Common use of Securities Law Compliance Clause in Contracts

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 32 contracts

Samples: Restricted Stock Unit Agreement (Nektar Therapeutics), Stock Option Agreement, Restricted Stock Unit Agreement (Nektar Therapeutics)

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Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 15 contracts

Samples: Stock Option Agreement, Stock Option Agreement (Diversa Corp), Employment Agreement (Jato Communications Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your this option may not be exercised unless the shares issuable upon exercise of your this option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 8 contracts

Samples: Employee Benefits Agreement (Leap Wireless International Inc), Incentive Stock Option (PMR Corp), Nonstatutory Stock Option Agreement (Cocensys Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option the Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also comply with other applicable laws and regulations governing the optionOption, and the option Option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 8 contracts

Samples: Gentium S.p.A., Nonqualified Stock Option Agreement (F5 Networks Inc), Nonqualified Stock Option Agreement (F5 Networks Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act of 1933, as amended (the "Securities Act"), or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 7 contracts

Samples: Employment Agreement (Versicor Inc /Ca), Employment Agreement (Versicor Inc /Ca), Independent Consultant Agreement (Versicor Inc /Ca)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option Option may not be exercised unless the shares issuable upon exercise of your option Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option must also comply with other applicable laws and regulations governing the optionOption, and the option Option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 5 contracts

Samples: Stock Option Agreement (1st Century Bancshares, Inc.), Stock Option Agreement (Nara Bancorp Inc), Founder Stock Option Agreement (1st Century Bancshares, Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option may not be exercised unless the shares Shares issuable upon such exercise of your option are then registered under the Securities Act or, if such shares Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the your option, and the option you may not be exercised exercise your option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Labor Ready Inc), Stock Option Agreement (Labor Ready Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your this option may not be exercised unless the shares issuable upon exercise of your this option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.has

Appears in 1 contract

Samples: Decode Genetics Inc

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply simply with other applicable laws and regulations governing the option, option and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Tivo Inc)

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Securities Law Compliance. Notwithstanding anything to the contrary contained hereinin this Agreement, your option an Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares those Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Incentive Stock Option Agreement (Birch Telecom Inc /Mo)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option may not be exercised unless the shares of Stock issuable upon such exercise of your option are then registered under the Securities Act or, if such shares of Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must also comply with other applicable laws and regulations governing the your option, and the option you may not be exercised exercise your option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Omnibus Incentive Plan (Biotelemetry, Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option the Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Nonstatutory Stock Option Agreement (Birch Telecom Inc /Mo)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise All certificates representing any of your option must also comply with other applicable laws and regulations governing the option, and Common Stock subject to the option may not be exercised if shall have endorsed thereon appropriate legends reflecting restrictions pursuant to the Company determines that the exercise would not be in material compliance with such laws and regulationsPlan and/or applicable securities laws.

Appears in 1 contract

Samples: Options and Option Agreement (Paradyne Networks Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option Option may not be exercised unless the shares issuable upon exercise of your option Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Sbe Inc)

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