Selection of Broker. Dealers In selecting broker-dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage or research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Adviser and/or the other accounts over which the Adviser or its affiliates exercise investment discretion. The Adviser is authorized to pay a broker or dealer who provides such brokerage or research services a commission for executing a portfolio transaction for the Fund that is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Adviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage or research services provided by such broker or dealer and is paid in compliance with Section 28(e). This determination may be viewed in terms of either that particular transaction or the overall responsibilities that the Adviser and its affiliates have with respect to accounts over which they exercise investment discretion. The Adviser may consider the sale of shares of the Fund and of other investment companies advised by the Adviser as a factor in the selection of brokers or dealers to effect transactions for the Fund, subject to the Adviser's duty to seek best execution. The Adviser may also select brokers or dealers to effect transactions for the Fund that provide payment for expenses of the Fund. The Board shall periodically review the commissions paid by the Fund to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits received.
Selection of Broker dealers In selecting broker-dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Series and/or the other accounts over which the Subadviser or its affiliates exercise investment discretion. The Subadviser may also select brokers or dealers to effect transactions for the Series who provide payment for expenses of the Series. The Subadviser is authorized to pay a broker or dealer who provides such brokerage and research services or expenses, a commission for executing a portfolio transaction for the Series that is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Subadviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage, research and other services provided by such broker or dealer and is paid in compliance with Section 28(e) or other rules and regulations of the Commission. This determination may be viewed in terms of either that particular transaction or the overall responsibilities that the Subadviser and its affiliates have with respect to accounts over which they exercise investment discretion. The Board shall periodically review the commissions paid by the Series to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits received.
Selection of Broker. Authorized Investments
Selection of Broker. Dealers In selecting broker-dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Fund and/or the other accounts over which the Adviser or its affiliates exercise investment discretion. The Adviser may also select brokers or dealers to effect transactions for the Fund who provide payment for expenses of the Fund. The Adviser is authorized to pay a broker or dealer who provides such brokerage and research services or expenses, a commission for executing a portfolio transaction for the Fund that is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Adviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer and is paid in compliance with Section 28(e) or other rules and regulations of the Commission. This determination may be viewed in terms of either that particular transaction or the overall responsibilities that the Adviser and its affiliates have with respect to accounts over which they exercise investment discretion. The Board shall periodically review the commissions paid by the Fund to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits received.
Selection of Broker. Dealers and Execution of Transactions. To the extent that transactions are effected in the Allocated Portion, Sub-Adviser shall be responsible for effecting such transactions and selecting brokers or dealers to execute such transactions for the Allocated Portion. In the selection of brokers or dealers (which may include brokers or dealers affiliated with Sub-Adviser) and the placement of orders for the purchase and sale of portfolio investments for the Allocated Portion, Sub-Adviser shall use its best efforts to obtain the best execution available, except to the extent that it may be permitted to pay higher brokerage commissions for brokerage or research services as described below. In using its best efforts to obtain the best execution available, Sub-Adviser, bearing in mind the Fund's best interests at all times, shall consider all factors it deems relevant, including by way of illustration, price, the size of the transaction, the nature of the market for the security, the amount of the commission, the timing of the transaction taking into account market prices and trends, the reputation, experience and financial stability of the broker or dealer involved and the quality of execution and research services provided by the broker or dealer. Subject to such policies as the Trustees may determine, Sub-Adviser shall not be deemed to have acted unlawfully or to have breached any duty created by this Agreement or otherwise solely by reason of its having caused the Fund to pay a broker or dealer that provides brokerage or research services to Sub-Adviser an amount of commission for effecting a portfolio investment transaction in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if Sub-Adviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage or research services provided by such broker or dealer, viewed in terms of either that particular transaction or Sub-Adviser's overall responsibilities with respect to the Fund and to other clients of Sub-Adviser as to which Sub-Adviser exercises investment discretion. The Trust hereby agrees that any entity or person associated with Sub-Adviser which is a member of a national securities exchange is authorized to effect any transaction on such exchange for the account of the Trust which is permitted by Section 11(a) of the Securities Exchange Act of 1934, as amended, and the Trust hereby consents to the r...
Selection of Broker. The Registrable Shares registered pursuant to ------------------- this Agreement shall be sold by the selling Stockholders through one broker or dealer selected by SystemSoft at the time of such registration.
Selection of Broker. Dealers GaveKal is authorized to determine the broker, dealer or issuer (“broker- dealers”) for each securities transaction for the Account at prices and commission rates as GaveKal, in its good faith judgment, believes are in the best interest of the Account; provided, however, that GaveKal shall use due care in the selection of broker-dealers and shall not allocate transactions to affiliated broker-dealers without the Client’s written consent. The Client understands that other brokerage entities may be willing to execute securities transactions for the Account at prices and commission rates that are lower than or different from those charged by the entity selected. GaveKal is not responsible for any loss incurred by reason of any act or omission of the broker-dealers selected in good faith by GaveKal; provided, however, that GaveKal uses its reasonable efforts to require that broker-dealers perform their obligations with respect to the Account.
Selection of Broker. Unless otherwise agreed to by the Company in writing, the Registrable Shares registered pursuant to this Agreement shall be sold by the selling Purchasers through one of at least two brokers or dealers selected by the Company, and reasonably acceptable to the selling Purchasers, at the time of such registration.
Selection of Broker. Dealers In selecting broker-dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage or research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Adviser and/or the other accounts over which the Adviser or its affiliates exercise investment discretion. The Adviser may also select brokers or dealers to effect transactions for the Series that provide payment for expenses of the Series. The Adviser is axxxx who provides such brokerage or research services or expenses, and that has provided assistance in the distribution of shares of the Series to the extent permitted by law, a commission for executing a portfolio transaction for the Series that is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Adviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage or res research services pro ng month shall be made as promptly as possible.
Selection of Broker. Within ten (10) calendar days after the Maturity Date, the Borrower shall retain a broker (a “Broker”) mutually acceptable to both the Lender and the Borrower. All fees and expenses of the Broker shall be paid by the Lender. If the Lender and the Borrower cannot agree upon a Broker within ten (10) calendar days after the Maturity Date, the Borrower may retain a Broker satisfactory to the Borrower, in the Borrower’s sole and exclusive discretion, and the Borrower shall be responsible for all fees and expenses of such Broker. If the Borrower fails to retain a Broker within twenty (20) calendar days after the Maturity Date, the Lender may retain a Broker, satisfactory to the Lender, in the Lender’s sole and exclusive discretion, and the Lender shall be responsible for all fees and expenses of such Broker. The Broker shall be retained to sell all, but not less than all, Collateral Shares not previously sold prior to the Maturity Date, pursuant to a single transaction or series of related transactions, for a purchase price to be paid solely in good and collected funds.
