Service Descriptions. The Service descriptions below shall apply to this Agreement where that Service is selected in the Booking Form. Service selected in Booking Form Service Description SFTR Reporting SFTR Reporting SFTR Pairing & Matching (via Pirum) Pre trade validation of UTIs and product enrichment services SFTR Data Reconciliation Warehouse and Collation module for industry data sources to create standardized golden copy of trading and collateral activity including referential data enrichment, static data management, UTI lifecycle and exception management. Advanced Validation Rules Engine – File, Schema, record, logic validation integrating ESMA validation rules Static data setup and maintenance screens - a GUI to maintain static data tables and user management Advanced Data Enrichment (referential and Static) Connected to the GLEIF to support LEI validation Exception Management Workflow Reporting Fully transparent pre-reporting reconciliation tool with industry leading reconciliation, UTI generation Web platform, Secure File Transfer and/or Application Programming Interface (API) as required and agreed with Customer SFTR Data Reporting and Trade Repository Connectivity Event validation and production of ready to report data. Two-way transaction reporting connectivity to automatically deliver in scope transactions to client’s chosen Trade Repository or ARM (MiFID II). Delta based reporting – automatically calculate and report only those trades that have changed since most recent submission (MODI event only) Intraday Transaction Reporting Collateral reporting Valuation Reporting Reconciliation between the Services and the Trade Repository acknowledgment (ACK/NACK) Integration by the Services of the Trade Repository daily reports. SFTR MIS (Insights) Fully integrated into the S&P SFTR portal, SFTR Insights is a leading-edge Analytics Warehouse combined with a cloud-based Business Intelligence platform that enables customers to easily visualize and access all of their SFTR related data. Core: Visualize All SFTR data via prebuild dashboard (submission, reconciliation, reporting) since go-live Access to record level details Download 1,000,000+ records Integrated within SFTR portal Reconciliation and reporting comparison to benchmark summary Designated Users: maximum 10 Bespoke (incl. Core) Access to advanced and custom analytics (submission, reconciliation, reporting, benchmark) Ability to share and automate reports Designated Users: maximum 10 Includes up to a maximum of five (5) days of non-transferrable professional services per year of the Term to create the bespoke report. Studio (incl. Bespoke) Self-service analytics editing Direct access to raw data via Quicksight Designated Users: maximum 25 Enterprise (incl. Studio) Ability to access to raw data via Snowflake Designated Users: maximum 25 SFTR Client Access Web Platform Access for Beneficial Owner Clients SFTR UTI Connect Supports the UTI and allocation exchange for Non-Member Organizations (NMO) that are not a client of S&P SFTR Solution but are a counterparty of an S&P SFTR client MiFID II Reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM MiFID II Reporting & Eligibility Creation and submission of MIFIR RTS 22 formatted files to an ARM Filtering of transaction reports to regulatory and customized eligibility rules APA Trade Publication Creation and submission of MIFIR RTS 23 formatted files to an APA EMIR Reporting Creation and submission of EMIR formatted files to an approved Trade Repository EMIR Reporting & Valuation Creation and submission of EMIR formatted files to an approved Trade Repository Market data service to provide MTM values for EMIR reporting (limited to products where market data is available) ASIC Reporting Creation and submission of ASIC Derivatives Reporting formatted files to the DTCC Trade Repository MAS Reporting Creation and submission of MAS OTC Derivatives Reporting formatted files to the DTCC Trade Repository HKMA Reporting Creation and submission of OTC Derivatives Reporting files to HKTR JFSA Reporting Creation and submission of OTC Derivatives Reporting files to DTCC Trade Repository FinFrag EMIR reporting Creation and submission of FinFrag EMIR formatted files to an approved Trade Repository FinFrag MIFID reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM Canada Real Reporting Time Trade Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository Canada Batch Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository CFTC Real Time Trade Reporting Creation and submission of CFTC formatted files/messages in Real Time to an approved Swap Data Repository CFTC Batch Trade Reporting Creation and submission of CFTC formatted files/messages as batches to an approved Swap Data Repository SEC SBSR Real Reporting Time Trade Creation and submission of SEC formatted files/messages in Real Time to an approved Swap Data Repository SEC SBSR Batch Trade Reporting Creation and submission of SEC formatted files/messages as batches to an approved Swap Data Repository Global UTI Connect Pairing Service to enrich Customer’s derivatives trade data with their trading counterparties’ UTIs. Global UTI Connect Consolidation Consolidates and standardizes TR allege data for UTI dissemination purposes.
Appears in 1 contract
Samples: Cappitech Terms and Conditions
Service Descriptions. The Service descriptions below shall apply to this Agreement where that Service is selected in the Booking Form. Service selected in Booking Form Service Description SFTR Reporting SFTR Reporting SFTR Pairing & Matching (via Pirum) Pre trade validation of UTIs and product enrichment services SFTR Data Reconciliation Warehouse and Collation module for industry data sources to create standardized golden copy of trading and collateral activity including referential data enrichment, static data management, UTI lifecycle and exception management. Advanced Validation Rules Engine – File, Schema, record, logic validation integrating ESMA validation rules Static data setup and maintenance screens - a GUI to maintain static data tables and user management Advanced Data Enrichment (referential and Static) Connected to the GLEIF to support LEI validation Exception Management Workflow Reporting Fully transparent pre-reporting reconciliation tool with industry leading reconciliation, UTI generation Web platform, Secure File Transfer and/or Application Programming Interface (API) as required and agreed with Customer subscriber SFTR Data Reporting and Trade Repository Connectivity Event validation and production of ready to report data. Two-way transaction reporting connectivity to automatically deliver in scope transactions to client’s chosen Trade Repository or ARM (MiFID II). Delta based reporting – automatically calculate and report only those trades that have changed since most recent submission (MODI event only) Intraday Transaction Reporting Collateral reporting Valuation Reporting Reconciliation between the Services and the Trade Repository acknowledgment (ACK/NACK) Integration by the Services of the Trade Repository daily reports. SFTR MIS (Insights) Fully integrated into the S&P SFTR portal, SFTR Insights is a leading-edge Analytics Warehouse combined with a cloud-based Business Intelligence platform that enables customers to easily visualize and access all of their SFTR related data. Core: Visualize All SFTR data via prebuild dashboard (submission, reconciliation, reporting) since go-live Access to record level details Download 1,000,000+ records Integrated within SFTR portal Reconciliation and reporting comparison to benchmark summary Designated Users: maximum 10 Bespoke (incl. Core) Access to advanced and custom analytics (submission, reconciliation, reporting, benchmark) Ability to share and automate reports Designated Users: maximum 10 Includes up to a maximum of five (5) days of non-transferrable professional services per year of the Term to create the bespoke report. Studio (incl. Bespoke) Self-service analytics editing Direct access to raw data via Quicksight Designated Users: maximum 25 Enterprise (incl. Studio) Ability to access to raw data via Snowflake Designated Users: maximum 25 SFTR Client Access Web Platform Access for Beneficial Owner Clients SFTR UTI Connect Supports the UTI and allocation exchange for Non-Member Organizations (NMO) that are not a client of S&P SFTR Solution but are a counterparty of an S&P SFTR client MiFID II Reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM MiFID II Reporting & Eligibility Creation and submission of MIFIR RTS 22 formatted files to an ARM Filtering of transaction reports to regulatory and customized eligibility rules APA Trade Publication Creation and submission of MIFIR RTS 23 formatted files to an APA EMIR Reporting Creation and submission of EMIR formatted files to an approved Trade Repository EMIR Reporting & Valuation Creation and submission of EMIR formatted files to an approved Trade Repository Market data service to provide MTM values for EMIR reporting (limited to products where market data is available) ASIC Reporting Creation and submission of ASIC Derivatives Reporting formatted files to the DTCC Trade Repository MAS Reporting Creation and submission of MAS OTC Derivatives Reporting formatted files to the DTCC Trade Repository HKMA Reporting Creation and submission of OTC Derivatives Reporting files to HKTR JFSA Reporting Creation and submission of OTC Derivatives Reporting files to DTCC Trade Repository FinFrag EMIR reporting Creation and submission of FinFrag EMIR formatted files to an approved Trade Repository FinFrag MIFID reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM Canada Real Reporting Time Trade Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository Canada Batch Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository CFTC Real Time Trade Reporting Creation and submission of CFTC formatted files/messages in Real Time to an approved Swap Data Repository CFTC Batch Trade Reporting Creation and submission of CFTC formatted files/messages as batches to an approved Swap Data Repository SEC SBSR Real Reporting Time Trade Creation and submission of SEC formatted files/messages in Real Time to an approved Swap Data Repository SEC SBSR Batch Trade Reporting Creation and submission of SEC formatted files/messages as batches to an approved Swap Data Repository Global Additional Services Best Execution Monitoring Post trade execution price benchmarking and latency slippage calculation analysis Reconciliation - Client data vs. end point Field by field comparison (economic fields very by asset class) between Cappitech open positions and TR open positions Reconciliation - Submission vs. end point Service to compare platform open positions with TR EOD Position report EMIR Post-submission Pairing & Matching Trade Repository UTI Connect Pairing and Matching analytics module on the dashboard SFTR Post-submission Pairing & Matching Trade Repository UTI Pairing and Matching analytics module on the dashboard MiFID II Reconciliation Reconciliation service comparing NCA MIFIR outputs with ARM inputs EMIR Delegated Reporting Reporting of counterparty leg transaction on behalf of the other counterparty SFTR Delegated Reporting Creation and submission of SFTR formatted files to an approved Trade Repository RTS27 Report Creation of Tables 2,3,4 and partial 6&8 for RTS 27 Valuation message creation Creation and submission of Valuation message to an approved Trade Repository (based on market data pricing) EMIR UTI connect Service to disseminate UTI between Generator and Receiver and break verification pre submission SFTR UTI connect/disseminate Service to disseminate UTI between Generator and Receiver and break verification pre submission UPI enrichment Service to enrich Customer’s derivatives UPI data field from XXXX DSB as part of the reporting process ASIC Delegated Reporting Service to create delegated reports for ASIC reporting based on original trade data report MAS Delegated Reporting Service to create delegated reports for MAS reporting based on original trade report HKMA Delegated Reporting Service to create delegated reports for HKMA reporting based on original trade report Reconciliation-NCA MiFID II Field by field comparison (excluding NPD data) between Cappitech submission to ARM and NCA data. Currently, only FCA provides access to its data. Reconciliation-EMIR Post- submission Pairing & Matching All trades submitted to the Trade Repository with their trading counterparties’ UTIsa shared UTI for EMIR Reconciliation-SFTR Post- submission Pairing & Matching All trades submitted to the Trade Repository with a shared UTI for SFTR Reconciliation-Custom Recon Field by field comparison between Customer back office open positions and TR open positions. Global UTI Connect Consolidation Consolidates Some recs will require full onboarding (similar to option 2) and standardizes TR allege data for UTI dissemination purposes.will use eligibility/determination and validations, while others are pre recs between fields in 2 sources Back Reporting Remediation and back reporting of trades to a Trade Repository, MIFID ARM or MIFID APA
Appears in 1 contract
Samples: cdn.ihsmarkit.com
Service Descriptions. The Service descriptions below shall apply to this Agreement where that Service is selected in the Booking Form. Service selected in Booking Form Service Description SFTR Reporting SFTR Reporting SFTR Pairing & Matching (via Pirum) Pre trade validation of UTIs and product enrichment services SFTR Data Reconciliation Warehouse and Reconciliation Collation module for industry data sources to create standardized golden copy of trading and collateral activity including referential data enrichment, static data management, UTI lifecycle and exception management. • Advanced Validation Rules Engine – File, Schema, record, logic validation integrating ESMA validation rules • Static data setup and maintenance screens - a GUI to maintain static data tables and user management • Advanced Data Enrichment (referential and Static) • Connected to the GLEIF to support LEI validation • Exception Management Workflow Reporting • Fully transparent pre-reporting reconciliation tool with industry leading reconciliation, • UTI generation • Web platform, Secure File Transfer and/or Application Programming Interface (API) as required and agreed with Customer SFTR Data Reporting and Trade Repository Connectivity Event validation and production of ready to report data. Two-way transaction reporting connectivity to automatically deliver in scope transactions to client’s chosen Trade Repository or ARM (MiFID II). • Delta based reporting – automatically calculate and report only those trades that have changed since most recent submission (MODI event only) • Intraday Transaction Reporting • Collateral reporting • Valuation Reporting • Reconciliation between the Services and the Trade Repository acknowledgment (ACK/NACK) • Integration by the Services of the Trade Repository daily reports. SFTR MIS (Insights) Fully integrated into the S&P SFTR portal, SFTR Insights is a leading-edge Analytics Warehouse combined with a cloud-based Business Intelligence platform that enables customers to easily visualize and access all of their SFTR related data. Core: • Visualize All SFTR data via prebuild dashboard (submission, reconciliation, reporting) since go-live • Access to record level details • Download 1,000,000+ records • Integrated within SFTR portal • Reconciliation and reporting comparison to benchmark summary • Designated Users: maximum 10 Bespoke (incl. Core) • Access to advanced and custom analytics (submission, reconciliation, reporting, benchmark) • Ability to share and automate reports • Designated Users: maximum 10 • Includes up to a maximum of five (5) days of non-transferrable professional services per year of the Term to create the bespoke report. Studio (incl. Bespoke) • Self-service analytics editing • Direct access to raw data via Quicksight • Designated Users: maximum 25 Enterprise (incl. Studio) • Ability to access to raw data via Snowflake Designated Users: maximum 25 SFTR Client Access Web Platform Access for Beneficial Owner Clients SFTR UTI Connect Supports the UTI and allocation exchange for Non-Member Organizations (NMO) that are not a client of S&P SFTR Solution but are a counterparty of an S&P SFTR client MiFID II Reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM MiFID II Reporting & Eligibility • Creation and submission of MIFIR RTS 22 formatted files to an ARM • Filtering of transaction reports to regulatory and customized eligibility rules APA Trade Publication Creation and submission of MIFIR RTS 23 formatted files to an APA EMIR Reporting Creation and submission of EMIR formatted files to an approved Trade Repository EMIR Reporting & Valuation • Creation and submission of EMIR formatted files to an approved Trade Repository • Market data service to provide MTM values for EMIR reporting (limited to products where market data is available) ASIC Reporting Creation and submission of ASIC Derivatives Reporting formatted files to the DTCC Trade Repository MAS Reporting Creation and submission of MAS OTC Derivatives Reporting formatted files to the DTCC Trade Repository HKMA Reporting Creation and submission of OTC Derivatives Reporting files to HKTR JFSA Reporting Creation and submission of OTC Derivatives Reporting files to DTCC Trade Repository FinFrag EMIR reporting Creation and submission of FinFrag EMIR formatted files to an approved Trade Repository FinFrag MIFID reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM Canada Real Reporting Time Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository Canada Batch Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository CFTC Real Time Trade Reporting Creation and submission of CFTC formatted files/messages in Real Time to an approved Swap Data Repository CFTC Batch Trade Reporting Creation and submission of CFTC formatted files/messages as batches to an approved Swap Data Repository SEC SBSR Real Reporting Time Trade Reporting Creation and submission of SEC formatted files/messages in Real Time to an approved Swap Data Repository SEC SBSR Batch Trade Reporting Creation and submission of SEC formatted files/messages as batches to an approved Swap Data Repository Global UTI Connect Pairing Service to enrich Customer’s derivatives trade data with their trading counterparties’ UTIs. Global UTI Connect Consolidation Consolidates and standardizes TR allege data for UTI dissemination purposes.. Additional Services Best Execution Monitoring Post trade execution price benchmarking and latency slippage calculation analysis Reconciliation - Client data vs. end point Field by field comparison (economic fields very by asset class) between Cappitech open positions and TR open positions Reconciliation - Submission vs. end point Service to compare platform open positions with TR EOD Position report EMIR Post-submission Pairing & Matching Trade Repository UTI Pairing and Matching analytics module on the dashboard SFTR Post-submission Pairing & Matching Trade Repository UTI Pairing and Matching analytics module on the dashboard MiFID II Reconciliation Reconciliation service comparing NCA MIFIR outputs with ARM inputs EMIR Delegated Reporting Reporting of counterparty leg transaction on behalf of the other counterparty SFTR Delegated Reporting Creation and submission of SFTR formatted files to an approved Trade Repository RTS27 Report Creation of Tables 2,3,4 and partial 6&8 for RTS 27 Valuation message creation Creation and submission of Valuation message to an approved Trade Repository (based on market data pricing) SFTR UTI connect/disseminate Service to disseminate UTI between Generator and Receiver and break verification pre submission UPI EoD T+1 Enrichment Service S&P will provide UPI enrichment as an intermediary to Customer using the EoD T+1 file provided it is registered with XXXX-DSB (all user types as per XXXX DSB user policy). UPI Search API Enrichment Service S&P will provide UPI enrichment as an intermediary using the search API on a real time basis provided the underlying Customer is registered as a Search Only API user with XXXX DSB. UPI Power Enrichment and Creation Service S&P will provide UPI enrichment and creation using the API as an intermediary provided the underlying Customer is registered as a Power user with XXXX DSB. ISIN Enrichment Service S&P will provide OTC ISIN enrichment to Customer using the EoD T file ASIC Delegated Reporting Service to create delegated reports for ASIC reporting based on original trade report MAS Delegated Reporting Service to create delegated reports for MAS reporting based on original trade report HKMA Delegated Reporting Service to create delegated reports for HKMA reporting based on original trade report Reconciliation-NCA MiFID II Field by field comparison (excluding NPD data) between Cappitech submission to ARM and NCA data. Currently, only FCA provides access to its data. Reconciliation-EMIR Post- submission Pairing & Matching All trades submitted to the Trade Repository with a shared UTI for EMIR Reconciliation-SFTR Post- submission Pairing & Matching All trades submitted to the Trade Repository with a shared UTI for SFTR Reconciliation-Custom Recon Field by field comparison between Customer back office open positions and TR open positions. Some recs will require full onboarding (similar to option 2) and will use eligibility/determination and validations, while others are pre recs between fields in 2 sources Back Reporting Remediation and back reporting of trades to a Trade Repository, MIFID ARM or MIFID APA
Appears in 1 contract
Samples: Cappitech Terms and Conditions
Service Descriptions. The Service descriptions below shall apply to this Agreement where that Service is selected in the Booking Form. Service selected in Booking Form Service Description SFTR Reporting SFTR Reporting SFTR Pairing & Matching (via Pirum) Pre trade validation of UTIs and product enrichment services SFTR Data Reconciliation Warehouse and Reconciliation Collation module for industry data sources to create standardized golden copy of trading and collateral activity including referential data enrichment, static data management, UTI lifecycle and exception management. • Advanced Validation Rules Engine – File, Schema, record, logic validation integrating ESMA validation rules • Static data setup and maintenance screens - a GUI to maintain static data tables and user management • Advanced Data Enrichment (referential and Static) • Connected to the GLEIF to support LEI validation • Exception Management Workflow Reporting • Fully transparent pre-reporting reconciliation tool with industry leading reconciliation, • UTI generation • Web platform, Secure File Transfer and/or Application Programming Interface (API) as required and agreed with Customer SFTR Data Reporting and Trade Repository Connectivity Event validation and production of ready to report data. Two-way transaction reporting connectivity to automatically deliver in scope transactions to client’s chosen Trade Repository or ARM (MiFID II). • Delta based reporting – automatically calculate and report only those trades that have changed since most recent submission (MODI event only) • Intraday Transaction Reporting • Collateral reporting • Valuation Reporting • Reconciliation between the Services and the Trade Repository acknowledgment (ACK/NACK) • Integration by the Services of the Trade Repository daily reports. SFTR MIS (Insights) Fully integrated into the S&P SFTR portal, SFTR Insights is a leading-edge Analytics Warehouse combined with a cloud-based Business Intelligence platform that enables customers to easily visualize and access all of their SFTR related data. Core: • Visualize All SFTR data via prebuild dashboard (submission, reconciliation, reporting) since go-live • Access to record level details • Download 1,000,000+ records • Integrated within SFTR portal • Reconciliation and reporting comparison to benchmark summary • Designated Users: maximum 10 Bespoke (incl. Core) • Access to advanced and custom analytics (submission, reconciliation, reporting, benchmark) • Ability to share and automate reports • Designated Users: maximum 10 • Includes up to a maximum of five (5) days of non-transferrable professional services per year of the Term to create the bespoke report. Studio (incl. Bespoke) • Self-service analytics editing • Direct access to raw data via Quicksight • Designated Users: maximum 25 Enterprise (incl. Studio) • Ability to access to raw data via Snowflake Designated Users: maximum 25 SFTR Client Access Web Platform Access for Beneficial Owner Clients SFTR UTI Connect Supports the UTI and allocation exchange for Non-Member Organizations (NMO) that are not a client of S&P SFTR Solution but are a counterparty of an S&P SFTR client MiFID II Reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM MiFID II Reporting & Eligibility • Creation and submission of MIFIR RTS 22 formatted files to an ARM • Filtering of transaction reports to regulatory and customized eligibility rules APA Trade Publication Creation and submission of MIFIR RTS 23 formatted files to an APA EMIR Reporting Creation and submission of EMIR formatted files to an approved Trade Repository EMIR Reporting & Valuation • Creation and submission of EMIR formatted files to an approved Trade Repository • Market data service to provide MTM values for EMIR reporting (limited to products where market data is available) ASIC Reporting Creation and submission of ASIC Derivatives Reporting formatted files to the DTCC Trade Repository MAS Reporting Creation and submission of MAS OTC Derivatives Reporting formatted files to the DTCC Trade Repository HKMA Reporting Creation and submission of OTC Derivatives Reporting files to HKTR JFSA Reporting Creation and submission of OTC Derivatives Reporting files to DTCC Trade Repository FinFrag EMIR reporting Creation and submission of FinFrag EMIR formatted files to an approved Trade Repository FinFrag MIFID reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM Canada Real Reporting Time Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository Canada Batch Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository CFTC Real Time Trade Reporting Creation and submission of CFTC formatted files/messages in Real Time to an approved Swap Data Repository CFTC Batch Trade Reporting Creation and submission of CFTC formatted files/messages as batches to an approved Swap Data Repository SEC SBSR Real Reporting Time Trade Reporting Creation and submission of SEC formatted files/messages in Real Time to an approved Swap Data Repository SEC SBSR Batch Trade Reporting Creation and submission of SEC formatted files/messages as batches to an approved Swap Data Repository Global UTI Connect Pairing Service to enrich Customer’s derivatives trade data with their trading counterparties’ UTIs. Global UTI Connect Consolidation Consolidates and standardizes TR allege data for UTI dissemination purposes.. Additional Services Best Execution Monitoring Post trade execution price benchmarking and latency slippage calculation analysis Reconciliation - Client data vs. end point Field by field comparison (economic fields very by asset class) between Cappitech open positions and TR open positions Reconciliation - Submission vs. end point Service to compare platform open positions with TR EOD Position report EMIR Post-submission Pairing & Matching Trade Repository UTI Pairing and Matching analytics module on the dashboard SFTR Post-submission Pairing & Matching Trade Repository UTI Pairing and Matching analytics module on the dashboard MiFID II Reconciliation Reconciliation service comparing NCA MIFIR outputs with ARM inputs EMIR Delegated Reporting Reporting of counterparty leg transaction on behalf of the other counterparty SFTR Delegated Reporting Creation and submission of SFTR formatted files to an approved Trade Repository RTS27 Report Creation of Tables 2,3,4 and partial 6&8 for RTS 27 Valuation message creation Creation and submission of Valuation message to an approved Trade Repository (based on market data pricing) SFTR UTI connect/disseminate Service to disseminate UTI between Generator and Receiver and break verification pre submission UPI EoD T+1 Enrichment Service S&P will provide UPI enrichment as an intermediary to Customer using the EoD T+1 file provided it is registered with XXXX-DSB (all user types as per XXXX DSB user policy). UPI Search API Enrichment Service S&P will provide UPI enrichment as an intermediary using the search API on a real time basis provided the underlying Customer is registered as a Search Only API user with XXXX DSB. UPI Power Enrichment and Creation Service S&P will provide UPI enrichment and creation using the API as an intermediary provided the underlying Customer is registered as a Power user with XXXX DSB. OTC ISIN Enrichment for XXXX S&P will provide OTC ISIN enrichment to Customer using the EoD T file Service ASIC Delegated Reporting Service to create delegated reports for ASIC reporting based on original trade report MAS Delegated Reporting Service to create delegated reports for MAS reporting based on original trade report HKMA Delegated Reporting Service to create delegated reports for HKMA reporting based on original trade report Reconciliation-NCA MiFID II Field by field comparison (excluding NPD data) between Cappitech submission to ARM and NCA data. Currently, only FCA provides access to its data. Reconciliation-EMIR Post- submission Pairing & Matching All trades submitted to the Trade Repository with a shared UTI for EMIR Reconciliation-SFTR Post- submission Pairing & Matching All trades submitted to the Trade Repository with a shared UTI for SFTR Reconciliation-Custom Recon Field by field comparison between Customer back office open positions and TR open positions. Some recs will require full onboarding (similar to option 2) and will use eligibility/determination and validations, while others are pre recs between fields in 2 sources Back Reporting Remediation and back reporting of trades to a Trade Repository, MIFID ARM or MIFID APA
Appears in 1 contract
Samples: Cappitech Terms and Conditions
Service Descriptions. The Service descriptions below shall apply to this Agreement where that Service is selected in the Booking Form. Service selected in Booking Form Service Description SFTR Reporting SFTR Reporting SFTR Pairing & Matching (via Pirum) Pre trade validation of UTIs and product enrichment services SFTR Data Reconciliation Warehouse and Reconciliation Collation module for industry data sources to create standardized golden copy of trading and collateral activity including referential data enrichment, static data management, UTI lifecycle and exception management. • Advanced Validation Rules Engine – File, Schema, record, logic validation integrating ESMA validation rules • Static data setup and maintenance screens - a GUI to maintain static data tables and user management • Advanced Data Enrichment (referential and Static) • Connected to the GLEIF to support LEI validation • Exception Management Workflow Reporting • Fully transparent pre-reporting reconciliation tool with industry leading reconciliation, • UTI generation • Web platform, Secure File Transfer and/or Application Programming Interface (API) as required and agreed with Customer SFTR Data Reporting and Trade Repository Connectivity Event validation and production of ready to report data. Two-way transaction reporting connectivity to automatically deliver in scope transactions to client’s chosen Trade Repository or ARM (MiFID II). • Delta based reporting – automatically calculate and report only those trades that have changed since most recent submission (MODI event only) • Intraday Transaction Reporting • Collateral reporting • Valuation Reporting • Reconciliation between the Services and the Trade Repository acknowledgment (ACK/NACK) • Integration by the Services of the Trade Repository daily reports. SFTR MIS (Insights) Fully integrated into the S&P SFTR portal, SFTR Insights is a leading-edge Analytics Warehouse combined with a cloud-based Business Intelligence platform that enables customers to easily visualize and access all of their SFTR related data. Core: • Visualize All SFTR data via prebuild dashboard (submission, reconciliation, reporting) since go-live • Access to record level details • Download 1,000,000+ records • Integrated within SFTR portal • Reconciliation and reporting comparison to benchmark summary • Designated Users: maximum 10 Bespoke (incl. Core) • Access to advanced and custom analytics (submission, reconciliation, reporting, benchmark) • Ability to share and automate reports • Designated Users: maximum 10 • Includes up to a maximum of five (5) days of non-transferrable professional services per year of the Term to create the bespoke report. Studio (incl. Bespoke) • Self-service analytics editing • Direct access to raw data via Quicksight • Designated Users: maximum 25 Enterprise (incl. Studio) • Ability to access to raw data via Snowflake Designated Users: maximum 25 SFTR Client Access Web Platform Access for Beneficial Owner Clients SFTR UTI Connect Supports the UTI and allocation exchange for Non-Member Organizations (NMO) that are not a client of S&P SFTR Solution but are a counterparty of an S&P SFTR client MiFID II Reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM MiFID II Reporting & Eligibility • Creation and submission of MIFIR RTS 22 formatted files to an ARM • Filtering of transaction reports to regulatory and customized eligibility rules APA Trade Publication Creation and submission of MIFIR RTS 23 formatted files to an APA EMIR Reporting Creation and submission of EMIR formatted files to an approved Trade Repository EMIR Reporting & Valuation • Creation and submission of EMIR formatted files to an approved Trade Repository • Market data service to provide MTM values for EMIR reporting (limited to products where market data is available) ASIC Reporting Creation and submission of ASIC Derivatives Reporting formatted files to the DTCC Trade Repository MAS Reporting Creation and submission of MAS OTC Derivatives Reporting formatted files to the DTCC Trade Repository HKMA Reporting Creation and submission of OTC Derivatives Reporting files to HKTR JFSA Reporting Creation and submission of OTC Derivatives Reporting files to DTCC Trade Repository FinFrag EMIR reporting Creation and submission of FinFrag EMIR formatted files to an approved Trade Repository FinFrag MIFID reporting Creation and submission of MIFIR RTS 22 formatted files to an ARM Canada Real Reporting Time Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository Canada Batch Trade Reporting Creation and submission of Canadian Derivatives Reporting formatted files to an approved Trade Repository CFTC Real Time Trade Reporting Creation and submission of CFTC formatted files/messages in Real Time to an approved Swap Data Repository CFTC Batch Trade Reporting Creation and submission of CFTC formatted files/messages as batches to an approved Swap Data Repository SEC SBSR Real Reporting Time Trade Reporting Creation and submission of SEC formatted files/messages in Real Time to an approved Swap Data Repository SEC SBSR Batch Trade Reporting Creation and submission of SEC formatted files/messages as batches to an approved Swap Data Repository Global UTI Connect Pairing Service to enrich Customer’s derivatives trade data with their trading counterparties’ UTIs. Global UTI Connect Consolidation Consolidates and standardizes TR allege data for UTI dissemination purposes.. Additional Services Best Execution Monitoring Post trade execution price benchmarking and latency slippage calculation analysis Reconciliation - Client data vs. end point Field by field comparison (economic fields very by asset class) between Cappitech open positions and TR open positions Reconciliation - Submission vs. end point Service to compare platform open positions with TR EOD Position report EMIR Post-submission Pairing & Matching Trade Repository UTI Pairing and Matching analytics module on the dashboard SFTR Post-submission Pairing & Matching Trade Repository UTI Pairing and Matching analytics module on the dashboard MiFID II Reconciliation Reconciliation service comparing NCA MIFIR outputs with ARM inputs EMIR Delegated Reporting Reporting of counterparty leg transaction on behalf of the other counterparty SFTR Delegated Reporting Creation and submission of SFTR formatted files to an approved Trade Repository RTS27 Report Creation of Tables 2,3,4 and partial 6&8 for RTS 27 Valuation message creation Creation and submission of Valuation message to an approved Trade Repository (based on market data pricing) SFTR UTI connect/disseminate Service to disseminate UTI between Generator and Receiver and break verification pre submission UPI EoD T+1 Enrichment Service S&P will provide UPI enrichment as an intermediary to Customer using the EoD T+1 file provided they are registered with XXXX-DSB (all user types as per XXXX DSB user policy). UPI Search API Enrichment Service S&P will provide UPI enrichment as an intermediary using the search API on a real time basis provided the underlying Customer is registered as a Search Only API user with XXXX DSB. UPI Power Enrichment and Creation Service S&P will provide UPI enrichment and creation using the API as an intermediary provided the underlying Customer is registered as a Power user with XXXX DSB. ASIC Delegated Reporting Service to create delegated reports for ASIC reporting based on original trade report MAS Delegated Reporting Service to create delegated reports for MAS reporting based on original trade report HKMA Delegated Reporting Service to create delegated reports for HKMA reporting based on original trade report Reconciliation-NCA MiFID II Field by field comparison (excluding NPD data) between Cappitech submission to ARM and NCA data. Currently, only FCA provides access to its data. Reconciliation-EMIR Post- submission Pairing & Matching All trades submitted to the Trade Repository with a shared UTI for EMIR Reconciliation-SFTR Post- submission Pairing & Matching All trades submitted to the Trade Repository with a shared UTI for SFTR Reconciliation-Custom Recon Field by field comparison between Customer back office open positions and TR open positions. Some recs will require full onboarding (similar to option 2) and will use eligibility/determination and validations, while others are pre recs between fields in 2 sources Back Reporting Remediation and back reporting of trades to a Trade Repository, MIFID ARM or MIFID APA
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Samples: Cappitech Terms and Conditions
