Common use of Securities Law Compliance Clause in Contracts

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 23 contracts

Samples: Ziopharm Oncology Inc, Restricted Stock Unit Award Agreement (Revance Therapeutics, Inc.), Restricted Stock Agreement (Ziopharm Oncology Inc)

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Securities Law Compliance. You may will not be issued any shares under your Award unless the shares are either (ia) then registered under the Securities Act or (iib) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 8 contracts

Samples: Restricted Stock Purchase Award Agreement (CastleRock Security Holdings, Inc.), Stock Purchase Agreement (Raindance Communications Inc), Restricted Stock Bonus Agreement (Seagate Technology)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then the shares are registered under the Securities Act Act; or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 5 contracts

Samples: Restricted Stock Unit Award Agreement (Cardionet Inc), Restricted Stock Unit Agreement (Cypress Bioscience Inc), Restricted Stock Unit Award Agreement (Cardionet Inc)

Securities Law Compliance. You may not be issued any shares Common Shares under your Award unless the shares are either (i) then registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 5 contracts

Samples: Employment Agreement (Valeant Pharmaceuticals International, Inc.), Employment Agreement (Valeant Pharmaceuticals International, Inc.), Restricted Stock Unit Award Agreement (Valeant Pharmaceuticals International, Inc.)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (ia) then registered under the Securities Act or (iib) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 3 contracts

Samples: Restricted Stock Bonus Agreement (Broadvision Inc), Restricted Stock Bonus Agreement (Broadvision Inc), Restricted Stock Bonus Agreement (Aradigm Corp)

Securities Law Compliance. You may will not be issued any shares Shares under your Award unless the shares Shares are either (ia) then registered under the Securities Act or (iib) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the AwardAward and/or the Shares, and you will not receive such shares Shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 3 contracts

Samples: Executive Performance Unit Agreement (Seagate Technology PLC), Executive Performance Unit Agreement (Seagate Technology PLC), Restricted Share Unit Agreement (Seagate Technology PLC)

Securities Law Compliance. You may not be issued any shares under in respect of your Award unless the shares are either (i) then the shares are registered under the Securities Act Act; or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 3 contracts

Samples: Restricted Stock Unit Agreement (Ionis Pharmaceuticals Inc), Restricted Stock Unit Agreement (Horizon Pharma, Inc.), Restricted Stock Unit Agreement (Leapfrog Enterprises Inc)

Securities Law Compliance. You may not be issued any shares Settlement Shares under your Award unless the shares are either (i) then registered under the Securities Act of 1934 as amended (the “Securities Act ”) , or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 3 contracts

Samples: Consulting Agreement (Healthtech Solutions, Inc./Ut), Share Unit Grant Agreement (Healthtech Solutions, Inc./Ut), Share Unit Grant Agreement (Healthtech Solutions, Inc./Ut)

Securities Law Compliance. You may will not be issued any shares under Shares upon the vesting of your Award unless the shares Shares are either (ia) then registered under the Securities Act or (iib) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares Shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Unwired Planet, Inc.)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.. 3

Appears in 1 contract

Samples: Restricted Stock Bonus Agreement (Continuus Software Corp /Ca)

Securities Law Compliance. You may not be issued any shares under in respect of your Award unless the shares are either (i) then the shares are registered under the U.S. Securities Act Act; or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the U.S. Securities Act. Your Award also must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Global Restricted Stock Unit Agreement (Ionis Pharmaceuticals Inc)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations. 4.

Appears in 1 contract

Samples: Stock Bonus Agreement (Scientific Learning Corp)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable laws and regulations governing the Award, and you will not receive such any shares of Company common stock upon the payment of your Award if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (Scientific Learning Corp)

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Securities Law Compliance. You may not be issued any shares Shares under your Award unless the shares Shares underlying the Award are either (i) then registered under the US Securities Act of 1933, as amended (the “Securities Act”), or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities ActAct and, to the extent other securities laws apply, in compliance with or exempt from such laws. Your Award must also comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares Shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Award Agreement (Jazz Pharmaceuticals PLC)

Securities Law Compliance. You may will not be issued any shares Shares under your Award unless the shares Shares are either (ia) then registered under the Securities Act or (iib) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares Shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Share Unit Agreement (Seagate Technology PLC)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then the registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Performance Share Agreement (Digital River Inc /De)

Securities Law Compliance. You may not be issued any shares Shares under your Award unless the shares Shares are either (i) then registered under the Securities Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares Shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Bonus Agreement (Ebay Inc)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then the shares are registered under the Securities Act Act; or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable securities and exchange control laws and regulations governing relevant to the AwardCompany and the offer of the RSUs and the underlying shares of Common Stock, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (OMNICELL, Inc)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then registered under the Securities Act of 1933, as amended (the “Securities Act”), or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Headwaters Inc)

Securities Law Compliance. You may not be issued any shares under your Award unless either (a) the shares are either (i) then registered under the Securities Act Act; or (iib) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (Power Integrations Inc)

Securities Law Compliance. You may not be issued any shares under your Award unless the shares are either (i) then registered under the Securities Act of 1933, as amended (the "Securities Act") or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Agreement (A Consulting Team Inc)

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