Securities Industry Protection Corporation Sample Clauses

Securities Industry Protection Corporation. (SIPC) and Excess SIPC Coverage. HTS is a member of SIPC, which protects the securities customers of its members up to $500,000 (including $250,000 for claims for cash). In addition, HTS has purchased Excess SIPC Insurance which covers the net equity of customers’ accounts up to an aggregate of $200 million from underwriting syndicates at Lloyd’s of London. This coverage is offered over and above the coverage provided by SIPC. SIPC and Excess SIPC covers accounts of the member firm in the event of a member’s bankruptcy or insolvency. SIPC and Excess SIPC Insurance Coverage do not protect against losses due to market fluctuation or any decline in market value of your securities. An explanatory brochure is available at xxx.xxxx.xxx or by calling (000) 000-0000.
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Securities Industry Protection Corporation. RCA has all permits, licenses and authorizations required by any government authority or agency for the conduct of its current business. RCA is registered and in good standing with the Securities and Exchange Commission ("SEC") as a broker-dealer pursuant to the Securities Exchange Act of 1934 (the "1934 Act") and each jurisdiction which requires such registration or qualification in connection with its business and is a member in good standing of the National Association of Securities Dealers ("NASD"), the Securities Industry Protection Corporation ("SIPC"), and is currently fully registered to conduct business in eight (8) states, and has fully complied, to the best of Sellers' knowledge, with such regulatory bodies and any other industry, governmental or trade organization required by law for the conduct of its present business.
Sample 1
Securities Industry Protection Corporation. (SIPC). Xxxxxxx is a member of SIPC, which protects the client securities of its members up to $500,000 of which no more than $250,000 may be for cash balances being held for reinvestment. SIPC Coverage does not protect against losses due to market fluctuation or any decline in market value of your securities. An explanatory brochure is available at xxx.xxxx.xxx or by calling (202) 000- 0000.
Sample 1

Related to Securities Industry Protection Corporation

  • Real Property Holding Corporation The Company is not and has never been a U.S. real property holding corporation within the meaning of Section 897 of the Internal Revenue Code of 1986, as amended, and the Company shall so certify upon Purchaser’s request.

  • Financial Services The aim of cooperation shall be to achieve closer common rules and standards in areas including the following:

  • Corporate Services This Agreement sets forth the terms and conditions for the provision by PROVIDING PARTY to RECEIVING PARTY of various corporate services and products, as more fully described below and in Schedule 1.1(a) attached hereto (the Scheduled Services, the Omitted Services, the Resumed Services and Special Projects (as defined below), collectively, the "Corporate Services").

  • Corporate Separateness (a) Satisfy, and cause each of its Restricted Subsidiaries and Unrestricted Subsidiaries to satisfy, customary corporate and other formalities, including, as applicable, the holding of regular board of directors’ and shareholders’ meetings or action by directors or shareholders without a meeting, in each case, to the extent required by law and the maintenance of corporate offices and records.

  • Real Property Holding Company The Company is not a real property holding company within the meaning of Section 897 of the Code.

  • Bank Holding Company Borrower is not a “bank holding company” or a direct or indirect subsidiary of a “bank holding company” as defined in the Bank Holding Company Act of 1956, as amended, and Regulation Y thereunder of the Board of Governors of the Federal Reserve System.

  • Public Utility Holding Company Neither the Company nor any Subsidiary is, or will be upon issuance and sale of the Securities and the use of the proceeds described herein, subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act or to any federal or state statute or regulation limiting its ability to issue and perform its obligations under any Transaction Agreement.

  • U.S. Real Property Holding Corporation The Company is not and has never been a U.S. real property holding corporation within the meaning of Section 897 of the Internal Revenue Code of 1986, as amended, and the Company shall so certify upon Purchaser’s request.

  • Asset Management Supplier will: i) maintain an asset inventory of all media and equipment where Accenture Data is stored. Access to such media and equipment will be restricted to authorized Personnel; ii) classify Accenture Data so that it is properly identified and access to it is appropriately restricted; iii) maintain an acceptable use policy with restrictions on printing Accenture Data and procedures for appropriately disposing of printed materials that contain Accenture Data when such data is no longer needed under the Agreement; iv) maintain an appropriate approval process whereby Supplier’s approval is required prior to its Personnel storing Accenture Data on portable devices, remotely accessing Accenture Data, or processing such data outside of Supplier facilities. If remote access is approved, Personnel will use multi-factor authentication, which may include the use of smart cards with certificates, One Time Password (OTP) tokens, and biometrics.

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