Common use of Securities Exchange Commission Certification Clause in Contracts

Securities Exchange Commission Certification. The Corporation confirms that as at the date of execution of this agreement it does not have a class of securities registered pursuant to Section 12 of the US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the Act or Corporation shall incur a reporting obligation pursuant to Section 15(d) of the Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the Act, the Corporation shall promptly deliver to the Warrant Agent an Officers’ Certificate (in a form provided by the Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture (Invictus MD Strategies Corp.)

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Securities Exchange Commission Certification. The Corporation confirms that as at the date of execution of this agreement Indenture it does not have a class of securities registered pursuant to Section 12 of the US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the Act or Corporation shall incur a reporting obligation pursuant to Section 15(d) of the Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the Act, the Corporation shall promptly deliver to the Warrant Agent an OfficersofficersCertificate certificate (in a form provided by the Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Aleafia Health Inc.

Securities Exchange Commission Certification. The Corporation confirms that as at the date of execution of this agreement Indenture it does not have a class of securities registered pursuant to Section 12 of the US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the Act, the Corporation shall promptly deliver to the Warrant Agent an OfficersofficersCertificate certificate (in a form provided by the Warrant Agent Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: sec.report

Securities Exchange Commission Certification. The Corporation confirms that as at the date of execution of this agreement Agreement it does not have a class of securities registered pursuant to Section 12 of the US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the Act, the Corporation shall promptly deliver to the Warrant Agent an OfficersofficersCertificate certificate (in a form provided by the Warrant Agent Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: webfiles.thecse.com

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Securities Exchange Commission Certification. The Corporation confirms represents and warrants that as at the date of execution of this agreement Indenture it does not have a class of securities registered pursuant to Section 12 of the US Securities and U.S. Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an OfficersofficersCertificate (in a form provided by certificate of the Warrant Agent Corporation notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation representation, warranty and covenants covenant in order to meet certain United States Securities and Exchange Commission (“SEC”) SEC obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Razor Energy Corp.

Securities Exchange Commission Certification. The Corporation confirms that as at the date of execution of this agreement Agreement it does not have a class of securities registered pursuant to Section 12 of the US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the Act, the Corporation shall promptly deliver to the Warrant Agent an OfficersofficersCertificate certificate (in a form provided by the Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time). The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture (Encore Energy Corp.)

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