Common use of Securities Transactions Clause in Contracts

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established by the Board of Trustees and communicated to the Advisor in writing.

Appears in 29 contracts

Samples: Investment Advisory Agreement (Vanguard Specialized Funds), Investment Advisory Agreement (Vanguard Fenway Funds), Investment Advisory Agreement (Vanguard Specialized Funds)

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Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies and procedures established by the Fund's Board of Trustees and communicated to the Advisor in writing.

Appears in 5 contracts

Samples: Investment Advisory Agreement (Vanguard Wellesley Income Fund), Investment Advisory Agreement (Vanguard Specialized Funds), Investment Advisory Agreement (Vanguard Explorer Fund)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established by the Fund’s Board of Trustees and communicated to in writing the Advisor in writingAdvisor.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Vanguard Specialized Funds), Investment Advisory Agreement (Vanguard Specialized Funds), Investment Advisory Agreement (Vanguard Specialized Funds)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts seek to obtain best execution for such transactions, consistent with Section 28(e) of the Securities Exchange Act of 1934. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies and procedures established by the Board of Trustees and communicated to the Advisor in writing.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Vanguard World Fund), Investment Advisory Agreement (Vanguard World Fund), Investment Advisory Agreement (Vanguard Trustees' Equity Fund)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established by the Fund’s Board of Trustees and communicated to the Advisor in writing.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Vanguard Specialized Funds), Investment Advisory Agreement (Vanguard Specialized Funds), Investment Advisory Agreement (Vanguard Specialized Funds)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established by the Fund’s Board of Trustees and communicated in writing to the Advisor in writingAdvisor.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Vanguard Fixed Income Securities Funds), Investment Advisory Agreement (Vanguard Fixed Income Securities Funds)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established by the Fund's Board of Trustees and communicated in writing to the Advisor in writingAdvisor.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Vanguard Fixed Income Securities Funds), Investment Advisory Agreement (Vanguard Fixed Income Securities Funds)

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Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain the best available price and most favorable execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established except as otherwise permitted by the Board of Trustees pursuant to written policies and communicated procedures provided to the Advisor. The Advisor in writingwill promptly communicate to the Trust’s officers and the Board of Trustees such information relating to portfolio transactions as they may reasonably request.

Appears in 1 contract

Samples: Investment Advisory Agreement (Vanguard Variable Insurance Funds)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established by the Fund's Board of Trustees and communicated to the Advisor in writing.

Appears in 1 contract

Samples: Investment Advisory Agreement (Vanguard Wellington Fund)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities ofsecurities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain best execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established by the Board of Trustees ofTrustees and communicated to the Advisor in writing.

Appears in 1 contract

Samples: Investment Advisory Agreement (Vanguard Malvern Funds)

Securities Transactions. The Advisor is authorized to select the brokers or dealers that will execute purchases and sales of securities for the Wellington Management Portfolio, and is directed to use its best efforts to obtain the best available price and most favorable execution for such transactions. In selecting brokers or dealers to execute trades for the Wellington Management Portfolio, the Advisor will comply with all applicable statutes, rules, interpretations by the U.S. Securities and Exchange Commission or its staff, other applicable law, and the written policies established except as otherwise permitted by the Board of Trustees pursuant to written policies and communicated procedures provided to the Advisor. The Advisor in writingwill promptly communicate to the Trust's officers and the Board of Trustees such information relating to portfolio transactions as they may reasonably request.

Appears in 1 contract

Samples: Investment Advisory Agreement (Vanguard Variable Insurance Funds)

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