosts (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materialsbook portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Amended Advisor’s Signature below acknowledges approval of the two fee schedules on this Exhibit W DD. Kxxxxxx Management, L.P. By: /s/Gxxx X. Xxxxxxxx Printed Name: Gxxx X. Xxxxxxxx Title: Chief Financial Officer Date: 6/5/12 Kxxxxxx - 6/2012 Exhibit DD (continued) to the Advisors Series Trust Fund Accounting Servicing Agreement FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyJune, 2013 2012 Pricing Services Services* § $[ ] 0.15 - Domestic and Canadian Equities/Options , Options, ADRs § $[ ] Corp0.50 - Domestic Corporate/GovConvertible/Gov’t/Agency Bonds/International , Foreign Equities/, Futures/, Forwards, Currency Rates § $[ ] 0.80 - CMOs/, Municipal Bonds/, Money Market Instruments, Foreign Corporate/International Bonds Convertible/Gov’t/Agency Bonds, Asset Backed Securities, Mortgage Backed Securities § $[ ] 2.25 - Bank Loans § $[ ] 3.00 - Credit Default Swaps/Swaptions § $[ ] - Basic Interest Rate Swaps § $[ ] /Fund per Month 1.50 - Mutual Fund Pricing Swaptions, Index Swaps § $[ ] 0.90 - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps Corporate Action & Manual Pricing Services § $2.00 /Foreign Equity Security per Month for Corporate Action Service § $[ ] 1.00 /Domestic Equity Security per Month for Corporate Action Service § $[ ] 125 /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] /CMO/Month § $[ ] /Mortgage Backed/Month § $[ ] /Month Minimum/Fund Group Fair Value Services (Interactive Data) )* § $[ ] 0.636 on the First 100 Securities/Day Securities § $[ ] 0.466 on the Balance of Securities/Day Securities * Per security per fund per pricing day. NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative and/or additional sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is being added.

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Advisors Series Trust)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Orinda SkyView Multi-Manager Hedged Equity Fund)* § $[ ] 12,000 /fund (subject to change based on Board review and approval) § $[ ] / 2,500/ sub-advisor per fund CCO Annual Fees (Per Advisor Relationship/Orinda SkyView Macro Opportunities Fund)* § $9,000 /fund (subject to change based on Board review and approval) § $3,500/ sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor's Signature below acknowledges approval of the fee schedules on this Exhibit Z. Orinda Asset Management, LLC By: _____________________________ Printed Name: _____________________ Title: _____________________ Date: _____________________ Orinda - 3/2012 Amended Exhibit W Z (continued) to the Advisors Series Trust Fund Accounting Agreement FUND ACCOUNTING SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at JulyMarch, 2013 2012 Pricing Services § $[ ] $ Domestic and Canadian Equities/Options § $[ ] $ Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates § $[ ] $ CMOs/Municipal Bonds/Money Market Instruments/International Bonds § $[ ] $ - Bank Loans § $[ ] $ - Credit Default Swaps/Swaptions § $[ ] $ - Basic Interest Rate Swaps § $[ ] $ /Fund per Month - Mutual Fund Pricing § $[ ] $ /Foreign Equity Security per Month for Corporate Action Service § $[ ] $ /Domestic Equity Security per Month for Corporate Action Service § $[ ] $ /Month Manual Security Pricing (>10/day) Factor Services (BondBuyer) § $[ ] $ /CMO/Month § $[ ] $ /Mortgage Backed/Month § $[ ] $ /Month Minimum/Fund Group Fair Value Services (Interactive Data) § $[ ] $ on the First 100 Securities/Day § $[ ] $ on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees. Advisor’s 's Signature not required as fees are not changing; only below acknowledges approval of the Aasgard Dividend Growth Small and Mid Cap Fund is being added.fee schedules on this Exhibit Z. Orinda Asset Management, LLC By: _____________________________ Printed Name: _____________________ Title: _____________________ Date: _____________________

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Advisors Series Trust)

Services Included in Annual Fee Per Fund. Daily performance reporting Performance Reporting § Advisor Information Source Web portal Portal § USBFS Legal Administration (e.g., registration statement update) CCO Annual Fees (Per Advisor Relationship/Fund)* § $[ ] ___ /fund (subject to change based on Board review and approval) § $[ ] / sub___ /sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX EXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – Daily compliance testing (Xxxxxxx Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor’s signature below acknowledges approval of the fee schedules on this Amended Exhibit W B SNOW CAPITAL MANAGEMENT, L.P. By: /s/ Cxxx Xxxxx Printed Name and Title: Cxxx Xxxxx, COO Date: 9/14/2011 Snow - 9/2011 Amended Exhibit B (continued) to the Advisors Series Fund Administration Servicing Agreement – Trust Fund Accounting Agreement for Professional Managers FUND ACCOUNTING ADMINISTRATION & COMPLIANCE PORTFOLIO SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at Julyeffective 9/30/10 Annual Legal Administration (INCLUDED IN ANNUAL FEE) Add the following for legal administration services in support of external legal counsel, 2013 Pricing Services including annual registration statement update and drafting of supplements: § ___ basis point on assets § $[ ] Domestic and Canadian Equities/Options ___ additional minimum Additional Services (NOT INCLUDED IN ANNUAL FEE) § New fund launch – as negotiated based upon specific requirements § Subsequent new fund launch – $___ /project § Subsequent new share class launch – $___ /project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements Daily Compliance Services (Cxxxxxx River) § Base fee – $___ /fund per year § Setup – $___ /fund group § Data Feed – $___ /security per month Section 15(c) Reporting § $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates ___ /fund per report – first class § $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds ___ /additional class report Equity Attribution § $[ ] - Bank Loans ___ first user § $[ ] - Credit Default Swaps/Swaptions ___ 2nd user § $[ ] ___ thereafter § Plus, $___ - Basic Interest Rate Swaps $___ annually Electronic Board Materials § USBFS will establish a unique client board URL and load/maintain all fund board book data for the main fund board meetings and meetings for up to two separate committees § Up to 10 non-USBFS users including advisor, legal, audit, etc. § Complete application, data and user security – data encryption and password protected § On-line customized board materials preparation workflow § Includes web-based and local/off-line versions § Includes complete initial and ongoing user training § Includes 24/7/365 access via toll free number § Includes remote diagnostics for each user, including firewall and network issues § Triple server backup / failover Annual Fee § $[ ] /Fund per Month - Mutual Fund Pricing § $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing ___ /year (>10/day) Factor Services (BondBuyerincludes 10 external users) § $[ ] /CMO/Month ___ /year per additional user § $[ ] /Mortgage Backed___ implementation/Month setup fee Daily Pre- and Post-Tax Performance Reporting (INCLUDED IN ANNUAL FEE) § Performance Service – $[ ] /Month Minimum/Fund Group Fair Value Services ___ /CUSIP per month § Setup – $___ /CUSIP § Conversion – quoted separately § FTP Delivery – $___ setup /FTP site Advisor Information Source Web Portal (Interactive DataINCLUDED IN ANNUAL FEE) § $[ ] on the First 100 Securities/Day ___ /fund per month § $[ ] on the Balance of Securities/Day NOTE: Prices above are based on using IDC as the primary pricing service Specialized projects will be analyzed and are subject an estimate will be provided prior to change. Use of alternative sources may result in additional fees. Advisor’s Signature not required as fees are not changing; only the Aasgard Dividend Growth Small and Mid Cap Fund is work being added.performed

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Trust for Professional Managers)

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