Securities Pricing Sample Clauses

Securities Pricing. The Administrator shall update each security position of each Portfolio as to the following: · Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund · Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D · Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to each Portfolio: · Amortization/accretion at the individual tax lot level · General ledger entries · Book value calculations · Trade Date + 1 accounting · Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of theNYSE
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Securities Pricing. The Administrator shall update each security position of each Portfolio as to the following: • Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund • Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D • Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to each Portfolio: • Amortization/accretion at the individual tax lot level • General ledger entries • Book value calculations • Trade Date + 1 accounting • Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE Tax Services. The Administrator shall provide the following tax reporting services: • Prepare fiscal year end and excise tax distribution calculations; • Prepare monthly, quarterly and annual income distributions as described in each Portfolio’s prospectus • Prepare annual capital gain distribution(s) including spillback amounts as required • Prepare tax-related ROCSOP entries for fund accounting purposes • Review required tax disclosures (such as tax cost, long term capital gain and tax exempt designation, foreign tax credits, dividend received deductions and qualified dividend income pass throughs) in the Fund’s financial statements • Initiate the preparation of federal, state and local (if any) income tax returns, including tax return extension requests. Fund auditors will review and sign returns as “paid preparer”. Xxxx Xxxxx Management, Inc., on behalf of the Fund, will sign and file returns. · • Prepare shareholder year-end tax information • Calculate the amounts and characterizations of distributions declared during the calendar year for Form 1099/DIV reporting • Consult with the Fund’s Authorized Persons regarding potential tax adjustments. The Fund will be responsible for identification of all passive foreign investment companies (“PFICs”) and verification of the accuracy of the information provided on the K-ls received for investments in the Funds. • Prepare and maintain schedules of differences required for tax purposes including, but not limited to, wash sales, CPDI, REITs, partnerships, PFICs and straddles • Consult with the Fund’s Authorized Persons on various tax issues as requested...
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Securities Pricing. The Administrator shall update each security position of each Portfolio as to the following: · Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund · Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D · Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to each Portfolio: · Amortization/accretion at the individual tax lot level · General ledger entries · Book value calculations · Trade Date + 1 accounting · Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE ACCOUNTING AGENCY AGREEMENT List of Authorized Persons The Management Investment Companies set forth in Appendix A hereto acting on behalf of their respective Portfolios thereof, if any By: /s/ Xxx Xxxxxx Name: Xxx Xxxxxx Title: Secretary Date: February 29, 2008 APPENDIX D TO ACCOUNTING AGENCY AGREEMENT
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Securities Pricing. The Administrator shall update each security position of the Portfolios as to the following: • Market prices obtained from approved sources including those listed on Appendix C or Fair Valuations obtained from an Authorized Person of the Portfolios • Mark to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix C • Mark to market of non-base currency positions utilizing the approved sources quoted in Appendix C or Fair Valuations obtained from an Authorized Person Investment Accounting. The Administrator shall provide the following investment accounting services to the Portfolios: • Amortization/accretion at the individual tax lot level • General ledger entries • Book value calculations • Trade Date + 1 accounting • Calculation of indicative Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE • Calculation of 12 Official month end valuations per annum • Monthly accounting package to be delivered for client review and approval
Sample 1Sample 2
Securities Pricing. The Administrator shall update each security position of the Portfolio as to the following: · Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund · Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D · Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to the Portfolio: · Amortization/accretion at the individual tax lot level · General ledger entries · Book value calculations · Trade Date accounting · Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE · Broker Net Trades Report · Open subscriptions/redemptions report · Transactions/securities journal · Oversee and review calculation of fees paid to the Fund’s investment adviser, custodian and transfer agent
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Securities Pricing. The Administrator shall update each security position of each Fund as to the following:
Sample 1
Securities Pricing. $0.25 per equity per pricing day priced 1.00 per foreign security per pricing day $0.50 per U.S. Treasury $1.00 per asset backed security per pricing day $0.50 per corporate bond per pricing day $2.00 per equity per month for corporate action $2.00 per foreign security per month for corporate action
Sample 1
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Securities Pricing information as required or authorized under the terms of the valuation policies and procedures of the Company ("Valuation Procedures"), including (A) pricing information from independent pricing services, with respect to securities for which market quotations are readily available, (B) if applicable to a particular Fund or Funds, fair value pricing information or adjustment factors from independent fair value pricing services or other vendors approved by the Company (collectively, "Fair Value Information Vendors") with respect to securities for which market quotations are not readily available, for which a significant event has occurred following the close of the relevant market but prior to the Fund's pricing time, or which are otherwise required to be made subject to a fair value determination under the Valuation Procedures, and (C) prices obtained from each Fund's investment adviser or other designee, as approved by the Board;
Sample 1

Related to Securities Pricing

  • Securities Sold In accordance with Instructions, the Custodian shall, with respect to a sale, deliver or cause to be delivered the Securities thus designated as sold to the broker or other person specified in the Instructions relating to such sale. Unless the Custodian has received Special Instructions to the contrary, such delivery shall be made only upon receipt of payment therefor in the form of: (a) cash, certified check, bank cashier's check, bank credit, or bank wire transfer; (b) credit to the account of the Custodian with a clearing corporation of a national securities exchange of which the Custodian is a member; or (c) credit to the Account of the Custodian with a Securities System, in accordance with the provisions of Section 4(b)(3) hereof. Notwithstanding the foregoing, the Custodian may deliver Securities and other Assets prior to receipt of payment for such Securities in accordance with Instructions, applicable laws, generally accepted trade practices, or the terms of the instrument representing such Security or other Asset. For example, Securities held in physical form may be delivered and paid for in accordance with "street delivery custom" to a broker or its clearing agent, against delivery to the Custodian of a receipt for such Securities, provided that the Custodian shall have taken reasonable steps to ensure prompt collection of the payment for, or return of, such Securities by the broker or its clearing agent, and provided further that the Custodian shall not be responsible for the selection of or the failure or inability to perform of such broker or its clearing agent or for any related loss arising from delivery or custody of such Securities prior to receiving payment therefor.

  • SECURITIES FORMS SECTION 201.

  • Securities Warning In compliance with New Zealand securities laws, the Employee is hereby notified that the documents listed below are available for review on the Company’s external and internal sites at the following web addresses listed: xxxx://xxx.xxxxxxxxxx.xx.xxx/ (for (i) and (ii)) and xxxx://x00000.xxx0.xx.xxx/ (for (iii)). The items in (iii) are also available at xxx.xxx.xxx.

  • Form D; Blue Sky The Company agrees to timely file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof, promptly upon the written request of any Purchaser. The Company, on or before the Closing Date, shall take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for or to qualify the Securities for sale to the Purchasers under applicable securities or “Blue Sky” laws of the states of the United States (or to obtain an exemption from such qualification) and shall provide evidence of such actions promptly upon the written request of any Purchaser.

  • Form D and Blue Sky The Company agrees to file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof to each Buyer promptly after such filing. The Company shall, on or before the Closing Date, take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for or to qualify the Securities for sale to the Buyers at the Closing pursuant to this Agreement under applicable securities or “Blue Sky” laws of the states of the United States (or to obtain an exemption from such qualification), and shall provide evidence of any such action so taken to the Buyers on or prior to the Closing Date. The Company shall make all filings and reports relating to the offer and sale of the Securities required under applicable securities or “Blue Sky” laws of the states of the United States following the Closing Date.

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