Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 21 contracts
Samples: Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common shares following the settlement of Restricted Stock Units to the Participant free of the a restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 15 contracts
Samples: Award Agreement for Directors (RBB Bancorp), Award Agreement for Employees (RBB Bancorp), Restricted Stock Unit Award Agreement (Issuer Direct Corp)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 14 contracts
Samples: Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any issue Common Stock to the Participant free of the any restrictive legend described in Section 4 5 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 11 contracts
Samples: Employee Restricted Stock Unit (American Equity Investment Life Holding Co), Employee Restricted Stock Unit (American Equity Investment Life Holding Co), Employee Restricted Stock Unit (American Equity Investment Life Holding Co)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock issue Shares to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (amended, or any other federal or state statutes having similar requirements as that may be in effect at that the relevant time).
Appears in 6 contracts
Samples: Director Restricted Share Agreement (KAR Auction Services, Inc.), Director Restricted Share Agreement (IAA Spinco Inc.), Restricted Share Agreement (KAR Auction Services, Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock issue Shares to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 4 contracts
Samples: Equity and Incentive Plan (Aircastle LTD), Restricted Share Agreement (Aircastle LTD), Restricted Share Agreement (GateHouse Media, Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock Shares to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, legend if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 4 contracts
Samples: Award Agreement (Brookdale Senior Living Inc.), Award Agreement (Brookdale Senior Living Inc.), Award Agreement (Brookdale Senior Living Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "‘‘Securities Act"’’) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 4 contracts
Samples: Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock issue Shares to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 3 contracts
Samples: Restricted Share Agreement (GateHouse Media, Inc.), Restricted Share Agreement (Aircastle LTD), Restricted Share Agreement (Aircastle LTD)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock to the Participant free of the restrictive legend described in Section 4 7 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 3 contracts
Samples: Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.), Restricted Share Agreement (Brookdale Senior Living Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock to the Participant free of the restrictive legend described in Section 4 3 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 3 contracts
Samples: Omnibus Stock Incentive Plan (Duff & Phelps Corp), Restricted Stock Award Agreement (Duff & Phelps Corp), Restricted Stock Award Agreement (Duff & Phelps Corp)
Securities Laws Requirements. The Company shall not be obligated to transfer any issue Common Stock to the Participant free of the any restrictive legend described in Section 4 5 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 3 contracts
Samples: Restricted Stock Award Agreement (American Equity Investment Life Holding Co), Restricted Stock Award Agreement (American Equity Investment Life Holding Co), Restricted Stock Award Agreement (American Equity Investment Life Holding Co)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock Shares to the Participant free of the restrictive legend described in Section 4 6 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 3 contracts
Samples: Restricted Stock Agreement (Amerigroup Corp), Incentive Plan Restricted Stock Agreement (Amerigroup Corp), Restricted Stock Agreement (Amerigroup Corp)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock Membership Interests to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 2 contracts
Samples: Award Agreement (Brookdale Senior Living Inc.), Award Agreement (Brookdale Senior Living Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock to the Participant you free of the restrictive legend described in Section 4 hereof the form of Attachment 3 hereto or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 2 contracts
Samples: Restricted Stock Agreement (GLG Partners, Inc.), GLG Partners, Inc.
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock issue Shares to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act") (”), or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 1 contract
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock Shares to the Participant free of the restrictive legend described in Section 4 3 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act") (”), or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 1 contract
Samples: Restricted Share Award Agreement (Ault Global Holdings, Inc.)
Securities Laws Requirements. The Company shall not be obligated to transfer any issue Common Stock to the Participant free of the any restrictive legend described in Section 4 6 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 1 contract
Samples: Employee Restricted Stock Unit (American Equity Investment Life Holding Co)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock issue Shares to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (amended, or any other federal federal, state or state foreign statutes having similar requirements as that may be in effect at that the relevant time).
Appears in 1 contract
Samples: Restricted Share Agreement (SeaCube Container Leasing Ltd.)
Securities Laws Requirements. The Company shall not be obligated to transfer any issue shares of Common Stock to the Participant free of the restrictive legend described in Section 4 3 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (amended, or any other federal or state statutes having similar requirements as that may be in effect at that the relevant time).
Appears in 1 contract
Samples: Restricted Stock Unit Agreement (SWIFT TRANSPORTATION Co)
Securities Laws Requirements. The Company shall not be obligated to transfer issue any Common Stock shares in the capital of the Company to the Participant Subscriber free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as which may be in effect at that time).
Appears in 1 contract
Securities Laws Requirements. The Company shall not be obligated to transfer any Common Stock Shares to the Participant free of the restrictive legend described in Section 4 3 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "‘‘Securities Act"’’) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 1 contract
Samples: Restricted Share Award Agreement (Fortress Investment Group LLC)
Securities Laws Requirements. The Company shall not be obligated to transfer any Common shares of Restricted Stock to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "“Securities Act"”) (or any other federal or state statutes having similar requirements as may be in effect at that time).
Appears in 1 contract
Samples: Restricted Stock Agreement (EnerSys)
