Common use of Securities Law Compliance Clause in Contracts

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 144 contracts

Samples: Option Agreement (Ionis Pharmaceuticals Inc), Stock Option Agreement (Gonzalez John Joseph II), Stock Option Agreement (Gonzalez John Joseph II)

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Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 109 contracts

Samples: Equity Incentive Plan (Exelixis, Inc.), Option Agreement (Exelixis, Inc.), Stock Option Agreement (Source Atlantic, Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option Option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company Committee has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option must also must comply with other applicable laws and regulations governing your optionOption, and you may not exercise your option Option if the Company Committee determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 6 contracts

Samples: Stock Option Agreement (Applied Optoelectronics, Inc.), Stock Option Agreement (Applied Optoelectronics, Inc.), Stock Option Agreement (Applied Optoelectronics, Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Class A Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Class A Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 4 contracts

Samples: Stock Option Agreement (Leapfrog Enterprises Inc), Stock Option Agreement (Leapfrog Enterprises Inc), Stock Option Agreement (Leapfrog Enterprises Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained hereinin this Option Agreement, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 3 contracts

Samples: 2013 Equity Incentive (Urgent.ly Inc.), Restricted Stock Unit Award Agreement (NexImmune, Inc.), 2016 Equity Incentive (Apex Technology Acquisition Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, following the Listing Date you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Plan Stock Option Agreement (First Consulting Group Inc), Stock Option Agreement (First Consulting Group Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Zumiez Inc), Stock Option Agreement (Greenfield Online Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: theMaven, Inc., theMaven, Inc.

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock common stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock common stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Aviron), Neah Power Systems, Inc.

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option Option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option also must comply with other applicable laws and regulations governing your optionOption, and you may not exercise your option Option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Chordiant Software Inc), Stock Option Agreement (Chordiant Software Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you the Option may not exercise your option be exercised unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act applicable securities laws or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Actapplicable securities laws. The exercise of your option the Option must also must comply with other applicable laws and regulations governing your optionthe Option, and you may not exercise your option be exercised if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Supplementary Agreement (New Dragon Asia Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option Option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option must also must comply with other applicable laws and regulations governing your optionOption, and you may not exercise your option Option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Blue Nile Inc

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.and

Appears in 1 contract

Samples: Stock Option Agreement (Photon Dynamics Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.and

Appears in 1 contract

Samples: Stock Option Agreement (Applied Micro Circuits Corp)

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Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option Option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company FivePrime has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option also must comply with other applicable laws and regulations governing your optionOption, and you may not exercise your option Option if the Company FivePrime determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Option Agreement (Five Prime Therapeutics Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.not

Appears in 1 contract

Samples: Incentive Plan (Exelixis, Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations. 17.

Appears in 1 contract

Samples: Form of Stock Option Agreement (Chordiant Software Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you your option may not exercise your option be exercised unless the shares of Common Stock issuable upon such exercise of your option are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Good Times Restaurants Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you Participant may not exercise your option the Option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.Participant

Appears in 1 contract

Samples: Stock Option Grant Agreement (Broadsoft Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations. 7.

Appears in 1 contract

Samples: Stock Bonus Agreement (Scientific Learning Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option the Option unless the shares of Common Stock issuable upon such exercise (the “Purchased Shares”) are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also must comply with other applicable laws and regulations governing your optionthe Option, and you may not exercise your option the Option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Rackable Systems, Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, In no event may you may not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that such your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Option Agreement (Graf Acquisition Corp. IV)

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