Services and Duties of Investment Sub-Adviser Sample Clauses

Services and Duties of Investment Sub-Adviser. Subject to the general supervision and oversight of the Adviser and the Board of Trustees of the Trust (the “Board”), the Sub-Adviser will:
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Services and Duties of Investment Sub-Adviser. Subject to the monitoring, supervision and oversight of the Adviser and the Boards of Directors of the Company (the "Board"), the Sub- Adviser will: (a) manage the investment and reinvestment of assets of each Portfolio in accordance with each Fund's investment objective and policies as stated in each Fund's prospectus and statement of additional information filed with the U.S. Securities and Exchange Commission ("SEC") on Form N-1A, as amended and supplemented from time to time (the "Registration Statement"), and such other limitations as the Company, each Fund, the Adviser or a Board may impose with respect to the Portfolio by advance written notice to the Sub- Adviser; (b) in consultation with the Adviser, when appropriate, make determinations with respect to the investment of the assets of the Portfolios and the purchase and sale of a Portfolio's securities and other instruments, and take such steps as may be necessary to implement the same; (c) oversee the placement of purchase and sale orders on behalf of each Fund in respect of the Portfolio; (d) engage portfolio managers to make investment decisions and provide research services to each Fund in respect of the Portfolio; (e) unless the Adviser or a Board gives written instructions to the contrary, vote all proxies solicited by or with respect to the issuers of securities in which the assets of the Portfolio may be invested in accordance with the Sub-Adviser's proxy voting policies and procedures and in a manner that complies with applicable law; maintain records of all proxies voted on behalf of each Fund in respect of the Portfolio; and provide information to the Company, the Adviser or their designated agent concerning proxy voting as may be reasonably requested by the Adviser of the Company for purposes of, among other items, Form N-PX filings; (f) maintain books and records with respect to each Fund's transactions in respect of the Portfolio, in accordance with laws, rules and regulations applicable to the Sub-Adviser; and (g) to the extent requested by the Adviser or officers of each Fund, cooperate with and provide reasonable assistance to the Adviser and the Company's other service providers by: (i) keeping them fully informed as to such matters that they may reasonably request; (ii) providing prompt responses to reasonable requests for information or assistance; and (iii) establishing agreed processes to promote the efficient exchange of information. In providing those services and in consul...
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Services and Duties of Investment Sub-Adviser. Subject to the general supervision and oversight of the Adviser and the Board of Trustees of the Trust (the "Board"), the Sub-Adviser will: provide a program of continuous investment management for the Portfolio in accordance with the Fund's investment objective and policies as stated in the Fund's prospectus and statement of additional information filed with the Securities and Exchange Commission ("SEC") on Form N-I A, as amended and supplemented from time to time (the "Registration Statement"), and such other limitations as the Trust, the Fund, the Board or the Adviser may impose with respect to the Portfolio by notice to the Sub-Adviser; invest and reinvest the assets of the Portfolio by selecting the securities, instruments, repurchase agreements, financial futures contracts, options and other investments and techniques that the Fund may purchase, sell, enter into or use in respect of the Portfolio;
Sample 1
Services and Duties of Investment Sub-Adviser. Subject to the general supervision and oversight of the Adviser and the Board of Trustees of the Trust (the "Board"), the Sub-Adviser will: provide a program of continuous investment management for the Portfolio in accordance with the Fund's investment objective and policies as stated in the Fund's prospectus and statement of additional information filed with the Securities and Exchange Commission ("SEC") on Form N-lA, as amended and supplemented from time to time (the "Registration Statement"), and such other limitations as the Trust, the Fund, the Board or the Adviser may impose with respect to the Portfolio by notice to the Sub-Adviser; invest and reinvest the assets of the Portfolio by selecting the securities, instruments, repurchase agreements, financial futures contracts, options and other investments and techniques that the Fund may purchase, sell, enter into or use in respect of the Portfolio; Portfolio; oversee the placement of purchase and sale orders on behalf of the Fund in respect of the employ portfolio managers to make investment decisions and securities analysts to provide research services to the Fund in respect of the Portfolio; subject to the understanding set forth in Section l0(a)(l) of this Agreement, vote all proxies solicited by or with respect to the issuers of securities in which the assets of the Portfolio may be invested in accordance with the Sub-Adviser's proxy voting policies and procedures and in a manner that complies with applicable law; maintain records of all proxies voted on behalf of the Fund in respect of the Portfolio; and provide information to the Trust, the Adviser or their designated agent in a manner that is sufficiently complete and timely to ensure the Trust's compliance with its filing obligations under Rule 30bl-4 of the 1940 Act; maintain books and records with respect to the Fund's securities transactions in respect of the Portfolio, in accordance with applicable laws, rules and regulations; and to the extent reasonably requested by the Adviser or officers of the Fund, cooperate with and provide reasonable assistance to the Adviser and the Trust's other service providers by (1) keeping them fully informed as to such matters that they may reasonably deem necessary with respect to the performance of their obligations to the Fund, (2) providing prompt responses to reasonable requests for information or assistance, and (3) establishing appropriate processes to promote the efficient exchange of information. In...
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Related to Services and Duties of Investment Sub-Adviser

  • Services and Duties of the Distributor A. The Distributor agrees to sell Shares on a best efforts basis as agent for the Trust upon the terms and at the current offering price (plus sales charge, if any) described in the Prospectus. As used in this Agreement, the term “Prospectus” shall mean the current prospectus, including the statement of additional information, as both may be amended or supplemented, relating to the Fund and included in the currently effective registration statement (the “Registration Statement”) of the Trust filed under the Securities Act of 1933, as amended (the “1933 Act”) and the 1940 Act. The Trust shall in all cases receive the net asset value per Share on all sales. If a sales charge is in effect, the Distributor shall remit the sales charge (or portion thereof) to broker-dealers who have sold Shares, as described in Section 2(G), below. In no event shall the Distributor be entitled to all or any portion of such sales charge.

  • Further Duties of Sub-Adviser In all matters relating to the performance of this Agreement, the Sub-adviser shall act in conformity with the applicable Corporation’s Articles of Incorporation and By-Laws, and the Fund’s currently effective Registration Statement (as defined below) and with the written instructions and directions of the applicable Board and the Adviser, and shall comply with the applicable requirements of the 1940 Act and Advisers Act and the rules thereunder, the SEC, the FCA, and all other applicable United States, state, United Kingdom, and other laws and regulations.

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