Common use of Securities Transactions Clause in Contracts

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's Code of Ethics, as the same may be amended from time to time.

Appears in 12 contracts

Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust), Investment Advisory Agreement (Nationwide Separate Account Trust), Investment Advisory Agreement (Nationwide Investing Foundation Iii)

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Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's ’s Code of Ethics, as the same may be amended from time to time.

Appears in 11 contracts

Samples: Investment Advisory Agreement (Aberdeen Funds), Investment Advisory Agreement (Aberdeen Funds), Investment Advisory Agreement (Aberdeen Funds)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's Code of Ethics, as the same may be amended from time to time.

Appears in 8 contracts

Samples: Investment Advisory Agreement (Aberdeen Funds), Investment Advisory Agreement (Nationwide Mutual Funds), Investment Advisory Agreement (Gartmore Mutual Funds)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; providedPROVIDED, howeverHOWEVER, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's Code of Ethics, as the same may be amended from time to time.

Appears in 7 contracts

Samples: Investment Advisory Agreement (Nationwide Mutual Funds), Interim Investment Advisory Agreement (Nationwide Mutual Funds), Investment Advisory Agreement (Gartmore Mutual Funds)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; providedPROVIDED, howeverHOWEVER, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's Code of Ethics, as the same may be amended from time to time.

Appears in 5 contracts

Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust), Investment Advisory Agreement (Gartmore Variable Insurance Trust), Investment Advisory Agreement (Nationwide Investing Foundation Iii)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's and its Code of Ethics, as the same may be amended from time to time.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Fort Pitt Capital Funds), Investment Advisory Agreement (Fort Pitt Capital Funds), Investment Advisory Agreement (Fort Pitt Capital Funds)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a the Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a the Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the TrustFund's Code of Ethics, as the same may be amended from time to time.. (f)

Appears in 3 contracts

Samples: Investment Advisory Agreement (Aberdeen Global Dynamic Dividend Fund), Investment Advisory Agreement (Aberdeen Total Dynamic Dividend Fund), Aberdeen Global Premier Properties Fund

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a the Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a the Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's ’s Code of Ethics, as the same may be amended from time to time.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Aberdeen Funds), Form of Investment Advisory Agreement (Aberdeen Funds)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a the Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a the Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's Fund’s Code of Ethics, as the same may be amended from time to time.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Aberdeen Standard Global Infrastructure Income Fund), Investment Advisory Agreement (Aberdeen Standard Global Infrastructure Income Fund)

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Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fundthe Trust; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund the Trust if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's Code of Ethics, as the same may be amended from time to time.

Appears in 1 contract

Samples: Investment Advisory Agreement (USQ Core Real Estate Fund)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 17j-l under the 1940 Act and the Trust's Code of Ethics, as the same may be amended from time to time.

Appears in 1 contract

Samples: Investment Advisory Agreement (Nationwide Variable Insurance Trust)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and Act, the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's Fund’s Code of Ethics, as the same may be amended from time to time.

Appears in 1 contract

Samples: Investment Advisory Agreement With Aberdeen (Aberdeen Global SELECT OPPORTUNITIES FUND INC.)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's ’s and its Code of Ethics, as the same may be amended from time to time.

Appears in 1 contract

Samples: Investment Advisory Agreement (Fort Pitt Capital Funds)

Securities Transactions. The Adviser will not purchase securities or other instruments from or sell securities or other instruments to a Fund; provided, however, the Adviser may purchase securities or other instruments from or sell securities or other instruments to a Fund if such transaction is permissible under applicable laws and regulations, including, without limitation, the 1940 Act and the Advisers Act and the rules and regulations promulgated thereunder or any exemption therefrom. The Adviser agrees to observe and comply with Rule 17j-1 under the 1940 Act and the Trust's ’s Code of Ethics, as the same may be amended from time to time.

Appears in 1 contract

Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust)

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